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CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 401k Plan overview

Plan NameCAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN
Plan identification number 002

CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA has sponsored the creation of one or more 401k plans.

Company Name:CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA
Employer identification number (EIN):561081134
NAIC Classification:621399
NAIC Description:Offices of All Other Miscellaneous Health Practitioners

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022019-07-01GARRETT M. FRANZONI2020-07-30
0022018-07-01GARRETT M. FRANZONI2020-04-13
0022017-07-01
0022016-07-01GARRETT M. FRANZONI
0022015-07-01
0022014-07-01GARRETT M. FRANZONI
0022013-07-01GARRETT M. FRANZONI
0022012-07-01GARRETT M. FRANZONI2014-03-13
0022011-07-01DINA HAMAD2013-03-13
0022010-07-01DINA HAMAD2013-03-13

Plan Statistics for CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN

401k plan membership statisitcs for CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN

Measure Date Value
2019: CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-011
Total number of active participants reported on line 7a of the Form 55002019-07-010
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-010
Total of all active and inactive participants2019-07-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-010
Number of participants with account balances2019-07-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010
2018: CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-015
Total number of active participants reported on line 7a of the Form 55002018-07-015
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-010
Total of all active and inactive participants2018-07-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-015
Number of participants with account balances2018-07-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-010
2017: CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-014
Total number of active participants reported on line 7a of the Form 55002017-07-015
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-010
Total of all active and inactive participants2017-07-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-015
Number of participants with account balances2017-07-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-010
2016: CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-014
Total number of active participants reported on line 7a of the Form 55002016-07-014
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-010
Total of all active and inactive participants2016-07-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-014
Number of participants with account balances2016-07-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-015
Total number of active participants reported on line 7a of the Form 55002015-07-014
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-010
Total of all active and inactive participants2015-07-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-014
Number of participants with account balances2015-07-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-016
Total number of active participants reported on line 7a of the Form 55002014-07-015
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-010
Total of all active and inactive participants2014-07-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-015
Number of participants with account balances2014-07-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-017
Total number of active participants reported on line 7a of the Form 55002013-07-016
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-010
Total of all active and inactive participants2013-07-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-016
Number of participants with account balances2013-07-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010

Financial Data on CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN

Measure Date Value
2020 : CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2020 401k financial data
Total income from all sources2020-06-30$2,141
Expenses. Total of all expenses incurred2020-06-30$151,169
Benefits paid (including direct rollovers)2020-06-30$151,169
Total plan assets at end of year2020-06-30$0
Total plan assets at beginning of year2020-06-30$149,028
Value of fidelity bond covering the plan2020-06-30$300,000
Total contributions received or receivable from participants2020-06-30$0
Other income received2020-06-30$2,141
Net income (gross income less expenses)2020-06-30$-149,028
Net plan assets at end of year (total assets less liabilities)2020-06-30$0
Net plan assets at beginning of year (total assets less liabilities)2020-06-30$149,028
Total contributions received or receivable from employer(s)2020-06-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-06-30$0
2019 : CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2019 401k financial data
Total income from all sources2019-06-30$-897
Expenses. Total of all expenses incurred2019-06-30$1,674,207
Benefits paid (including direct rollovers)2019-06-30$1,673,377
Total plan assets at end of year2019-06-30$149,028
Total plan assets at beginning of year2019-06-30$1,824,132
Value of fidelity bond covering the plan2019-06-30$300,000
Assets. Value of tangible personal property2019-06-30$10,237
Total contributions received or receivable from participants2019-06-30$389
Other income received2019-06-30$-1,657
Net income (gross income less expenses)2019-06-30$-1,675,104
Net plan assets at end of year (total assets less liabilities)2019-06-30$149,028
Net plan assets at beginning of year (total assets less liabilities)2019-06-30$1,824,132
Assets. Value of assets in partnership/joint-venture interests2019-06-30$138,791
Total contributions received or receivable from employer(s)2019-06-30$371
Expenses. Administrative service providers (salaries,fees and commissions)2019-06-30$830
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
2018 : CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2018 401k financial data
Total income from all sources2018-06-30$252,811
Expenses. Total of all expenses incurred2018-06-30$22,438
Benefits paid (including direct rollovers)2018-06-30$14,704
Total plan assets at end of year2018-06-30$1,824,132
Total plan assets at beginning of year2018-06-30$1,593,759
Value of fidelity bond covering the plan2018-06-30$300,000
Assets. Value of tangible personal property2018-06-30$11,337
Total contributions received or receivable from participants2018-06-30$26,797
Other income received2018-06-30$222,471
Net income (gross income less expenses)2018-06-30$230,373
Net plan assets at end of year (total assets less liabilities)2018-06-30$1,824,132
Net plan assets at beginning of year (total assets less liabilities)2018-06-30$1,593,759
Assets. Value of participant loans2018-06-30$38,461
Assets. Value of assets in partnership/joint-venture interests2018-06-30$264,567
Total contributions received or receivable from employer(s)2018-06-30$3,543
Expenses. Administrative service providers (salaries,fees and commissions)2018-06-30$7,734
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
2017 : CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2017 401k financial data
Total income from all sources2017-06-30$161,176
Expenses. Total of all expenses incurred2017-06-30$280
Total plan assets at end of year2017-06-30$1,593,759
Total plan assets at beginning of year2017-06-30$1,432,863
Value of fidelity bond covering the plan2017-06-30$300,000
Assets. Value of tangible personal property2017-06-30$11,337
Total contributions received or receivable from participants2017-06-30$27,366
Other income received2017-06-30$129,359
Net income (gross income less expenses)2017-06-30$160,896
Net plan assets at end of year (total assets less liabilities)2017-06-30$1,593,759
Net plan assets at beginning of year (total assets less liabilities)2017-06-30$1,432,863
Assets. Value of participant loans2017-06-30$49,654
Assets. Value of assets in partnership/joint-venture interests2017-06-30$248,261
Total contributions received or receivable from employer(s)2017-06-30$4,451
Expenses. Administrative service providers (salaries,fees and commissions)2017-06-30$280
2016 : CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2016 401k financial data
Total income from all sources2016-06-30$-38,726
Expenses. Total of all expenses incurred2016-06-30$35,411
Benefits paid (including direct rollovers)2016-06-30$35,056
Total plan assets at end of year2016-06-30$1,432,863
Total plan assets at beginning of year2016-06-30$1,507,000
Value of fidelity bond covering the plan2016-06-30$300,000
Assets. Value of tangible personal property2016-06-30$12,536
Total contributions received or receivable from participants2016-06-30$27,629
Other income received2016-06-30$-70,080
Net income (gross income less expenses)2016-06-30$-74,137
Net plan assets at end of year (total assets less liabilities)2016-06-30$1,432,863
Net plan assets at beginning of year (total assets less liabilities)2016-06-30$1,507,000
Assets. Value of participant loans2016-06-30$18,475
Assets. Value of assets in partnership/joint-venture interests2016-06-30$257,290
Total contributions received or receivable from employer(s)2016-06-30$3,725
Expenses. Administrative service providers (salaries,fees and commissions)2016-06-30$355
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
2015 : CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2015 401k financial data
Total income from all sources2015-06-30$154,476
Expenses. Total of all expenses incurred2015-06-30$112,721
Benefits paid (including direct rollovers)2015-06-30$112,296
Total plan assets at end of year2015-06-30$1,507,000
Total plan assets at beginning of year2015-06-30$1,465,245
Value of fidelity bond covering the plan2015-06-30$300,000
Assets. Value of tangible personal property2015-06-30$10,526
Total contributions received or receivable from participants2015-06-30$27,518
Other income received2015-06-30$119,980
Net income (gross income less expenses)2015-06-30$41,755
Net plan assets at end of year (total assets less liabilities)2015-06-30$1,507,000
Net plan assets at beginning of year (total assets less liabilities)2015-06-30$1,465,245
Assets. Value of participant loans2015-06-30$3,885
Assets. Value of assets in partnership/joint-venture interests2015-06-30$217,290
Total contributions received or receivable from employer(s)2015-06-30$6,978
Expenses. Administrative service providers (salaries,fees and commissions)2015-06-30$425
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
2014 : CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2014 401k financial data
Total income from all sources2014-06-30$224,126
Expenses. Total of all expenses incurred2014-06-30$45,830
Benefits paid (including direct rollovers)2014-06-30$45,480
Total plan assets at end of year2014-06-30$1,465,245
Total plan assets at beginning of year2014-06-30$1,286,949
Value of fidelity bond covering the plan2014-06-30$300,000
Assets. Value of tangible personal property2014-06-30$14,070
Total contributions received or receivable from participants2014-06-30$29,492
Other income received2014-06-30$180,505
Net income (gross income less expenses)2014-06-30$178,296
Net plan assets at end of year (total assets less liabilities)2014-06-30$1,465,245
Net plan assets at beginning of year (total assets less liabilities)2014-06-30$1,286,949
Assets. Value of participant loans2014-06-30$13,319
Assets. Value of assets in partnership/joint-venture interests2014-06-30$197,290
Total contributions received or receivable from employer(s)2014-06-30$14,129
Expenses. Administrative service providers (salaries,fees and commissions)2014-06-30$350
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0

Form 5500 Responses for CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN

2019: CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingYes
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement - TrustYes
2018: CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement - TrustYes
2017: CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement - TrustYes
2016: CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement - TrustYes
2015: CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement - TrustYes
2014: CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement - TrustYes
2013: CAPE FEAR REGIONAL UROLOGICAL CLINIC, PA 401(K) PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement - TrustYes

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