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KESTREL HEIGHTS SCHOOL SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan NameKESTREL HEIGHTS SCHOOL SAVINGS AND RETIREMENT PLAN
Plan identification number 001

KESTREL HEIGHTS SCHOOL SAVINGS AND RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE CORPORATION FOR EFFECTIVE SCHOOLING has sponsored the creation of one or more 401k plans.

Company Name:THE CORPORATION FOR EFFECTIVE SCHOOLING
Employer identification number (EIN):561996482
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KESTREL HEIGHTS SCHOOL SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-07-01MAUREEN GORDON2023-09-29
0012021-07-01MAUREEN GORDON2022-12-12
0012020-07-01BREONNA BUCKHOLZ2022-05-09
0012019-07-01BREONNA BUCKHOLZ2020-08-19
0012018-07-01BREONNA BUCKHOLZ2019-10-02
0012017-07-01BREONNA BUCKHOLZ
0012017-07-01
0012016-07-01BREONNA BUCKHOLZ
0012016-07-01
0012016-07-01
0012016-07-01
0012016-07-01
0012015-07-01BREONNA BUCKHOLZ2017-02-24
0012014-07-01
0012013-07-01MAGGIE BUCKHOLZ2015-04-14
0012012-07-01MAGGIE BUCKHOLZ2014-04-14
0012011-07-01MAGGIE BUCKHOLZ2013-04-15
0012010-07-01TIM DUGAN2012-03-27

Plan Statistics for KESTREL HEIGHTS SCHOOL SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for KESTREL HEIGHTS SCHOOL SAVINGS AND RETIREMENT PLAN

Measure Date Value
2017: KESTREL HEIGHTS SCHOOL SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01130
Total number of active participants reported on line 7a of the Form 55002017-07-0144
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-0154
Total of all active and inactive participants2017-07-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-0198
Number of participants with account balances2017-07-0191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-010
2016: KESTREL HEIGHTS SCHOOL SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01136
Total number of active participants reported on line 7a of the Form 55002016-07-01108
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0122
Total of all active and inactive participants2016-07-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01130
Number of participants with account balances2016-07-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010

Financial Data on KESTREL HEIGHTS SCHOOL SAVINGS AND RETIREMENT PLAN

Measure Date Value
2018 : KESTREL HEIGHTS SCHOOL SAVINGS AND RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$385,173
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$366,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$355,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$243,948
Value of total assets at end of year2018-06-30$1,665,853
Value of total assets at beginning of year2018-06-30$1,647,663
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$11,846
Total interest from all sources2018-06-30$2,191
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Was this plan covered by a fidelity bond2018-06-30No
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$142,384
Participant contributions at end of year2018-06-30$11,707
Participant contributions at beginning of year2018-06-30$25,837
Administrative expenses (other) incurred2018-06-30$11,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$18,190
Value of net assets at end of year (total assets less liabilities)2018-06-30$1,665,853
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$1,647,663
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in pooled separate accounts at end of year2018-06-30$1,580,610
Value of interest in pooled separate accounts at beginning of year2018-06-30$1,550,531
Interest on participant loans2018-06-30$960
Interest earned on other investments2018-06-30$1,231
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$73,536
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$71,295
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$139,034
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$101,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$355,137
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-06-30No
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30BLACKMAN AND SLOOP, LLC
Accountancy firm EIN2018-06-30561304727
2017 : KESTREL HEIGHTS SCHOOL SAVINGS AND RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$572,119
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$420,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$406,618
Expenses. Certain deemed distributions of participant loans2017-06-30$1,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$353,133
Value of total assets at end of year2017-06-30$1,647,663
Value of total assets at beginning of year2017-06-30$1,495,709
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$11,754
Total interest from all sources2017-06-30$2,589
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Was this plan covered by a fidelity bond2017-06-30No
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$199,310
Participant contributions at end of year2017-06-30$25,837
Participant contributions at beginning of year2017-06-30$28,367
Administrative expenses (other) incurred2017-06-30$11,754
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$151,954
Value of net assets at end of year (total assets less liabilities)2017-06-30$1,647,663
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$1,495,709
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in pooled separate accounts at end of year2017-06-30$1,550,531
Value of interest in pooled separate accounts at beginning of year2017-06-30$1,410,377
Interest on participant loans2017-06-30$1,389
Interest earned on other investments2017-06-30$1,200
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$71,295
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$56,965
Net investment gain/loss from pooled separate accounts2017-06-30$216,397
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$153,823
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$406,618
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-06-30No
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30BLACKMAN AND SLOOP, LLC
Accountancy firm EIN2017-06-30561304727

Form 5500 Responses for KESTREL HEIGHTS SCHOOL SAVINGS AND RETIREMENT PLAN

2017: KESTREL HEIGHTS SCHOOL SAVINGS AND RETIREMENT PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: KESTREL HEIGHTS SCHOOL SAVINGS AND RETIREMENT PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedYes
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number91691297
Policy instance 1
Insurance contract or identification number91691297
Number of Individuals Covered91
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $2,156
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,078
Insurance broker organization code?3
Insurance broker namePOWELL IV, CFP, CLU ROBERT J

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