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FERCO HOLDINGS, INC 401(K) PLAN 401k Plan overview

Plan NameFERCO HOLDINGS, INC 401(K) PLAN
Plan identification number 001

FERCO HOLDINGS, INC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FERCO HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name:FERCO HOLDINGS, INC.
Employer identification number (EIN):550607138
NAIC Classification:561110
NAIC Description:Office Administrative Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FERCO HOLDINGS, INC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01PATTI J HOWARD2019-07-02 J STEVEN FERGUSON2019-07-02
0012017-01-01PATTI J HOWARD2018-06-28 JAMES S FERGUSON2018-06-28
0012016-01-01PATTI J HOWARD2017-06-14 J STEVEN FERGUSON2017-06-14
0012015-01-01PATTI J HOWARD2016-06-16 J. STEVEN FERGUSON2016-06-16
0012014-10-01PATTI J HOWARD JAMES STEVEN FERGUSON2015-07-14
0012013-10-01PATTI J HOWARD J STEVEN FERGUSON2015-04-16
0012012-10-01PATTI HOWARD J STEVEN FERGUSON2014-04-16
0012011-10-01PATTI HOWARD J STEVEN FERGUSON2013-03-26
0012010-10-01J. STEVEN FERGUSON2012-04-19
0012008-10-01

Plan Statistics for FERCO HOLDINGS, INC 401(K) PLAN

401k plan membership statisitcs for FERCO HOLDINGS, INC 401(K) PLAN

Measure Date Value
2014: FERCO HOLDINGS, INC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01106
Total number of active participants reported on line 7a of the Form 55002014-10-0196
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-0112
Total of all active and inactive participants2014-10-01108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-01108
Number of participants with account balances2014-10-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-010
2013: FERCO HOLDINGS, INC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01105
Total number of active participants reported on line 7a of the Form 55002013-10-01105
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-010
Total of all active and inactive participants2013-10-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-01105
Number of participants with account balances2013-10-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: FERCO HOLDINGS, INC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-0194
Total number of active participants reported on line 7a of the Form 55002012-10-0190
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-0115
Total of all active and inactive participants2012-10-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01105
Number of participants with account balances2012-10-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-014
2011: FERCO HOLDINGS, INC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-0191
Total number of active participants reported on line 7a of the Form 55002011-10-01126
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-0113
Total of all active and inactive participants2011-10-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01139
Number of participants with account balances2011-10-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-0140

Financial Data on FERCO HOLDINGS, INC 401(K) PLAN

Measure Date Value
2014 : FERCO HOLDINGS, INC 401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$490,941
Expenses. Total of all expenses incurred2014-12-31$198,244
Benefits paid (including direct rollovers)2014-12-31$195,143
Total plan assets at end of year2014-12-31$3,190,344
Total plan assets at beginning of year2014-12-31$2,897,647
Value of fidelity bond covering the plan2014-12-31$250,000
Total contributions received or receivable from participants2014-12-31$230,924
Expenses. Other expenses not covered elsewhere2014-12-31$1,762
Other income received2014-12-31$142,613
Net income (gross income less expenses)2014-12-31$292,697
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,190,344
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,897,647
Assets. Value of participant loans2014-12-31$53,833
Total contributions received or receivable from employer(s)2014-12-31$117,404
Value of corrective distributions2014-12-31$1,339
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
Total income from all sources2014-09-30$611,898
Expenses. Total of all expenses incurred2014-09-30$155,896
Benefits paid (including direct rollovers)2014-09-30$154,332
Total plan assets at end of year2014-09-30$3,177,032
Total plan assets at beginning of year2014-09-30$2,721,030
Value of fidelity bond covering the plan2014-09-30$250,000
Total contributions received or receivable from participants2014-09-30$241,950
Expenses. Other expenses not covered elsewhere2014-09-30$1,564
Contributions received from other sources (not participants or employers)2014-09-30$0
Other income received2014-09-30$261,948
Net income (gross income less expenses)2014-09-30$456,002
Net plan assets at end of year (total assets less liabilities)2014-09-30$3,177,032
Net plan assets at beginning of year (total assets less liabilities)2014-09-30$2,721,030
Assets. Value of participant loans2014-09-30$42,716
Total contributions received or receivable from employer(s)2014-09-30$108,000
Funding deficiency by the employer to the plan for this plan year2014-09-30$0
Minimum employer required contribution for this plan year2014-09-30$0
Amount contributed by the employer to the plan for this plan year2014-09-30$0
2013 : FERCO HOLDINGS, INC 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-09-30$38
Total income from all sources2013-09-30$691,483
Expenses. Total of all expenses incurred2013-09-30$1,602,717
Benefits paid (including direct rollovers)2013-09-30$1,601,568
Total plan assets at end of year2013-09-30$2,721,030
Total plan assets at beginning of year2013-09-30$3,632,226
Value of fidelity bond covering the plan2013-09-30$250,000
Total contributions received or receivable from participants2013-09-30$224,097
Expenses. Other expenses not covered elsewhere2013-09-30$1,149
Contributions received from other sources (not participants or employers)2013-09-30$55,146
Other income received2013-09-30$295,102
Net income (gross income less expenses)2013-09-30$-911,234
Net plan assets at end of year (total assets less liabilities)2013-09-30$2,721,030
Net plan assets at beginning of year (total assets less liabilities)2013-09-30$3,632,226
Assets. Value of participant loans2013-09-30$39,313
Total contributions received or receivable from employer(s)2013-09-30$117,138
Value of certain deemed distributions of participant loans2013-09-30$0
Value of corrective distributions2013-09-30$0
Funding deficiency by the employer to the plan for this plan year2013-09-30$0
Minimum employer required contribution for this plan year2013-09-30$0
Amount contributed by the employer to the plan for this plan year2013-09-30$0
2012 : FERCO HOLDINGS, INC 401(K) PLAN 2012 401k financial data
Transfers to/from the plan2012-09-30$0
Total income from all sources2012-09-30$907,551
Expenses. Total of all expenses incurred2012-09-30$944,110
Benefits paid (including direct rollovers)2012-09-30$943,499
Total plan assets at end of year2012-09-30$3,632,226
Total plan assets at beginning of year2012-09-30$3,668,785
Total contributions received or receivable from participants2012-09-30$270,112
Expenses. Other expenses not covered elsewhere2012-09-30$611
Contributions received from other sources (not participants or employers)2012-09-30$0
Other income received2012-09-30$505,200
Net income (gross income less expenses)2012-09-30$-36,559
Net plan assets at end of year (total assets less liabilities)2012-09-30$3,632,226
Net plan assets at beginning of year (total assets less liabilities)2012-09-30$3,668,785
Assets. Value of participant loans2012-09-30$41,835
Total contributions received or receivable from employer(s)2012-09-30$132,239
Value of certain deemed distributions of participant loans2012-09-30$0
Value of corrective distributions2012-09-30$0
Funding deficiency by the employer to the plan for this plan year2012-09-30$0
Minimum employer required contribution for this plan year2012-09-30$0
Amount contributed by the employer to the plan for this plan year2012-09-30$0

Form 5500 Responses for FERCO HOLDINGS, INC 401(K) PLAN

2014: FERCO HOLDINGS, INC 401(K) PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2013: FERCO HOLDINGS, INC 401(K) PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2012: FERCO HOLDINGS, INC 401(K) PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2011: FERCO HOLDINGS, INC 401(K) PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2008: FERCO HOLDINGS, INC 401(K) PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-828653
Policy instance 1
Insurance contract or identification numberGA-828653
Number of Individuals Covered74
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,423
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,423
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS LLC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-828653
Policy instance 1
Insurance contract or identification numberGA-828653
Number of Individuals Covered105
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Total amount of commissions paid to insurance brokerUSD $1,564
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,564
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS LLC PCG
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-828653
Policy instance 1
Insurance contract or identification numberGA-828653
Number of Individuals Covered90
Insurance policy start date2012-10-01
Insurance policy end date2013-09-30
Total amount of commissions paid to insurance brokerUSD $9,404
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,404
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS LLC PCG
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-828653
Policy instance 1
Insurance contract or identification numberGA-828653
Number of Individuals Covered126
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Total amount of commissions paid to insurance brokerUSD $26,192
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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