401k Plan data: AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST plan

AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number	001

AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AWARE ENVIRONMENTAL, INC. has sponsored the creation of one or more 401k plans.

Company Name: AWARE ENVIRONMENTAL, INC.

Employer identification number (EIN): 561694820

NAIC Classification: 541330
NAIC Description: Engineering Services

Additional information about AWARE ENVIRONMENTAL, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2172604

More information about AWARE ENVIRONMENTAL, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 PAMELA L BOBERSKY 2018-08-10 PAMELA L BOBERSKY 2018-08-10
001 2014-01-01 MICHAEL SMITH
001 2013-01-01 MICHAEL SMITH
001 2012-01-01 CINDY SMITH
001 2011-01-01 MICHAEL SMITH
001 2009-01-01 MICHAEL SMITH

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01	PAMELA L BOBERSKY	2018-08-10	PAMELA L BOBERSKY	2018-08-10
001	2014-01-01	MICHAEL SMITH
001	2013-01-01	MICHAEL SMITH
001	2012-01-01	CINDY SMITH
001	2011-01-01	MICHAEL SMITH
001	2009-01-01	MICHAEL SMITH

Plan Statistics for AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2014: AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3
Number of other retired or separated participants entitled to future benefits 2014-01-01 8
Total of all active and inactive participants 2014-01-01 11
Total participants 2014-01-01 11
Number of participants with account balances 2014-01-01 11
2013: AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 14
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 8
Total of all active and inactive participants 2013-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 22
Number of participants with account balances 2013-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 15
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 10
Total of all active and inactive participants 2012-01-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 25
Number of participants with account balances 2012-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 7
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 11
Total of all active and inactive participants 2011-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 18
Number of participants with account balances 2011-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 27
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 18
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 9
Total of all active and inactive participants 2009-01-01 27
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 27
Number of participants with account balances 2009-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3
Number of other retired or separated participants entitled to future benefits	2014-01-01	8
Total of all active and inactive participants	2014-01-01	11
Total participants	2014-01-01	11
Number of participants with account balances	2014-01-01	11
2013: AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	14
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	8
Total of all active and inactive participants	2013-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	22
Number of participants with account balances	2013-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	15
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	10
Total of all active and inactive participants	2012-01-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	25
Number of participants with account balances	2012-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	7
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	11
Total of all active and inactive participants	2011-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	18
Number of participants with account balances	2011-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	27
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	18
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	9
Total of all active and inactive participants	2009-01-01	27
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	27
Number of participants with account balances	2009-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2014 : AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$52,659
Expenses. Total of all expenses incurred	2014-12-31	$5,374
Benefits paid (including direct rollovers)	2014-12-31	$2,629
Total plan assets at end of year	2014-12-31	$666,195
Total plan assets at beginning of year	2014-12-31	$618,910
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$0
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$52,659
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$47,285
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$666,195
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$618,910
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2014-12-31	$23,804
Total contributions received or receivable from employer(s)	2014-12-31	$0
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$2,745
2013 : AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total income from all sources	2013-12-31	$186,266
Expenses. Total of all expenses incurred	2013-12-31	$485,003
Benefits paid (including direct rollovers)	2013-12-31	$481,984
Total plan assets at end of year	2013-12-31	$618,910
Total plan assets at beginning of year	2013-12-31	$917,647
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$376
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$185,890
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$-298,737
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$618,910
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$917,647
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2013-12-31	$23,804
Total contributions received or receivable from employer(s)	2013-12-31	$0
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$3,019
2012 : AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total income from all sources	2012-12-31	$152,305
Expenses. Total of all expenses incurred	2012-12-31	$369,616
Benefits paid (including direct rollovers)	2012-12-31	$366,009
Total plan assets at end of year	2012-12-31	$917,647
Total plan assets at beginning of year	2012-12-31	$1,134,958
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$3,172
Other income received	2012-12-31	$149,133
Net income (gross income less expenses)	2012-12-31	$-217,311
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$917,647
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,134,958
Assets. Value of participant loans	2012-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2012-12-31	$23,804
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$3,607
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total income from all sources	2011-12-31	$-13,069
Expenses. Total of all expenses incurred	2011-12-31	$44,655
Benefits paid (including direct rollovers)	2011-12-31	$40,853
Total plan assets at end of year	2011-12-31	$1,134,958
Total plan assets at beginning of year	2011-12-31	$1,192,682
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$7,079
Other income received	2011-12-31	$-20,148
Net income (gross income less expenses)	2011-12-31	$-57,724
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,134,958
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,192,682
Assets. Value of participant loans	2011-12-31	$7,483
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2011-12-31	$4,818
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$3,802
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total income from all sources	2010-12-31	$183,921
Expenses. Total of all expenses incurred	2010-12-31	$428,488
Benefits paid (including direct rollovers)	2010-12-31	$424,566
Total plan assets at end of year	2010-12-31	$1,192,682
Total plan assets at beginning of year	2010-12-31	$1,437,249
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$5,482
Other income received	2010-12-31	$178,438
Net income (gross income less expenses)	2010-12-31	$-244,567
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,192,682
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,437,249
Assets. Value of participant loans	2010-12-31	$11,088
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2010-12-31	$28,844
Total contributions received or receivable from employer(s)	2010-12-31	$1
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$3,922
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST

2014: AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: AWARE ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	AWARE ENVIRONMENTAL, INC.
Employer identification number (EIN):	561694820
NAIC Classification:	541330
NAIC Description:	Engineering Services

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2172604