401k Plan data: A.O. ORTHOPEDICS, INC., 401(K) PLAN plan

A.O. ORTHOPEDICS, INC., 401(K) PLAN 401k Plan overview

Plan Name	A.O. ORTHOPEDICS, INC., 401(K) PLAN
Plan identification number	001

A.O. ORTHOPEDICS, INC., 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

A.O. ORTHOPEDICS, INC. has sponsored the creation of one or more 401k plans.

Company Name: A.O. ORTHOPEDICS, INC.

Employer identification number (EIN): 562544764

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan A.O. ORTHOPEDICS, INC., 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01 VINCENT AVALLONE, JR. 2021-10-07 VINCENT AVALLONE, JR. 2021-10-07
001 2019-01-01 VINCENT AVALLONE, JR. 2020-04-01 VINCENT AVALLONE, JR. 2020-04-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01 VINCENT R. AVALLONE, JR.
001 2012-01-01 VINCENT R. AVALLONE, JR.
001 2011-01-01 VINCENT R. AVALLONE, JR.
001 2009-01-01 VINCENT R. AVALLONE, JR. VINCENT R. AVALLONE, JR. 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01	VINCENT AVALLONE, JR.	2021-10-07	VINCENT AVALLONE, JR.	2021-10-07
001	2019-01-01	VINCENT AVALLONE, JR.	2020-04-01	VINCENT AVALLONE, JR.	2020-04-01
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01	VINCENT R. AVALLONE, JR.
001	2012-01-01	VINCENT R. AVALLONE, JR.
001	2011-01-01	VINCENT R. AVALLONE, JR.
001	2009-01-01	VINCENT R. AVALLONE, JR.		VINCENT R. AVALLONE, JR.	2010-10-13

Plan Statistics for A.O. ORTHOPEDICS, INC., 401(K) PLAN

401k plan membership statisitcs for A.O. ORTHOPEDICS, INC., 401(K) PLAN

Measure Date Value
2020: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 9
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 3
Total of all active and inactive participants 2020-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 12
Number of participants with account balances 2020-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 10
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 2
Total of all active and inactive participants 2019-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 12
Number of participants with account balances 2019-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 11
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 3
Total of all active and inactive participants 2018-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 14
Number of participants with account balances 2018-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 12
Number of other retired or separated participants entitled to future benefits 2017-01-01 8
Total of all active and inactive participants 2017-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 20
Number of participants with account balances 2017-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 16
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 6
Total of all active and inactive participants 2016-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 22
Number of participants with account balances 2016-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 16
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 7
Total of all active and inactive participants 2015-01-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 23
Number of participants with account balances 2015-01-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 18
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 18
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 33
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 19
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 6
Total of all active and inactive participants 2013-01-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 25
Number of participants with account balances 2013-01-01 24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 26
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 19
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 3
Total of all active and inactive participants 2012-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 22
Number of participants with account balances 2012-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 17
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 5
Total of all active and inactive participants 2011-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 22
Number of participants with account balances 2011-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 18
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 7
Total of all active and inactive participants 2009-01-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 25
Number of participants with account balances 2009-01-01 25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2020: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	9
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	3
Total of all active and inactive participants	2020-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	12
Number of participants with account balances	2020-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	10
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	2
Total of all active and inactive participants	2019-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	12
Number of participants with account balances	2019-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	11
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	3
Total of all active and inactive participants	2018-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	14
Number of participants with account balances	2018-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	12
Number of other retired or separated participants entitled to future benefits	2017-01-01	8
Total of all active and inactive participants	2017-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	20
Number of participants with account balances	2017-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	16
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	6
Total of all active and inactive participants	2016-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	22
Number of participants with account balances	2016-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	16
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	7
Total of all active and inactive participants	2015-01-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	23
Number of participants with account balances	2015-01-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	18
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	18
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	33
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	19
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	6
Total of all active and inactive participants	2013-01-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	25
Number of participants with account balances	2013-01-01	24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	26
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	19
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	3
Total of all active and inactive participants	2012-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	22
Number of participants with account balances	2012-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	17
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	5
Total of all active and inactive participants	2011-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	22
Number of participants with account balances	2011-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	18
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	7
Total of all active and inactive participants	2009-01-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	25
Number of participants with account balances	2009-01-01	25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on A.O. ORTHOPEDICS, INC., 401(K) PLAN

Measure	Date	Value
2020 : A.O. ORTHOPEDICS, INC., 401(K) PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$221,722
Expenses. Total of all expenses incurred	2020-12-31	$6,174
Total plan assets at end of year	2020-12-31	$1,705,407
Total plan assets at beginning of year	2020-12-31	$1,489,859
Value of fidelity bond covering the plan	2020-12-31	$180,000
Total contributions received or receivable from participants	2020-12-31	$24,600
Other income received	2020-12-31	$197,122
Net income (gross income less expenses)	2020-12-31	$215,548
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$1,705,407
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$1,489,859
Total contributions received or receivable from employer(s)	2020-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$6,174
2019 : A.O. ORTHOPEDICS, INC., 401(K) PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$234,481
Expenses. Total of all expenses incurred	2019-12-31	$518,119
Benefits paid (including direct rollovers)	2019-12-31	$511,897
Total plan assets at end of year	2019-12-31	$1,489,859
Total plan assets at beginning of year	2019-12-31	$1,773,497
Value of fidelity bond covering the plan	2019-12-31	$150,000
Total contributions received or receivable from participants	2019-12-31	$30,300
Expenses. Other expenses not covered elsewhere	2019-12-31	$6,222
Other income received	2019-12-31	$204,181
Net income (gross income less expenses)	2019-12-31	$-283,638
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$1,489,859
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$1,773,497
2018 : A.O. ORTHOPEDICS, INC., 401(K) PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$-4,476
Expenses. Total of all expenses incurred	2018-12-31	$116,961
Benefits paid (including direct rollovers)	2018-12-31	$110,734
Total plan assets at end of year	2018-12-31	$1,773,497
Total plan assets at beginning of year	2018-12-31	$1,894,934
Value of fidelity bond covering the plan	2018-12-31	$200,000
Total contributions received or receivable from participants	2018-12-31	$35,750
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Other income received	2018-12-31	$-40,226
Net income (gross income less expenses)	2018-12-31	$-121,437
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$1,773,497
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$1,894,934
Total contributions received or receivable from employer(s)	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$6,227
2017 : A.O. ORTHOPEDICS, INC., 401(K) PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$219,764
Expenses. Total of all expenses incurred	2017-12-31	$48,784
Benefits paid (including direct rollovers)	2017-12-31	$42,485
Total plan assets at end of year	2017-12-31	$1,894,934
Total plan assets at beginning of year	2017-12-31	$1,723,954
Value of fidelity bond covering the plan	2017-12-31	$200,000
Total contributions received or receivable from participants	2017-12-31	$27,285
Expenses. Other expenses not covered elsewhere	2017-12-31	$6,299
Other income received	2017-12-31	$192,479
Net income (gross income less expenses)	2017-12-31	$170,980
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$1,894,934
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,723,954
2016 : A.O. ORTHOPEDICS, INC., 401(K) PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$119,152
Expenses. Total of all expenses incurred	2016-12-31	$9,368
Benefits paid (including direct rollovers)	2016-12-31	$2,910
Total plan assets at end of year	2016-12-31	$1,723,954
Total plan assets at beginning of year	2016-12-31	$1,614,170
Value of fidelity bond covering the plan	2016-12-31	$200,000
Expenses. Other expenses not covered elsewhere	2016-12-31	$6,458
Other income received	2016-12-31	$89,498
Net income (gross income less expenses)	2016-12-31	$109,784
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,723,954
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,614,170
Total contributions received or receivable from employer(s)	2016-12-31	$29,654
2015 : A.O. ORTHOPEDICS, INC., 401(K) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$93,074
Expenses. Total of all expenses incurred	2015-12-31	$298,462
Benefits paid (including direct rollovers)	2015-12-31	$291,612
Total plan assets at end of year	2015-12-31	$1,614,170
Total plan assets at beginning of year	2015-12-31	$1,819,558
Value of fidelity bond covering the plan	2015-12-31	$200,000
Total contributions received or receivable from participants	2015-12-31	$47,445
Expenses. Other expenses not covered elsewhere	2015-12-31	$6,850
Other income received	2015-12-31	$10,069
Net income (gross income less expenses)	2015-12-31	$-205,388
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,614,170
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,819,558
Total contributions received or receivable from employer(s)	2015-12-31	$35,560
2014 : A.O. ORTHOPEDICS, INC., 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$182,209
Expenses. Total of all expenses incurred	2014-12-31	$6,838
Benefits paid (including direct rollovers)	2014-12-31	$535
Total plan assets at end of year	2014-12-31	$1,819,558
Total plan assets at beginning of year	2014-12-31	$1,644,187
Value of fidelity bond covering the plan	2014-12-31	$100,000
Total contributions received or receivable from participants	2014-12-31	$56,713
Expenses. Other expenses not covered elsewhere	2014-12-31	$6,303
Other income received	2014-12-31	$98,587
Net income (gross income less expenses)	2014-12-31	$175,371
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,819,558
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,644,187
Total contributions received or receivable from employer(s)	2014-12-31	$26,909
2013 : A.O. ORTHOPEDICS, INC., 401(K) PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$255,276
Expenses. Total of all expenses incurred	2013-12-31	$13,103
Benefits paid (including direct rollovers)	2013-12-31	$6,591
Total plan assets at end of year	2013-12-31	$1,644,187
Total plan assets at beginning of year	2013-12-31	$1,402,014
Value of fidelity bond covering the plan	2013-12-31	$100,000
Total contributions received or receivable from participants	2013-12-31	$53,882
Expenses. Other expenses not covered elsewhere	2013-12-31	$6,512
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$173,639
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$242,173
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,644,187
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,402,014
Total contributions received or receivable from employer(s)	2013-12-31	$27,755
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : A.O. ORTHOPEDICS, INC., 401(K) PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$165,321
Expenses. Total of all expenses incurred	2012-12-31	$28,414
Benefits paid (including direct rollovers)	2012-12-31	$19,378
Total plan assets at end of year	2012-12-31	$1,402,014
Total plan assets at beginning of year	2012-12-31	$1,265,107
Value of fidelity bond covering the plan	2012-12-31	$130,000
Total contributions received or receivable from participants	2012-12-31	$65,366
Expenses. Other expenses not covered elsewhere	2012-12-31	$9,036
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$73,392
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$136,907
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,402,014
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,265,107
Total contributions received or receivable from employer(s)	2012-12-31	$26,563
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : A.O. ORTHOPEDICS, INC., 401(K) PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$125,064
Expenses. Total of all expenses incurred	2011-12-31	$17,312
Benefits paid (including direct rollovers)	2011-12-31	$17,137
Total plan assets at end of year	2011-12-31	$1,265,107
Total plan assets at beginning of year	2011-12-31	$1,157,355
Value of fidelity bond covering the plan	2011-12-31	$130,000
Total contributions received or receivable from participants	2011-12-31	$68,621
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$5,449
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$107,752
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,265,107
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,157,355
Total contributions received or receivable from employer(s)	2011-12-31	$50,994
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$175
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : A.O. ORTHOPEDICS, INC., 401(K) PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$202,525
Expenses. Total of all expenses incurred	2010-12-31	$17,122
Benefits paid (including direct rollovers)	2010-12-31	$16,972
Total plan assets at end of year	2010-12-31	$1,157,355
Total plan assets at beginning of year	2010-12-31	$971,952
Value of fidelity bond covering the plan	2010-12-31	$100,000
Total contributions received or receivable from participants	2010-12-31	$67,215
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$77,151
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$185,403
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,157,355
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$971,952
Total contributions received or receivable from employer(s)	2010-12-31	$58,159
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$150
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : A.O. ORTHOPEDICS, INC., 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for A.O. ORTHOPEDICS, INC., 401(K) PLAN

2020: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: A.O. ORTHOPEDICS, INC., 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

800353-000

Policy instance

Insurance contract or identification number	800353-000
Number of Individuals Covered	12
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $4,867
Total amount of fees paid to insurance company	USD $489
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $4,867
Insurance broker organization code?	3
Amount paid for insurance broker fees	489

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

800353-000

Policy instance

Insurance contract or identification number	800353-000
Number of Individuals Covered	12
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $6,222
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $6,222
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

800353-000

Policy instance

Insurance contract or identification number	800353-000
Number of Individuals Covered	14
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $5,519
Total amount of fees paid to insurance company	USD $553
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $5,519
Insurance broker organization code?	3
Amount paid for insurance broker fees	553

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

800353-000

Policy instance

Insurance contract or identification number	800353-000
Number of Individuals Covered	20
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $5,397
Total amount of fees paid to insurance company	USD $541
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $5,397
Insurance broker organization code?	3
Amount paid for insurance broker fees	541
Insurance broker name	EQUITY SERVICES, INC.

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Company Name:	A.O. ORTHOPEDICS, INC.
Employer identification number (EIN):	562544764
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)