ALVAREZ & MARSAL HOLDINGS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ALVAREZ & MARSAL HOLDINGS, LLC 401(K) AND RETIREMENT PLAN
401k plan membership statisitcs for ALVAREZ & MARSAL HOLDINGS, LLC 401(K) AND RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2023 : ALVAREZ & MARSAL HOLDINGS, LLC 401(K) AND RETIREMENT PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-10-31 | $0 |
| Total income from all sources (including contributions) | 2023-10-31 | $157,509,520 |
| Total loss/gain on sale of assets | 2023-10-31 | $0 |
| Total of all expenses incurred | 2023-10-31 | $46,768,647 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-10-31 | $46,172,534 |
| Expenses. Certain deemed distributions of participant loans | 2023-10-31 | $1,844 |
| Value of total corrective distributions | 2023-10-31 | $15,069 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-10-31 | $111,698,989 |
| Value of total assets at end of year | 2023-10-31 | $841,741,760 |
| Value of total assets at beginning of year | 2023-10-31 | $731,000,887 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-10-31 | $579,200 |
| Total interest from all sources | 2023-10-31 | $221,041 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-10-31 | $23,203,519 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-10-31 | $23,203,519 |
| Administrative expenses professional fees incurred | 2023-10-31 | $146,291 |
| Was this plan covered by a fidelity bond | 2023-10-31 | Yes |
| Value of fidelity bond cover | 2023-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-10-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-10-31 | Yes |
| Amount of non-exempt transactions with any party-in-interest | 2023-10-31 | $4,871 |
| Contributions received from participants | 2023-10-31 | $50,285,856 |
| Participant contributions at end of year | 2023-10-31 | $4,116,661 |
| Participant contributions at beginning of year | 2023-10-31 | $4,049,954 |
| Assets. Other investments not covered elsewhere at end of year | 2023-10-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-10-31 | $3,297,117 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-10-31 | $11,463,296 |
| Other income not declared elsewhere | 2023-10-31 | $13,083 |
| Administrative expenses (other) incurred | 2023-10-31 | $431,852 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-10-31 | No |
| Value of net income/loss | 2023-10-31 | $110,740,873 |
| Value of net assets at end of year (total assets less liabilities) | 2023-10-31 | $841,741,760 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-10-31 | $731,000,887 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-10-31 | No |
| Investment advisory and management fees | 2023-10-31 | $1,057 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-10-31 | $466,996,155 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-10-31 | $431,785,104 |
| Interest on participant loans | 2023-10-31 | $221,041 |
| Value of interest in common/collective trusts at end of year | 2023-10-31 | $322,224,949 |
| Value of interest in common/collective trusts at beginning of year | 2023-10-31 | $252,813,473 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-10-31 | $7,866,655 |
| Net investment gain or loss from common/collective trusts | 2023-10-31 | $14,506,233 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-10-31 | No |
| Contributions received in cash from employer | 2023-10-31 | $49,949,837 |
| Employer contributions (assets) at end of year | 2023-10-31 | $48,403,995 |
| Employer contributions (assets) at beginning of year | 2023-10-31 | $39,055,239 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-10-31 | $46,172,534 |
| Did the plan have assets held for investment | 2023-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-10-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-10-31 | Unqualified |
| Accountancy firm name | 2023-10-31 | BDO USA, P.C. |
| Accountancy firm EIN | 2023-10-31 | 135281590 |
| 2022 : ALVAREZ & MARSAL HOLDINGS, LLC 401(K) AND RETIREMENT PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-10-31 | $64,145 |
| Total income from all sources (including contributions) | 2022-10-31 | $-54,104,528 |
| Total loss/gain on sale of assets | 2022-10-31 | $0 |
| Total of all expenses incurred | 2022-10-31 | $51,903,473 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-10-31 | $51,379,907 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-10-31 | $91,246,249 |
| Value of total assets at end of year | 2022-10-31 | $731,000,887 |
| Value of total assets at beginning of year | 2022-10-31 | $837,073,033 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-10-31 | $523,566 |
| Total interest from all sources | 2022-10-31 | $169,006 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-10-31 | $38,225,448 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-10-31 | $38,225,448 |
| Administrative expenses professional fees incurred | 2022-10-31 | $133,379 |
| Was this plan covered by a fidelity bond | 2022-10-31 | Yes |
| Value of fidelity bond cover | 2022-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-10-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-10-31 | Yes |
| Amount of non-exempt transactions with any party-in-interest | 2022-10-31 | $4,871 |
| Contributions received from participants | 2022-10-31 | $40,194,508 |
| Participant contributions at end of year | 2022-10-31 | $4,049,954 |
| Participant contributions at beginning of year | 2022-10-31 | $3,759,170 |
| Assets. Other investments not covered elsewhere at end of year | 2022-10-31 | $3,297,117 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-10-31 | $2,907,964 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-10-31 | $10,663,688 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-10-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-10-31 | $64,145 |
| Other income not declared elsewhere | 2022-10-31 | $389,153 |
| Administrative expenses (other) incurred | 2022-10-31 | $387,163 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-10-31 | No |
| Value of net income/loss | 2022-10-31 | $-106,008,001 |
| Value of net assets at end of year (total assets less liabilities) | 2022-10-31 | $731,000,887 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-10-31 | $837,008,888 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-10-31 | No |
| Investment advisory and management fees | 2022-10-31 | $3,024 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-10-31 | $431,785,104 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-10-31 | $515,274,368 |
| Interest on participant loans | 2022-10-31 | $169,006 |
| Value of interest in common/collective trusts at end of year | 2022-10-31 | $252,813,473 |
| Value of interest in common/collective trusts at beginning of year | 2022-10-31 | $279,675,393 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-10-31 | $-137,633,447 |
| Net investment gain or loss from common/collective trusts | 2022-10-31 | $-46,500,937 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-10-31 | No |
| Contributions received in cash from employer | 2022-10-31 | $40,388,053 |
| Employer contributions (assets) at end of year | 2022-10-31 | $39,055,239 |
| Employer contributions (assets) at beginning of year | 2022-10-31 | $35,456,138 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-10-31 | $51,379,907 |
| Did the plan have assets held for investment | 2022-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-10-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-10-31 | Unqualified |
| Accountancy firm name | 2022-10-31 | BDO USA, P.A. |
| Accountancy firm EIN | 2022-10-31 | 135281590 |
| 2021 : ALVAREZ & MARSAL HOLDINGS, LLC 401(K) AND RETIREMENT PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-10-31 | $64,145 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-10-31 | $0 |
| Total income from all sources (including contributions) | 2021-10-31 | $289,902,294 |
| Total loss/gain on sale of assets | 2021-10-31 | $0 |
| Total of all expenses incurred | 2021-10-31 | $40,241,806 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-10-31 | $39,851,107 |
| Value of total corrective distributions | 2021-10-31 | $64,145 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-10-31 | $114,953,967 |
| Value of total assets at end of year | 2021-10-31 | $837,073,033 |
| Value of total assets at beginning of year | 2021-10-31 | $587,348,400 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-10-31 | $326,554 |
| Total interest from all sources | 2021-10-31 | $180,188 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-10-31 | $12,322,249 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-10-31 | $12,322,249 |
| Administrative expenses professional fees incurred | 2021-10-31 | $138,739 |
| Was this plan covered by a fidelity bond | 2021-10-31 | Yes |
| Value of fidelity bond cover | 2021-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-10-31 | No |
| Contributions received from participants | 2021-10-31 | $36,849,253 |
| Participant contributions at end of year | 2021-10-31 | $3,759,170 |
| Participant contributions at beginning of year | 2021-10-31 | $3,809,141 |
| Assets. Other investments not covered elsewhere at end of year | 2021-10-31 | $2,907,964 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-10-31 | $2,501,973 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-10-31 | $8,466,123 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-10-31 | $64,145 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-10-31 | $0 |
| Other income not declared elsewhere | 2021-10-31 | $406,762 |
| Administrative expenses (other) incurred | 2021-10-31 | $183,308 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-10-31 | No |
| Value of net income/loss | 2021-10-31 | $249,660,488 |
| Value of net assets at end of year (total assets less liabilities) | 2021-10-31 | $837,008,888 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-10-31 | $587,348,400 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-10-31 | No |
| Investment advisory and management fees | 2021-10-31 | $4,507 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-10-31 | $515,274,368 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-10-31 | $378,427,184 |
| Interest on participant loans | 2021-10-31 | $180,188 |
| Value of interest in common/collective trusts at end of year | 2021-10-31 | $279,675,393 |
| Value of interest in common/collective trusts at beginning of year | 2021-10-31 | $202,610,102 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-10-31 | $112,806,158 |
| Net investment gain or loss from common/collective trusts | 2021-10-31 | $49,232,970 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-10-31 | No |
| Contributions received in cash from employer | 2021-10-31 | $69,638,591 |
| Employer contributions (assets) at end of year | 2021-10-31 | $35,456,138 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-10-31 | $39,851,107 |
| Did the plan have assets held for investment | 2021-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-10-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-10-31 | Unqualified |
| Accountancy firm name | 2021-10-31 | BDO USA, LLP |
| Accountancy firm EIN | 2021-10-31 | 135281590 |
| 2020 : ALVAREZ & MARSAL HOLDINGS, LLC 401(K) AND RETIREMENT PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-10-31 | $0 |
| Total income from all sources (including contributions) | 2020-10-31 | $102,184,378 |
| Total loss/gain on sale of assets | 2020-10-31 | $0 |
| Total of all expenses incurred | 2020-10-31 | $50,913,629 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-10-31 | $50,338,894 |
| Value of total corrective distributions | 2020-10-31 | $92,417 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-10-31 | $68,153,248 |
| Value of total assets at end of year | 2020-10-31 | $587,348,400 |
| Value of total assets at beginning of year | 2020-10-31 | $536,077,651 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-10-31 | $482,318 |
| Total interest from all sources | 2020-10-31 | $550,758 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-10-31 | $9,629,407 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-10-31 | $9,629,407 |
| Administrative expenses professional fees incurred | 2020-10-31 | $323,191 |
| Was this plan covered by a fidelity bond | 2020-10-31 | Yes |
| Value of fidelity bond cover | 2020-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-10-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2020-10-31 | No |
| Contributions received from participants | 2020-10-31 | $31,594,072 |
| Participant contributions at end of year | 2020-10-31 | $3,809,141 |
| Participant contributions at beginning of year | 2020-10-31 | $3,356,369 |
| Assets. Other investments not covered elsewhere at end of year | 2020-10-31 | $2,501,973 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-10-31 | $2,350,278 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-10-31 | $5,313,286 |
| Other income not declared elsewhere | 2020-10-31 | $454,561 |
| Administrative expenses (other) incurred | 2020-10-31 | $157,172 |
| Total non interest bearing cash at end of year | 2020-10-31 | $0 |
| Total non interest bearing cash at beginning of year | 2020-10-31 | $133,312 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-10-31 | No |
| Value of net income/loss | 2020-10-31 | $51,270,749 |
| Value of net assets at end of year (total assets less liabilities) | 2020-10-31 | $587,348,400 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-10-31 | $536,077,651 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-10-31 | No |
| Investment advisory and management fees | 2020-10-31 | $1,955 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-10-31 | $378,427,184 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-10-31 | $476,540,575 |
| Interest on participant loans | 2020-10-31 | $194,412 |
| Interest earned on other investments | 2020-10-31 | $356,346 |
| Value of interest in common/collective trusts at end of year | 2020-10-31 | $202,610,102 |
| Value of interest in common/collective trusts at beginning of year | 2020-10-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-10-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-10-31 | $53,697,117 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-10-31 | $20,390,381 |
| Net investment gain or loss from common/collective trusts | 2020-10-31 | $3,006,023 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-10-31 | No |
| Contributions received in cash from employer | 2020-10-31 | $31,245,890 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-10-31 | $50,338,894 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-10-31 | Yes |
| Did the plan have assets held for investment | 2020-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-10-31 | Disclaimer |
| Accountancy firm name | 2020-10-31 | GRASSI & CO., CPAS, P.C. |
| Accountancy firm EIN | 2020-10-31 | 113266576 |
| 2019 : ALVAREZ & MARSAL HOLDINGS, LLC 401(K) AND RETIREMENT PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-10-31 | $0 |
| Total income from all sources (including contributions) | 2019-10-31 | $117,533,790 |
| Total loss/gain on sale of assets | 2019-10-31 | $0 |
| Total of all expenses incurred | 2019-10-31 | $29,785,828 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-10-31 | $29,387,425 |
| Value of total corrective distributions | 2019-10-31 | $91,793 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-10-31 | $61,080,049 |
| Value of total assets at end of year | 2019-10-31 | $536,077,651 |
| Value of total assets at beginning of year | 2019-10-31 | $448,329,689 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-10-31 | $306,610 |
| Total interest from all sources | 2019-10-31 | $1,442,949 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-10-31 | $7,224,909 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-10-31 | $7,224,909 |
| Administrative expenses professional fees incurred | 2019-10-31 | $41,237 |
| Was this plan covered by a fidelity bond | 2019-10-31 | Yes |
| Value of fidelity bond cover | 2019-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-10-31 | No |
| Contributions received from participants | 2019-10-31 | $28,223,718 |
| Participant contributions at end of year | 2019-10-31 | $3,356,369 |
| Participant contributions at beginning of year | 2019-10-31 | $2,887,274 |
| Assets. Other investments not covered elsewhere at end of year | 2019-10-31 | $2,350,278 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-10-31 | $2,191,141 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-10-31 | $4,926,126 |
| Other income not declared elsewhere | 2019-10-31 | $534,964 |
| Total non interest bearing cash at end of year | 2019-10-31 | $133,312 |
| Total non interest bearing cash at beginning of year | 2019-10-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-10-31 | No |
| Value of net income/loss | 2019-10-31 | $87,747,962 |
| Value of net assets at end of year (total assets less liabilities) | 2019-10-31 | $536,077,651 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-10-31 | $448,329,689 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-10-31 | No |
| Investment advisory and management fees | 2019-10-31 | $82,350 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-10-31 | $476,540,575 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-10-31 | $393,453,916 |
| Interest on participant loans | 2019-10-31 | $189,548 |
| Interest earned on other investments | 2019-10-31 | $1,253,401 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-10-31 | $53,697,117 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-10-31 | $49,797,358 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-10-31 | $133,570 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-10-31 | $47,250,919 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-10-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-10-31 | No |
| Contributions received in cash from employer | 2019-10-31 | $27,930,205 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-10-31 | $29,253,855 |
| Contract administrator fees | 2019-10-31 | $183,023 |
| Did the plan have assets held for investment | 2019-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-10-31 | Disclaimer |
| Accountancy firm name | 2019-10-31 | GRASSI & CO., CPAS, P.C. |
| Accountancy firm EIN | 2019-10-31 | 113266576 |
| 2018 : ALVAREZ & MARSAL HOLDINGS, LLC 401(K) AND RETIREMENT PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-10-31 | $0 |
| Total income from all sources (including contributions) | 2018-10-31 | $59,179,813 |
| Total loss/gain on sale of assets | 2018-10-31 | $0 |
| Total of all expenses incurred | 2018-10-31 | $26,282,075 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-10-31 | $25,952,465 |
| Value of total corrective distributions | 2018-10-31 | $14,183 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-10-31 | $53,229,904 |
| Value of total assets at end of year | 2018-10-31 | $448,329,689 |
| Value of total assets at beginning of year | 2018-10-31 | $415,431,951 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-10-31 | $315,427 |
| Total interest from all sources | 2018-10-31 | $1,252,075 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-10-31 | $5,961,224 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-10-31 | $5,961,224 |
| Administrative expenses professional fees incurred | 2018-10-31 | $26,789 |
| Was this plan covered by a fidelity bond | 2018-10-31 | Yes |
| Value of fidelity bond cover | 2018-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-10-31 | No |
| Contributions received from participants | 2018-10-31 | $23,625,609 |
| Participant contributions at end of year | 2018-10-31 | $2,887,274 |
| Participant contributions at beginning of year | 2018-10-31 | $2,811,059 |
| Assets. Other investments not covered elsewhere at end of year | 2018-10-31 | $2,191,141 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-10-31 | $4,854,042 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-10-31 | $3,928,651 |
| Other income not declared elsewhere | 2018-10-31 | $305,270 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-10-31 | No |
| Value of net income/loss | 2018-10-31 | $32,897,738 |
| Value of net assets at end of year (total assets less liabilities) | 2018-10-31 | $448,329,689 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-10-31 | $415,431,951 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-10-31 | No |
| Investment advisory and management fees | 2018-10-31 | $987 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-10-31 | $393,453,916 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-10-31 | $363,520,545 |
| Interest on participant loans | 2018-10-31 | $140,415 |
| Interest earned on other investments | 2018-10-31 | $1,111,660 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-10-31 | $49,797,358 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-10-31 | $44,246,305 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-10-31 | $-1,568,660 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-10-31 | No |
| Contributions received in cash from employer | 2018-10-31 | $25,675,644 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-10-31 | $25,952,465 |
| Contract administrator fees | 2018-10-31 | $287,651 |
| Did the plan have assets held for investment | 2018-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-10-31 | Disclaimer |
| Accountancy firm name | 2018-10-31 | GRASSI & CO., CPAS, P.C. |
| Accountancy firm EIN | 2018-10-31 | 113266576 |
| 2017 : ALVAREZ & MARSAL HOLDINGS, LLC 401(K) AND RETIREMENT PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-10-31 | $0 |
| Total income from all sources (including contributions) | 2017-10-31 | $106,100,413 |
| Total loss/gain on sale of assets | 2017-10-31 | $0 |
| Total of all expenses incurred | 2017-10-31 | $25,006,170 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-10-31 | $24,590,802 |
| Value of total corrective distributions | 2017-10-31 | $21,650 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-10-31 | $46,890,492 |
| Value of total assets at end of year | 2017-10-31 | $415,431,951 |
| Value of total assets at beginning of year | 2017-10-31 | $334,337,708 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-10-31 | $393,718 |
| Total interest from all sources | 2017-10-31 | $116,515 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-10-31 | $5,532,309 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-10-31 | $5,532,309 |
| Administrative expenses professional fees incurred | 2017-10-31 | $34,229 |
| Was this plan covered by a fidelity bond | 2017-10-31 | Yes |
| Value of fidelity bond cover | 2017-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-10-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-10-31 | No |
| Contributions received from participants | 2017-10-31 | $20,424,761 |
| Participant contributions at end of year | 2017-10-31 | $2,811,059 |
| Participant contributions at beginning of year | 2017-10-31 | $3,135,151 |
| Assets. Other investments not covered elsewhere at end of year | 2017-10-31 | $4,854,042 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-10-31 | $4,063,394 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-10-31 | $2,714,576 |
| Other income not declared elsewhere | 2017-10-31 | $1,772,820 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-10-31 | No |
| Value of net income/loss | 2017-10-31 | $81,094,243 |
| Value of net assets at end of year (total assets less liabilities) | 2017-10-31 | $415,431,951 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-10-31 | $334,337,708 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-10-31 | $363,520,545 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-10-31 | $288,036,174 |
| Interest on participant loans | 2017-10-31 | $116,515 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-10-31 | $44,246,305 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-10-31 | $39,102,989 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-10-31 | $51,788,277 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-10-31 | No |
| Contributions received in cash from employer | 2017-10-31 | $23,751,155 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-10-31 | $24,590,802 |
| Contract administrator fees | 2017-10-31 | $359,489 |
| Did the plan have assets held for investment | 2017-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-10-31 | Disclaimer |
| Accountancy firm name | 2017-10-31 | GRASSI & CO., CPAS, P.C. |
| Accountancy firm EIN | 2017-10-31 | 113266576 |
| 2016 : ALVAREZ & MARSAL HOLDINGS, LLC 401(K) AND RETIREMENT PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-10-31 | $0 |
| Total income from all sources (including contributions) | 2016-10-31 | $61,081,319 |
| Total loss/gain on sale of assets | 2016-10-31 | $0 |
| Total of all expenses incurred | 2016-10-31 | $27,230,683 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-10-31 | $26,970,156 |
| Value of total corrective distributions | 2016-10-31 | $33,268 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-10-31 | $47,780,208 |
| Value of total assets at end of year | 2016-10-31 | $334,337,708 |
| Value of total assets at beginning of year | 2016-10-31 | $300,487,072 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-10-31 | $227,259 |
| Total interest from all sources | 2016-10-31 | $1,032,998 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-10-31 | $4,289,218 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-10-31 | $4,289,218 |
| Administrative expenses professional fees incurred | 2016-10-31 | $38,690 |
| Was this plan covered by a fidelity bond | 2016-10-31 | Yes |
| Value of fidelity bond cover | 2016-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-10-31 | No |
| Contributions received from participants | 2016-10-31 | $21,247,384 |
| Participant contributions at end of year | 2016-10-31 | $3,135,151 |
| Participant contributions at beginning of year | 2016-10-31 | $2,996,946 |
| Assets. Other investments not covered elsewhere at end of year | 2016-10-31 | $4,063,394 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-10-31 | $3,406,885 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-10-31 | $4,825,573 |
| Other income not declared elsewhere | 2016-10-31 | $656,509 |
| Administrative expenses (other) incurred | 2016-10-31 | $2,500 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-10-31 | No |
| Value of net income/loss | 2016-10-31 | $33,850,636 |
| Value of net assets at end of year (total assets less liabilities) | 2016-10-31 | $334,337,708 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-10-31 | $300,487,072 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-10-31 | No |
| Investment advisory and management fees | 2016-10-31 | $10 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-10-31 | $288,036,174 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-10-31 | $261,053,906 |
| Interest on participant loans | 2016-10-31 | $137,536 |
| Interest earned on other investments | 2016-10-31 | $895,462 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-10-31 | $39,102,989 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-10-31 | $33,029,335 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-10-31 | $7,322,386 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-10-31 | No |
| Contributions received in cash from employer | 2016-10-31 | $21,707,251 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-10-31 | $26,970,156 |
| Contract administrator fees | 2016-10-31 | $186,059 |
| Did the plan have assets held for investment | 2016-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-10-31 | Disclaimer |
| Accountancy firm name | 2016-10-31 | GRASSI & CO., CPAS, P.C. |
| Accountancy firm EIN | 2016-10-31 | 113266576 |
| 2015 : ALVAREZ & MARSAL HOLDINGS, LLC 401(K) AND RETIREMENT PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-10-31 | $0 |
| Total income from all sources (including contributions) | 2015-10-31 | $50,271,227 |
| Total loss/gain on sale of assets | 2015-10-31 | $0 |
| Total of all expenses incurred | 2015-10-31 | $19,918,377 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-10-31 | $19,682,199 |
| Value of total corrective distributions | 2015-10-31 | $112,237 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-10-31 | $44,214,435 |
| Value of total assets at end of year | 2015-10-31 | $300,487,072 |
| Value of total assets at beginning of year | 2015-10-31 | $270,134,222 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-10-31 | $123,941 |
| Total interest from all sources | 2015-10-31 | $116,671 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-10-31 | $4,878,090 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-10-31 | $4,878,090 |
| Administrative expenses professional fees incurred | 2015-10-31 | $10,762 |
| Was this plan covered by a fidelity bond | 2015-10-31 | Yes |
| Value of fidelity bond cover | 2015-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-10-31 | No |
| Contributions received from participants | 2015-10-31 | $18,668,208 |
| Participant contributions at end of year | 2015-10-31 | $2,996,946 |
| Participant contributions at beginning of year | 2015-10-31 | $2,938,588 |
| Assets. Other investments not covered elsewhere at end of year | 2015-10-31 | $3,406,885 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-10-31 | $2,892,305 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-10-31 | $4,526,891 |
| Other income not declared elsewhere | 2015-10-31 | $556,443 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-10-31 | No |
| Value of net income/loss | 2015-10-31 | $30,352,850 |
| Value of net assets at end of year (total assets less liabilities) | 2015-10-31 | $300,487,072 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-10-31 | $270,134,222 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-10-31 | No |
| Investment advisory and management fees | 2015-10-31 | $1,834 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-10-31 | $261,053,906 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-10-31 | $235,063,088 |
| Interest on participant loans | 2015-10-31 | $116,671 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-10-31 | $33,029,335 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-10-31 | $29,240,241 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-10-31 | $505,588 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-10-31 | No |
| Contributions received in cash from employer | 2015-10-31 | $21,019,336 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-10-31 | $19,682,199 |
| Contract administrator fees | 2015-10-31 | $111,345 |
| Did the plan have assets held for investment | 2015-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-10-31 | Disclaimer |
| Accountancy firm name | 2015-10-31 | GRASSI & CO., CPAS, P.C. |
| Accountancy firm EIN | 2015-10-31 | 113266576 |
| 2014 : ALVAREZ & MARSAL HOLDINGS, LLC 401(K) AND RETIREMENT PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-10-31 | $0 |
| Total income from all sources (including contributions) | 2014-10-31 | $62,685,214 |
| Total loss/gain on sale of assets | 2014-10-31 | $0 |
| Total of all expenses incurred | 2014-10-31 | $23,897,237 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-10-31 | $23,635,986 |
| Value of total corrective distributions | 2014-10-31 | $43,451 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-10-31 | $40,656,179 |
| Value of total assets at end of year | 2014-10-31 | $270,134,222 |
| Value of total assets at beginning of year | 2014-10-31 | $231,346,245 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-10-31 | $217,800 |
| Total interest from all sources | 2014-10-31 | $107,811 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-10-31 | $3,578,473 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-10-31 | $3,578,473 |
| Administrative expenses professional fees incurred | 2014-10-31 | $18,825 |
| Was this plan covered by a fidelity bond | 2014-10-31 | Yes |
| Value of fidelity bond cover | 2014-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-10-31 | No |
| Contributions received from participants | 2014-10-31 | $17,630,186 |
| Participant contributions at end of year | 2014-10-31 | $2,938,588 |
| Participant contributions at beginning of year | 2014-10-31 | $2,551,952 |
| Assets. Other investments not covered elsewhere at end of year | 2014-10-31 | $2,892,305 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-10-31 | $2,251,276 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-10-31 | $2,155,578 |
| Other income not declared elsewhere | 2014-10-31 | $360,366 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-10-31 | No |
| Value of net income/loss | 2014-10-31 | $38,787,977 |
| Value of net assets at end of year (total assets less liabilities) | 2014-10-31 | $270,134,222 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-10-31 | $231,346,245 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-10-31 | $235,063,088 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-10-31 | $198,653,633 |
| Interest on participant loans | 2014-10-31 | $107,811 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-10-31 | $29,240,241 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-10-31 | $27,889,384 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-10-31 | $17,982,385 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-10-31 | No |
| Contributions received in cash from employer | 2014-10-31 | $20,870,415 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-10-31 | $23,635,986 |
| Contract administrator fees | 2014-10-31 | $198,975 |
| Did the plan have assets held for investment | 2014-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-10-31 | Disclaimer |
| Accountancy firm name | 2014-10-31 | GRASSI & CO., CPAS, P.C. |
| Accountancy firm EIN | 2014-10-31 | 113266576 |
| 2013 : ALVAREZ & MARSAL HOLDINGS, LLC 401(K) AND RETIREMENT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-10-31 | $0 |
| Total income from all sources (including contributions) | 2013-10-31 | $68,300,678 |
| Total loss/gain on sale of assets | 2013-10-31 | $0 |
| Total of all expenses incurred | 2013-10-31 | $12,696,705 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-10-31 | $12,607,251 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-10-31 | $34,610,469 |
| Value of total assets at end of year | 2013-10-31 | $231,346,245 |
| Value of total assets at beginning of year | 2013-10-31 | $175,742,272 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-10-31 | $89,454 |
| Total interest from all sources | 2013-10-31 | $89,589 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-10-31 | $3,529,071 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-10-31 | $3,529,071 |
| Was this plan covered by a fidelity bond | 2013-10-31 | Yes |
| Value of fidelity bond cover | 2013-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-10-31 | No |
| Contributions received from participants | 2013-10-31 | $16,236,561 |
| Participant contributions at end of year | 2013-10-31 | $2,551,952 |
| Participant contributions at beginning of year | 2013-10-31 | $1,786,775 |
| Assets. Other investments not covered elsewhere at end of year | 2013-10-31 | $2,251,276 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-10-31 | $1,553,788 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-10-31 | $1,318,358 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-10-31 | $46,864 |
| Other income not declared elsewhere | 2013-10-31 | $-83,766 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-10-31 | No |
| Value of net income/loss | 2013-10-31 | $55,603,973 |
| Value of net assets at end of year (total assets less liabilities) | 2013-10-31 | $231,346,245 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-10-31 | $175,742,272 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-10-31 | $198,653,633 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-10-31 | $146,576,419 |
| Interest on participant loans | 2013-10-31 | $89,589 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-10-31 | $27,889,384 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-10-31 | $25,825,290 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-10-31 | $30,155,315 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-10-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-10-31 | No |
| Contributions received in cash from employer | 2013-10-31 | $17,055,550 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-10-31 | $12,560,387 |
| Contract administrator fees | 2013-10-31 | $89,454 |
| Did the plan have assets held for investment | 2013-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-10-31 | Disclaimer |
| Accountancy firm name | 2013-10-31 | GRASSI & CO., CPAS, P.C. |
| Accountancy firm EIN | 2013-10-31 | 113266576 |
| 2012 : ALVAREZ & MARSAL HOLDINGS, LLC 401(K) AND RETIREMENT PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-10-31 | $0 |
| Total income from all sources (including contributions) | 2012-10-31 | $46,472,832 |
| Total loss/gain on sale of assets | 2012-10-31 | $0 |
| Total of all expenses incurred | 2012-10-31 | $10,044,116 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-10-31 | $9,995,277 |
| Value of total corrective distributions | 2012-10-31 | $42,330 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-10-31 | $31,059,172 |
| Value of total assets at end of year | 2012-10-31 | $175,742,272 |
| Value of total assets at beginning of year | 2012-10-31 | $139,313,556 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-10-31 | $6,509 |
| Total interest from all sources | 2012-10-31 | $67,700 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-10-31 | $2,204,697 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-10-31 | $2,204,697 |
| Was this plan covered by a fidelity bond | 2012-10-31 | Yes |
| Value of fidelity bond cover | 2012-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-10-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-10-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-10-31 | No |
| Contributions received from participants | 2012-10-31 | $13,252,725 |
| Participant contributions at end of year | 2012-10-31 | $1,786,775 |
| Participant contributions at beginning of year | 2012-10-31 | $1,677,801 |
| Assets. Other investments not covered elsewhere at end of year | 2012-10-31 | $1,553,788 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-10-31 | $57,489 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-10-31 | $1,751,724 |
| Other income not declared elsewhere | 2012-10-31 | $2,103,685 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-10-31 | No |
| Value of net income/loss | 2012-10-31 | $36,428,716 |
| Value of net assets at end of year (total assets less liabilities) | 2012-10-31 | $175,742,272 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-10-31 | $139,313,556 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-10-31 | $146,576,419 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-10-31 | $115,842,849 |
| Interest on participant loans | 2012-10-31 | $67,700 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-10-31 | $25,825,290 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-10-31 | $21,735,417 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-10-31 | $11,037,578 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-10-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-10-31 | No |
| Contributions received in cash from employer | 2012-10-31 | $16,054,723 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-10-31 | $9,995,277 |
| Contract administrator fees | 2012-10-31 | $6,509 |
| Did the plan have assets held for investment | 2012-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-10-31 | Disclaimer |
| Accountancy firm name | 2012-10-31 | GRASSI & CO., CPAS, P.C. |
| Accountancy firm EIN | 2012-10-31 | 113266576 |
| 2011 : ALVAREZ & MARSAL HOLDINGS, LLC 401(K) AND RETIREMENT PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-10-31 | $0 |
| Total transfer of assets to this plan | 2011-10-31 | $0 |
| Total transfer of assets from this plan | 2011-10-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-10-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-10-31 | $0 |
| Total income from all sources (including contributions) | 2011-10-31 | $31,190,367 |
| Total loss/gain on sale of assets | 2011-10-31 | $0 |
| Total of all expenses incurred | 2011-10-31 | $8,687,628 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-10-31 | $8,538,985 |
| Value of total corrective distributions | 2011-10-31 | $95,543 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-10-31 | $28,837,677 |
| Value of total assets at end of year | 2011-10-31 | $139,313,556 |
| Value of total assets at beginning of year | 2011-10-31 | $116,810,817 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-10-31 | $53,100 |
| Total interest from all sources | 2011-10-31 | $56,467 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-10-31 | $1,977,555 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-10-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-10-31 | $1,977,555 |
| Was this plan covered by a fidelity bond | 2011-10-31 | Yes |
| Value of fidelity bond cover | 2011-10-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-10-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-10-31 | No |
| Contributions received from participants | 2011-10-31 | $12,006,440 |
| Participant contributions at end of year | 2011-10-31 | $1,677,801 |
| Participant contributions at beginning of year | 2011-10-31 | $1,413,983 |
| Assets. Other investments not covered elsewhere at end of year | 2011-10-31 | $57,489 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-10-31 | $57,488 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-10-31 | $2,265,935 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-10-31 | No |
| Value of net income/loss | 2011-10-31 | $22,502,739 |
| Value of net assets at end of year (total assets less liabilities) | 2011-10-31 | $139,313,556 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-10-31 | $116,810,817 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-10-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-10-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-10-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-10-31 | $115,842,849 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-10-31 | $95,451,077 |
| Value of interest in pooled separate accounts at end of year | 2011-10-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2011-10-31 | $9,280,797 |
| Interest on participant loans | 2011-10-31 | $56,467 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-10-31 | $21,735,417 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-10-31 | $10,607,472 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-10-31 | $318,668 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-10-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-10-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-10-31 | No |
| Contributions received in cash from employer | 2011-10-31 | $14,565,302 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-10-31 | $8,538,985 |
| Contract administrator fees | 2011-10-31 | $53,100 |
| Did the plan have assets held for investment | 2011-10-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-10-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-10-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-10-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-10-31 | Disclaimer |
| Accountancy firm name | 2011-10-31 | PUSTORINO, PUGLISI & CO., LLC |
| Accountancy firm EIN | 2011-10-31 | 133865308 |
