D.R. ALLEN & SON INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan D.R. ALLEN & SON INC. RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2025 : D.R. ALLEN & SON INC. RETIREMENT PLAN 2025 401k financial data |
|---|
| Total transfers to/from plan in this plan year | 2025-10-14 | 1675423 |
| Total liabilities as of the end of the plan year | 2025-10-14 | 0 |
| Total liabilities as of the beginning of the plan year | 2025-10-14 | 0 |
| Total expenses incurred by plan in this plan year | 2025-10-14 | 705843 |
| Net assets as of the end of the plan year | 2025-10-14 | 7556568 |
| Total assets as of the beginning of the plan year | 2025-10-14 | 4726170 |
| Value of plan covered by a fidelity bond | 2025-10-14 | 500000 |
| Participant contributions to plan in this plan year | 2025-10-14 | 608174 |
| Value of participant loans at end of plan year | 2025-10-14 | 158567 |
| Other expenses paid from plan in this plan year | 2025-10-14 | 0 |
| Other contributions to plan in this plan year | 2025-10-14 | 268799 |
| Other income to plan in this plan year | 2025-10-14 | 676778 |
| Plan net income in this plan year | 2025-10-14 | 1154975 |
| Net assets as of the end of the plan year | 2025-10-14 | 7556568 |
| Net assets as of the beginning of the plan year | 2025-10-14 | 4726170 |
| Employer contributions to plan in this plan year | 2025-10-14 | 307067 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2025-10-14 | 55422 |
| 2024 : D.R. ALLEN & SON INC. RETIREMENT PLAN 2024 401k financial data |
|---|
| Total expenses incurred by plan in this plan year | 2024-07-02 | 378640 |
| Net assets as of the end of the plan year | 2024-07-02 | 4726170 |
| Total assets as of the beginning of the plan year | 2024-07-02 | 4138839 |
| Value of plan covered by a fidelity bond | 2024-07-02 | 500000 |
| Participant contributions to plan in this plan year | 2024-07-02 | 250645 |
| Other income to plan in this plan year | 2024-07-02 | 613948 |
| Plan net income in this plan year | 2024-07-02 | 587331 |
| Net assets as of the end of the plan year | 2024-07-02 | 4726170 |
| Net assets as of the beginning of the plan year | 2024-07-02 | 4138839 |
| Employer contributions to plan in this plan year | 2024-07-02 | 101378 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2024-07-02 | 37193 |
| 2022 : D.R. ALLEN & SON INC. RETIREMENT PLAN 2022 401k financial data |
|---|
| Total expenses incurred by plan in this plan year | 2022-07-11 | 205276 |
| Net assets as of the end of the plan year | 2022-07-11 | 4819010 |
| Total assets as of the beginning of the plan year | 2022-07-11 | 4213101 |
| Value of plan covered by a fidelity bond | 2022-07-11 | 500000 |
| Participant contributions to plan in this plan year | 2022-07-11 | 230849 |
| Other income to plan in this plan year | 2022-07-11 | 518159 |
| Plan net income in this plan year | 2022-07-11 | 605909 |
| Net assets as of the end of the plan year | 2022-07-11 | 4819010 |
| Net assets as of the beginning of the plan year | 2022-07-11 | 4213101 |
| Employer contributions to plan in this plan year | 2022-07-11 | 62177 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2022-07-11 | 21762 |
| 2015 : D.R. ALLEN & SON INC. RETIREMENT PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $251,691 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $279,627 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $261,177 |
| Value of total corrective distributions | 2015-12-31 | $2,684 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $277,945 |
| Value of total assets at end of year | 2015-12-31 | $3,488,897 |
| Value of total assets at beginning of year | 2015-12-31 | $3,516,833 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $15,766 |
| Total interest from all sources | 2015-12-31 | $99 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $213,565 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $663 |
| Other income not declared elsewhere | 2015-12-31 | $710 |
| Total non interest bearing cash at end of year | 2015-12-31 | $3,484 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $2,871 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-27,936 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $3,488,897 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $3,516,833 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $3,415,277 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $3,449,703 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $99 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $70,136 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $64,259 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-27,063 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $63,717 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $261,177 |
| Contract administrator fees | 2015-12-31 | $15,766 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | TRP CPAS, PLLC |
| Accountancy firm EIN | 2015-12-31 | 561035259 |
| 2014 : D.R. ALLEN & SON INC. RETIREMENT PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $434,282 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $108,370 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $87,856 |
| Value of total corrective distributions | 2014-12-31 | $4,111 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $256,085 |
| Value of total assets at end of year | 2014-12-31 | $3,516,833 |
| Value of total assets at beginning of year | 2014-12-31 | $3,190,921 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $16,403 |
| Total interest from all sources | 2014-12-31 | $62 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $197,430 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $545 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $0 |
| Total non interest bearing cash at end of year | 2014-12-31 | $2,871 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $2,212 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $325,912 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $3,516,833 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,190,921 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $3,449,703 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $3,129,612 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $62 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $64,259 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $59,097 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $178,135 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $58,110 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $87,856 |
| Contract administrator fees | 2014-12-31 | $16,403 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | HAIGH, BYRD & LAMBERT, LLP |
| Accountancy firm EIN | 2014-12-31 | 560587513 |
| 2013 : D.R. ALLEN & SON INC. RETIREMENT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $220 |
| Total income from all sources (including contributions) | 2013-12-31 | $734,188 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $80,623 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $64,159 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $253,375 |
| Value of total assets at end of year | 2013-12-31 | $3,190,921 |
| Value of total assets at beginning of year | 2013-12-31 | $2,537,576 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $16,464 |
| Total interest from all sources | 2013-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $15,439 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $179,865 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $20,852 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $220 |
| Total non interest bearing cash at end of year | 2013-12-31 | $2,212 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $1,103 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $653,565 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $3,190,921 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,537,356 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $3,129,612 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $2,536,473 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $59,097 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $0 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $480,813 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $52,658 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $64,159 |
| Contract administrator fees | 2013-12-31 | $1,025 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | HAIGH, BYRD & LAMBERT, LLP |
| Accountancy firm EIN | 2013-12-31 | 560587513 |
| 2012 : D.R. ALLEN & SON INC. RETIREMENT PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $220 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $220 |
| Total income from all sources (including contributions) | 2012-12-31 | $529,746 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $77,689 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $61,684 |
| Value of total corrective distributions | 2012-12-31 | $2,356 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $247,500 |
| Value of total assets at end of year | 2012-12-31 | $2,537,576 |
| Value of total assets at beginning of year | 2012-12-31 | $2,085,519 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $13,649 |
| Total interest from all sources | 2012-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $950 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $164,034 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $34,715 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $220 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $220 |
| Total non interest bearing cash at end of year | 2012-12-31 | $1,103 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $820 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $452,057 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $2,537,356 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,085,299 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $2,536,473 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $2,084,699 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $282,246 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $48,751 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $61,684 |
| Contract administrator fees | 2012-12-31 | $12,699 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | HAIGH, BYRD & LAMBERT, LLP |
| Accountancy firm EIN | 2012-12-31 | 560587513 |
| 2011 : D.R. ALLEN & SON INC. RETIREMENT PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $220 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $165,233 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $119,098 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $106,683 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $217,990 |
| Value of total assets at end of year | 2011-12-31 | $2,085,519 |
| Value of total assets at beginning of year | 2011-12-31 | $2,039,164 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $12,415 |
| Total interest from all sources | 2011-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $12,415 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $156,744 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $17,919 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $5,456 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $220 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $0 |
| Total non interest bearing cash at end of year | 2011-12-31 | $820 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $2,045 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $46,135 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,085,299 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,039,164 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $2,084,699 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $2,031,663 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-52,757 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $43,327 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $106,683 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | HAIGH, BYRD & LAMBERT, LLP |
| Accountancy firm EIN | 2011-12-31 | 560587513 |
| 2010 : D.R. ALLEN & SON INC. RETIREMENT PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $450,595 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $366,468 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $339,983 |
| Value of total corrective distributions | 2010-12-31 | $11,902 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $215,973 |
| Value of total assets at end of year | 2010-12-31 | $2,039,164 |
| Value of total assets at beginning of year | 2010-12-31 | $1,955,037 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $14,583 |
| Total interest from all sources | 2010-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Assets. Real estate other than employer real property at beginning of year | 2010-12-31 | $0 |
| Administrative expenses professional fees incurred | 2010-12-31 | $14,583 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $174,259 |
| Participant contributions at beginning of year | 2010-12-31 | $0 |
| Participant contributions at beginning of year | 2010-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $593 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $5,456 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2010-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $0 |
| Other income not declared elsewhere | 2010-12-31 | $7,427 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $0 |
| Total non interest bearing cash at end of year | 2010-12-31 | $2,045 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $8,936 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $84,127 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,039,164 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,955,037 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $2,031,663 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $1,946,101 |
| Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2010-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $0 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $227,195 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $0 |
| Assets. Value of employer real property at beginning of year | 2010-12-31 | $0 |
| Contributions received in cash from employer | 2010-12-31 | $41,121 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $339,983 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $0 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2010-12-31 | $0 |
| Did the plan have assets held for investment | 2010-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2010-12-31 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | HAIGH, BYRD & LAMBERT, LLP |
| Accountancy firm EIN | 2010-12-31 | 560587513 |
| 2009 : D.R. ALLEN & SON INC. RETIREMENT PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
