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TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 401k Plan overview

Plan NameTRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN
Plan identification number 002

TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRIBAL CASINO GAMING ENTERPRISE has sponsored the creation of one or more 401k plans.

Company Name:TRIBAL CASINO GAMING ENTERPRISE
Employer identification number (EIN):561972062
NAIC Classification:713200
NAIC Description: Gambling Industries

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01HORACE BRASWELL
0022017-01-01
0022016-01-01HORACE BRASWELL
0022015-01-01HORACE BRASWELL
0022014-01-01HORACE BRASWELL
0022013-01-01HORACE BRASWELL
0022012-01-01HORACE BRASWELL
0022011-01-01HORACE BRASWELL
0022010-01-01HORACE BRASWELL

Plan Statistics for TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN

401k plan membership statisitcs for TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN

Measure Date Value
2022: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-014,766
Total number of active participants reported on line 7a of the Form 55002022-01-013,622
Number of retired or separated participants receiving benefits2022-01-01333
Number of other retired or separated participants entitled to future benefits2022-01-01988
Total of all active and inactive participants2022-01-014,943
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-014,943
Number of participants with account balances2022-01-014,830
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01183
2021: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-014,158
Total number of active participants reported on line 7a of the Form 55002021-01-013,560
Number of retired or separated participants receiving benefits2021-01-01255
Number of other retired or separated participants entitled to future benefits2021-01-01951
Total of all active and inactive participants2021-01-014,766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-014,766
Number of participants with account balances2021-01-014,525
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01241
2020: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-015,296
Total number of active participants reported on line 7a of the Form 55002020-01-013,321
Number of retired or separated participants receiving benefits2020-01-0138
Number of other retired or separated participants entitled to future benefits2020-01-01664
Total of all active and inactive participants2020-01-014,023
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0122
Total participants2020-01-014,045
Number of participants with account balances2020-01-014,045
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-015,717
Total number of active participants reported on line 7a of the Form 55002019-01-013,637
Number of retired or separated participants receiving benefits2019-01-0140
Number of other retired or separated participants entitled to future benefits2019-01-011,593
Total of all active and inactive participants2019-01-015,270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0125
Total participants2019-01-015,295
Number of participants with account balances2019-01-015,270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-015,343
Total number of active participants reported on line 7a of the Form 55002018-01-013,483
Number of retired or separated participants receiving benefits2018-01-0114
Number of other retired or separated participants entitled to future benefits2018-01-012,200
Total of all active and inactive participants2018-01-015,697
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0120
Total participants2018-01-015,717
Number of participants with account balances2018-01-015,674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0113
2017: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014,957
Total number of active participants reported on line 7a of the Form 55002017-01-013,491
Number of retired or separated participants receiving benefits2017-01-0125
Number of other retired or separated participants entitled to future benefits2017-01-011,814
Total of all active and inactive participants2017-01-015,330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0113
Total participants2017-01-015,343
Number of participants with account balances2017-01-015,290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0151
2016: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-015,091
Total number of active participants reported on line 7a of the Form 55002016-01-013,516
Number of retired or separated participants receiving benefits2016-01-0122
Number of other retired or separated participants entitled to future benefits2016-01-011,406
Total of all active and inactive participants2016-01-014,944
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0112
Total participants2016-01-014,956
Number of participants with account balances2016-01-014,882
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01143
2015: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,864
Total number of active participants reported on line 7a of the Form 55002015-01-013,556
Number of retired or separated participants receiving benefits2015-01-0114
Number of other retired or separated participants entitled to future benefits2015-01-011,504
Total of all active and inactive participants2015-01-015,074
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0117
Total participants2015-01-015,091
Number of participants with account balances2015-01-015,085
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01149
2014: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,472
Total number of active participants reported on line 7a of the Form 55002014-01-012,540
Number of retired or separated participants receiving benefits2014-01-0118
Number of other retired or separated participants entitled to future benefits2014-01-011,291
Total of all active and inactive participants2014-01-013,849
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0115
Total participants2014-01-013,864
Number of participants with account balances2014-01-013,841
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01191
2013: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,238
Total number of active participants reported on line 7a of the Form 55002013-01-012,531
Number of retired or separated participants receiving benefits2013-01-0117
Number of other retired or separated participants entitled to future benefits2013-01-01918
Total of all active and inactive participants2013-01-013,466
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-013,472
Number of participants with account balances2013-01-013,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0185
2012: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,621
Total number of active participants reported on line 7a of the Form 55002012-01-012,507
Number of retired or separated participants receiving benefits2012-01-0110
Number of other retired or separated participants entitled to future benefits2012-01-01714
Total of all active and inactive participants2012-01-013,231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-017
Total participants2012-01-013,238
Number of participants with account balances2012-01-013,132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01126
2011: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,300
Total number of active participants reported on line 7a of the Form 55002011-01-011,983
Number of retired or separated participants receiving benefits2011-01-018
Number of other retired or separated participants entitled to future benefits2011-01-01625
Total of all active and inactive participants2011-01-012,616
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-015
Total participants2011-01-012,621
Number of participants with account balances2011-01-012,505
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0144
2010: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-012,307
Total number of active participants reported on line 7a of the Form 55002010-01-011,771
Number of retired or separated participants receiving benefits2010-01-015
Number of other retired or separated participants entitled to future benefits2010-01-01521
Total of all active and inactive participants2010-01-012,297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-013
Total participants2010-01-012,300
Number of participants with account balances2010-01-012,157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0119

Financial Data on TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN

Measure Date Value
2022 : TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-522,209
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$13,502,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$12,693,681
Expenses. Certain deemed distributions of participant loans2022-12-31$384,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$20,159,583
Value of total assets at end of year2022-12-31$117,954,182
Value of total assets at beginning of year2022-12-31$131,979,263
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$424,346
Total interest from all sources2022-12-31$574,460
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$7,514,191
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$7,514,191
Administrative expenses professional fees incurred2022-12-31$8,470
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$11,829,933
Participant contributions at end of year2022-12-31$5,226,671
Participant contributions at beginning of year2022-12-31$5,570,121
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$237
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$223,284
Other income not declared elsewhere2022-12-31$59,897
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-14,025,081
Value of net assets at end of year (total assets less liabilities)2022-12-31$117,954,182
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$131,979,263
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$50,418
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$100,074,457
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$115,234,503
Interest on participant loans2022-12-31$253,306
Interest earned on other investments2022-12-31$321,154
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$12,653,054
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$11,174,196
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-28,830,340
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$8,106,366
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$206
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$12,693,681
Contract administrator fees2022-12-31$365,458
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
2021 : TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$33,190,874
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$10,414,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$9,295,842
Expenses. Certain deemed distributions of participant loans2021-12-31$702,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$17,685,315
Value of total assets at end of year2021-12-31$131,979,263
Value of total assets at beginning of year2021-12-31$109,203,261
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$416,538
Total interest from all sources2021-12-31$604,080
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$9,025,486
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$9,025,486
Administrative expenses professional fees incurred2021-12-31$13,128
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$9,987,252
Participant contributions at end of year2021-12-31$5,570,121
Participant contributions at beginning of year2021-12-31$6,311,854
Participant contributions at end of year2021-12-31$237
Participant contributions at beginning of year2021-12-31$120
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$790,359
Other income not declared elsewhere2021-12-31$106,422
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$22,776,002
Value of net assets at end of year (total assets less liabilities)2021-12-31$131,979,263
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$109,203,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$47,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$115,234,503
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$92,895,920
Interest on participant loans2021-12-31$325,246
Interest earned on other investments2021-12-31$278,834
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$11,174,196
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$9,995,204
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,769,571
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$6,907,704
Employer contributions (assets) at end of year2021-12-31$206
Employer contributions (assets) at beginning of year2021-12-31$163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$9,295,842
Contract administrator fees2021-12-31$356,160
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS, LLP
Accountancy firm EIN2021-12-31440160260
2020 : TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$29,037,060
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$29,716,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$29,049,610
Expenses. Certain deemed distributions of participant loans2020-12-31$466,108
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$14,311,832
Value of total assets at end of year2020-12-31$109,203,261
Value of total assets at beginning of year2020-12-31$109,882,674
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$200,755
Total interest from all sources2020-12-31$651,687
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$4,947,128
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$4,947,128
Administrative expenses professional fees incurred2020-12-31$13,050
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$8,200,345
Participant contributions at end of year2020-12-31$6,311,854
Participant contributions at beginning of year2020-12-31$8,048,049
Participant contributions at end of year2020-12-31$120
Participant contributions at beginning of year2020-12-31$8,101
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$392,311
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$26
Other income not declared elsewhere2020-12-31$66,772
Administrative expenses (other) incurred2020-12-31$15,004
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-679,413
Value of net assets at end of year (total assets less liabilities)2020-12-31$109,203,261
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$109,882,674
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$42,815
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$92,895,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$90,801,480
Interest on participant loans2020-12-31$377,895
Interest earned on other investments2020-12-31$273,792
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$38
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$38
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$9,995,204
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$11,018,152
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$9,059,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$5,719,176
Employer contributions (assets) at end of year2020-12-31$163
Employer contributions (assets) at beginning of year2020-12-31$6,828
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$29,049,610
Contract administrator fees2020-12-31$129,886
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2020-12-31560747981
2019 : TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2019 401k financial data
Total transfer of assets from this plan2019-12-31$56,955
Total income from all sources (including contributions)2019-12-31$33,389,459
Total of all expenses incurred2019-12-31$9,196,657
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,798,579
Expenses. Certain deemed distributions of participant loans2019-12-31$12,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$15,283,724
Value of total assets at end of year2019-12-31$109,882,674
Value of total assets at beginning of year2019-12-31$85,746,827
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$385,700
Total interest from all sources2019-12-31$654,874
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,435,756
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,435,756
Administrative expenses professional fees incurred2019-12-31$15,512
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$8,565,590
Participant contributions at end of year2019-12-31$8,048,049
Participant contributions at beginning of year2019-12-31$7,620,541
Participant contributions at end of year2019-12-31$8,101
Participant contributions at beginning of year2019-12-31$7,284
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$556,273
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$26
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$10,633
Administrative expenses (other) incurred2019-12-31$275,400
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$28,756
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$24,192,802
Value of net assets at end of year (total assets less liabilities)2019-12-31$109,882,674
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$85,746,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$94,788
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$90,801,480
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$69,804,868
Interest on participant loans2019-12-31$418,612
Interest earned on other investments2019-12-31$236,127
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$38
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$16,115
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$16,115
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$135
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$11,018,152
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$8,253,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$16,015,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$6,161,861
Employer contributions (assets) at end of year2019-12-31$6,828
Employer contributions (assets) at beginning of year2019-12-31$5,010
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$8,798,579
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2019-12-31560747981
2018 : TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2018 401k financial data
Total transfer of assets from this plan2018-12-31$401,480
Total income from all sources (including contributions)2018-12-31$9,800,619
Total of all expenses incurred2018-12-31$7,880,470
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,538,028
Expenses. Certain deemed distributions of participant loans2018-12-31$32,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$14,175,729
Value of total assets at end of year2018-12-31$85,746,827
Value of total assets at beginning of year2018-12-31$84,228,158
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$310,184
Total interest from all sources2018-12-31$499,735
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,477,508
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,477,508
Administrative expenses professional fees incurred2018-12-31$13,300
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$8,135,380
Participant contributions at end of year2018-12-31$7,620,541
Participant contributions at beginning of year2018-12-31$6,640,667
Participant contributions at end of year2018-12-31$7,284
Participant contributions at beginning of year2018-12-31$1,199
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$276,778
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$10,633
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$54,873
Administrative expenses (other) incurred2018-12-31$254,639
Total non interest bearing cash at end of year2018-12-31$28,756
Total non interest bearing cash at beginning of year2018-12-31$140,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,920,149
Value of net assets at end of year (total assets less liabilities)2018-12-31$85,746,827
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$84,228,158
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$42,245
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$69,804,868
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$70,350,607
Interest on participant loans2018-12-31$301,930
Interest earned on other investments2018-12-31$197,759
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$16,115
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$13,850
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$13,850
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$46
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$8,253,620
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$7,025,301
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,352,353
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$5,763,571
Employer contributions (assets) at end of year2018-12-31$5,010
Employer contributions (assets) at beginning of year2018-12-31$1,035
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,538,028
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2018-12-31560747981
2017 : TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2017 401k financial data
Total transfer of assets to this plan2017-12-31$23,616
Total transfer of assets from this plan2017-12-31$384,764
Total income from all sources (including contributions)2017-12-31$25,129,257
Total of all expenses incurred2017-12-31$6,705,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,523,377
Expenses. Certain deemed distributions of participant loans2017-12-31$49,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$13,877,583
Value of total assets at end of year2017-12-31$84,228,158
Value of total assets at beginning of year2017-12-31$66,165,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$133,067
Total interest from all sources2017-12-31$389,715
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,101,594
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,101,594
Administrative expenses professional fees incurred2017-12-31$10,500
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$7,644,136
Participant contributions at end of year2017-12-31$6,640,667
Participant contributions at beginning of year2017-12-31$5,491,557
Participant contributions at end of year2017-12-31$1,199
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$577,646
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$54,873
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$4,479
Administrative expenses (other) incurred2017-12-31$95,930
Total non interest bearing cash at end of year2017-12-31$140,626
Total non interest bearing cash at beginning of year2017-12-31$90,906
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$18,423,740
Value of net assets at end of year (total assets less liabilities)2017-12-31$84,228,158
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$66,165,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$26,637
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$70,350,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$53,417,590
Interest on participant loans2017-12-31$308,692
Interest earned on other investments2017-12-31$81,012
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$13,850
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$35,418
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$35,418
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$11
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$7,025,301
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$7,125,616
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$9,760,365
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$5,655,801
Employer contributions (assets) at end of year2017-12-31$1,035
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,523,377
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2017-12-31560747981
2016 : TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$199,067
Total transfer of assets from this plan2016-12-31$95,496
Total income from all sources (including contributions)2016-12-31$16,877,189
Total of all expenses incurred2016-12-31$5,429,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,232,621
Expenses. Certain deemed distributions of participant loans2016-12-31$2,419
Value of total corrective distributions2016-12-31$30,142
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$12,684,564
Value of total assets at end of year2016-12-31$66,165,566
Value of total assets at beginning of year2016-12-31$54,614,780
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$164,792
Total interest from all sources2016-12-31$285,312
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$674,893
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$674,893
Administrative expenses professional fees incurred2016-12-31$5,100
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$7,095,407
Participant contributions at end of year2016-12-31$5,491,557
Participant contributions at beginning of year2016-12-31$4,384,364
Participant contributions at beginning of year2016-12-31$1,058
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$285,438
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$4,479
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$3,840
Administrative expenses (other) incurred2016-12-31$132,121
Total non interest bearing cash at end of year2016-12-31$90,906
Total non interest bearing cash at beginning of year2016-12-31$67,587
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$11,447,215
Value of net assets at end of year (total assets less liabilities)2016-12-31$66,165,566
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$54,614,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$27,571
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$53,417,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$42,160,815
Interest on participant loans2016-12-31$202,375
Interest earned on other investments2016-12-31$82,937
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$35,418
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$4,592
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$4,592
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$7,125,616
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$6,587,525
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,232,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$5,303,719
Employer contributions (assets) at beginning of year2016-12-31$1,404,999
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,232,621
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2016-12-31560747981
2015 : TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2015 401k financial data
Total transfer of assets to this plan2015-12-31$56,906
Total transfer of assets from this plan2015-12-31$654,031
Total income from all sources (including contributions)2015-12-31$9,388,552
Total of all expenses incurred2015-12-31$5,547,924
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,425,176
Expenses. Certain deemed distributions of participant loans2015-12-31$18,593
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$9,327,454
Value of total assets at end of year2015-12-31$54,614,780
Value of total assets at beginning of year2015-12-31$51,371,277
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$104,155
Total interest from all sources2015-12-31$255,289
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$542,683
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$542,683
Administrative expenses professional fees incurred2015-12-31$9,750
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,681,447
Participant contributions at end of year2015-12-31$4,384,364
Participant contributions at beginning of year2015-12-31$4,091,493
Participant contributions at end of year2015-12-31$1,058
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$483,543
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$3,840
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$2,912
Administrative expenses (other) incurred2015-12-31$62,453
Total non interest bearing cash at end of year2015-12-31$67,587
Total non interest bearing cash at beginning of year2015-12-31$51,541
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,840,628
Value of net assets at end of year (total assets less liabilities)2015-12-31$54,614,780
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$51,371,277
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$31,952
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$42,160,815
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$39,292,304
Interest on participant loans2015-12-31$168,650
Interest earned on other investments2015-12-31$86,636
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$4,592
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$34,613
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$34,613
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$6,587,525
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$6,788,600
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$14,142
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-736,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,162,464
Employer contributions (assets) at end of year2015-12-31$1,404,999
Employer contributions (assets) at beginning of year2015-12-31$1,109,814
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,411,034
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2015-12-31560747981
2014 : TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$79,876
Total transfer of assets from this plan2014-12-31$218,358
Total income from all sources (including contributions)2014-12-31$9,506,212
Total of all expenses incurred2014-12-31$5,454,162
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,331,230
Expenses. Certain deemed distributions of participant loans2014-12-31$9,735
Value of total corrective distributions2014-12-31$27,797
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,495,923
Value of total assets at end of year2014-12-31$51,371,277
Value of total assets at beginning of year2014-12-31$47,457,709
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$85,400
Total interest from all sources2014-12-31$252,242
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$579,670
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$579,670
Administrative expenses professional fees incurred2014-12-31$9,500
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,780,649
Participant contributions at end of year2014-12-31$4,091,493
Participant contributions at beginning of year2014-12-31$3,462,268
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$3,253
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$281,663
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$2,912
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,947
Administrative expenses (other) incurred2014-12-31$66,891
Total non interest bearing cash at end of year2014-12-31$51,541
Total non interest bearing cash at beginning of year2014-12-31$16,524
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,052,050
Value of net assets at end of year (total assets less liabilities)2014-12-31$51,371,277
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$47,457,709
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$9,009
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$39,292,304
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$35,816,291
Interest on participant loans2014-12-31$158,625
Interest earned on other investments2014-12-31$93,615
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$34,613
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$14,255
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$14,255
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$6,788,600
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$7,157,162
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,178,377
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,433,611
Employer contributions (assets) at end of year2014-12-31$1,109,814
Employer contributions (assets) at beginning of year2014-12-31$986,009
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,331,230
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2014-12-31560747981
2013 : TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2013 401k financial data
Total transfer of assets to this plan2013-12-31$130,945
Total transfer of assets from this plan2013-12-31$202,314
Total income from all sources (including contributions)2013-12-31$13,939,709
Total of all expenses incurred2013-12-31$3,924,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,795,577
Expenses. Certain deemed distributions of participant loans2013-12-31$5,504
Value of total corrective distributions2013-12-31$12,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,471,726
Value of total assets at end of year2013-12-31$47,457,709
Value of total assets at beginning of year2013-12-31$37,513,457
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$110,238
Total interest from all sources2013-12-31$244,278
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$428,908
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$428,908
Administrative expenses professional fees incurred2013-12-31$9,000
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,576,122
Participant contributions at end of year2013-12-31$3,462,268
Participant contributions at beginning of year2013-12-31$3,475,921
Participant contributions at end of year2013-12-31$3,253
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$321,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,947
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,862
Administrative expenses (other) incurred2013-12-31$86,309
Total non interest bearing cash at end of year2013-12-31$16,524
Total non interest bearing cash at beginning of year2013-12-31$16,488
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$10,015,621
Value of net assets at end of year (total assets less liabilities)2013-12-31$47,457,709
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$37,513,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$14,929
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$35,816,291
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$26,759,867
Interest on participant loans2013-12-31$140,879
Interest earned on other investments2013-12-31$103,398
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$14,255
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$30,570
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$30,570
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$7,157,162
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$7,228,749
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,794,797
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,574,604
Employer contributions (assets) at end of year2013-12-31$986,009
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,795,577
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2013-12-31560747981
2012 : TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2012 401k financial data
Total transfer of assets to this plan2012-12-31$145,876
Total transfer of assets from this plan2012-12-31$59,756
Total income from all sources (including contributions)2012-12-31$8,312,450
Total of all expenses incurred2012-12-31$4,120,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,005,093
Expenses. Certain deemed distributions of participant loans2012-12-31$3,374
Value of total corrective distributions2012-12-31$11,501
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,702,203
Value of total assets at end of year2012-12-31$37,513,457
Value of total assets at beginning of year2012-12-31$33,235,625
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$100,770
Total interest from all sources2012-12-31$269,667
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$451,917
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$451,917
Administrative expenses professional fees incurred2012-12-31$11,000
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,927,010
Participant contributions at end of year2012-12-31$3,475,921
Participant contributions at beginning of year2012-12-31$3,469,092
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$66,714
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$1,862
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$2,505
Administrative expenses (other) incurred2012-12-31$74,444
Total non interest bearing cash at end of year2012-12-31$16,488
Total non interest bearing cash at beginning of year2012-12-31$25,760
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,191,712
Value of net assets at end of year (total assets less liabilities)2012-12-31$37,513,457
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$33,235,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$15,326
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$26,759,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$22,282,473
Interest on participant loans2012-12-31$144,586
Interest earned on other investments2012-12-31$125,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$30,570
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$4,840
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$4,840
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$7,228,749
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$7,152,367
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,888,663
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,708,479
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$298,588
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,005,093
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2012-12-31560747981
2011 : TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2011 401k financial data
Total transfer of assets to this plan2011-12-31$64,303
Total transfer of assets from this plan2011-12-31$455,381
Total income from all sources (including contributions)2011-12-31$4,118,098
Total of all expenses incurred2011-12-31$4,093,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,999,459
Expenses. Certain deemed distributions of participant loans2011-12-31$805
Value of total corrective distributions2011-12-31$20,531
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,367,195
Value of total assets at end of year2011-12-31$33,235,625
Value of total assets at beginning of year2011-12-31$33,602,461
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$73,061
Total interest from all sources2011-12-31$316,955
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$357,197
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$357,197
Administrative expenses professional fees incurred2011-12-31$10,100
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,592,408
Participant contributions at end of year2011-12-31$3,469,092
Participant contributions at beginning of year2011-12-31$3,583,846
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$24,048
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$2,505
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,291
Administrative expenses (other) incurred2011-12-31$42,465
Total non interest bearing cash at end of year2011-12-31$25,760
Total non interest bearing cash at beginning of year2011-12-31$24,093
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$24,242
Value of net assets at end of year (total assets less liabilities)2011-12-31$33,235,625
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$33,602,461
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$20,496
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$22,282,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$22,932,559
Interest on participant loans2011-12-31$150,183
Interest earned on other investments2011-12-31$166,772
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$4,840
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$994
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$994
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$7,152,367
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$6,951,981
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-923,249
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,750,739
Employer contributions (assets) at end of year2011-12-31$298,588
Employer contributions (assets) at beginning of year2011-12-31$107,697
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,999,459
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2011-12-31560747981
2010 : TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2010 401k financial data
Total transfer of assets to this plan2010-12-31$29,897,148
Total transfer of assets from this plan2010-12-31$41,413
Total income from all sources (including contributions)2010-12-31$6,963,476
Total of all expenses incurred2010-12-31$3,216,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,005,197
Expenses. Certain deemed distributions of participant loans2010-12-31$106,757
Value of total corrective distributions2010-12-31$49,005
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,915,673
Value of total assets at end of year2010-12-31$33,602,461
Value of total assets at beginning of year2010-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$55,791
Total interest from all sources2010-12-31$343,746
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$362,643
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$362,643
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,486,834
Participant contributions at end of year2010-12-31$3,583,846
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$37,991
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,291
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Administrative expenses (other) incurred2010-12-31$31,737
Total non interest bearing cash at end of year2010-12-31$24,093
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,746,726
Value of net assets at end of year (total assets less liabilities)2010-12-31$33,602,461
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$24,054
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$22,932,559
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$152,483
Interest earned on other investments2010-12-31$191,263
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$994
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$6,951,981
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,341,414
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,390,848
Employer contributions (assets) at end of year2010-12-31$107,697
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,005,197
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2010-12-31560747981

Form 5500 Responses for TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN

2022: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: TRIBAL CASINO GAMING ENTERPRISE 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01First time form 5500 has been submittedYes
2010-01-01Submission has been amendedYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number896115087
Policy instance 1
Insurance contract or identification number896115087
Number of Individuals Covered405
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number896115087
Policy instance 1
Insurance contract or identification number896115087
Number of Individuals Covered380
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number896115087
Policy instance 1
Insurance contract or identification number896115087
Number of Individuals Covered392
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number896115 087
Policy instance 2
Insurance contract or identification number896115 087
Number of Individuals Covered588
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberQK63085
Policy instance 1
Insurance contract or identification numberQK63085
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberYK51406
Policy instance 1
Insurance contract or identification numberYK51406
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-01-09
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberQK63085
Policy instance 2
Insurance contract or identification numberQK63085
Number of Individuals Covered5674
Insurance policy start date2018-01-10
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberYK51406
Policy instance 1
Insurance contract or identification numberYK51406
Number of Individuals Covered5290
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberYK51406
Policy instance 1
Insurance contract or identification numberYK51406
Number of Individuals Covered5085
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberYK51406
Policy instance 1
Insurance contract or identification numberYK51406
Number of Individuals Covered3841
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberYK51406
Policy instance 1
Insurance contract or identification numberYK51406
Number of Individuals Covered3461
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberYK51406
Policy instance 1
Insurance contract or identification numberYK51406
Number of Individuals Covered3132
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberYK51406
Policy instance 1
Insurance contract or identification numberYK51406
Number of Individuals Covered2505
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberYK51406
Policy instance 1
Insurance contract or identification numberYK51406
Number of Individuals Covered2157
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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