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RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameRALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN
Plan identification number 003

RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RALEIGH NEUROLOGY ASSOCIATES, P.A. has sponsored the creation of one or more 401k plans.

Company Name:RALEIGH NEUROLOGY ASSOCIATES, P.A.
Employer identification number (EIN):562002729
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032023-01-01KENNETH M. CARNES, M.D.2024-10-11
0032022-01-01KENNETH M. CARNES, M.D.2023-10-13
0032021-01-01WILLIAM G. FERRELL, M.D.2022-09-30
0032020-01-01WILLIAM G. FERRELL, M.D.2021-10-13
0032019-01-01WILLIAM G. FERRELL, M.D.2020-10-14
0032018-01-01LEEANN GARMS2019-10-02
0032017-01-01
0032017-01-01
0032016-01-01
0032015-01-01
0032014-01-01STEPHEN M. SMITH
0032013-01-01
0032012-01-01STEPHEN M. SMITH WILLIAM G. FERRELL, PRESIDENT2013-10-03
0032011-01-01STEPHEN M. SMITH WILLIAM G. FERRELL, PRESIDENT2012-10-10
0032010-01-01STEPHEN M. SMITH
0032009-01-01STEPHEN M. SMITH
0032009-01-01STEPHEN M. SMITH

Plan Statistics for RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN

Measure Date Value
2023: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01417
Total number of active participants reported on line 7a of the Form 55002023-01-01221
Number of retired or separated participants receiving benefits2023-01-011
Number of other retired or separated participants entitled to future benefits2023-01-01118
Total of all active and inactive participants2023-01-01340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-011
Total participants2023-01-01341
Number of participants with account balances2023-01-01341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0111
2022: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01433
Total number of active participants reported on line 7a of the Form 55002022-01-01220
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-01195
Total of all active and inactive participants2022-01-01417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01417
Number of participants with account balances2022-01-01417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0125
2021: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01421
Total number of active participants reported on line 7a of the Form 55002021-01-01254
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-01170
Total of all active and inactive participants2021-01-01426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01426
Number of participants with account balances2021-01-01426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0120
2020: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01391
Total number of active participants reported on line 7a of the Form 55002020-01-01257
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01149
Total of all active and inactive participants2020-01-01408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01408
Number of participants with account balances2020-01-01407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0119
2019: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01376
Total number of active participants reported on line 7a of the Form 55002019-01-01236
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-01147
Total of all active and inactive participants2019-01-01385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01385
Number of participants with account balances2019-01-01385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0130
2018: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01340
Total number of active participants reported on line 7a of the Form 55002018-01-01220
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-01134
Total of all active and inactive participants2018-01-01357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01357
Number of participants with account balances2018-01-01357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0124
2017: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01327
Total number of active participants reported on line 7a of the Form 55002017-01-01218
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-01100
Total of all active and inactive participants2017-01-01320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01320
Number of participants with account balances2017-01-01320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01298
Total number of active participants reported on line 7a of the Form 55002016-01-01210
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0191
Total of all active and inactive participants2016-01-01305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01305
Number of participants with account balances2016-01-01304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0114
2015: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01290
Total number of active participants reported on line 7a of the Form 55002015-01-01180
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-0189
Total of all active and inactive participants2015-01-01273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01273
Number of participants with account balances2015-01-01273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01260
Total number of active participants reported on line 7a of the Form 55002014-01-01198
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0192
Total of all active and inactive participants2014-01-01290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01290
Number of participants with account balances2014-01-01274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01244
Total number of active participants reported on line 7a of the Form 55002013-01-01173
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0164
Total of all active and inactive participants2013-01-01237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01237
Number of participants with account balances2013-01-01237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0116
2012: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01248
Total number of active participants reported on line 7a of the Form 55002012-01-01168
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0164
Total of all active and inactive participants2012-01-01232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01232
Number of participants with account balances2012-01-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01248
Total number of active participants reported on line 7a of the Form 55002011-01-01168
Number of other retired or separated participants entitled to future benefits2011-01-0167
Total of all active and inactive participants2011-01-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01235
Number of participants with account balances2011-01-01232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0112
2010: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01226
Total number of active participants reported on line 7a of the Form 55002010-01-01178
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0158
Total of all active and inactive participants2010-01-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01236
Number of participants with account balances2010-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0112
2009: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01196
Total number of active participants reported on line 7a of the Form 55002009-01-01176
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0133
Total of all active and inactive participants2009-01-01211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01211
Number of participants with account balances2009-01-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN

Measure Date Value
2023 : RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2023-12-31$6,304,017
Total unrealized appreciation/depreciation of assets2023-12-31$6,304,017
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$9,779,761
Total loss/gain on sale of assets2023-12-31$419,417
Total of all expenses incurred2023-12-31$3,468,017
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$3,212,123
Expenses. Certain deemed distributions of participant loans2023-12-31$28,175
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$2,925,189
Value of total assets at end of year2023-12-31$46,762,642
Value of total assets at beginning of year2023-12-31$40,450,898
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$227,719
Total interest from all sources2023-12-31$13,069
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$118,069
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$118,069
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,342,599
Participant contributions at end of year2023-12-31$282,656
Participant contributions at beginning of year2023-12-31$242,811
Participant contributions at end of year2023-12-31$42,291
Participant contributions at beginning of year2023-12-31$25,329
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$104,641
Total non interest bearing cash at end of year2023-12-31$33,832
Total non interest bearing cash at beginning of year2023-12-31$9,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$6,311,744
Value of net assets at end of year (total assets less liabilities)2023-12-31$46,762,642
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$40,450,898
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Assets. partnership/joint venture interests at end of year2023-12-31$0
Assets. partnership/joint venture interests at beginning of year2023-12-31$0
Investment advisory and management fees2023-12-31$45,765
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$2,861,376
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$2,592,424
Value of interest in pooled separate accounts at end of year2023-12-31$41,674,759
Value of interest in pooled separate accounts at beginning of year2023-12-31$36,085,127
Interest on participant loans2023-12-31$10,980
Interest earned on other investments2023-12-31$2,089
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$37,901
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$88,879
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$88,879
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$210,195
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$202,199
Asset value of US Government securities at end of year2023-12-31$378,846
Asset value of US Government securities at beginning of year2023-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$1,477,949
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$3,212,123
Asset. Corporate debt instrument debt (other) at end of year2023-12-31$119,513
Asset. Corporate debt instrument debt (other) at beginning of year2023-12-31$376,379
Contract administrator fees2023-12-31$181,954
Assets. Corporate common stocks other than exployer securities at end of year2023-12-31$1,121,273
Assets. Corporate common stocks other than exployer securities at beginning of year2023-12-31$828,514
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Aggregate proceeds on sale of assets2023-12-31$419,417
Aggregate carrying amount (costs) on sale of assets2023-12-31$0
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2023-12-31561415202
2022 : RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-7,287,821
Total unrealized appreciation/depreciation of assets2022-12-31$-7,287,821
Total transfer of assets to this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,871,320
Total loss/gain on sale of assets2022-12-31$-728,232
Total of all expenses incurred2022-12-31$1,576,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,351,525
Expenses. Certain deemed distributions of participant loans2022-12-31$15,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,031,375
Value of total assets at end of year2022-12-31$40,450,898
Value of total assets at beginning of year2022-12-31$46,899,079
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$209,595
Total interest from all sources2022-12-31$11,069
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$102,289
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$102,289
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,338,893
Participant contributions at end of year2022-12-31$242,811
Participant contributions at beginning of year2022-12-31$288,861
Participant contributions at end of year2022-12-31$25,329
Participant contributions at beginning of year2022-12-31$23,289
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$223,285
Total non interest bearing cash at end of year2022-12-31$9,236
Total non interest bearing cash at beginning of year2022-12-31$7,595
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-6,448,181
Value of net assets at end of year (total assets less liabilities)2022-12-31$40,450,898
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$46,899,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$43,040
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$2,592,424
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$3,323,300
Value of interest in pooled separate accounts at end of year2022-12-31$36,085,127
Value of interest in pooled separate accounts at beginning of year2022-12-31$42,005,322
Interest on participant loans2022-12-31$9,328
Interest earned on other investments2022-12-31$1,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$88,879
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$54,423
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$54,423
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$202,199
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$170,277
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$233,700
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,469,197
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,351,525
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$376,379
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$144,086
Contract administrator fees2022-12-31$166,555
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$828,514
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$648,226
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$-728,232
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2022-12-31561415202
2021 : RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$5,854,719
Total unrealized appreciation/depreciation of assets2021-12-31$5,854,719
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$9,848,559
Total loss/gain on sale of assets2021-12-31$140,183
Total of all expenses incurred2021-12-31$11,493,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$11,215,881
Expenses. Certain deemed distributions of participant loans2021-12-31$12,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,988,995
Value of total assets at end of year2021-12-31$46,899,079
Value of total assets at beginning of year2021-12-31$48,544,212
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$265,467
Total interest from all sources2021-12-31$10,408
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$227,046
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$150,049
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,393,157
Participant contributions at end of year2021-12-31$288,861
Participant contributions at beginning of year2021-12-31$188,003
Participant contributions at end of year2021-12-31$23,289
Participant contributions at beginning of year2021-12-31$27,453
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$97,335
Total non interest bearing cash at end of year2021-12-31$7,595
Total non interest bearing cash at beginning of year2021-12-31$11,729
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-1,645,133
Value of net assets at end of year (total assets less liabilities)2021-12-31$46,899,079
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$48,544,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$21,553
Investment advisory and management fees2021-12-31$84,246
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$3,323,300
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$8,468,874
Value of interest in pooled separate accounts at end of year2021-12-31$42,005,322
Value of interest in pooled separate accounts at beginning of year2021-12-31$35,851,786
Interest on participant loans2021-12-31$8,299
Interest earned on other investments2021-12-31$2,106
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$54,423
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$488,632
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$488,632
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$170,277
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$169,373
Asset value of US Government securities at end of year2021-12-31$233,700
Asset value of US Government securities at beginning of year2021-12-31$141,617
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$627,208
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,498,503
Income. Dividends from common stock2021-12-31$76,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$11,215,881
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$144,086
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$160,103
Contract administrator fees2021-12-31$181,221
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$648,226
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$3,015,089
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$140,183
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2021-12-31561415202
2020 : RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$734,679
Total unrealized appreciation/depreciation of assets2020-12-31$734,679
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$729
Total income from all sources (including contributions)2020-12-31$10,028,917
Total loss/gain on sale of assets2020-12-31$91,032
Total of all expenses incurred2020-12-31$1,207,175
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$966,717
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,378,838
Value of total assets at end of year2020-12-31$48,544,212
Value of total assets at beginning of year2020-12-31$39,723,199
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$240,458
Total interest from all sources2020-12-31$18,331
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$243,153
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$182,675
Administrative expenses professional fees incurred2020-12-31$3,840
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,279,878
Participant contributions at end of year2020-12-31$188,003
Participant contributions at beginning of year2020-12-31$208,980
Participant contributions at end of year2020-12-31$27,453
Participant contributions at beginning of year2020-12-31$46,246
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$88,244
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$266
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$729
Total non interest bearing cash at end of year2020-12-31$11,729
Total non interest bearing cash at beginning of year2020-12-31$6,141
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$8,821,742
Value of net assets at end of year (total assets less liabilities)2020-12-31$48,544,212
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$39,722,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$21,553
Assets. partnership/joint venture interests at beginning of year2020-12-31$16,715
Investment advisory and management fees2020-12-31$5,963
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$8,468,874
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$7,873,817
Value of interest in pooled separate accounts at end of year2020-12-31$35,851,786
Value of interest in pooled separate accounts at beginning of year2020-12-31$28,463,632
Interest on participant loans2020-12-31$7,307
Income. Interest from US Government securities2020-12-31$2,568
Income. Interest from corporate debt instruments2020-12-31$5,659
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$488,632
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$292,277
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$292,277
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2,797
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$169,373
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$142,272
Asset value of US Government securities at end of year2020-12-31$141,617
Asset value of US Government securities at beginning of year2020-12-31$132,339
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,562,884
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,010,716
Income. Dividends from common stock2020-12-31$60,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$966,717
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$160,103
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$177,942
Contract administrator fees2020-12-31$230,655
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$3,015,089
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$2,362,572
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$91,032
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2020-12-31561415202
2019 : RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$607,634
Total unrealized appreciation/depreciation of assets2019-12-31$607,634
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$729
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$729
Total income from all sources (including contributions)2019-12-31$10,329,274
Total loss/gain on sale of assets2019-12-31$49,143
Total of all expenses incurred2019-12-31$5,639,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,391,724
Expenses. Certain deemed distributions of participant loans2019-12-31$7,294
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,564,397
Value of total assets at end of year2019-12-31$39,723,199
Value of total assets at beginning of year2019-12-31$35,033,202
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$240,259
Total interest from all sources2019-12-31$17,974
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$280,548
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$227,255
Administrative expenses professional fees incurred2019-12-31$5,360
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,170,554
Participant contributions at end of year2019-12-31$208,980
Participant contributions at beginning of year2019-12-31$215,744
Participant contributions at end of year2019-12-31$46,246
Participant contributions at beginning of year2019-12-31$43,035
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$57,956
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$266
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$266
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$729
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$729
Other income not declared elsewhere2019-12-31$95
Total non interest bearing cash at end of year2019-12-31$6,141
Total non interest bearing cash at beginning of year2019-12-31$5,007
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,689,997
Value of net assets at end of year (total assets less liabilities)2019-12-31$39,722,470
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$35,032,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$16,715
Assets. partnership/joint venture interests at beginning of year2019-12-31$16,715
Investment advisory and management fees2019-12-31$234,899
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,873,817
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,431,708
Value of interest in pooled separate accounts at end of year2019-12-31$28,463,632
Value of interest in pooled separate accounts at beginning of year2019-12-31$25,861,786
Interest on participant loans2019-12-31$9,182
Income. Interest from US Government securities2019-12-31$1,762
Income. Interest from corporate debt instruments2019-12-31$4,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$292,277
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$429,458
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$429,458
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$2,289
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$142,272
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$129,293
Asset value of US Government securities at end of year2019-12-31$132,339
Asset value of US Government securities at beginning of year2019-12-31$79,479
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,809,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,335,887
Income. Dividends from common stock2019-12-31$53,293
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,391,724
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$177,942
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$153,107
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$2,362,572
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$1,667,604
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$49,143
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2019-12-31561415202
2018 : RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-104,998
Total unrealized appreciation/depreciation of assets2018-12-31$-104,998
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$729
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$365,786
Total loss/gain on sale of assets2018-12-31$3,825
Total of all expenses incurred2018-12-31$649,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$477,637
Expenses. Certain deemed distributions of participant loans2018-12-31$4,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,479,661
Value of total assets at end of year2018-12-31$35,033,202
Value of total assets at beginning of year2018-12-31$35,316,303
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$167,567
Total interest from all sources2018-12-31$17,964
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$258,828
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$213,777
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,074,445
Participant contributions at end of year2018-12-31$215,744
Participant contributions at beginning of year2018-12-31$286,328
Participant contributions at end of year2018-12-31$43,035
Participant contributions at beginning of year2018-12-31$36,878
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$144,442
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$266
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$729
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$4,986
Total non interest bearing cash at end of year2018-12-31$5,007
Total non interest bearing cash at beginning of year2018-12-31$3,921
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-283,830
Value of net assets at end of year (total assets less liabilities)2018-12-31$35,032,473
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$35,316,303
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$16,715
Assets. partnership/joint venture interests at beginning of year2018-12-31$16,715
Investment advisory and management fees2018-12-31$167,567
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,431,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,914,634
Value of interest in pooled separate accounts at end of year2018-12-31$25,861,786
Value of interest in pooled separate accounts at beginning of year2018-12-31$25,761,357
Interest on participant loans2018-12-31$9,691
Income. Interest from US Government securities2018-12-31$1,134
Income. Interest from corporate debt instruments2018-12-31$4,401
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$429,458
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$286,592
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$286,592
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$2,738
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$129,293
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$110,706
Asset value of US Government securities at end of year2018-12-31$79,479
Asset value of US Government securities at beginning of year2018-12-31$64,546
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,294,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,260,774
Income. Dividends from common stock2018-12-31$45,051
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$477,637
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$153,107
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$151,860
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$1,667,604
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$1,682,766
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$3,825
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2018-12-31561415202
2017 : RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$478,185
Total unrealized appreciation/depreciation of assets2017-12-31$478,185
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$6,950,497
Total loss/gain on sale of assets2017-12-31$14,368
Total of all expenses incurred2017-12-31$1,071,220
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$987,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,069,878
Value of total assets at end of year2017-12-31$35,316,303
Value of total assets at beginning of year2017-12-31$29,437,026
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$83,980
Total interest from all sources2017-12-31$16,819
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$255,395
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$211,362
Administrative expenses professional fees incurred2017-12-31$7,259
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$907,796
Participant contributions at end of year2017-12-31$286,328
Participant contributions at beginning of year2017-12-31$298,248
Participant contributions at end of year2017-12-31$36,878
Participant contributions at beginning of year2017-12-31$39,842
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$15,226
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$456
Other income not declared elsewhere2017-12-31$10,980
Total non interest bearing cash at end of year2017-12-31$3,921
Total non interest bearing cash at beginning of year2017-12-31$3,055
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,879,277
Value of net assets at end of year (total assets less liabilities)2017-12-31$35,316,303
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$29,437,026
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$16,715
Assets. partnership/joint venture interests at beginning of year2017-12-31$16,941
Investment advisory and management fees2017-12-31$76,721
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,914,634
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,897,341
Value of interest in pooled separate accounts at end of year2017-12-31$25,761,357
Value of interest in pooled separate accounts at beginning of year2017-12-31$21,027,384
Interest on participant loans2017-12-31$10,801
Income. Interest from US Government securities2017-12-31$1,066
Income. Interest from corporate debt instruments2017-12-31$4,318
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$286,592
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$309,042
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$309,042
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$634
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$110,706
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$114,880
Asset value of US Government securities at end of year2017-12-31$64,546
Asset value of US Government securities at beginning of year2017-12-31$65,184
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,104,872
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,146,856
Income. Dividends from common stock2017-12-31$44,033
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$987,240
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$151,860
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$133,215
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$1,682,766
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$1,531,438
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$14,368
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2017-12-31561415202
2016 : RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$1,470,961
Total unrealized appreciation/depreciation of assets2016-12-31$1,470,961
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,463,019
Total loss/gain on sale of assets2016-12-31$349
Total of all expenses incurred2016-12-31$1,065,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$992,904
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,547,985
Value of total assets at end of year2016-12-31$29,437,026
Value of total assets at beginning of year2016-12-31$26,039,681
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$72,770
Total interest from all sources2016-12-31$15,375
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$200,825
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$158,412
Administrative expenses professional fees incurred2016-12-31$3,720
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$809,809
Participant contributions at end of year2016-12-31$298,248
Participant contributions at beginning of year2016-12-31$249,617
Participant contributions at end of year2016-12-31$39,842
Participant contributions at beginning of year2016-12-31$27,769
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$527,522
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$456
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$456
Other income not declared elsewhere2016-12-31$9,420
Total non interest bearing cash at end of year2016-12-31$3,055
Total non interest bearing cash at beginning of year2016-12-31$8,448
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,397,345
Value of net assets at end of year (total assets less liabilities)2016-12-31$29,437,026
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$26,039,681
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$16,941
Assets. partnership/joint venture interests at beginning of year2016-12-31$17,240
Investment advisory and management fees2016-12-31$69,050
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,897,341
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,262,977
Value of interest in pooled separate accounts at end of year2016-12-31$21,027,384
Value of interest in pooled separate accounts at beginning of year2016-12-31$18,358,173
Interest on participant loans2016-12-31$8,953
Income. Interest from US Government securities2016-12-31$844
Income. Interest from corporate debt instruments2016-12-31$5,065
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$309,042
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$300,757
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$300,757
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$513
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$114,880
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$113,670
Asset value of US Government securities at end of year2016-12-31$65,184
Asset value of US Government securities at beginning of year2016-12-31$80,275
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$218,104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,210,654
Income. Dividends from common stock2016-12-31$42,413
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$992,904
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$133,215
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$145,264
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$1,531,438
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$1,475,035
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$349
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2016-12-31561415202
2015 : RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$-20,814
Total unrealized appreciation/depreciation of assets2015-12-31$-20,814
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,903,618
Total loss/gain on sale of assets2015-12-31$-18,076
Total of all expenses incurred2015-12-31$1,198,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,150,386
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,979,160
Value of total assets at end of year2015-12-31$26,039,681
Value of total assets at beginning of year2015-12-31$25,334,322
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$47,873
Total interest from all sources2015-12-31$14,370
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$309,829
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$4,646
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$782,665
Participant contributions at end of year2015-12-31$249,617
Participant contributions at beginning of year2015-12-31$257,225
Participant contributions at end of year2015-12-31$27,769
Participant contributions at beginning of year2015-12-31$2,604
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$59,949
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$456
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$456
Other income not declared elsewhere2015-12-31$2,402
Total non interest bearing cash at end of year2015-12-31$8,448
Total non interest bearing cash at beginning of year2015-12-31$3,158
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$705,359
Value of net assets at end of year (total assets less liabilities)2015-12-31$26,039,681
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$25,334,322
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$17,240
Assets. partnership/joint venture interests at beginning of year2015-12-31$16,987
Investment advisory and management fees2015-12-31$43,227
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,262,977
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,069,247
Value of interest in pooled separate accounts at end of year2015-12-31$18,358,173
Value of interest in pooled separate accounts at beginning of year2015-12-31$17,755,555
Interest on participant loans2015-12-31$8,203
Interest earned on other investments2015-12-31$116
Income. Interest from US Government securities2015-12-31$1,206
Income. Interest from corporate debt instruments2015-12-31$4,811
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$300,757
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$514,595
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$514,595
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$34
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$113,670
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$133,620
Asset value of US Government securities at end of year2015-12-31$80,275
Asset value of US Government securities at beginning of year2015-12-31$55,464
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-363,253
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,136,546
Income. Dividends from preferred stock2015-12-31$41,277
Income. Dividends from common stock2015-12-31$268,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,150,386
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$145,264
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$121,379
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$1,475,035
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$1,404,032
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$-18,076
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2015-12-31561415202
2014 : RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$227,351
Total unrealized appreciation/depreciation of assets2014-12-31$227,351
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,162,892
Total loss/gain on sale of assets2014-12-31$19,987
Total of all expenses incurred2014-12-31$332,757
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$281,300
Value of total corrective distributions2014-12-31$3,402
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,798,051
Value of total assets at end of year2014-12-31$25,334,322
Value of total assets at beginning of year2014-12-31$22,504,187
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$48,055
Total interest from all sources2014-12-31$14,960
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$312,502
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$280,104
Administrative expenses professional fees incurred2014-12-31$3,210
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$728,872
Participant contributions at end of year2014-12-31$257,225
Participant contributions at beginning of year2014-12-31$320,626
Participant contributions at end of year2014-12-31$2,604
Participant contributions at beginning of year2014-12-31$3,336
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$50,090
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$456
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$456
Other income not declared elsewhere2014-12-31$-132
Total non interest bearing cash at end of year2014-12-31$3,158
Total non interest bearing cash at beginning of year2014-12-31$5,511
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,830,135
Value of net assets at end of year (total assets less liabilities)2014-12-31$25,334,322
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$22,504,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$16,987
Assets. partnership/joint venture interests at beginning of year2014-12-31$19,155
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,069,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,065,648
Value of interest in pooled separate accounts at end of year2014-12-31$17,755,555
Value of interest in pooled separate accounts at beginning of year2014-12-31$15,474,931
Interest on participant loans2014-12-31$9,163
Income. Interest from US Government securities2014-12-31$1,288
Income. Interest from corporate debt instruments2014-12-31$4,378
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$514,595
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,241,232
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,241,232
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$131
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$133,620
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$108,634
Asset value of US Government securities at end of year2014-12-31$55,464
Asset value of US Government securities at beginning of year2014-12-31$50,574
Net investment gain/loss from pooled separate accounts2014-12-31$790,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,019,089
Income. Dividends from common stock2014-12-31$32,398
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$281,300
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$121,379
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$97,526
Contract administrator fees2014-12-31$44,845
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$1,404,032
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$1,116,558
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$19,987
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2014-12-31561415202
2013 : RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$119,308
Total unrealized appreciation/depreciation of assets2013-12-31$119,308
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,721,860
Total loss/gain on sale of assets2013-12-31$26,765
Total of all expenses incurred2013-12-31$969,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$928,638
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,620,682
Value of total assets at end of year2013-12-31$22,504,187
Value of total assets at beginning of year2013-12-31$18,751,673
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$40,708
Total interest from all sources2013-12-31$21,709
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$162,534
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$132,202
Administrative expenses professional fees incurred2013-12-31$3,270
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$630,160
Participant contributions at end of year2013-12-31$320,626
Participant contributions at beginning of year2013-12-31$368,774
Participant contributions at end of year2013-12-31$3,336
Participant contributions at beginning of year2013-12-31$5,854
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$77,027
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$456
Other income not declared elsewhere2013-12-31$1,943
Total non interest bearing cash at end of year2013-12-31$5,511
Total non interest bearing cash at beginning of year2013-12-31$4,428
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,752,514
Value of net assets at end of year (total assets less liabilities)2013-12-31$22,504,187
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$18,751,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$19,155
Assets. partnership/joint venture interests at beginning of year2013-12-31$20,472
Investment advisory and management fees2013-12-31$37,438
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,065,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,758,904
Value of interest in pooled separate accounts at end of year2013-12-31$15,474,931
Value of interest in pooled separate accounts at beginning of year2013-12-31$12,340,764
Interest on participant loans2013-12-31$11,658
Income. Interest from US Government securities2013-12-31$1,132
Income. Interest from corporate debt instruments2013-12-31$8,700
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,241,232
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$516,842
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$516,842
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$219
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$108,634
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$243,264
Asset value of US Government securities at end of year2013-12-31$50,574
Asset value of US Government securities at beginning of year2013-12-31$56,990
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,768,919
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$913,495
Income. Dividends from common stock2013-12-31$30,332
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$928,638
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$97,526
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$185,196
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$1,116,558
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$1,250,185
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$26,765
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2013-12-31561415202
2012 : RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$132,370
Total unrealized appreciation/depreciation of assets2012-12-31$132,370
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,700,997
Total loss/gain on sale of assets2012-12-31$19,341
Total of all expenses incurred2012-12-31$1,080,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,042,289
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,636,701
Value of total assets at end of year2012-12-31$18,751,673
Value of total assets at beginning of year2012-12-31$16,131,285
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$38,320
Total interest from all sources2012-12-31$19,751
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$134,120
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$104,783
Administrative expenses professional fees incurred2012-12-31$5,828
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$653,623
Participant contributions at end of year2012-12-31$368,774
Participant contributions at beginning of year2012-12-31$306,313
Participant contributions at end of year2012-12-31$5,854
Participant contributions at beginning of year2012-12-31$5,729
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$58,429
Other income not declared elsewhere2012-12-31$29,253
Total non interest bearing cash at end of year2012-12-31$4,428
Total non interest bearing cash at beginning of year2012-12-31$3,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,620,388
Value of net assets at end of year (total assets less liabilities)2012-12-31$18,751,673
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$16,131,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$20,472
Assets. partnership/joint venture interests at beginning of year2012-12-31$19,091
Investment advisory and management fees2012-12-31$32,492
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,758,904
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,829,249
Value of interest in pooled separate accounts at end of year2012-12-31$12,340,764
Value of interest in pooled separate accounts at beginning of year2012-12-31$10,611,012
Interest on participant loans2012-12-31$11,899
Income. Interest from US Government securities2012-12-31$1,036
Income. Interest from corporate debt instruments2012-12-31$5,859
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$516,842
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$609,662
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$609,662
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$957
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$243,264
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$283,075
Asset value of US Government securities at end of year2012-12-31$56,990
Asset value of US Government securities at beginning of year2012-12-31$60,517
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$385,852
Net investment gain/loss from pooled separate accounts2012-12-31$1,343,609
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$924,649
Income. Dividends from common stock2012-12-31$29,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,042,289
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$185,196
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$105,638
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$1,250,185
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$297,124
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$19,341
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2012-12-31561415202
2011 : RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$77,037
Total unrealized appreciation/depreciation of assets2011-12-31$77,037
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,104,054
Total loss/gain on sale of assets2011-12-31$4,512
Total of all expenses incurred2011-12-31$185,175
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$153,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,634,749
Value of total assets at end of year2011-12-31$16,131,285
Value of total assets at beginning of year2011-12-31$15,212,406
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$31,562
Total interest from all sources2011-12-31$16,105
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$112,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$89,600
Administrative expenses professional fees incurred2011-12-31$2,739
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$651,739
Participant contributions at end of year2011-12-31$306,313
Participant contributions at beginning of year2011-12-31$181,267
Participant contributions at end of year2011-12-31$5,729
Participant contributions at beginning of year2011-12-31$3,690
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$20,230
Other income not declared elsewhere2011-12-31$7,361
Total non interest bearing cash at end of year2011-12-31$3,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$918,879
Value of net assets at end of year (total assets less liabilities)2011-12-31$16,131,285
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$15,212,406
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$19,091
Assets. partnership/joint venture interests at beginning of year2011-12-31$19,526
Investment advisory and management fees2011-12-31$28,823
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,829,249
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,477,701
Value of interest in pooled separate accounts at end of year2011-12-31$10,611,012
Value of interest in pooled separate accounts at beginning of year2011-12-31$9,761,367
Interest on participant loans2011-12-31$7,122
Income. Interest from US Government securities2011-12-31$1,449
Income. Interest from corporate debt instruments2011-12-31$4,414
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$609,662
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$422,327
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$422,327
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$3,120
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$283,075
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$247,185
Asset value of US Government securities at end of year2011-12-31$60,517
Asset value of US Government securities at beginning of year2011-12-31$61,972
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-748,677
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$962,780
Income. Dividends from common stock2011-12-31$23,367
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$153,613
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$105,638
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$93,924
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$297,124
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$943,447
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$4,512
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN2011-12-31561415202
2010 : RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$110,772
Total unrealized appreciation/depreciation of assets2010-12-31$110,772
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,209,616
Total loss/gain on sale of assets2010-12-31$1,315
Total of all expenses incurred2010-12-31$162,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$134,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,596,276
Value of total assets at end of year2010-12-31$15,212,406
Value of total assets at beginning of year2010-12-31$12,165,036
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$27,269
Total interest from all sources2010-12-31$15,172
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$87,139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$65,405
Administrative expenses professional fees incurred2010-12-31$3,243
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$621,613
Participant contributions at end of year2010-12-31$181,267
Participant contributions at beginning of year2010-12-31$144,299
Participant contributions at end of year2010-12-31$3,690
Participant contributions at beginning of year2010-12-31$2,086
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$52,403
Other income not declared elsewhere2010-12-31$9,880
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,047,370
Value of net assets at end of year (total assets less liabilities)2010-12-31$15,212,406
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,165,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$19,526
Assets. partnership/joint venture interests at beginning of year2010-12-31$19,924
Investment advisory and management fees2010-12-31$24,026
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,477,701
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,054,627
Value of interest in pooled separate accounts at end of year2010-12-31$9,761,367
Value of interest in pooled separate accounts at beginning of year2010-12-31$7,515,945
Interest on participant loans2010-12-31$6,675
Income. Interest from US Government securities2010-12-31$1,487
Income. Interest from corporate debt instruments2010-12-31$3,643
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$422,327
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$319,110
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$319,110
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$3,367
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$247,185
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$210,314
Asset value of US Government securities at end of year2010-12-31$61,972
Asset value of US Government securities at beginning of year2010-12-31$66,098
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,389,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$922,260
Income. Dividends from common stock2010-12-31$21,734
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$134,977
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$93,924
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$86,094
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$943,447
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$746,539
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$1,315
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN2010-12-31561415202
2009 : RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN

2023: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RALEIGH NEUROLOGY ASSOCIATES, P.A. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number82816
Policy instance 1
Insurance contract or identification number82816
Number of Individuals Covered333
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $95,646
Total amount of fees paid to insurance companyUSD $27,769
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number82816
Policy instance 1
Insurance contract or identification number82816
Number of Individuals Covered410
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $93,949
Total amount of fees paid to insurance companyUSD $23,978
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $93,949
Insurance broker organization code?4
Amount paid for insurance broker fees23978
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number82816
Policy instance 1
Insurance contract or identification number82816
Number of Individuals Covered422
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $97,392
Total amount of fees paid to insurance companyUSD $24,331
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $97,392
Insurance broker organization code?4
Amount paid for insurance broker fees24331
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number82816
Policy instance 1
Insurance contract or identification number82816
Number of Individuals Covered414
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $72,980
Total amount of fees paid to insurance companyUSD $18,536
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $72,980
Insurance broker organization code?4
Amount paid for insurance broker fees18536
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number82816
Policy instance 1
Insurance contract or identification number82816
Number of Individuals Covered375
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $727,196
Total amount of fees paid to insurance companyUSD $14,656
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $727,196
Insurance broker organization code?4
Amount paid for insurance broker fees14656
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number82816
Policy instance 1
Insurance contract or identification number82816
Number of Individuals Covered367
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $67,750
Total amount of fees paid to insurance companyUSD $20,431
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $67,750
Insurance broker organization code?4
Amount paid for insurance broker fees20431
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number82816
Policy instance 1
Insurance contract or identification number82816
Number of Individuals Covered341
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $58,324
Total amount of fees paid to insurance companyUSD $18,200
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $58,324
Insurance broker organization code?4
Amount paid for insurance broker fees18200
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameA B & D CO.

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