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THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameTHE BILTMORE COMPANY 401(K) RETIREMENT PLAN
Plan identification number 002

THE BILTMORE COMPANY 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE BILTMORE COMPANY has sponsored the creation of one or more 401k plans.

Company Name:THE BILTMORE COMPANY
Employer identification number (EIN):560141915
NAIC Classification:712100
NAIC Description: Museums, Historical Sites, and Similar Institutions

Additional information about THE BILTMORE COMPANY

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0310901

More information about THE BILTMORE COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE BILTMORE COMPANY 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01VICKI BANKS VICKI BANKS2017-07-31
0022015-01-01VICKI BANKS VICKI BANKS2016-09-27
0022014-01-01VICKI BANKS VICKI BANKS2015-10-13
0022013-01-01VICKI BANKS VICKI BANKS2014-10-14
0022012-01-01VICKI BANKS VICKI BANKS2013-10-10
0022011-01-01VICKI BANKS
0022010-01-01VICKI BANKS
0022009-01-01VICKI BANKS

Plan Statistics for THE BILTMORE COMPANY 401(K) RETIREMENT PLAN

401k plan membership statisitcs for THE BILTMORE COMPANY 401(K) RETIREMENT PLAN

Measure Date Value
2016: THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,598
Total number of active participants reported on line 7a of the Form 55002016-01-011,491
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01185
Total of all active and inactive participants2016-01-011,676
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-011,678
Number of participants with account balances2016-01-011,463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0116
2015: THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,621
Total number of active participants reported on line 7a of the Form 55002015-01-011,375
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01138
Total of all active and inactive participants2015-01-011,513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-011,517
Number of participants with account balances2015-01-011,321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,506
Total number of active participants reported on line 7a of the Form 55002014-01-011,412
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01153
Total of all active and inactive participants2014-01-011,565
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-011,567
Number of participants with account balances2014-01-011,359
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0112
2013: THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,249
Total number of active participants reported on line 7a of the Form 55002013-01-011,300
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01147
Total of all active and inactive participants2013-01-011,447
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-011,448
Number of participants with account balances2013-01-011,271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,092
Total number of active participants reported on line 7a of the Form 55002012-01-011,062
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0190
Total of all active and inactive participants2012-01-011,152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-011,153
Number of participants with account balances2012-01-01560
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,433
Total number of active participants reported on line 7a of the Form 55002011-01-012,013
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0134
Total of all active and inactive participants2011-01-012,047
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-012,048
Number of participants with account balances2011-01-01569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,417
Total number of active participants reported on line 7a of the Form 55002010-01-011,401
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0132
Total of all active and inactive participants2010-01-011,433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-011,433
Number of participants with account balances2010-01-01562
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-015
2009: THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,365
Total number of active participants reported on line 7a of the Form 55002009-01-011,374
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0141
Total of all active and inactive participants2009-01-011,415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-011,417
Number of participants with account balances2009-01-01580
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-018

Financial Data on THE BILTMORE COMPANY 401(K) RETIREMENT PLAN

Measure Date Value
2016 : THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,643,736
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,264,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,200,122
Expenses. Certain deemed distributions of participant loans2016-12-31$-295
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,693,805
Value of total assets at end of year2016-12-31$39,902,163
Value of total assets at beginning of year2016-12-31$35,522,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$64,425
Total interest from all sources2016-12-31$15,478
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$367,369
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$367,369
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,362,692
Participant contributions at end of year2016-12-31$365,857
Participant contributions at beginning of year2016-12-31$364,513
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,013
Other income not declared elsewhere2016-12-31$361
Administrative expenses (other) incurred2016-12-31$64,425
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,379,484
Value of net assets at end of year (total assets less liabilities)2016-12-31$39,902,163
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$35,522,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$27,464,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$24,091,668
Interest on participant loans2016-12-31$15,478
Value of interest in common/collective trusts at end of year2016-12-31$12,071,543
Value of interest in common/collective trusts at beginning of year2016-12-31$11,066,498
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,678,317
Net investment gain or loss from common/collective trusts2016-12-31$888,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,330,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,200,122
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2016-12-31560747981
2015 : THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,853,249
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,619,944
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,547,115
Expenses. Certain deemed distributions of participant loans2015-12-31$5,758
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,541,897
Value of total assets at end of year2015-12-31$35,522,679
Value of total assets at beginning of year2015-12-31$33,289,374
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$67,071
Total interest from all sources2015-12-31$15,867
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$340,401
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$340,401
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,250,146
Participant contributions at end of year2015-12-31$364,513
Participant contributions at beginning of year2015-12-31$336,173
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$3,707
Administrative expenses (other) incurred2015-12-31$67,071
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$1,204
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,233,305
Value of net assets at end of year (total assets less liabilities)2015-12-31$35,522,679
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$33,289,374
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$24,091,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$22,713,889
Interest on participant loans2015-12-31$15,867
Value of interest in common/collective trusts at end of year2015-12-31$11,066,498
Value of interest in common/collective trusts at beginning of year2015-12-31$10,238,108
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-191,461
Net investment gain or loss from common/collective trusts2015-12-31$146,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,288,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,547,115
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2015-12-31560747981
2014 : THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,414,372
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,121,889
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,041,346
Expenses. Certain deemed distributions of participant loans2014-12-31$-2,960
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,018,048
Value of total assets at end of year2014-12-31$33,289,374
Value of total assets at beginning of year2014-12-31$29,996,891
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$83,503
Total interest from all sources2014-12-31$13,205
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,340,547
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,340,547
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,891,709
Participant contributions at end of year2014-12-31$336,173
Participant contributions at beginning of year2014-12-31$310,249
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$24,017
Other income not declared elsewhere2014-12-31$141
Administrative expenses (other) incurred2014-12-31$83,503
Total non interest bearing cash at end of year2014-12-31$1,204
Total non interest bearing cash at beginning of year2014-12-31$1,094
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,292,483
Value of net assets at end of year (total assets less liabilities)2014-12-31$33,289,374
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$29,996,891
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$22,713,889
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$20,593,783
Interest on participant loans2014-12-31$13,205
Value of interest in common/collective trusts at end of year2014-12-31$10,238,108
Value of interest in common/collective trusts at beginning of year2014-12-31$9,091,765
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$177,259
Net investment gain or loss from common/collective trusts2014-12-31$865,172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,102,322
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,041,346
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2014-12-31560747981
2013 : THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$8,483,036
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,920,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,784,217
Expenses. Certain deemed distributions of participant loans2013-12-31$2,719
Value of total corrective distributions2013-12-31$68,928
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,786,853
Value of total assets at end of year2013-12-31$29,996,891
Value of total assets at beginning of year2013-12-31$23,434,141
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$64,422
Total interest from all sources2013-12-31$12,552
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$782,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$782,821
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,683,109
Participant contributions at end of year2013-12-31$310,249
Participant contributions at beginning of year2013-12-31$302,943
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$89,219
Other income not declared elsewhere2013-12-31$17,445
Administrative expenses (other) incurred2013-12-31$64,422
Total non interest bearing cash at end of year2013-12-31$1,094
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,562,750
Value of net assets at end of year (total assets less liabilities)2013-12-31$29,996,891
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$23,434,141
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$20,593,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$15,948,019
Interest on participant loans2013-12-31$12,552
Value of interest in common/collective trusts at end of year2013-12-31$9,091,765
Value of interest in common/collective trusts at beginning of year2013-12-31$7,183,179
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,325,689
Net investment gain or loss from common/collective trusts2013-12-31$1,557,676
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,014,525
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,784,217
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2013-12-31560747981
2012 : THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,632,428
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,229,435
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,078,870
Expenses. Certain deemed distributions of participant loans2012-12-31$347
Value of total corrective distributions2012-12-31$60,164
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,796,320
Value of total assets at end of year2012-12-31$23,434,141
Value of total assets at beginning of year2012-12-31$22,031,148
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$90,054
Total interest from all sources2012-12-31$15,097
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$490,477
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$490,477
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,201,616
Participant contributions at end of year2012-12-31$302,943
Participant contributions at beginning of year2012-12-31$328,407
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$14,375
Other income not declared elsewhere2012-12-31$-5
Administrative expenses (other) incurred2012-12-31$90,054
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,402,993
Value of net assets at end of year (total assets less liabilities)2012-12-31$23,434,141
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$22,031,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$15,948,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$15,054,470
Interest on participant loans2012-12-31$15,097
Value of interest in common/collective trusts at end of year2012-12-31$7,183,179
Value of interest in common/collective trusts at beginning of year2012-12-31$6,648,271
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,602,092
Net investment gain or loss from common/collective trusts2012-12-31$728,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$580,329
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,078,870
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2012-12-31560747981
2011 : THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,409,925
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$996,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$892,522
Expenses. Certain deemed distributions of participant loans2011-12-31$41,525
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,723,239
Value of total assets at end of year2011-12-31$22,031,148
Value of total assets at beginning of year2011-12-31$21,617,637
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$62,367
Total interest from all sources2011-12-31$15,405
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$141,858
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$141,858
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,122,201
Participant contributions at end of year2011-12-31$328,407
Participant contributions at beginning of year2011-12-31$239,053
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$13,038
Other income not declared elsewhere2011-12-31$32,715
Administrative expenses (other) incurred2011-12-31$62,367
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$413,511
Value of net assets at end of year (total assets less liabilities)2011-12-31$22,031,148
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$21,617,637
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$15,054,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$19,423,502
Interest on participant loans2011-12-31$15,405
Value of interest in common/collective trusts at end of year2011-12-31$6,648,271
Value of interest in common/collective trusts at beginning of year2011-12-31$1,955,082
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-631,390
Net investment gain or loss from common/collective trusts2011-12-31$128,098
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$588,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$892,522
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DIXON HUGHS GOODMAN LLP
Accountancy firm EIN2011-12-31560747981
2010 : THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,111,300
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,083,355
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$987,310
Value of total corrective distributions2010-12-31$46,662
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,738,652
Value of total assets at end of year2010-12-31$21,617,637
Value of total assets at beginning of year2010-12-31$18,589,692
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$49,383
Total interest from all sources2010-12-31$10,182
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$180,117
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$180,117
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,148,253
Participant contributions at end of year2010-12-31$239,053
Participant contributions at beginning of year2010-12-31$160,353
Participant contributions at beginning of year2010-12-31$35,239
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$9,247
Other income not declared elsewhere2010-12-31$30
Administrative expenses (other) incurred2010-12-31$49,383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,027,945
Value of net assets at end of year (total assets less liabilities)2010-12-31$21,617,637
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$18,589,692
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$19,423,502
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$12,488,951
Interest on participant loans2010-12-31$10,182
Value of interest in common/collective trusts at end of year2010-12-31$1,955,082
Value of interest in common/collective trusts at beginning of year2010-12-31$5,899,402
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,860,147
Net investment gain or loss from common/collective trusts2010-12-31$322,172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$581,152
Employer contributions (assets) at beginning of year2010-12-31$5,747
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$987,310
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DIXON HUGHS GOODMAN LLP
Accountancy firm EIN2010-12-31560747981
2009 : THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE BILTMORE COMPANY 401(K) RETIREMENT PLAN

2016: THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE BILTMORE COMPANY 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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