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GENON FIRSTENERGY PENSION PLAN 401k Plan overview

Plan NameGENON FIRSTENERGY PENSION PLAN
Plan identification number 009

GENON FIRSTENERGY PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GENON SERVICES, LLC has sponsored the creation of one or more 401k plans.

Company Name:GENON SERVICES, LLC
Employer identification number (EIN):562368220
NAIC Classification:221100

Additional information about GENON SERVICES, LLC

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2003-06-19
Company Identification Number: 0800216506
Legal Registered Office Address: 1360 POST OAK BLVD STE 2000

HOUSTON
United States of America (USA)
77056

More information about GENON SERVICES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GENON FIRSTENERGY PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0092014-01-01PETER JOHNSON PETER JOHNSON2015-10-12
0092013-01-01PETER JOHNSON PETER JOHNSON2014-10-14
0092012-01-01PETER JOHNSON PETER JOHNSON2013-10-10
0092011-01-01DONNA BENEFIELD DONNA BENEFIELD2012-10-12

Plan Statistics for GENON FIRSTENERGY PENSION PLAN

401k plan membership statisitcs for GENON FIRSTENERGY PENSION PLAN

Measure Date Value
2014: GENON FIRSTENERGY PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01165
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-010
2013: GENON FIRSTENERGY PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01172
Total number of active participants reported on line 7a of the Form 55002013-01-0163
Number of retired or separated participants receiving benefits2013-01-0182
Number of other retired or separated participants entitled to future benefits2013-01-0110
Total of all active and inactive participants2013-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0110
Total participants2013-01-01165
2012: GENON FIRSTENERGY PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01178
Total number of active participants reported on line 7a of the Form 55002012-01-0175
Number of retired or separated participants receiving benefits2012-01-0179
Number of other retired or separated participants entitled to future benefits2012-01-0112
Total of all active and inactive participants2012-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-016
Total participants2012-01-01172
2011: GENON FIRSTENERGY PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01177
Total number of active participants reported on line 7a of the Form 55002011-01-0191
Number of retired or separated participants receiving benefits2011-01-0171
Number of other retired or separated participants entitled to future benefits2011-01-0110
Total of all active and inactive participants2011-01-01172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-016
Total participants2011-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on GENON FIRSTENERGY PENSION PLAN

Measure Date Value
2014 : GENON FIRSTENERGY PENSION PLAN 2014 401k financial data
Total transfer of assets from this plan2014-12-31$41,605,841
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$41,605,841
Total income from all sources (including contributions)2014-12-31$4,859,805
Total of all expenses incurred2014-12-31$3,286,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,208,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,000,000
Value of total assets at end of year2014-12-31$41,605,841
Value of total assets at beginning of year2014-12-31$40,032,351
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$78,114
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$52,952
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$41,605,841
Administrative expenses (other) incurred2014-12-31$10,168
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,573,490
Value of net assets at end of year (total assets less liabilities)2014-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$40,032,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$14,994
Value of interest in master investment trust accounts at end of year2014-12-31$40,605,841
Value of interest in master investment trust accounts at beginning of year2014-12-31$35,593,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,000,000
Employer contributions (assets) at end of year2014-12-31$1,000,000
Employer contributions (assets) at beginning of year2014-12-31$4,438,900
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,208,201
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BABUSH NEIMAN KORNMAN & JOHNSON LLP
Accountancy firm EIN2014-12-31580942047
2013 : GENON FIRSTENERGY PENSION PLAN 2013 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$26,426
Total income from all sources (including contributions)2013-12-31$10,469,918
Total of all expenses incurred2013-12-31$3,722,114
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,518,601
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,290,900
Value of total assets at end of year2013-12-31$40,032,351
Value of total assets at beginning of year2013-12-31$33,310,973
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$203,513
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$85,580
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Administrative expenses (other) incurred2013-12-31$67,926
Liabilities. Value of operating payables at beginning of year2013-12-31$26,426
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,747,804
Value of net assets at end of year (total assets less liabilities)2013-12-31$40,032,351
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$33,284,547
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$50,007
Value of interest in master investment trust accounts at end of year2013-12-31$35,593,451
Value of interest in master investment trust accounts at beginning of year2013-12-31$30,330,973
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$5,290,900
Employer contributions (assets) at end of year2013-12-31$4,438,900
Employer contributions (assets) at beginning of year2013-12-31$2,980,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,518,601
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BABUSH NEIMAN KORNMAN & JOHNSON LLP
Accountancy firm EIN2013-12-31580942047
2012 : GENON FIRSTENERGY PENSION PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$26,426
Total income from all sources (including contributions)2012-12-31$7,716,819
Total of all expenses incurred2012-12-31$3,278,330
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,032,699
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,745,000
Value of total assets at end of year2012-12-31$33,310,973
Value of total assets at beginning of year2012-12-31$28,846,058
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$245,631
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$116,475
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Administrative expenses (other) incurred2012-12-31$87,093
Liabilities. Value of operating payables at end of year2012-12-31$26,426
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,438,489
Value of net assets at end of year (total assets less liabilities)2012-12-31$33,284,547
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$28,846,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$42,063
Value of interest in master investment trust accounts at end of year2012-12-31$30,330,973
Value of interest in master investment trust accounts at beginning of year2012-12-31$26,946,058
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,745,000
Employer contributions (assets) at end of year2012-12-31$2,980,000
Employer contributions (assets) at beginning of year2012-12-31$1,900,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,032,699
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BABUSH NEIMAN KORNMAN & JOHNSON LLP
Accountancy firm EIN2012-12-31580942047
2011 : GENON FIRSTENERGY PENSION PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$2,077,086
Total of all expenses incurred2011-12-31$2,207,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,066,894
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,702,900
Value of total assets at end of year2011-12-31$28,846,058
Value of total assets at beginning of year2011-12-31$28,976,127
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$140,261
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$98,388
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Administrative expenses (other) incurred2011-12-31$25,329
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-130,069
Value of net assets at end of year (total assets less liabilities)2011-12-31$28,846,058
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$28,976,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$16,544
Value of interest in master investment trust accounts at end of year2011-12-31$26,946,058
Value of interest in master investment trust accounts at beginning of year2011-12-31$28,685,422
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,702,900
Employer contributions (assets) at end of year2011-12-31$1,900,000
Employer contributions (assets) at beginning of year2011-12-31$290,705
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,066,894
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BABUSH,NEIMAN,KORNMAN & JOHNSON, LL
Accountancy firm EIN2011-12-31580942047
2010 : GENON FIRSTENERGY PENSION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,110,150
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,684,584
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,684,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,118,026
Value of total assets at end of year2010-12-31$28,976,127
Value of total assets at beginning of year2010-12-31$27,550,561
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,425,566
Value of net assets at end of year (total assets less liabilities)2010-12-31$28,976,127
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$27,550,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in master investment trust accounts at end of year2010-12-31$28,685,422
Value of interest in master investment trust accounts at beginning of year2010-12-31$24,615,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,118,026
Employer contributions (assets) at end of year2010-12-31$290,705
Employer contributions (assets) at beginning of year2010-12-31$2,935,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,684,584
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MELTON AND MELTON, LLP
Accountancy firm EIN2010-12-31741550819

Form 5500 Responses for GENON FIRSTENERGY PENSION PLAN

2014: GENON FIRSTENERGY PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingYes
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: GENON FIRSTENERGY PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: GENON FIRSTENERGY PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: GENON FIRSTENERGY PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

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