RALEIGH ORTHOPAEDIC CLINIC, P.A. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST
401k plan membership statisitcs for RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST
Measure | Date | Value |
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2022 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-4,539,202 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $2,182,644 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,149,059 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $4,941,030 |
Value of total assets at end of year | 2022-12-31 | $56,655,807 |
Value of total assets at beginning of year | 2022-12-31 | $63,377,653 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $33,585 |
Total interest from all sources | 2022-12-31 | $18,076 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $2,271,822 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $2,271,822 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $2,505,801 |
Participant contributions at end of year | 2022-12-31 | $399,893 |
Participant contributions at beginning of year | 2022-12-31 | $370,528 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $211,660 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $202,151 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $259,760 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $294 |
Other income not declared elsewhere | 2022-12-31 | $16,641 |
Administrative expenses (other) incurred | 2022-12-31 | $33,585 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-6,721,846 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $56,655,807 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $63,377,653 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $56,024,633 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $62,796,969 |
Interest on participant loans | 2022-12-31 | $18,076 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $19,621 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $8,005 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-11,786,992 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $221 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $2,175,469 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,148,765 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | WILLIAMS OVERMAN PIERCE |
Accountancy firm EIN | 2022-12-31 | 561031342 |
2021 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $10,827,241 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $2,463,285 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $2,430,129 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $4,424,336 |
Value of total assets at end of year | 2021-12-31 | $63,377,653 |
Value of total assets at beginning of year | 2021-12-31 | $55,013,697 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $33,156 |
Total interest from all sources | 2021-12-31 | $17,320 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,822,379 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,822,379 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $2,302,044 |
Participant contributions at end of year | 2021-12-31 | $370,528 |
Participant contributions at beginning of year | 2021-12-31 | $316,747 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $202,151 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $193,017 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $67,792 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $1,125 |
Other income not declared elsewhere | 2021-12-31 | $9,726 |
Administrative expenses (other) incurred | 2021-12-31 | $33,156 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $8,363,956 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $63,377,653 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $55,013,697 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $62,796,969 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $54,499,570 |
Interest on participant loans | 2021-12-31 | $17,320 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $8,005 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $4,363 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $4,553,416 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $64 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $2,054,500 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,429,004 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | WILLIAMS OVERMAN PIERCE |
Accountancy firm EIN | 2021-12-31 | 561031342 |
2020 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $10,386,922 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $4,599,653 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $4,573,752 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $4,068,845 |
Value of total assets at end of year | 2020-12-31 | $55,013,697 |
Value of total assets at beginning of year | 2020-12-31 | $49,226,428 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $25,901 |
Total interest from all sources | 2020-12-31 | $17,953 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,272,124 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,272,124 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $2,102,134 |
Participant contributions at end of year | 2020-12-31 | $316,747 |
Participant contributions at beginning of year | 2020-12-31 | $355,591 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $193,017 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $184,327 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $92,358 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $2,173 |
Other income not declared elsewhere | 2020-12-31 | $11,064 |
Administrative expenses (other) incurred | 2020-12-31 | $25,901 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $5,787,269 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $55,013,697 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $49,226,428 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $54,499,570 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $48,686,510 |
Interest on participant loans | 2020-12-31 | $17,953 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $4,363 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $5,016,888 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $48 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,874,353 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $4,571,579 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | WILLIAMS OVERMAN PIERCE |
Accountancy firm EIN | 2020-12-31 | 561031342 |
2019 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $12,049,986 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $8,234,470 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $8,212,846 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,653,092 |
Value of total assets at end of year | 2019-12-31 | $49,226,428 |
Value of total assets at beginning of year | 2019-12-31 | $45,410,912 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $21,624 |
Total interest from all sources | 2019-12-31 | $28,519 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,267,451 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,267,451 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,807,909 |
Participant contributions at end of year | 2019-12-31 | $355,591 |
Participant contributions at beginning of year | 2019-12-31 | $372,128 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $184,327 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $175,756 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $37,115 |
Other income not declared elsewhere | 2019-12-31 | $1,794 |
Administrative expenses (other) incurred | 2019-12-31 | $21,624 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $3,815,516 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $49,226,428 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $45,410,912 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $48,686,510 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $44,863,028 |
Interest on participant loans | 2019-12-31 | $19,948 |
Interest earned on other investments | 2019-12-31 | $8,571 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $7,099,130 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,808,068 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $8,212,846 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | WILLIAMS OVERMAN PIERCE |
Accountancy firm EIN | 2019-12-31 | 561031342 |
2018 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $986,537 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $1,909,778 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,894,728 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,663,930 |
Value of total assets at end of year | 2018-12-31 | $45,410,912 |
Value of total assets at beginning of year | 2018-12-31 | $46,334,153 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $15,050 |
Total interest from all sources | 2018-12-31 | $26,329 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,321,148 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,321,148 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,755,476 |
Participant contributions at end of year | 2018-12-31 | $372,128 |
Participant contributions at beginning of year | 2018-12-31 | $339,333 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $175,756 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $167,377 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $44,519 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-12-31 | $196 |
Other income not declared elsewhere | 2018-12-31 | $1,432 |
Administrative expenses (other) incurred | 2018-12-31 | $15,050 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-923,241 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $45,410,912 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $46,334,153 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $44,863,028 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $45,827,443 |
Interest on participant loans | 2018-12-31 | $17,950 |
Interest earned on other investments | 2018-12-31 | $8,379 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-4,026,302 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,863,935 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,894,532 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | WILLIAMS OVERMAN PIERCE |
Accountancy firm EIN | 2018-12-31 | 561031342 |
2017 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $9,535,505 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,719,764 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,649,498 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,436,854 |
Value of total assets at end of year | 2017-12-31 | $46,334,153 |
Value of total assets at beginning of year | 2017-12-31 | $38,518,412 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $70,266 |
Total interest from all sources | 2017-12-31 | $24,848 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,008,059 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,008,059 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,620,256 |
Participant contributions at end of year | 2017-12-31 | $339,333 |
Participant contributions at beginning of year | 2017-12-31 | $156,069 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $167,377 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $155,058 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $41,234 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2017-12-31 | $4,626 |
Other income not declared elsewhere | 2017-12-31 | $13,520 |
Administrative expenses (other) incurred | 2017-12-31 | $70,266 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $7,815,741 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $46,334,153 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $38,518,412 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $45,827,443 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $38,207,285 |
Interest on participant loans | 2017-12-31 | $12,529 |
Interest earned on other investments | 2017-12-31 | $12,319 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $5,052,224 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,775,364 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,644,872 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | WILLIAMS OVERMAN PIERCE |
Accountancy firm EIN | 2017-12-31 | 561031342 |
2016 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $2,200 |
Total income from all sources (including contributions) | 2016-12-31 | $4,488,943 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $2,735,273 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,639,287 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,118,708 |
Value of total assets at end of year | 2016-12-31 | $38,518,412 |
Value of total assets at beginning of year | 2016-12-31 | $36,766,942 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $95,986 |
Total interest from all sources | 2016-12-31 | $16,179 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,004,324 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,004,324 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,241,259 |
Participant contributions at end of year | 2016-12-31 | $156,069 |
Participant contributions at beginning of year | 2016-12-31 | $159,921 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $155,058 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $143,032 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $29,762 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $2,200 |
Administrative expenses (other) incurred | 2016-12-31 | $95,986 |
Total non interest bearing cash at end of year | 2016-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $654,149 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,753,670 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $38,518,412 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $36,764,742 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $38,207,285 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $35,392,587 |
Interest on participant loans | 2016-12-31 | $4,154 |
Interest earned on other investments | 2016-12-31 | $12,025 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $417,253 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $417,253 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,349,732 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $847,687 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,639,287 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | WILLIAMS OVERMAN PIERCE |
Accountancy firm EIN | 2016-12-31 | 561031342 |
2015 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $2,200 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $126 |
Total income from all sources (including contributions) | 2015-12-31 | $2,010,750 |
Total of all expenses incurred | 2015-12-31 | $4,880,214 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $4,761,298 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,799,439 |
Value of total assets at end of year | 2015-12-31 | $36,766,942 |
Value of total assets at beginning of year | 2015-12-31 | $39,634,332 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $118,916 |
Total interest from all sources | 2015-12-31 | $6,641 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,336,580 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,336,580 |
Administrative expenses professional fees incurred | 2015-12-31 | $9,000 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,257,656 |
Participant contributions at end of year | 2015-12-31 | $159,921 |
Participant contributions at beginning of year | 2015-12-31 | $133,894 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $143,032 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $131,079 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $160,525 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $2,200 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $126 |
Other income not declared elsewhere | 2015-12-31 | $11,954 |
Administrative expenses (other) incurred | 2015-12-31 | $6,388 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-2,869,464 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $36,764,742 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $39,634,206 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $75,214 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $35,392,587 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $38,597,048 |
Interest on participant loans | 2015-12-31 | $6,641 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $417,253 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $133,594 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $133,594 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-2,143,864 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,381,258 |
Employer contributions (assets) at end of year | 2015-12-31 | $654,149 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $638,717 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $4,761,298 |
Contract administrator fees | 2015-12-31 | $28,314 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | WILLIAMS OVERMAN PIERCE |
Accountancy firm EIN | 2015-12-31 | 561031342 |
2014 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $126 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $854,882 |
Total income from all sources (including contributions) | 2014-12-31 | $4,581,952 |
Total of all expenses incurred | 2014-12-31 | $1,399,734 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,276,247 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,582,374 |
Value of total assets at end of year | 2014-12-31 | $39,634,332 |
Value of total assets at beginning of year | 2014-12-31 | $37,306,870 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $123,487 |
Total interest from all sources | 2014-12-31 | $6,094 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,576,152 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,576,152 |
Administrative expenses professional fees incurred | 2014-12-31 | $13,600 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,099,553 |
Participant contributions at end of year | 2014-12-31 | $133,894 |
Participant contributions at beginning of year | 2014-12-31 | $121,529 |
Participant contributions at beginning of year | 2014-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $131,079 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $119,936 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $221,543 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $126 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $1,466 |
Other income not declared elsewhere | 2014-12-31 | $11,143 |
Administrative expenses (other) incurred | 2014-12-31 | $10,904 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $3,182,218 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $39,634,206 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $36,451,988 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $70,890 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $38,597,048 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $35,485,225 |
Interest on participant loans | 2014-12-31 | $6,094 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $133,594 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $921,983 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $921,983 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $406,189 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,261,278 |
Employer contributions (assets) at end of year | 2014-12-31 | $638,717 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $658,197 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,276,247 |
Contract administrator fees | 2014-12-31 | $28,093 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $853,416 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | WILLIAMS OVERMAN PIERCE, LLP |
Accountancy firm EIN | 2014-12-31 | 561031342 |
2013 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $8,799 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $8,799 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $854,882 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $6,466 |
Total income from all sources (including contributions) | 2013-12-31 | $7,368,466 |
Total of all expenses incurred | 2013-12-31 | $9,984,072 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $9,859,853 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,447,893 |
Value of total assets at end of year | 2013-12-31 | $37,306,870 |
Value of total assets at beginning of year | 2013-12-31 | $39,074,060 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $124,219 |
Total interest from all sources | 2013-12-31 | $4,671 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,559,155 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,559,155 |
Administrative expenses professional fees incurred | 2013-12-31 | $12,724 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,051,038 |
Participant contributions at end of year | 2013-12-31 | $121,529 |
Participant contributions at beginning of year | 2013-12-31 | $77,220 |
Participant contributions at end of year | 2013-12-31 | $0 |
Participant contributions at beginning of year | 2013-12-31 | $4,006 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $119,936 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $306,343 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $1,067 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $1,466 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $6,115 |
Administrative expenses (other) incurred | 2013-12-31 | $4,478 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $-2,615,606 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $36,451,988 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $39,067,594 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $82,188 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $35,485,225 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $37,558,871 |
Interest on participant loans | 2013-12-31 | $4,671 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $921,983 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $449,062 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $449,062 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,347,948 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,395,788 |
Employer contributions (assets) at end of year | 2013-12-31 | $658,197 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $678,558 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $9,859,853 |
Contract administrator fees | 2013-12-31 | $24,829 |
Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $853,416 |
Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $351 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | HIGHES PITTMAN AND GUPTON, LLP |
Accountancy firm EIN | 2013-12-31 | 561415202 |
2012 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $2,828,751 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $2,828,751 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $6,466 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,834 |
Total income from all sources (including contributions) | 2012-12-31 | $6,517,950 |
Total of all expenses incurred | 2012-12-31 | $1,496,444 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,375,413 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,671,592 |
Value of total assets at end of year | 2012-12-31 | $39,074,060 |
Value of total assets at beginning of year | 2012-12-31 | $34,047,922 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $121,031 |
Total interest from all sources | 2012-12-31 | $9,684 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $987,405 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $987,405 |
Administrative expenses professional fees incurred | 2012-12-31 | $12,600 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,021,739 |
Participant contributions at end of year | 2012-12-31 | $77,220 |
Participant contributions at beginning of year | 2012-12-31 | $109,011 |
Participant contributions at end of year | 2012-12-31 | $4,006 |
Participant contributions at beginning of year | 2012-12-31 | $25,731 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $306,343 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $285,825 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $349,837 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $1,444 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $6,115 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $1,834 |
Other income not declared elsewhere | 2012-12-31 | $20,518 |
Administrative expenses (other) incurred | 2012-12-31 | $13,270 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $5,021,506 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $39,067,594 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $34,046,088 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $74,610 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $37,558,871 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $32,393,262 |
Interest on participant loans | 2012-12-31 | $4,512 |
Interest earned on other investments | 2012-12-31 | $5,172 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $449,062 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $601,041 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $601,041 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,300,016 |
Employer contributions (assets) at end of year | 2012-12-31 | $678,558 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $631,608 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,375,413 |
Contract administrator fees | 2012-12-31 | $20,551 |
Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $351 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | HUGHES PITTMAN AND GUPTON LLP |
Accountancy firm EIN | 2012-12-31 | 561415202 |
2011 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2011 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,834 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $2,264,548 |
Total of all expenses incurred | 2011-12-31 | $1,019,343 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $938,014 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,485,642 |
Value of total assets at end of year | 2011-12-31 | $34,047,922 |
Value of total assets at beginning of year | 2011-12-31 | $32,800,883 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $81,329 |
Total interest from all sources | 2011-12-31 | $68,425 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,175,842 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $1,175,842 |
Administrative expenses professional fees incurred | 2011-12-31 | $28,000 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $967,083 |
Participant contributions at end of year | 2011-12-31 | $109,011 |
Participant contributions at beginning of year | 2011-12-31 | $97,236 |
Participant contributions at end of year | 2011-12-31 | $25,731 |
Participant contributions at beginning of year | 2011-12-31 | $3,234 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $285,825 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $266,295 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $314,930 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $1,444 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $1,834 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $0 |
Other income not declared elsewhere | 2011-12-31 | $82,447 |
Administrative expenses (other) incurred | 2011-12-31 | $2,554 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $39,657 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $1,245,205 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $34,046,088 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $32,800,883 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $37,730 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $32,393,262 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $31,734,418 |
Interest on participant loans | 2011-12-31 | $4,383 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $601,041 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $111,302 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $111,302 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $64,042 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $4,229 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,547,808 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $1,203,629 |
Employer contributions (assets) at end of year | 2011-12-31 | $631,608 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $548,741 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $933,785 |
Contract administrator fees | 2011-12-31 | $13,045 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | HUGHES PITTMAN AND GUPTON LLP |
Accountancy firm EIN | 2011-12-31 | 561415202 |
2010 : RALEIGH ORTHOPAEDIC CLINIC, PA 401(K) PROFIT SHARING PLAN & TRUST 2010 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $4,800 |
Total income from all sources (including contributions) | 2010-12-31 | $7,958,859 |
Total loss/gain on sale of assets | 2010-12-31 | $1,477,382 |
Total of all expenses incurred | 2010-12-31 | $3,699,048 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $3,403,770 |
Value of total corrective distributions | 2010-12-31 | $2,159 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,055,210 |
Value of total assets at end of year | 2010-12-31 | $32,800,883 |
Value of total assets at beginning of year | 2010-12-31 | $28,545,872 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $293,119 |
Total interest from all sources | 2010-12-31 | $5,373 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $397,196 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $352,357 |
Administrative expenses professional fees incurred | 2010-12-31 | $49,376 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $911,148 |
Participant contributions at end of year | 2010-12-31 | $97,236 |
Participant contributions at beginning of year | 2010-12-31 | $99,720 |
Participant contributions at end of year | 2010-12-31 | $3,234 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $266,295 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $248,273 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $14,511 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $4,800 |
Other income not declared elsewhere | 2010-12-31 | $20,557 |
Administrative expenses (other) incurred | 2010-12-31 | $15,998 |
Total non interest bearing cash at end of year | 2010-12-31 | $39,657 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $6,944 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $4,259,811 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $32,800,883 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $28,541,072 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $4,892,455 |
Investment advisory and management fees | 2010-12-31 | $178,009 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $31,734,418 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $19,631,202 |
Interest on participant loans | 2010-12-31 | $5,066 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $111,302 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $307 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $4,003,141 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $1,129,551 |
Employer contributions (assets) at end of year | 2010-12-31 | $548,741 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $620,625 |
Income. Dividends from common stock | 2010-12-31 | $44,839 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $3,403,770 |
Contract administrator fees | 2010-12-31 | $49,736 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $3,046,653 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $11,158,165 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $9,680,783 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | A.T. ALLEN & COMPANY, LLP |
Accountancy firm EIN | 2010-12-31 | 566011905 |