401k Plan data: SCHWARTZ & STAFFORD, P.A. 401(K) PSP plan

SCHWARTZ & STAFFORD, P.A. 401(K) PSP 401k Plan overview

Plan Name	SCHWARTZ & STAFFORD, P.A. 401(K) PSP
Plan identification number	002

SCHWARTZ & STAFFORD, P.A. 401(K) PSP Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

PORTER & SCHWARTZ, P.A. has sponsored the creation of one or more 401k plans.

Company Name: PORTER & SCHWARTZ, P.A.

Employer identification number (EIN): 561901523

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCHWARTZ & STAFFORD, P.A. 401(K) PSP

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01 BEN SCHWARTZ 2024-04-17
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2020-01-01 BENJAMIN SCHWARTZ 2022-08-05
002 2019-01-01 BENJAMIN SCHWARTZ 2020-04-29 BEN SCHWARTZ 2020-04-29
002 2018-01-01 BENJAMIN SCHWARTZ 2019-04-22 BEN SCHWARTZ 2019-04-22
002 2017-01-01 BENJAMIN SCHWARTZ 2018-04-24
002 2016-01-01 BENJAMIN SCHWARTZ 2017-04-26
002 2015-01-01 BENJAMIN SCHWARTZ 2016-07-05 BENJAMIN SCHWARTZ 2016-07-05
002 2014-01-01 BENJAMIN SCHWARTZ 2015-09-04 BENJAMIN SCHWARTZ 2015-09-04
002 2013-01-01 BENJAMIN D. SCHWARTZ 2015-09-11
002 2012-01-01 BEN SCHWARTZ 2013-04-05
002 2011-01-01 BEN SCHWARTZ
002 2010-01-01 BEN SCHWARTZ BEN SCHWARTZ 2011-09-13
002 2009-01-01 BEN SCHWARTZ

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2023-01-01	BEN SCHWARTZ	2024-04-17
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2020-01-01	BENJAMIN SCHWARTZ	2022-08-05
002	2019-01-01	BENJAMIN SCHWARTZ	2020-04-29	BEN SCHWARTZ	2020-04-29
002	2018-01-01	BENJAMIN SCHWARTZ	2019-04-22	BEN SCHWARTZ	2019-04-22
002	2017-01-01	BENJAMIN SCHWARTZ	2018-04-24
002	2016-01-01	BENJAMIN SCHWARTZ	2017-04-26
002	2015-01-01	BENJAMIN SCHWARTZ	2016-07-05	BENJAMIN SCHWARTZ	2016-07-05
002	2014-01-01	BENJAMIN SCHWARTZ	2015-09-04	BENJAMIN SCHWARTZ	2015-09-04
002	2013-01-01	BENJAMIN D. SCHWARTZ	2015-09-11
002	2012-01-01	BEN SCHWARTZ	2013-04-05
002	2011-01-01	BEN SCHWARTZ
002	2010-01-01	BEN SCHWARTZ		BEN SCHWARTZ	2011-09-13
002	2009-01-01	BEN SCHWARTZ

Plan Statistics for SCHWARTZ & STAFFORD, P.A. 401(K) PSP

401k plan membership statisitcs for SCHWARTZ & STAFFORD, P.A. 401(K) PSP

Measure Date Value
2011: SCHWARTZ & STAFFORD, P.A. 401(K) PSP 2011 401k membership
Total participants, beginning-of-year 2011-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 8
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 8
Number of participants with account balances 2011-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: SCHWARTZ & STAFFORD, P.A. 401(K) PSP 2010 401k membership
Total participants, beginning-of-year 2010-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 8
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 8
Number of participants with account balances 2010-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: SCHWARTZ & STAFFORD, P.A. 401(K) PSP 2009 401k membership
Total participants, beginning-of-year 2009-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 8
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 8
Number of participants with account balances 2009-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2011: SCHWARTZ & STAFFORD, P.A. 401(K) PSP 2011 401k membership
Total participants, beginning-of-year	2011-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	8
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	8
Number of participants with account balances	2011-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: SCHWARTZ & STAFFORD, P.A. 401(K) PSP 2010 401k membership
Total participants, beginning-of-year	2010-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	8
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	8
Number of participants with account balances	2010-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: SCHWARTZ & STAFFORD, P.A. 401(K) PSP 2009 401k membership
Total participants, beginning-of-year	2009-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	8
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	8
Number of participants with account balances	2009-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SCHWARTZ & STAFFORD, P.A. 401(K) PSP

Measure	Date	Value
2011 : SCHWARTZ & STAFFORD, P.A. 401(K) PSP 2011 401k financial data
Total income from all sources	2011-12-31	$66,860
Expenses. Total of all expenses incurred	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$356,360
Total plan assets at beginning of year	2011-12-31	$289,500
Total contributions received or receivable from participants	2011-12-31	$54,955
Other income received	2011-12-31	$-22,114
Net income (gross income less expenses)	2011-12-31	$66,860
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$356,360
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$289,500
Total contributions received or receivable from employer(s)	2011-12-31	$34,019
2010 : SCHWARTZ & STAFFORD, P.A. 401(K) PSP 2010 401k financial data
Total income from all sources	2010-12-31	$85,723
Expenses. Total of all expenses incurred	2010-12-31	$60
Total plan assets at end of year	2010-12-31	$289,500
Total plan assets at beginning of year	2010-12-31	$203,837
Total contributions received or receivable from participants	2010-12-31	$44,599
Expenses. Other expenses not covered elsewhere	2010-12-31	$60
Other income received	2010-12-31	$21,489
Net income (gross income less expenses)	2010-12-31	$85,663
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$289,500
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$203,837
Total contributions received or receivable from employer(s)	2010-12-31	$19,635

Form 5500 Responses for SCHWARTZ & STAFFORD, P.A. 401(K) PSP

2011: SCHWARTZ & STAFFORD, P.A. 401(K) PSP 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SCHWARTZ & STAFFORD, P.A. 401(K) PSP 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2009: SCHWARTZ & STAFFORD, P.A. 401(K) PSP 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

803820

Policy instance

Insurance contract or identification number	803820
Number of Individuals Covered	8
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $1,660
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

803820

Policy instance

Insurance contract or identification number	803820
Number of Individuals Covered	8
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $1,142
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $1,142
Insurance broker organization code?	1
Insurance broker name	WELLS FARGO

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Company Name:	PORTER & SCHWARTZ, P.A.
Employer identification number (EIN):	561901523
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers