CAROLON COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CAROLON COMPANY RETIREMENT SAVING PLAN
| Measure | Date | Value |
|---|
| 2015: CAROLON COMPANY RETIREMENT SAVING PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-07-01 | 103 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-07-01 | 102 |
| Number of retired or separated participants receiving benefits | 2015-07-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-07-01 | 6 |
| Total of all active and inactive participants | 2015-07-01 | 108 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-07-01 | 0 |
| Total participants | 2015-07-01 | 108 |
| Number of participants with account balances | 2015-07-01 | 69 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-07-01 | 1 |
| 2014: CAROLON COMPANY RETIREMENT SAVING PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-07-01 | 97 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-07-01 | 105 |
| Number of retired or separated participants receiving benefits | 2014-07-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-07-01 | 6 |
| Total of all active and inactive participants | 2014-07-01 | 111 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-07-01 | 0 |
| Total participants | 2014-07-01 | 111 |
| Number of participants with account balances | 2014-07-01 | 68 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-07-01 | 4 |
| 2013: CAROLON COMPANY RETIREMENT SAVING PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-07-01 | 98 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-07-01 | 100 |
| Number of retired or separated participants receiving benefits | 2013-07-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-07-01 | 5 |
| Total of all active and inactive participants | 2013-07-01 | 105 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-07-01 | 0 |
| Total participants | 2013-07-01 | 105 |
| Number of participants with account balances | 2013-07-01 | 69 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-07-01 | 4 |
| 2012: CAROLON COMPANY RETIREMENT SAVING PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-07-01 | 99 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-07-01 | 93 |
| Number of retired or separated participants receiving benefits | 2012-07-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-07-01 | 5 |
| Total of all active and inactive participants | 2012-07-01 | 98 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-07-01 | 0 |
| Total participants | 2012-07-01 | 98 |
| Number of participants with account balances | 2012-07-01 | 93 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-07-01 | 18 |
| 2011: CAROLON COMPANY RETIREMENT SAVING PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-07-01 | 103 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-07-01 | 91 |
| Number of retired or separated participants receiving benefits | 2011-07-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-07-01 | 5 |
| Total of all active and inactive participants | 2011-07-01 | 96 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-07-01 | 0 |
| Total participants | 2011-07-01 | 96 |
| Number of participants with account balances | 2011-07-01 | 91 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-07-01 | 18 |
| 2009: CAROLON COMPANY RETIREMENT SAVING PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-07-01 | 93 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-07-01 | 93 |
| Number of retired or separated participants receiving benefits | 2009-07-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-07-01 | 3 |
| Total of all active and inactive participants | 2009-07-01 | 96 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-07-01 | 1 |
| Total participants | 2009-07-01 | 97 |
| Number of participants with account balances | 2009-07-01 | 68 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-07-01 | 0 |
| Measure | Date | Value |
|---|
| 2016 : CAROLON COMPANY RETIREMENT SAVING PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-06-30 | $210,275 |
| Expenses. Total of all expenses incurred | 2016-06-30 | $16,190 |
| Benefits paid (including direct rollovers) | 2016-06-30 | $16,190 |
| Total plan assets at end of year | 2016-06-30 | $4,055,244 |
| Total plan assets at beginning of year | 2016-06-30 | $3,861,159 |
| Value of fidelity bond covering the plan | 2016-06-30 | $300,000 |
| Total contributions received or receivable from participants | 2016-06-30 | $177,012 |
| Contributions received from other sources (not participants or employers) | 2016-06-30 | $25,818 |
| Other income received | 2016-06-30 | $-42,202 |
| Net income (gross income less expenses) | 2016-06-30 | $194,085 |
| Net plan assets at end of year (total assets less liabilities) | 2016-06-30 | $4,055,244 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-06-30 | $3,861,159 |
| Assets. Value of participant loans | 2016-06-30 | $63,510 |
| Total contributions received or receivable from employer(s) | 2016-06-30 | $49,647 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-06-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2016-06-30 | $0 |
| Minimum employer required contribution for this plan year | 2016-06-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2016-06-30 | $0 |
| 2015 : CAROLON COMPANY RETIREMENT SAVING PLAN 2015 401k financial data |
|---|
| Transfers to/from the plan | 2015-06-30 | $0 |
| Total income from all sources | 2015-06-30 | $311,761 |
| Expenses. Total of all expenses incurred | 2015-06-30 | $72,235 |
| Benefits paid (including direct rollovers) | 2015-06-30 | $71,996 |
| Total plan assets at end of year | 2015-06-30 | $3,861,159 |
| Total plan assets at beginning of year | 2015-06-30 | $3,621,633 |
| Value of fidelity bond covering the plan | 2015-06-30 | $300,000 |
| Total contributions received or receivable from participants | 2015-06-30 | $169,843 |
| Expenses. Other expenses not covered elsewhere | 2015-06-30 | $0 |
| Contributions received from other sources (not participants or employers) | 2015-06-30 | $0 |
| Other income received | 2015-06-30 | $94,089 |
| Net income (gross income less expenses) | 2015-06-30 | $239,526 |
| Net plan assets at end of year (total assets less liabilities) | 2015-06-30 | $3,861,159 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-06-30 | $3,621,633 |
| Assets. Value of participant loans | 2015-06-30 | $60,979 |
| Total contributions received or receivable from employer(s) | 2015-06-30 | $47,829 |
| Value of certain deemed distributions of participant loans | 2015-06-30 | $0 |
| Value of corrective distributions | 2015-06-30 | $239 |
| Funding deficiency by the employer to the plan for this plan year | 2015-06-30 | $0 |
| Minimum employer required contribution for this plan year | 2015-06-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2015-06-30 | $0 |
| 2014 : CAROLON COMPANY RETIREMENT SAVING PLAN 2014 401k financial data |
|---|
| Transfers to/from the plan | 2014-06-30 | $0 |
| Total income from all sources | 2014-06-30 | $625,492 |
| Expenses. Total of all expenses incurred | 2014-06-30 | $164,307 |
| Benefits paid (including direct rollovers) | 2014-06-30 | $151,383 |
| Total plan assets at end of year | 2014-06-30 | $3,621,633 |
| Total plan assets at beginning of year | 2014-06-30 | $3,160,448 |
| Value of fidelity bond covering the plan | 2014-06-30 | $300,000 |
| Total contributions received or receivable from participants | 2014-06-30 | $167,197 |
| Expenses. Other expenses not covered elsewhere | 2014-06-30 | $0 |
| Contributions received from other sources (not participants or employers) | 2014-06-30 | $0 |
| Other income received | 2014-06-30 | $410,222 |
| Net income (gross income less expenses) | 2014-06-30 | $461,185 |
| Net plan assets at end of year (total assets less liabilities) | 2014-06-30 | $3,621,633 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-06-30 | $3,160,448 |
| Assets. Value of participant loans | 2014-06-30 | $106,517 |
| Total contributions received or receivable from employer(s) | 2014-06-30 | $48,073 |
| Value of certain deemed distributions of participant loans | 2014-06-30 | $0 |
| Value of corrective distributions | 2014-06-30 | $12,924 |
| Funding deficiency by the employer to the plan for this plan year | 2014-06-30 | $0 |
| Minimum employer required contribution for this plan year | 2014-06-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2014-06-30 | $0 |
| 2013 : CAROLON COMPANY RETIREMENT SAVING PLAN 2013 401k financial data |
|---|
| Transfers to/from the plan | 2013-06-30 | $0 |
| Total income from all sources | 2013-06-30 | $522,910 |
| Expenses. Total of all expenses incurred | 2013-06-30 | $31,649 |
| Benefits paid (including direct rollovers) | 2013-06-30 | $31,649 |
| Total plan assets at end of year | 2013-06-30 | $3,160,448 |
| Total plan assets at beginning of year | 2013-06-30 | $2,669,187 |
| Value of fidelity bond covering the plan | 2013-06-30 | $300,000 |
| Total contributions received or receivable from participants | 2013-06-30 | $172,529 |
| Expenses. Other expenses not covered elsewhere | 2013-06-30 | $0 |
| Contributions received from other sources (not participants or employers) | 2013-06-30 | $0 |
| Other income received | 2013-06-30 | $305,802 |
| Net income (gross income less expenses) | 2013-06-30 | $491,261 |
| Net plan assets at end of year (total assets less liabilities) | 2013-06-30 | $3,160,448 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-06-30 | $2,669,187 |
| Assets. Value of participant loans | 2013-06-30 | $102,183 |
| Total contributions received or receivable from employer(s) | 2013-06-30 | $44,579 |
| Value of certain deemed distributions of participant loans | 2013-06-30 | $0 |
| Value of corrective distributions | 2013-06-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2013-06-30 | $0 |
| Minimum employer required contribution for this plan year | 2013-06-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2013-06-30 | $0 |
| 2012 : CAROLON COMPANY RETIREMENT SAVING PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-06-30 | $182,308 |
| Expenses. Total of all expenses incurred | 2012-06-30 | $191,280 |
| Benefits paid (including direct rollovers) | 2012-06-30 | $191,280 |
| Total plan assets at end of year | 2012-06-30 | $2,669,187 |
| Total plan assets at beginning of year | 2012-06-30 | $2,678,159 |
| Value of fidelity bond covering the plan | 2012-06-30 | $300,000 |
| Total contributions received or receivable from participants | 2012-06-30 | $165,891 |
| Expenses. Other expenses not covered elsewhere | 2012-06-30 | $0 |
| Contributions received from other sources (not participants or employers) | 2012-06-30 | $0 |
| Other income received | 2012-06-30 | $-27,755 |
| Net income (gross income less expenses) | 2012-06-30 | $-8,972 |
| Net plan assets at end of year (total assets less liabilities) | 2012-06-30 | $2,669,187 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-06-30 | $2,678,159 |
| Assets. Value of participant loans | 2012-06-30 | $122,374 |
| Total contributions received or receivable from employer(s) | 2012-06-30 | $44,172 |
| Value of certain deemed distributions of participant loans | 2012-06-30 | $0 |
| Value of corrective distributions | 2012-06-30 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-06-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2012-06-30 | $0 |
| Minimum employer required contribution for this plan year | 2012-06-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2012-06-30 | $0 |
| 2011 : CAROLON COMPANY RETIREMENT SAVING PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-06-30 | $604,976 |
| Expenses. Total of all expenses incurred | 2011-06-30 | $15,208 |
| Benefits paid (including direct rollovers) | 2011-06-30 | $15,208 |
| Total plan assets at end of year | 2011-06-30 | $2,678,159 |
| Total plan assets at beginning of year | 2011-06-30 | $2,088,391 |
| Value of fidelity bond covering the plan | 2011-06-30 | $300,000 |
| Total contributions received or receivable from participants | 2011-06-30 | $171,401 |
| Expenses. Other expenses not covered elsewhere | 2011-06-30 | $0 |
| Contributions received from other sources (not participants or employers) | 2011-06-30 | $0 |
| Other income received | 2011-06-30 | $388,898 |
| Net income (gross income less expenses) | 2011-06-30 | $589,768 |
| Net plan assets at end of year (total assets less liabilities) | 2011-06-30 | $2,678,159 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-06-30 | $2,088,391 |
| Assets. Value of participant loans | 2011-06-30 | $165,477 |
| Total contributions received or receivable from employer(s) | 2011-06-30 | $44,677 |
| Funding deficiency by the employer to the plan for this plan year | 2011-06-30 | $0 |
| Minimum employer required contribution for this plan year | 2011-06-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2011-06-30 | $0 |
| 2010 : CAROLON COMPANY RETIREMENT SAVING PLAN 2010 401k financial data |
|---|
| Funding deficiency by the employer to the plan for this plan year | 2010-06-30 | $0 |
| Minimum employer required contribution for this plan year | 2010-06-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2010-06-30 | $0 |
| 2015: CAROLON COMPANY RETIREMENT SAVING PLAN 2015 form 5500 responses |
|---|
| 2015-07-01 | Type of plan entity | Single employer plan |
| 2015-07-01 | Submission has been amended | No |
| 2015-07-01 | This submission is the final filing | No |
| 2015-07-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-07-01 | Plan is a collectively bargained plan | No |
| 2015-07-01 | Plan funding arrangement – Insurance | Yes |
| 2015-07-01 | Plan funding arrangement – Trust | Yes |
| 2015-07-01 | Plan benefit arrangement – Insurance | Yes |
| 2014: CAROLON COMPANY RETIREMENT SAVING PLAN 2014 form 5500 responses |
|---|
| 2014-07-01 | Type of plan entity | Single employer plan |
| 2014-07-01 | Submission has been amended | No |
| 2014-07-01 | This submission is the final filing | No |
| 2014-07-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-07-01 | Plan is a collectively bargained plan | No |
| 2014-07-01 | Plan funding arrangement – Insurance | Yes |
| 2014-07-01 | Plan funding arrangement – Trust | Yes |
| 2014-07-01 | Plan benefit arrangement – Insurance | Yes |
| 2013: CAROLON COMPANY RETIREMENT SAVING PLAN 2013 form 5500 responses |
|---|
| 2013-07-01 | Type of plan entity | Single employer plan |
| 2013-07-01 | Submission has been amended | No |
| 2013-07-01 | This submission is the final filing | No |
| 2013-07-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-07-01 | Plan is a collectively bargained plan | No |
| 2013-07-01 | Plan funding arrangement – Insurance | Yes |
| 2013-07-01 | Plan funding arrangement – Trust | Yes |
| 2013-07-01 | Plan benefit arrangement – Insurance | Yes |
| 2012: CAROLON COMPANY RETIREMENT SAVING PLAN 2012 form 5500 responses |
|---|
| 2012-07-01 | Type of plan entity | Single employer plan |
| 2012-07-01 | Submission has been amended | No |
| 2012-07-01 | This submission is the final filing | No |
| 2012-07-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-07-01 | Plan is a collectively bargained plan | No |
| 2012-07-01 | Plan funding arrangement – Insurance | Yes |
| 2012-07-01 | Plan funding arrangement – Trust | Yes |
| 2012-07-01 | Plan benefit arrangement – Insurance | Yes |
| 2011: CAROLON COMPANY RETIREMENT SAVING PLAN 2011 form 5500 responses |
|---|
| 2011-07-01 | Type of plan entity | Single employer plan |
| 2011-07-01 | Submission has been amended | No |
| 2011-07-01 | This submission is the final filing | No |
| 2011-07-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-07-01 | Plan is a collectively bargained plan | No |
| 2011-07-01 | Plan funding arrangement – Insurance | Yes |
| 2011-07-01 | Plan funding arrangement – Trust | Yes |
| 2011-07-01 | Plan benefit arrangement – Insurance | Yes |
| 2009: CAROLON COMPANY RETIREMENT SAVING PLAN 2009 form 5500 responses |
|---|
| 2009-07-01 | Type of plan entity | Single employer plan |
| 2009-07-01 | Submission has been amended | Yes |
| 2009-07-01 | This submission is the final filing | No |
| 2009-07-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-07-01 | Plan is a collectively bargained plan | No |
| 2009-07-01 | Plan funding arrangement – Insurance | Yes |
| 2009-07-01 | Plan funding arrangement – Trust | Yes |
| 2009-07-01 | Plan benefit arrangement – Insurance | Yes |
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-028517 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-028517 | | Number of Individuals Covered | 69 | | Insurance policy start date | 2015-07-01 | | Insurance policy end date | 2016-06-30 | | Total amount of commissions paid to insurance broker | USD $26,346 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $19,675 | | Insurance broker organization code? | 3 | | Insurance broker name | MERRILL LYNCH LIFE AGENCY INC |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-028517 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-028517 | | Number of Individuals Covered | 105 | | Insurance policy start date | 2014-07-01 | | Insurance policy end date | 2015-06-30 | | Total amount of commissions paid to insurance broker | USD $24,900 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $24,900 | | Insurance broker organization code? | 3 | | Insurance broker name | MERRILL LYNCH LIFE AGENCY INC |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-028517 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-028517 | | Number of Individuals Covered | 69 | | Insurance policy start date | 2013-07-01 | | Insurance policy end date | 2014-06-30 | | Total amount of commissions paid to insurance broker | USD $22,409 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $22,409 | | Insurance broker organization code? | 3 | | Insurance broker name | MERRILL LYNCH LIFE AGENCY INC |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-028517 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-028517 | | Number of Individuals Covered | 93 | | Insurance policy start date | 2012-07-01 | | Insurance policy end date | 2013-06-30 | | Total amount of commissions paid to insurance broker | USD $18,775 | | Total amount of fees paid to insurance company | USD $16 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $14,349 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 16 | | Additional information about fees paid to insurance broker | SALES/MARKETING | | Insurance broker name | MORGANSTANLEY SMITHBARNEY LLC |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-028517 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-028517 | | Number of Individuals Covered | 91 | | Insurance policy start date | 2011-07-01 | | Insurance policy end date | 2012-06-30 | | Total amount of commissions paid to insurance broker | USD $17,105 | | Total amount of fees paid to insurance company | USD $75 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-028517 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-028517 | | Number of Individuals Covered | 69 | | Insurance policy start date | 2010-07-01 | | Insurance policy end date | 2011-06-30 | | Total amount of commissions paid to insurance broker | USD $15,435 | | Total amount of fees paid to insurance company | USD $101 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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