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TOMPKINS SOLUTIONS, INC. 401(K) PLAN 401k Plan overview

Plan NameTOMPKINS SOLUTIONS, INC. 401(K) PLAN
Plan identification number 002

TOMPKINS SOLUTIONS, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TOMPKINS SOLUTIONS, INC. has sponsored the creation of one or more 401k plans.

Company Name:TOMPKINS SOLUTIONS, INC.
Employer identification number (EIN):561273771
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Additional information about TOMPKINS SOLUTIONS, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 2012-01-04
Company Identification Number: 4183558
Legal Registered Office Address: 146 WALWORTH STREET
5A
BROOKLYN
United States of America (USA)
11205

More information about TOMPKINS SOLUTIONS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TOMPKINS SOLUTIONS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01BONNIE GIRARD BONNIE GIRARD2018-10-15
0022017-01-01BONNIE GIRARD BONNIE GIRARD2019-01-17
0022016-01-01BONNIE GIRARD2017-09-19
0022015-01-01BONNIE GIRARD2016-06-09
0022014-01-01BONNIE GIRARD
0022013-01-01BONNIE GIRARD
0022012-01-01BONNIE GIRARD
0022011-01-01BONNIE GIRARD
0022009-01-01ADRAINE CHAPMAN

Plan Statistics for TOMPKINS SOLUTIONS, INC. 401(K) PLAN

401k plan membership statisitcs for TOMPKINS SOLUTIONS, INC. 401(K) PLAN

Measure Date Value
2023: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01222
Total number of active participants reported on line 7a of the Form 55002023-01-01157
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-0184
Total of all active and inactive participants2023-01-01241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01241
Number of participants with account balances2023-01-01204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01188
Total number of active participants reported on line 7a of the Form 55002022-01-01148
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0174
Total of all active and inactive participants2022-01-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01222
Number of participants with account balances2022-01-01185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01172
Total number of active participants reported on line 7a of the Form 55002021-01-01116
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0171
Total of all active and inactive participants2021-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01187
Number of participants with account balances2021-01-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01210
Total number of active participants reported on line 7a of the Form 55002020-01-01102
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0170
Total of all active and inactive participants2020-01-01172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01172
Number of participants with account balances2020-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01200
Total number of active participants reported on line 7a of the Form 55002019-01-01161
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0147
Total of all active and inactive participants2019-01-01208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01208
Number of participants with account balances2019-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01138
Total number of active participants reported on line 7a of the Form 55002018-01-01167
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0127
Total of all active and inactive participants2018-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01194
Number of participants with account balances2018-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01122
Total number of active participants reported on line 7a of the Form 55002017-01-01119
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0116
Total of all active and inactive participants2017-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01135
Number of participants with account balances2017-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2014: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01101
Total number of active participants reported on line 7a of the Form 55002014-01-0175
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0121
Total of all active and inactive participants2014-01-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0196
Number of participants with account balances2014-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01112
Total number of active participants reported on line 7a of the Form 55002013-01-0177
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0124
Total of all active and inactive participants2013-01-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01101
Number of participants with account balances2013-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01111
Total number of active participants reported on line 7a of the Form 55002012-01-0195
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0117
Total of all active and inactive participants2012-01-01112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01112
Number of participants with account balances2012-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01115
Total number of active participants reported on line 7a of the Form 55002011-01-0192
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0119
Total of all active and inactive participants2011-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01111
Number of participants with account balances2011-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01150
Total number of active participants reported on line 7a of the Form 55002009-01-0197
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0146
Total of all active and inactive participants2009-01-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01144
Number of participants with account balances2009-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on TOMPKINS SOLUTIONS, INC. 401(K) PLAN

Measure Date Value
2023 : TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total transfer of assets to this plan2023-12-31$0
Total transfer of assets from this plan2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$6,484,453
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$1,667,433
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$1,571,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$2,933,299
Value of total assets at end of year2023-12-31$21,319,945
Value of total assets at beginning of year2023-12-31$16,502,925
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$95,494
Total interest from all sources2023-12-31$2,200
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$617,662
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$617,662
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,902,800
Participant contributions at end of year2023-12-31$57,308
Participant contributions at beginning of year2023-12-31$60,493
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$500,687
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$4,817,020
Value of net assets at end of year (total assets less liabilities)2023-12-31$21,319,945
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$16,502,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$45,098
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$20,795,387
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$16,142,010
Interest on participant loans2023-12-31$2,200
Value of interest in common/collective trusts at end of year2023-12-31$467,250
Value of interest in common/collective trusts at beginning of year2023-12-31$300,422
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$2,920,482
Net investment gain or loss from common/collective trusts2023-12-31$10,810
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$529,812
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$1,571,939
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2023-12-31560574444
2022 : TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,970,629
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,899,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,803,605
Expenses. Certain deemed distributions of participant loans2022-12-31$4
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,929,458
Value of total assets at end of year2022-12-31$16,502,925
Value of total assets at beginning of year2022-12-31$22,373,014
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$95,851
Total interest from all sources2022-12-31$1,035
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$503,196
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$503,196
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,437,550
Participant contributions at end of year2022-12-31$60,493
Participant contributions at beginning of year2022-12-31$3,771
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$107,886
Administrative expenses (other) incurred2022-12-31$95,851
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,870,089
Value of net assets at end of year (total assets less liabilities)2022-12-31$16,502,925
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$22,373,014
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$16,142,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$21,774,021
Interest on participant loans2022-12-31$1,035
Value of interest in common/collective trusts at end of year2022-12-31$300,422
Value of interest in common/collective trusts at beginning of year2022-12-31$595,222
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,411,910
Net investment gain or loss from common/collective trusts2022-12-31$7,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$384,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,803,605
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2022-12-31560574444
2021 : TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,732,960
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,820,723
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,710,167
Expenses. Certain deemed distributions of participant loans2021-12-31$2,425
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,164,040
Value of total assets at end of year2021-12-31$22,373,014
Value of total assets at beginning of year2021-12-31$20,460,777
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$108,131
Total interest from all sources2021-12-31$942
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,014,520
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,014,520
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,234,917
Participant contributions at end of year2021-12-31$3,771
Participant contributions at beginning of year2021-12-31$22,468
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$598,551
Other income not declared elsewhere2021-12-31$357
Administrative expenses (other) incurred2021-12-31$108,131
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,912,237
Value of net assets at end of year (total assets less liabilities)2021-12-31$22,373,014
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$20,460,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$21,774,021
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$19,809,355
Interest on participant loans2021-12-31$942
Value of interest in common/collective trusts at end of year2021-12-31$595,222
Value of interest in common/collective trusts at beginning of year2021-12-31$628,954
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,543,093
Net investment gain or loss from common/collective trusts2021-12-31$10,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$330,572
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,710,167
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CHERRY BEKAERT LLP
Accountancy firm EIN2021-12-31560574444
2020 : TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,527,038
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,466,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,365,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,519,510
Value of total assets at end of year2020-12-31$20,460,777
Value of total assets at beginning of year2020-12-31$20,400,185
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$100,651
Total interest from all sources2020-12-31$2,698
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$566,205
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$566,205
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,326,687
Participant contributions at end of year2020-12-31$22,468
Participant contributions at beginning of year2020-12-31$120,822
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$645
Administrative expenses (other) incurred2020-12-31$100,651
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$60,592
Value of net assets at end of year (total assets less liabilities)2020-12-31$20,460,777
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$20,400,185
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$19,809,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$19,114,039
Interest on participant loans2020-12-31$2,698
Value of interest in common/collective trusts at end of year2020-12-31$628,954
Value of interest in common/collective trusts at beginning of year2020-12-31$1,165,324
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,418,506
Net investment gain or loss from common/collective trusts2020-12-31$20,119
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$192,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,365,795
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CHERRY BEKAERT, LLP
Accountancy firm EIN2020-12-31560574444
2019 : TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$6,846,123
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$978,506
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$884,751
Expenses. Certain deemed distributions of participant loans2019-12-31$803
Value of total corrective distributions2019-12-31$2,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,834,979
Value of total assets at end of year2019-12-31$20,400,185
Value of total assets at beginning of year2019-12-31$14,532,568
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$90,385
Total interest from all sources2019-12-31$5,383
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$619,494
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$619,494
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,718,975
Participant contributions at end of year2019-12-31$120,822
Participant contributions at beginning of year2019-12-31$113,041
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$626,581
Administrative expenses (other) incurred2019-12-31$90,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,867,617
Value of net assets at end of year (total assets less liabilities)2019-12-31$20,400,185
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$14,532,568
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$19,114,039
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,624,779
Interest on participant loans2019-12-31$5,383
Value of interest in common/collective trusts at end of year2019-12-31$1,165,324
Value of interest in common/collective trusts at beginning of year2019-12-31$794,748
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,363,867
Net investment gain or loss from common/collective trusts2019-12-31$22,400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$489,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$884,751
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CHERRY BEKAERT, LLP
Accountancy firm EIN2019-12-31560574444
2018 : TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,010,284
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$305,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$246,744
Expenses. Certain deemed distributions of participant loans2018-12-31$2,912
Value of total corrective distributions2018-12-31$1,441
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,982,930
Value of total assets at end of year2018-12-31$14,532,568
Value of total assets at beginning of year2018-12-31$13,828,190
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$54,809
Total interest from all sources2018-12-31$6,885
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$572,293
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$572,293
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,370,704
Participant contributions at end of year2018-12-31$113,041
Participant contributions at beginning of year2018-12-31$94,855
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$327,437
Administrative expenses (other) incurred2018-12-31$54,809
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$704,378
Value of net assets at end of year (total assets less liabilities)2018-12-31$14,532,568
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$13,828,190
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$13,624,779
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$13,062,470
Interest on participant loans2018-12-31$6,885
Value of interest in common/collective trusts at end of year2018-12-31$794,748
Value of interest in common/collective trusts at beginning of year2018-12-31$670,865
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,564,033
Net investment gain or loss from common/collective trusts2018-12-31$12,209
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$284,789
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$246,744
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CHERRY BEKAERT, LLP
Accountancy firm EIN2018-12-31560574444
2017 : TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,273,752
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$681,440
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$678,391
Expenses. Certain deemed distributions of participant loans2017-12-31$2,744
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$894,047
Value of total assets at end of year2017-12-31$13,828,190
Value of total assets at beginning of year2017-12-31$11,235,878
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$305
Total interest from all sources2017-12-31$5,829
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$429,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$429,994
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$855,297
Participant contributions at end of year2017-12-31$94,855
Participant contributions at beginning of year2017-12-31$72,850
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$38,750
Administrative expenses (other) incurred2017-12-31$305
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,592,312
Value of net assets at end of year (total assets less liabilities)2017-12-31$13,828,190
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,235,878
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$13,062,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$10,465,513
Interest on participant loans2017-12-31$5,829
Value of interest in common/collective trusts at end of year2017-12-31$670,865
Value of interest in common/collective trusts at beginning of year2017-12-31$697,515
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,936,461
Net investment gain or loss from common/collective trusts2017-12-31$7,421
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$678,391
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CHERRY BEKAERT, LLP
Accountancy firm EIN2017-12-31560574444
2014 : TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,160,452
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,393,843
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,390,908
Expenses. Certain deemed distributions of participant loans2014-12-31$2,360
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$519,818
Value of total assets at end of year2014-12-31$10,076,251
Value of total assets at beginning of year2014-12-31$10,309,642
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$575
Total interest from all sources2014-12-31$4,220
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$685,081
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$685,081
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$519,818
Participant contributions at end of year2014-12-31$53,750
Participant contributions at beginning of year2014-12-31$15,479
Administrative expenses (other) incurred2014-12-31$575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-233,391
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,076,251
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,309,642
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,846,677
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$10,034,522
Interest on participant loans2014-12-31$4,220
Value of interest in common/collective trusts at end of year2014-12-31$175,824
Value of interest in common/collective trusts at beginning of year2014-12-31$259,641
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-50,342
Net investment gain or loss from common/collective trusts2014-12-31$1,675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,390,908
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LINDSEY, LINDSEY & MUELLER
Accountancy firm EIN2014-12-31561442005
2013 : TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,280,744
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$664,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$661,938
Expenses. Certain deemed distributions of participant loans2013-12-31$2,242
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$604,594
Value of total assets at end of year2013-12-31$10,309,642
Value of total assets at beginning of year2013-12-31$8,693,653
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$575
Total interest from all sources2013-12-31$3,314
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$527,371
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$527,371
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$604,594
Participant contributions at end of year2013-12-31$15,479
Participant contributions at beginning of year2013-12-31$34,067
Administrative expenses (other) incurred2013-12-31$575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,615,989
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,309,642
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,693,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$10,034,522
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$8,472,126
Interest on participant loans2013-12-31$3,314
Value of interest in common/collective trusts at end of year2013-12-31$259,641
Value of interest in common/collective trusts at beginning of year2013-12-31$187,460
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,141,448
Net investment gain or loss from common/collective trusts2013-12-31$4,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$661,938
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LINDSEY, LINDSEY & MUELLER
Accountancy firm EIN2013-12-31561442005
2012 : TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,720,762
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$532,524
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$489,509
Expenses. Certain deemed distributions of participant loans2012-12-31$42,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$668,725
Value of total assets at end of year2012-12-31$8,693,653
Value of total assets at beginning of year2012-12-31$7,505,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$305
Total interest from all sources2012-12-31$4,052
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$234,804
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$234,804
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$658,211
Participant contributions at end of year2012-12-31$34,067
Participant contributions at beginning of year2012-12-31$85,685
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$10,514
Administrative expenses (other) incurred2012-12-31$305
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,188,238
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,693,653
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,505,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$8,472,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,071,617
Interest on participant loans2012-12-31$4,052
Value of interest in common/collective trusts at end of year2012-12-31$187,460
Value of interest in common/collective trusts at beginning of year2012-12-31$348,113
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$810,523
Net investment gain or loss from common/collective trusts2012-12-31$2,658
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$489,509
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRANT THORNTON LLP
Accountancy firm EIN2012-12-31366055558
2011 : TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$529,105
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$565,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$557,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$639,161
Value of total assets at end of year2011-12-31$7,505,415
Value of total assets at beginning of year2011-12-31$7,542,036
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,661
Total interest from all sources2011-12-31$4,473
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$149,321
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$149,321
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$623,699
Participant contributions at end of year2011-12-31$85,685
Participant contributions at beginning of year2011-12-31$96,644
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$15,462
Administrative expenses (other) incurred2011-12-31$295
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-36,621
Value of net assets at end of year (total assets less liabilities)2011-12-31$7,505,415
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,542,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,071,617
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,198,323
Interest on participant loans2011-12-31$4,473
Value of interest in common/collective trusts at end of year2011-12-31$348,113
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$247,069
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$247,069
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-267,199
Net investment gain or loss from common/collective trusts2011-12-31$3,349
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$557,065
Contract administrator fees2011-12-31$8,366
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON LLP
Accountancy firm EIN2011-12-31366055558
2010 : TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,245
Total income from all sources (including contributions)2010-12-31$1,393,731
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$893,306
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$821,309
Expenses. Certain deemed distributions of participant loans2010-12-31$49,246
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$587,868
Value of total assets at end of year2010-12-31$7,542,036
Value of total assets at beginning of year2010-12-31$7,043,856
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$22,751
Total interest from all sources2010-12-31$7,273
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$152,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$152,275
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$557,254
Participant contributions at end of year2010-12-31$96,644
Participant contributions at beginning of year2010-12-31$149,592
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$30,614
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$2,245
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$500,425
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,542,036
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,041,611
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$17,888
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,198,323
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,584,747
Interest on participant loans2010-12-31$7,235
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$247,069
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$309,517
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$309,517
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$38
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$646,315
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$821,309
Contract administrator fees2010-12-31$4,863
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GRANT THORNTON LLP
Accountancy firm EIN2010-12-31366055558
2009 : TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for TOMPKINS SOLUTIONS, INC. 401(K) PLAN

2023: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2014: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: TOMPKINS SOLUTIONS, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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