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SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameSPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

SPEVCO, INC. has sponsored the creation of one or more 401k plans.

Company Name:SPEVCO, INC.
Employer identification number (EIN):561257779
NAIC Classification:339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-11-01FRAN WELLER
0022015-11-01FRAN WELLER
0022014-11-01FRAN WELLER
0022013-11-01FRAN WELLER
0022012-11-01FRAN WELLER
0022011-11-01FRAN WELLER
0022010-11-01FRAN WELLER
0022009-11-01FRAN WELLER
0022009-11-01FRAN WELLER
0022008-11-01FRAN WELLER
0022008-11-01

Plan Statistics for SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2016: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-11-01125
Total number of active participants reported on line 7a of the Form 55002016-11-010
Number of retired or separated participants receiving benefits2016-11-010
Number of other retired or separated participants entitled to future benefits2016-11-010
Total of all active and inactive participants2016-11-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-11-010
Total participants2016-11-010
Number of participants with account balances2016-11-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-11-010
2015: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-11-01189
Total number of active participants reported on line 7a of the Form 55002015-11-0165
Number of retired or separated participants receiving benefits2015-11-010
Number of other retired or separated participants entitled to future benefits2015-11-0160
Total of all active and inactive participants2015-11-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-11-010
Total participants2015-11-01125
Number of participants with account balances2015-11-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-11-010
2014: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-11-01180
Total number of active participants reported on line 7a of the Form 55002014-11-0164
Number of retired or separated participants receiving benefits2014-11-010
Number of other retired or separated participants entitled to future benefits2014-11-01120
Total of all active and inactive participants2014-11-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-11-013
Total participants2014-11-01187
Number of participants with account balances2014-11-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-11-012
2013: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-11-01170
Total number of active participants reported on line 7a of the Form 55002013-11-0158
Number of retired or separated participants receiving benefits2013-11-010
Number of other retired or separated participants entitled to future benefits2013-11-01117
Total of all active and inactive participants2013-11-01175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-11-012
Total participants2013-11-01177
Number of participants with account balances2013-11-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-11-015
2012: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-11-01168
Total number of active participants reported on line 7a of the Form 55002012-11-0157
Number of retired or separated participants receiving benefits2012-11-010
Number of other retired or separated participants entitled to future benefits2012-11-01111
Total of all active and inactive participants2012-11-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-11-012
Total participants2012-11-01170
Number of participants with account balances2012-11-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-11-019
2011: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-11-01162
Total number of active participants reported on line 7a of the Form 55002011-11-0162
Number of retired or separated participants receiving benefits2011-11-010
Number of other retired or separated participants entitled to future benefits2011-11-01101
Total of all active and inactive participants2011-11-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-11-012
Total participants2011-11-01165
Number of participants with account balances2011-11-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-11-0114
2010: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-11-01158
Total number of active participants reported on line 7a of the Form 55002010-11-0177
Number of retired or separated participants receiving benefits2010-11-010
Number of other retired or separated participants entitled to future benefits2010-11-0181
Total of all active and inactive participants2010-11-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-11-011
Total participants2010-11-01159
Number of participants with account balances2010-11-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-11-0114
2009: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-11-01145
Total number of active participants reported on line 7a of the Form 55002009-11-0182
Number of retired or separated participants receiving benefits2009-11-010
Number of other retired or separated participants entitled to future benefits2009-11-0167
Total of all active and inactive participants2009-11-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-11-011
Total participants2009-11-01150
Number of participants with account balances2009-11-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-11-0113
2008: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2008 401k membership
Total participants, beginning-of-year2008-11-01137
Total number of active participants reported on line 7a of the Form 55002008-11-0174
Number of retired or separated participants receiving benefits2008-11-010
Number of other retired or separated participants entitled to future benefits2008-11-0165
Total of all active and inactive participants2008-11-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-11-011
Total participants2008-11-01140
Number of participants with account balances2008-11-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-11-0113

Financial Data on SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2017 : SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-31$0
Total income from all sources (including contributions)2017-10-31$0
Total loss/gain on sale of assets2017-10-31$0
Total of all expenses incurred2017-10-31$201,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-10-31$201,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-10-31$0
Value of total assets at end of year2017-10-31$0
Value of total assets at beginning of year2017-10-31$201,739
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-10-31$0
Total interest from all sources2017-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-10-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-10-31$0
Was this plan covered by a fidelity bond2017-10-31Yes
Value of fidelity bond cover2017-10-31$250,000
If this is an individual account plan, was there a blackout period2017-10-31No
Were there any nonexempt tranactions with any party-in-interest2017-10-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-31No
Value of net income/loss2017-10-31$-201,739
Value of net assets at end of year (total assets less liabilities)2017-10-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-10-31$201,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-10-31No
Were any leases to which the plan was party in default or uncollectible2017-10-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-10-31No
Was there a failure to transmit to the plan any participant contributions2017-10-31No
Has the plan failed to provide any benefit when due under the plan2017-10-31No
Assets. Invements in employer securities at end of year2017-10-31$0
Assets. Invements in employer securities at beginning of year2017-10-31$201,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-10-31$201,739
Contract administrator fees2017-10-31$0
Did the plan have assets held for investment2017-10-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-10-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-10-31No
Opinion of an independent qualified public accountant for this plan2017-10-31Unqualified
Accountancy firm name2017-10-31BERNARD ROBINSON & COMPANY, LLP
Accountancy firm EIN2017-10-31560571159
2016 : SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-10-31$-39,041
Total unrealized appreciation/depreciation of assets2016-10-31$-39,041
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-31$0
Total income from all sources (including contributions)2016-10-31$-39,041
Total loss/gain on sale of assets2016-10-31$0
Total of all expenses incurred2016-10-31$76,938
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-10-31$73,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-10-31$0
Value of total assets at end of year2016-10-31$201,739
Value of total assets at beginning of year2016-10-31$317,718
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-10-31$3,500
Total interest from all sources2016-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-10-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-10-31$0
Was this plan covered by a fidelity bond2016-10-31Yes
Value of fidelity bond cover2016-10-31$250,000
If this is an individual account plan, was there a blackout period2016-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-10-31$73,438
Were there any nonexempt tranactions with any party-in-interest2016-10-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Value of net income/loss2016-10-31$-115,979
Value of net assets at end of year (total assets less liabilities)2016-10-31$201,739
Value of net assets at beginning of year (total assets less liabilities)2016-10-31$317,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-10-31No
Were any leases to which the plan was party in default or uncollectible2016-10-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-10-31No
Was there a failure to transmit to the plan any participant contributions2016-10-31No
Has the plan failed to provide any benefit when due under the plan2016-10-31No
Assets. Invements in employer securities at end of year2016-10-31$201,739
Assets. Invements in employer securities at beginning of year2016-10-31$317,718
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-10-31$73,438
Contract administrator fees2016-10-31$3,500
Did the plan have assets held for investment2016-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-10-31No
Opinion of an independent qualified public accountant for this plan2016-10-31Unqualified
Accountancy firm name2016-10-31BERNARD ROBINSON & COMPANY, LLP
Accountancy firm EIN2016-10-31560571159
2015 : SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-10-31$50,271
Total unrealized appreciation/depreciation of assets2015-10-31$50,271
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-10-31$0
Total income from all sources (including contributions)2015-10-31$50,271
Total loss/gain on sale of assets2015-10-31$0
Total of all expenses incurred2015-10-31$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-10-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-10-31$0
Value of total assets at end of year2015-10-31$317,718
Value of total assets at beginning of year2015-10-31$267,447
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-10-31$0
Total interest from all sources2015-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-10-31No
Was this plan covered by a fidelity bond2015-10-31Yes
Value of fidelity bond cover2015-10-31$250,000
If this is an individual account plan, was there a blackout period2015-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-10-31$0
Were there any nonexempt tranactions with any party-in-interest2015-10-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-31No
Value of net income/loss2015-10-31$50,271
Value of net assets at end of year (total assets less liabilities)2015-10-31$317,718
Value of net assets at beginning of year (total assets less liabilities)2015-10-31$267,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-10-31No
Were any leases to which the plan was party in default or uncollectible2015-10-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-10-31No
Was there a failure to transmit to the plan any participant contributions2015-10-31No
Has the plan failed to provide any benefit when due under the plan2015-10-31No
Assets. Invements in employer securities at end of year2015-10-31$317,718
Assets. Invements in employer securities at beginning of year2015-10-31$267,447
Did the plan have assets held for investment2015-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-10-31No
Opinion of an independent qualified public accountant for this plan2015-10-31Unqualified
Accountancy firm name2015-10-31BERNARD ROBINSON & COMPANY, LLP
Accountancy firm EIN2015-10-31560571159
2014 : SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-10-31$-317,985
Total unrealized appreciation/depreciation of assets2014-10-31$-317,985
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$0
Total income from all sources (including contributions)2014-10-31$-317,985
Total loss/gain on sale of assets2014-10-31$0
Total of all expenses incurred2014-10-31$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-10-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-10-31$0
Value of total assets at end of year2014-10-31$267,447
Value of total assets at beginning of year2014-10-31$585,432
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-10-31$0
Total interest from all sources2014-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-10-31No
Was this plan covered by a fidelity bond2014-10-31Yes
Value of fidelity bond cover2014-10-31$250,000
If this is an individual account plan, was there a blackout period2014-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-10-31$0
Were there any nonexempt tranactions with any party-in-interest2014-10-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Value of net income/loss2014-10-31$-317,985
Value of net assets at end of year (total assets less liabilities)2014-10-31$267,447
Value of net assets at beginning of year (total assets less liabilities)2014-10-31$585,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-10-31No
Were any leases to which the plan was party in default or uncollectible2014-10-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-10-31No
Was there a failure to transmit to the plan any participant contributions2014-10-31No
Has the plan failed to provide any benefit when due under the plan2014-10-31No
Assets. Invements in employer securities at end of year2014-10-31$267,447
Assets. Invements in employer securities at beginning of year2014-10-31$585,432
Did the plan have assets held for investment2014-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-10-31No
Opinion of an independent qualified public accountant for this plan2014-10-31Unqualified
Accountancy firm name2014-10-31WILLIAM P. STANALAND III PLLC
Accountancy firm EIN2014-10-31562057348
2013 : SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-10-31$-334,325
Total unrealized appreciation/depreciation of assets2013-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Total income from all sources (including contributions)2013-10-31$0
Total loss/gain on sale of assets2013-10-31$0
Total of all expenses incurred2013-10-31$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-10-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-10-31$0
Value of total assets at end of year2013-10-31$919,757
Value of total assets at beginning of year2013-10-31$919,757
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-10-31$0
Total interest from all sources2013-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-10-31No
Was this plan covered by a fidelity bond2013-10-31Yes
Value of fidelity bond cover2013-10-31$100,000
If this is an individual account plan, was there a blackout period2013-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-10-31$0
Were there any nonexempt tranactions with any party-in-interest2013-10-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Value of net income/loss2013-10-31$0
Value of net assets at end of year (total assets less liabilities)2013-10-31$919,757
Value of net assets at beginning of year (total assets less liabilities)2013-10-31$919,757
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-10-31No
Were any leases to which the plan was party in default or uncollectible2013-10-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-10-31No
Was there a failure to transmit to the plan any participant contributions2013-10-31No
Has the plan failed to provide any benefit when due under the plan2013-10-31No
Assets. Invements in employer securities at end of year2013-10-31$919,757
Assets. Invements in employer securities at beginning of year2013-10-31$919,757
Did the plan have assets held for investment2013-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-10-31No
Opinion of an independent qualified public accountant for this plan2013-10-31Unqualified
Accountancy firm name2013-10-31WILLIAM P. STANALAND III PLLC
Accountancy firm EIN2013-10-31562057348
2012 : SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-10-31$854,356
Total unrealized appreciation/depreciation of assets2012-10-31$854,356
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total income from all sources (including contributions)2012-10-31$854,356
Total loss/gain on sale of assets2012-10-31$0
Total of all expenses incurred2012-10-31$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-10-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-10-31$0
Value of total assets at end of year2012-10-31$919,757
Value of total assets at beginning of year2012-10-31$65,401
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-10-31$0
Total interest from all sources2012-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-10-31No
Was this plan covered by a fidelity bond2012-10-31Yes
Value of fidelity bond cover2012-10-31$100,000
If this is an individual account plan, was there a blackout period2012-10-31No
Were there any nonexempt tranactions with any party-in-interest2012-10-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Value of net income/loss2012-10-31$854,356
Value of net assets at end of year (total assets less liabilities)2012-10-31$919,757
Value of net assets at beginning of year (total assets less liabilities)2012-10-31$65,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-10-31No
Were any leases to which the plan was party in default or uncollectible2012-10-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-10-31No
Was there a failure to transmit to the plan any participant contributions2012-10-31No
Has the plan failed to provide any benefit when due under the plan2012-10-31No
Assets. Invements in employer securities at end of year2012-10-31$919,757
Assets. Invements in employer securities at beginning of year2012-10-31$65,401
Did the plan have assets held for investment2012-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-10-31No
Opinion of an independent qualified public accountant for this plan2012-10-31Unqualified
Accountancy firm name2012-10-31BERNARD ROBINSON & COMPANY, LLP
Accountancy firm EIN2012-10-31560571159
2011 : SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-10-31$-171,767
Total unrealized appreciation/depreciation of assets2011-10-31$-171,767
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-10-31$0
Total income from all sources (including contributions)2011-10-31$-171,767
Total loss/gain on sale of assets2011-10-31$0
Total of all expenses incurred2011-10-31$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-10-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-10-31$0
Value of total assets at end of year2011-10-31$65,401
Value of total assets at beginning of year2011-10-31$237,168
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-10-31$0
Total interest from all sources2011-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-10-31$0
Total plan liabilities at end of year2011-10-31$4,909,929
Total plan liabilities at beginning of year2011-10-31$4,909,929
Total income from all sources2011-10-31$0
Expenses. Total of all expenses incurred2011-10-31$0
Total plan assets at end of year2011-10-31$3,020,519
Total plan assets at beginning of year2011-10-31$3,020,519
Value of fidelity bond covering the plan2011-10-31$439,040
Net income (gross income less expenses)2011-10-31$0
Net plan assets at end of year (total assets less liabilities)2011-10-31$-1,889,410
Net plan assets at beginning of year (total assets less liabilities)2011-10-31$-1,889,410
Assets. Value of employer securities2011-10-31$2,252,861
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-10-31No
Was this plan covered by a fidelity bond2011-10-31Yes
Value of fidelity bond cover2011-10-31$100,000
If this is an individual account plan, was there a blackout period2011-10-31No
Were there any nonexempt tranactions with any party-in-interest2011-10-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-10-31$0
Total non interest bearing cash at end of year2011-10-31$0
Total non interest bearing cash at beginning of year2011-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-31No
Value of net income/loss2011-10-31$-171,767
Value of net assets at end of year (total assets less liabilities)2011-10-31$65,401
Value of net assets at beginning of year (total assets less liabilities)2011-10-31$237,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-10-31No
Were any leases to which the plan was party in default or uncollectible2011-10-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-10-31No
Was there a failure to transmit to the plan any participant contributions2011-10-31No
Has the plan failed to provide any benefit when due under the plan2011-10-31No
Assets. Invements in employer securities at end of year2011-10-31$65,401
Assets. Invements in employer securities at beginning of year2011-10-31$237,168
Contributions received in cash from employer2011-10-31$0
Did the plan have assets held for investment2011-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-10-31No
Opinion of an independent qualified public accountant for this plan2011-10-31Unqualified
Accountancy firm name2011-10-31BERNARD ROBINSON & COMPANY, LLP
Accountancy firm EIN2011-10-31560571159
2010 : SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-10-31$23,427
Total unrealized appreciation/depreciation of assets2010-10-31$23,427
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-10-31$500,000
Expenses. Interest paid2010-10-31$30,000
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-10-31$30,000
Total income from all sources (including contributions)2010-10-31$553,427
Total loss/gain on sale of assets2010-10-31$0
Total of all expenses incurred2010-10-31$30,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-10-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-10-31$530,000
Value of total assets at end of year2010-10-31$237,168
Value of total assets at beginning of year2010-10-31$213,741
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-10-31$0
Total interest from all sources2010-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-10-31No
Was this plan covered by a fidelity bond2010-10-31Yes
Value of fidelity bond cover2010-10-31$100,000
If this is an individual account plan, was there a blackout period2010-10-31No
Were there any nonexempt tranactions with any party-in-interest2010-10-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-10-31$500,000
Total non interest bearing cash at end of year2010-10-31$0
Total non interest bearing cash at beginning of year2010-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-10-31No
Value of net income/loss2010-10-31$523,427
Value of net assets at end of year (total assets less liabilities)2010-10-31$237,168
Value of net assets at beginning of year (total assets less liabilities)2010-10-31$-286,259
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-10-31No
Were any leases to which the plan was party in default or uncollectible2010-10-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-10-31No
Was there a failure to transmit to the plan any participant contributions2010-10-31No
Has the plan failed to provide any benefit when due under the plan2010-10-31No
Assets. Invements in employer securities at end of year2010-10-31$237,168
Assets. Invements in employer securities at beginning of year2010-10-31$213,741
Contributions received in cash from employer2010-10-31$530,000
Did the plan have assets held for investment2010-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-10-31No
Opinion of an independent qualified public accountant for this plan2010-10-31Unqualified
Accountancy firm name2010-10-31BERNARD ROBINSON & COMPANY, LLP
Accountancy firm EIN2010-10-31560571159
2009 : SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2009-10-31$-85,939
Total unrealized appreciation/depreciation of assets2009-10-31$-85,939
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2009-10-31$500,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2009-10-31$1,000,000
Expenses. Interest paid2009-10-31$60,000
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022009-10-31$60,000
Total income from all sources (including contributions)2009-10-31$474,061
Total loss/gain on sale of assets2009-10-31$0
Total of all expenses incurred2009-10-31$60,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2009-10-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2009-10-31$560,000
Value of total assets at end of year2009-10-31$213,741
Value of total assets at beginning of year2009-10-31$299,680
Total of administrative expenses incurred including professional, contract, advisory and management fees2009-10-31$0
Total interest from all sources2009-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2009-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2009-10-31No
Was this plan covered by a fidelity bond2009-10-31Yes
Value of fidelity bond cover2009-10-31$439,040
Were there any nonexempt tranactions with any party-in-interest2009-10-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2009-10-31$500,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2009-10-31$1,000,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2009-10-31No
Value of net income/loss2009-10-31$414,061
Value of net assets at end of year (total assets less liabilities)2009-10-31$-286,259
Value of net assets at beginning of year (total assets less liabilities)2009-10-31$-700,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2009-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2009-10-31No
Were any leases to which the plan was party in default or uncollectible2009-10-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2009-10-31No
Was there a failure to transmit to the plan any participant contributions2009-10-31No
Assets. Invements in employer securities at end of year2009-10-31$213,741
Assets. Invements in employer securities at beginning of year2009-10-31$299,680
Contributions received in cash from employer2009-10-31$560,000
Did the plan have assets held for investment2009-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2009-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2009-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2009-10-31No
Opinion of an independent qualified public accountant for this plan2009-10-31Unqualified
Accountancy firm name2009-10-31BERNARD ROBINSON & COMPANY, LLP
Accountancy firm EIN2009-10-31560571159

Form 5500 Responses for SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2016: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-11-01Type of plan entitySingle employer plan
2016-11-01Submission has been amendedNo
2016-11-01This submission is the final filingYes
2016-11-01This return/report is a short plan year return/report (less than 12 months)No
2016-11-01Plan is a collectively bargained planNo
2016-11-01Plan funding arrangement – TrustYes
2016-11-01Plan benefit arrangement - TrustYes
2015: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-11-01Type of plan entitySingle employer plan
2015-11-01Submission has been amendedNo
2015-11-01This submission is the final filingNo
2015-11-01This return/report is a short plan year return/report (less than 12 months)No
2015-11-01Plan is a collectively bargained planNo
2015-11-01Plan funding arrangement – TrustYes
2015-11-01Plan benefit arrangement - TrustYes
2014: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-11-01Type of plan entitySingle employer plan
2014-11-01Submission has been amendedNo
2014-11-01This submission is the final filingNo
2014-11-01This return/report is a short plan year return/report (less than 12 months)No
2014-11-01Plan is a collectively bargained planNo
2014-11-01Plan funding arrangement – TrustYes
2014-11-01Plan benefit arrangement - TrustYes
2013: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-11-01Type of plan entitySingle employer plan
2013-11-01Submission has been amendedYes
2013-11-01This submission is the final filingNo
2013-11-01This return/report is a short plan year return/report (less than 12 months)No
2013-11-01Plan is a collectively bargained planNo
2013-11-01Plan funding arrangement – TrustYes
2013-11-01Plan benefit arrangement - TrustYes
2012: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01Submission has been amendedYes
2012-11-01This submission is the final filingNo
2012-11-01This return/report is a short plan year return/report (less than 12 months)No
2012-11-01Plan is a collectively bargained planNo
2012-11-01Plan funding arrangement – TrustYes
2012-11-01Plan benefit arrangement - TrustYes
2011: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01Submission has been amendedYes
2011-11-01This submission is the final filingNo
2011-11-01This return/report is a short plan year return/report (less than 12 months)No
2011-11-01Plan is a collectively bargained planNo
2011-11-01Plan funding arrangement – TrustYes
2011-11-01Plan benefit arrangement - TrustYes
2010: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-11-01Type of plan entitySingle employer plan
2010-11-01Submission has been amendedYes
2010-11-01This submission is the final filingNo
2010-11-01This return/report is a short plan year return/report (less than 12 months)No
2010-11-01Plan is a collectively bargained planNo
2010-11-01Plan funding arrangement – TrustYes
2010-11-01Plan benefit arrangement - TrustYes
2009: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-11-01Type of plan entitySingle employer plan
2009-11-01Submission has been amendedYes
2009-11-01This submission is the final filingNo
2009-11-01This return/report is a short plan year return/report (less than 12 months)No
2009-11-01Plan is a collectively bargained planNo
2009-11-01Plan funding arrangement – TrustYes
2009-11-01Plan benefit arrangement - TrustYes
2008: SPEVCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2008 form 5500 responses
2008-11-01Type of plan entitySingle employer plan
2008-11-01Submission has been amendedYes
2008-11-01This submission is the final filingNo
2008-11-01This return/report is a short plan year return/report (less than 12 months)No
2008-11-01Plan is a collectively bargained planNo
2008-11-01Plan funding arrangement – TrustYes
2008-11-01Plan benefit arrangement - TrustYes

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