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RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan NameRALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number 001

RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RALEIGH ORTHOPAEDIC CLINIC, P.A. has sponsored the creation of one or more 401k plans.

Company Name:RALEIGH ORTHOPAEDIC CLINIC, P.A.
Employer identification number (EIN):560941814
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JIM DZIEDZINA JIM DZIEDZINA2018-08-17
0012016-01-01JAMES DZIEDZINA
0012015-01-01SEAN MCNALLY
0012014-01-01KARL STEIN
0012013-01-01KARL STEIN
0012012-01-01ELIZABETH ANTHONY
0012011-01-01KARL STEIN
0012009-01-01KARL STEIN

Plan Statistics for RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2022: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01539
Total number of active participants reported on line 7a of the Form 55002022-01-01386
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-01194
Total of all active and inactive participants2022-01-01586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01586
Number of participants with account balances2022-01-01577
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0159
2021: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01500
Total number of active participants reported on line 7a of the Form 55002021-01-01359
Number of retired or separated participants receiving benefits2021-01-015
Number of other retired or separated participants entitled to future benefits2021-01-01175
Total of all active and inactive participants2021-01-01539
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01539
Number of participants with account balances2021-01-01531
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0146
2020: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01488
Total number of active participants reported on line 7a of the Form 55002020-01-01334
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-01161
Total of all active and inactive participants2020-01-01500
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01500
Number of participants with account balances2020-01-01495
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0148
2019: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01445
Total number of active participants reported on line 7a of the Form 55002019-01-01339
Number of retired or separated participants receiving benefits2019-01-016
Number of other retired or separated participants entitled to future benefits2019-01-01143
Total of all active and inactive participants2019-01-01488
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01488
Number of participants with account balances2019-01-01481
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0138
2018: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01394
Total number of active participants reported on line 7a of the Form 55002018-01-01325
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-01116
Total of all active and inactive participants2018-01-01445
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01445
Number of participants with account balances2018-01-01434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0136
2017: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01346
Total number of active participants reported on line 7a of the Form 55002017-01-01325
Number of retired or separated participants receiving benefits2017-01-014
Number of other retired or separated participants entitled to future benefits2017-01-0165
Total of all active and inactive participants2017-01-01394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01394
Number of participants with account balances2017-01-01386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0132
2016: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01304
Total number of active participants reported on line 7a of the Form 55002016-01-01265
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0181
Total of all active and inactive participants2016-01-01346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01346
Number of participants with account balances2016-01-01336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0117
2015: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01313
Total number of active participants reported on line 7a of the Form 55002015-01-01255
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0149
Total of all active and inactive participants2015-01-01304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01304
Number of participants with account balances2015-01-01302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0118
2014: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01297
Total number of active participants reported on line 7a of the Form 55002014-01-01234
Number of other retired or separated participants entitled to future benefits2014-01-0152
Total of all active and inactive participants2014-01-01286
Total participants2014-01-01286
Number of participants with account balances2014-01-01283
2013: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01267
Total number of active participants reported on line 7a of the Form 55002013-01-01208
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0160
Total of all active and inactive participants2013-01-01268
Total participants2013-01-01268
Number of participants with account balances2013-01-01269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0125
2012: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01287
Total number of active participants reported on line 7a of the Form 55002012-01-01213
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0154
Total of all active and inactive participants2012-01-01267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01267
Number of participants with account balances2012-01-01267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0114
2011: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01299
Total number of active participants reported on line 7a of the Form 55002011-01-01209
Number of retired or separated participants receiving benefits2011-01-0140
Number of other retired or separated participants entitled to future benefits2011-01-0155
Total of all active and inactive participants2011-01-01304
Total participants2011-01-01304
Number of participants with account balances2011-01-01265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2009: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01226
Total number of active participants reported on line 7a of the Form 55002009-01-01207
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0167
Total of all active and inactive participants2009-01-01274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01274
Number of participants with account balances2009-01-01259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0116

Financial Data on RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2022 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,539,202
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,182,644
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,149,059
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,941,030
Value of total assets at end of year2022-12-31$56,655,807
Value of total assets at beginning of year2022-12-31$63,377,653
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$33,585
Total interest from all sources2022-12-31$18,076
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,271,822
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,271,822
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,505,801
Participant contributions at end of year2022-12-31$399,893
Participant contributions at beginning of year2022-12-31$370,528
Assets. Other investments not covered elsewhere at end of year2022-12-31$211,660
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$202,151
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$259,760
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$294
Other income not declared elsewhere2022-12-31$16,641
Administrative expenses (other) incurred2022-12-31$33,585
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-6,721,846
Value of net assets at end of year (total assets less liabilities)2022-12-31$56,655,807
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$63,377,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$56,024,633
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$62,796,969
Interest on participant loans2022-12-31$18,076
Value of interest in common/collective trusts at end of year2022-12-31$19,621
Value of interest in common/collective trusts at beginning of year2022-12-31$8,005
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-11,786,992
Net investment gain or loss from common/collective trusts2022-12-31$221
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,175,469
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,148,765
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WILLIAMS OVERMAN PIERCE
Accountancy firm EIN2022-12-31561031342
2021 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$10,827,241
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,463,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,430,129
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,424,336
Value of total assets at end of year2021-12-31$63,377,653
Value of total assets at beginning of year2021-12-31$55,013,697
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$33,156
Total interest from all sources2021-12-31$17,320
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,822,379
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,822,379
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,302,044
Participant contributions at end of year2021-12-31$370,528
Participant contributions at beginning of year2021-12-31$316,747
Assets. Other investments not covered elsewhere at end of year2021-12-31$202,151
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$193,017
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$67,792
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$1,125
Other income not declared elsewhere2021-12-31$9,726
Administrative expenses (other) incurred2021-12-31$33,156
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,363,956
Value of net assets at end of year (total assets less liabilities)2021-12-31$63,377,653
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$55,013,697
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$62,796,969
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$54,499,570
Interest on participant loans2021-12-31$17,320
Value of interest in common/collective trusts at end of year2021-12-31$8,005
Value of interest in common/collective trusts at beginning of year2021-12-31$4,363
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,553,416
Net investment gain or loss from common/collective trusts2021-12-31$64
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,054,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,429,004
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WILLIAMS OVERMAN PIERCE
Accountancy firm EIN2021-12-31561031342
2020 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$10,386,922
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,599,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,573,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,068,845
Value of total assets at end of year2020-12-31$55,013,697
Value of total assets at beginning of year2020-12-31$49,226,428
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$25,901
Total interest from all sources2020-12-31$17,953
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,272,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,272,124
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,102,134
Participant contributions at end of year2020-12-31$316,747
Participant contributions at beginning of year2020-12-31$355,591
Assets. Other investments not covered elsewhere at end of year2020-12-31$193,017
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$184,327
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$92,358
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$2,173
Other income not declared elsewhere2020-12-31$11,064
Administrative expenses (other) incurred2020-12-31$25,901
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,787,269
Value of net assets at end of year (total assets less liabilities)2020-12-31$55,013,697
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$49,226,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$54,499,570
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$48,686,510
Interest on participant loans2020-12-31$17,953
Value of interest in common/collective trusts at end of year2020-12-31$4,363
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,016,888
Net investment gain or loss from common/collective trusts2020-12-31$48
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,874,353
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,571,579
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WILLIAMS OVERMAN PIERCE
Accountancy firm EIN2020-12-31561031342
2019 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$12,049,986
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$8,234,470
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,212,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,653,092
Value of total assets at end of year2019-12-31$49,226,428
Value of total assets at beginning of year2019-12-31$45,410,912
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$21,624
Total interest from all sources2019-12-31$28,519
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,267,451
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,267,451
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,807,909
Participant contributions at end of year2019-12-31$355,591
Participant contributions at beginning of year2019-12-31$372,128
Assets. Other investments not covered elsewhere at end of year2019-12-31$184,327
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$175,756
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$37,115
Other income not declared elsewhere2019-12-31$1,794
Administrative expenses (other) incurred2019-12-31$21,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,815,516
Value of net assets at end of year (total assets less liabilities)2019-12-31$49,226,428
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$45,410,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$48,686,510
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$44,863,028
Interest on participant loans2019-12-31$19,948
Interest earned on other investments2019-12-31$8,571
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$7,099,130
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,808,068
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$8,212,846
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WILLIAMS OVERMAN PIERCE
Accountancy firm EIN2019-12-31561031342
2018 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$986,537
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,909,778
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,894,728
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,663,930
Value of total assets at end of year2018-12-31$45,410,912
Value of total assets at beginning of year2018-12-31$46,334,153
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$15,050
Total interest from all sources2018-12-31$26,329
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,321,148
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,321,148
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,755,476
Participant contributions at end of year2018-12-31$372,128
Participant contributions at beginning of year2018-12-31$339,333
Assets. Other investments not covered elsewhere at end of year2018-12-31$175,756
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$167,377
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$44,519
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$196
Other income not declared elsewhere2018-12-31$1,432
Administrative expenses (other) incurred2018-12-31$15,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-923,241
Value of net assets at end of year (total assets less liabilities)2018-12-31$45,410,912
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$46,334,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$44,863,028
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$45,827,443
Interest on participant loans2018-12-31$17,950
Interest earned on other investments2018-12-31$8,379
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,026,302
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,863,935
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,894,532
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WILLIAMS OVERMAN PIERCE
Accountancy firm EIN2018-12-31561031342
2017 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$9,535,505
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,719,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,649,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,436,854
Value of total assets at end of year2017-12-31$46,334,153
Value of total assets at beginning of year2017-12-31$38,518,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$70,266
Total interest from all sources2017-12-31$24,848
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,008,059
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,008,059
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,620,256
Participant contributions at end of year2017-12-31$339,333
Participant contributions at beginning of year2017-12-31$156,069
Assets. Other investments not covered elsewhere at end of year2017-12-31$167,377
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$155,058
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$41,234
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$4,626
Other income not declared elsewhere2017-12-31$13,520
Administrative expenses (other) incurred2017-12-31$70,266
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$7,815,741
Value of net assets at end of year (total assets less liabilities)2017-12-31$46,334,153
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$38,518,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$45,827,443
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$38,207,285
Interest on participant loans2017-12-31$12,529
Interest earned on other investments2017-12-31$12,319
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,052,224
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,775,364
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,644,872
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WILLIAMS OVERMAN PIERCE
Accountancy firm EIN2017-12-31561031342
2016 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,200
Total income from all sources (including contributions)2016-12-31$4,488,943
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,735,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,639,287
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,118,708
Value of total assets at end of year2016-12-31$38,518,412
Value of total assets at beginning of year2016-12-31$36,766,942
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$95,986
Total interest from all sources2016-12-31$16,179
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,004,324
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,004,324
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,241,259
Participant contributions at end of year2016-12-31$156,069
Participant contributions at beginning of year2016-12-31$159,921
Assets. Other investments not covered elsewhere at end of year2016-12-31$155,058
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$143,032
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$29,762
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$2,200
Administrative expenses (other) incurred2016-12-31$95,986
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$654,149
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,753,670
Value of net assets at end of year (total assets less liabilities)2016-12-31$38,518,412
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$36,764,742
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$38,207,285
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$35,392,587
Interest on participant loans2016-12-31$4,154
Interest earned on other investments2016-12-31$12,025
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$417,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$417,253
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,349,732
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$847,687
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,639,287
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WILLIAMS OVERMAN PIERCE
Accountancy firm EIN2016-12-31561031342
2015 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,200
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$126
Total income from all sources (including contributions)2015-12-31$2,010,750
Total of all expenses incurred2015-12-31$4,880,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,761,298
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,799,439
Value of total assets at end of year2015-12-31$36,766,942
Value of total assets at beginning of year2015-12-31$39,634,332
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$118,916
Total interest from all sources2015-12-31$6,641
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,336,580
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,336,580
Administrative expenses professional fees incurred2015-12-31$9,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,257,656
Participant contributions at end of year2015-12-31$159,921
Participant contributions at beginning of year2015-12-31$133,894
Assets. Other investments not covered elsewhere at end of year2015-12-31$143,032
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$131,079
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$160,525
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$2,200
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$126
Other income not declared elsewhere2015-12-31$11,954
Administrative expenses (other) incurred2015-12-31$6,388
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,869,464
Value of net assets at end of year (total assets less liabilities)2015-12-31$36,764,742
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$39,634,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$75,214
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$35,392,587
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$38,597,048
Interest on participant loans2015-12-31$6,641
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$417,253
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$133,594
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$133,594
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,143,864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,381,258
Employer contributions (assets) at end of year2015-12-31$654,149
Employer contributions (assets) at beginning of year2015-12-31$638,717
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,761,298
Contract administrator fees2015-12-31$28,314
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WILLIAMS OVERMAN PIERCE
Accountancy firm EIN2015-12-31561031342
2014 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$126
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$854,882
Total income from all sources (including contributions)2014-12-31$4,581,952
Total of all expenses incurred2014-12-31$1,399,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,276,247
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,582,374
Value of total assets at end of year2014-12-31$39,634,332
Value of total assets at beginning of year2014-12-31$37,306,870
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$123,487
Total interest from all sources2014-12-31$6,094
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,576,152
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,576,152
Administrative expenses professional fees incurred2014-12-31$13,600
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,099,553
Participant contributions at end of year2014-12-31$133,894
Participant contributions at beginning of year2014-12-31$121,529
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$131,079
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$119,936
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$221,543
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$126
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$1,466
Other income not declared elsewhere2014-12-31$11,143
Administrative expenses (other) incurred2014-12-31$10,904
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,182,218
Value of net assets at end of year (total assets less liabilities)2014-12-31$39,634,206
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$36,451,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$70,890
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$38,597,048
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$35,485,225
Interest on participant loans2014-12-31$6,094
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$133,594
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$921,983
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$921,983
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$406,189
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,261,278
Employer contributions (assets) at end of year2014-12-31$638,717
Employer contributions (assets) at beginning of year2014-12-31$658,197
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,276,247
Contract administrator fees2014-12-31$28,093
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$853,416
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WILLIAMS OVERMAN PIERCE, LLP
Accountancy firm EIN2014-12-31561031342
2013 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$8,799
Total unrealized appreciation/depreciation of assets2013-12-31$8,799
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$854,882
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$6,466
Total income from all sources (including contributions)2013-12-31$7,368,466
Total of all expenses incurred2013-12-31$9,984,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$9,859,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,447,893
Value of total assets at end of year2013-12-31$37,306,870
Value of total assets at beginning of year2013-12-31$39,074,060
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$124,219
Total interest from all sources2013-12-31$4,671
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,559,155
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,559,155
Administrative expenses professional fees incurred2013-12-31$12,724
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,051,038
Participant contributions at end of year2013-12-31$121,529
Participant contributions at beginning of year2013-12-31$77,220
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$4,006
Assets. Other investments not covered elsewhere at end of year2013-12-31$119,936
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$306,343
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,067
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$1,466
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$6,115
Administrative expenses (other) incurred2013-12-31$4,478
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-2,615,606
Value of net assets at end of year (total assets less liabilities)2013-12-31$36,451,988
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$39,067,594
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$82,188
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$35,485,225
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$37,558,871
Interest on participant loans2013-12-31$4,671
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$921,983
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$449,062
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$449,062
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,347,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,395,788
Employer contributions (assets) at end of year2013-12-31$658,197
Employer contributions (assets) at beginning of year2013-12-31$678,558
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$9,859,853
Contract administrator fees2013-12-31$24,829
Liabilities. Value of benefit claims payable at end of year2013-12-31$853,416
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$351
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HIGHES PITTMAN AND GUPTON, LLP
Accountancy firm EIN2013-12-31561415202
2012 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$2,828,751
Total unrealized appreciation/depreciation of assets2012-12-31$2,828,751
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$6,466
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,834
Total income from all sources (including contributions)2012-12-31$6,517,950
Total of all expenses incurred2012-12-31$1,496,444
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,375,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,671,592
Value of total assets at end of year2012-12-31$39,074,060
Value of total assets at beginning of year2012-12-31$34,047,922
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$121,031
Total interest from all sources2012-12-31$9,684
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$987,405
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$987,405
Administrative expenses professional fees incurred2012-12-31$12,600
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,021,739
Participant contributions at end of year2012-12-31$77,220
Participant contributions at beginning of year2012-12-31$109,011
Participant contributions at end of year2012-12-31$4,006
Participant contributions at beginning of year2012-12-31$25,731
Assets. Other investments not covered elsewhere at end of year2012-12-31$306,343
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$285,825
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$349,837
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,444
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$6,115
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$1,834
Other income not declared elsewhere2012-12-31$20,518
Administrative expenses (other) incurred2012-12-31$13,270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,021,506
Value of net assets at end of year (total assets less liabilities)2012-12-31$39,067,594
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$34,046,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$74,610
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$37,558,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$32,393,262
Interest on participant loans2012-12-31$4,512
Interest earned on other investments2012-12-31$5,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$449,062
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$601,041
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$601,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,300,016
Employer contributions (assets) at end of year2012-12-31$678,558
Employer contributions (assets) at beginning of year2012-12-31$631,608
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,375,413
Contract administrator fees2012-12-31$20,551
Liabilities. Value of benefit claims payable at end of year2012-12-31$351
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HUGHES PITTMAN AND GUPTON LLP
Accountancy firm EIN2012-12-31561415202
2011 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,834
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,264,548
Total of all expenses incurred2011-12-31$1,019,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$938,014
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,485,642
Value of total assets at end of year2011-12-31$34,047,922
Value of total assets at beginning of year2011-12-31$32,800,883
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$81,329
Total interest from all sources2011-12-31$68,425
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,175,842
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,175,842
Administrative expenses professional fees incurred2011-12-31$28,000
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$967,083
Participant contributions at end of year2011-12-31$109,011
Participant contributions at beginning of year2011-12-31$97,236
Participant contributions at end of year2011-12-31$25,731
Participant contributions at beginning of year2011-12-31$3,234
Assets. Other investments not covered elsewhere at end of year2011-12-31$285,825
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$266,295
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$314,930
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,444
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$1,834
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$82,447
Administrative expenses (other) incurred2011-12-31$2,554
Total non interest bearing cash at beginning of year2011-12-31$39,657
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,245,205
Value of net assets at end of year (total assets less liabilities)2011-12-31$34,046,088
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$32,800,883
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$37,730
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$32,393,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$31,734,418
Interest on participant loans2011-12-31$4,383
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$601,041
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$111,302
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$111,302
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$64,042
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$4,229
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,547,808
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,203,629
Employer contributions (assets) at end of year2011-12-31$631,608
Employer contributions (assets) at beginning of year2011-12-31$548,741
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$933,785
Contract administrator fees2011-12-31$13,045
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HUGHES PITTMAN AND GUPTON LLP
Accountancy firm EIN2011-12-31561415202
2010 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,800
Total income from all sources (including contributions)2010-12-31$7,958,859
Total loss/gain on sale of assets2010-12-31$1,477,382
Total of all expenses incurred2010-12-31$3,699,048
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,403,770
Value of total corrective distributions2010-12-31$2,159
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,055,210
Value of total assets at end of year2010-12-31$32,800,883
Value of total assets at beginning of year2010-12-31$28,545,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$293,119
Total interest from all sources2010-12-31$5,373
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$397,196
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$352,357
Administrative expenses professional fees incurred2010-12-31$49,376
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$911,148
Participant contributions at end of year2010-12-31$97,236
Participant contributions at beginning of year2010-12-31$99,720
Participant contributions at end of year2010-12-31$3,234
Assets. Other investments not covered elsewhere at end of year2010-12-31$266,295
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$248,273
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$14,511
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$4,800
Other income not declared elsewhere2010-12-31$20,557
Administrative expenses (other) incurred2010-12-31$15,998
Total non interest bearing cash at end of year2010-12-31$39,657
Total non interest bearing cash at beginning of year2010-12-31$6,944
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,259,811
Value of net assets at end of year (total assets less liabilities)2010-12-31$32,800,883
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$28,541,072
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at beginning of year2010-12-31$4,892,455
Investment advisory and management fees2010-12-31$178,009
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$31,734,418
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$19,631,202
Interest on participant loans2010-12-31$5,066
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$111,302
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$307
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,003,141
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,129,551
Employer contributions (assets) at end of year2010-12-31$548,741
Employer contributions (assets) at beginning of year2010-12-31$620,625
Income. Dividends from common stock2010-12-31$44,839
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,403,770
Contract administrator fees2010-12-31$49,736
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$3,046,653
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$11,158,165
Aggregate carrying amount (costs) on sale of assets2010-12-31$9,680,783
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31A.T. ALLEN & COMPANY, LLP
Accountancy firm EIN2010-12-31566011905

Form 5500 Responses for RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST

2022: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number6046985
Policy instance 1
Insurance contract or identification number6046985
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $82
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $82
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number6046985
Policy instance 1
Insurance contract or identification number6046985
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $82
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $82
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number6046985
Policy instance 1
Insurance contract or identification number6046985
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number6046985
Policy instance 1
Insurance contract or identification number6046985
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $82
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $82
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number6046985
Policy instance 1
Insurance contract or identification number6046985
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $85
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $85
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4160136
Policy instance 1
Insurance contract or identification number4160136
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $85
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $85
Insurance broker organization code?3
Insurance broker nameCHARLES E. ATKINSON
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4160136
Policy instance 1
Insurance contract or identification number4160136
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $85
Are there contracts with allocated funds for individual policies?Yes
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $85
Insurance broker organization code?3
Insurance broker nameCHARLES E. ATKINSON
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4160136
Policy instance 1
Insurance contract or identification number4160136
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Life Insurance Welfare BenefitYes
Insurance broker organization code?3
Insurance broker nameCHARLES E. ATKINSON
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4160136
Policy instance 1
Insurance contract or identification number4160136
Number of Individuals Covered2
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $370
Life Insurance Welfare BenefitYes
Insurance broker organization code?3
Insurance broker nameCHARLES E. ATKINSON
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number4160136
Policy instance 1
Insurance contract or identification number4160136
Number of Individuals Covered2
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $145
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Life Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $145
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS PAID
Insurance broker organization code?3
Insurance broker nameCHARLES E. ATKINSON
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number3409014
Policy instance 1
Insurance contract or identification number3409014
Number of Individuals Covered2
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Are there contracts with allocated funds for individual policies?Yes
Life Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number3409014
Policy instance 1
Insurance contract or identification number3409014
Number of Individuals Covered2
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $145
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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