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CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameCAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

CAYCE COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:CAYCE COMPANY, INC.
Employer identification number (EIN):570365841
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Additional information about CAYCE COMPANY, INC.

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 2006-03-15
Company Identification Number: F166097
Legal Registered Office Address: 4701 Cox Rd Ste 285

Glen Allen
United States of America (USA)
23060-6808

More information about CAYCE COMPANY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-12-01
0022015-12-01LYNN H. BROWN
0022014-12-01LYNN H. BROWN
0022013-12-01
0022012-12-01LYNN H. BROWN LYNN H. BROWN2014-09-03
0022011-12-01LYNN H. BROWN LYNN H. BROWN2013-08-29
0022010-12-01LYNN H. BROWN LYNN H. BROWN2012-09-04
0022009-12-01VICKY NEILL
0022008-12-01

Plan Statistics for CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2016: CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-12-01113
Total number of active participants reported on line 7a of the Form 55002016-12-010
Number of retired or separated participants receiving benefits2016-12-010
Number of other retired or separated participants entitled to future benefits2016-12-010
Total of all active and inactive participants2016-12-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-12-010
Total participants2016-12-010
Number of participants with account balances2016-12-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-12-010
2015: CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-12-01118
Total number of active participants reported on line 7a of the Form 55002015-12-01111
Number of retired or separated participants receiving benefits2015-12-010
Number of other retired or separated participants entitled to future benefits2015-12-012
Total of all active and inactive participants2015-12-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-12-010
Total participants2015-12-01113
Number of participants with account balances2015-12-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-12-010
2014: CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-12-01113
Total number of active participants reported on line 7a of the Form 55002014-12-01107
Number of retired or separated participants receiving benefits2014-12-010
Number of other retired or separated participants entitled to future benefits2014-12-014
Total of all active and inactive participants2014-12-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-010
Total participants2014-12-01111
Number of participants with account balances2014-12-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-12-010
2013: CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-12-01110
Total number of active participants reported on line 7a of the Form 55002013-12-0195
Number of retired or separated participants receiving benefits2013-12-010
Number of other retired or separated participants entitled to future benefits2013-12-019
Total of all active and inactive participants2013-12-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-12-010
Total participants2013-12-01104
Number of participants with account balances2013-12-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-12-010
2012: CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-12-01127
Total number of active participants reported on line 7a of the Form 55002012-12-0196
Number of retired or separated participants receiving benefits2012-12-010
Number of other retired or separated participants entitled to future benefits2012-12-0111
Total of all active and inactive participants2012-12-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-12-010
Total participants2012-12-01107
Number of participants with account balances2012-12-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-12-010
2011: CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-12-01154
Total number of active participants reported on line 7a of the Form 55002011-12-0199
Number of retired or separated participants receiving benefits2011-12-010
Number of other retired or separated participants entitled to future benefits2011-12-0115
Total of all active and inactive participants2011-12-01114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-12-010
Total participants2011-12-01114
Number of participants with account balances2011-12-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-12-010
2010: CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-12-01142
Total number of active participants reported on line 7a of the Form 55002010-12-01131
Number of retired or separated participants receiving benefits2010-12-010
Number of other retired or separated participants entitled to future benefits2010-12-0118
Total of all active and inactive participants2010-12-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-12-010
Total participants2010-12-01149
Number of participants with account balances2010-12-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-12-011
2009: CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-12-01194
Total number of active participants reported on line 7a of the Form 55002009-12-01127
Number of retired or separated participants receiving benefits2009-12-010
Number of other retired or separated participants entitled to future benefits2009-12-0121
Total of all active and inactive participants2009-12-01148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-12-010
Total participants2009-12-01148
Number of participants with account balances2009-12-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-12-0112

Financial Data on CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2017 : CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-31$137
Total income from all sources (including contributions)2017-10-31$7,264
Total loss/gain on sale of assets2017-10-31$0
Total of all expenses incurred2017-10-31$432,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-10-31$432,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-10-31$0
Value of total assets at end of year2017-10-31$0
Value of total assets at beginning of year2017-10-31$425,088
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-10-31$0
Total interest from all sources2017-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-10-31$7,264
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-10-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-10-31$0
Was this plan covered by a fidelity bond2017-10-31Yes
Value of fidelity bond cover2017-10-31$500,000
If this is an individual account plan, was there a blackout period2017-10-31No
Were there any nonexempt tranactions with any party-in-interest2017-10-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-10-31$6,726
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-10-31$137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-31No
Value of net income/loss2017-10-31$-424,951
Value of net assets at end of year (total assets less liabilities)2017-10-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-10-31$424,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-10-31No
Were any leases to which the plan was party in default or uncollectible2017-10-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-10-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-10-31$9,418
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-10-31$9,418
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-10-31Yes
Was there a failure to transmit to the plan any participant contributions2017-10-31No
Has the plan failed to provide any benefit when due under the plan2017-10-31No
Assets. Invements in employer securities at end of year2017-10-31$0
Assets. Invements in employer securities at beginning of year2017-10-31$408,944
Income. Dividends from common stock2017-10-31$7,264
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-10-31$432,215
Did the plan have assets held for investment2017-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-10-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-10-31No
Opinion of an independent qualified public accountant for this plan2017-10-31Unqualified
Accountancy firm name2017-10-31MUNN & ASSOCIATES
Accountancy firm EIN2017-10-31570902671
2016 : CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-11-30$21,658
Total unrealized appreciation/depreciation of assets2016-11-30$21,658
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$137
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$136
Total income from all sources (including contributions)2016-11-30$28,384
Total loss/gain on sale of assets2016-11-30$0
Total of all expenses incurred2016-11-30$21,930
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-11-30$21,930
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-11-30$0
Value of total assets at end of year2016-11-30$425,088
Value of total assets at beginning of year2016-11-30$418,633
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-11-30$0
Total interest from all sources2016-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2016-11-30$6,726
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-11-30No
Was this plan covered by a fidelity bond2016-11-30Yes
Value of fidelity bond cover2016-11-30$500,000
If this is an individual account plan, was there a blackout period2016-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-11-30$0
Were there any nonexempt tranactions with any party-in-interest2016-11-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-11-30$6,726
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-11-30$7,098
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-11-30$137
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-11-30$136
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Value of net income/loss2016-11-30$6,454
Value of net assets at end of year (total assets less liabilities)2016-11-30$424,951
Value of net assets at beginning of year (total assets less liabilities)2016-11-30$418,497
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-11-30No
Were any leases to which the plan was party in default or uncollectible2016-11-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-11-30$9,418
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-11-30$2,835
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-11-30$2,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-11-30No
Was there a failure to transmit to the plan any participant contributions2016-11-30No
Has the plan failed to provide any benefit when due under the plan2016-11-30No
Assets. Invements in employer securities at end of year2016-11-30$408,944
Assets. Invements in employer securities at beginning of year2016-11-30$408,700
Income. Dividends from common stock2016-11-30$6,726
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-11-30$21,930
Did the plan have assets held for investment2016-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-11-30No
Opinion of an independent qualified public accountant for this plan2016-11-30Unqualified
Accountancy firm name2016-11-30MUNN & ASSOCIATES
Accountancy firm EIN2016-11-30570902671
2015 : CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-11-30$92,415
Total unrealized appreciation/depreciation of assets2015-11-30$92,415
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$136
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$130
Total income from all sources (including contributions)2015-11-30$99,513
Total loss/gain on sale of assets2015-11-30$0
Total of all expenses incurred2015-11-30$18,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-11-30$18,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-11-30$0
Value of total assets at end of year2015-11-30$418,633
Value of total assets at beginning of year2015-11-30$337,411
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-11-30$6
Total interest from all sources2015-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2015-11-30$7,098
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-11-30No
Was this plan covered by a fidelity bond2015-11-30Yes
Value of fidelity bond cover2015-11-30$500,000
If this is an individual account plan, was there a blackout period2015-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-11-30$0
Were there any nonexempt tranactions with any party-in-interest2015-11-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-11-30$7,098
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-11-30$136
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-11-30$130
Administrative expenses (other) incurred2015-11-30$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Value of net income/loss2015-11-30$81,216
Value of net assets at end of year (total assets less liabilities)2015-11-30$418,497
Value of net assets at beginning of year (total assets less liabilities)2015-11-30$337,281
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-11-30No
Were any leases to which the plan was party in default or uncollectible2015-11-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-11-30$2,835
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-11-30$3,023
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-11-30$3,023
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-11-30No
Was there a failure to transmit to the plan any participant contributions2015-11-30No
Has the plan failed to provide any benefit when due under the plan2015-11-30No
Assets. Invements in employer securities at end of year2015-11-30$408,700
Assets. Invements in employer securities at beginning of year2015-11-30$334,388
Income. Dividends from common stock2015-11-30$7,098
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-11-30$18,291
Did the plan have assets held for investment2015-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-11-30No
Opinion of an independent qualified public accountant for this plan2015-11-30Unqualified
Accountancy firm name2015-11-30MUNN & ASSOCIATES
Accountancy firm EIN2015-11-30570902671
2014 : CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-11-30$96,804
Total unrealized appreciation/depreciation of assets2014-11-30$96,804
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$130
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$130
Total income from all sources (including contributions)2014-11-30$96,804
Total loss/gain on sale of assets2014-11-30$0
Total of all expenses incurred2014-11-30$3,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-11-30$3,442
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-11-30$0
Value of total assets at end of year2014-11-30$337,411
Value of total assets at beginning of year2014-11-30$244,049
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-11-30$0
Total interest from all sources2014-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2014-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-11-30No
Was this plan covered by a fidelity bond2014-11-30Yes
Value of fidelity bond cover2014-11-30$500,000
If this is an individual account plan, was there a blackout period2014-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-11-30$0
Were there any nonexempt tranactions with any party-in-interest2014-11-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-11-30$130
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-11-30$130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Value of net income/loss2014-11-30$93,362
Value of net assets at end of year (total assets less liabilities)2014-11-30$337,281
Value of net assets at beginning of year (total assets less liabilities)2014-11-30$243,919
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-11-30No
Were any leases to which the plan was party in default or uncollectible2014-11-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-11-30$3,023
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-11-30$3,155
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-11-30$3,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-11-30No
Was there a failure to transmit to the plan any participant contributions2014-11-30No
Has the plan failed to provide any benefit when due under the plan2014-11-30No
Assets. Invements in employer securities at end of year2014-11-30$334,388
Assets. Invements in employer securities at beginning of year2014-11-30$240,894
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-11-30$3,442
Did the plan have assets held for investment2014-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-11-30No
Opinion of an independent qualified public accountant for this plan2014-11-30Unqualified
Accountancy firm name2014-11-30MUNN & ASSOCIATES
Accountancy firm EIN2014-11-30570902671
2013 : CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-11-30$-43,674
Total unrealized appreciation/depreciation of assets2013-11-30$-43,674
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$130
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$130
Total income from all sources (including contributions)2013-11-30$-43,674
Total loss/gain on sale of assets2013-11-30$0
Total of all expenses incurred2013-11-30$36,445
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-11-30$36,445
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-11-30$0
Value of total assets at end of year2013-11-30$244,049
Value of total assets at beginning of year2013-11-30$324,168
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-11-30$0
Total interest from all sources2013-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2013-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-11-30No
Was this plan covered by a fidelity bond2013-11-30Yes
Value of fidelity bond cover2013-11-30$500,000
If this is an individual account plan, was there a blackout period2013-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-11-30$0
Were there any nonexempt tranactions with any party-in-interest2013-11-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-11-30$130
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-11-30$130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Value of net income/loss2013-11-30$-80,119
Value of net assets at end of year (total assets less liabilities)2013-11-30$243,919
Value of net assets at beginning of year (total assets less liabilities)2013-11-30$324,038
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-11-30No
Were any leases to which the plan was party in default or uncollectible2013-11-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-11-30$3,155
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-11-30$3,685
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-11-30$3,685
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-11-30Yes
Was there a failure to transmit to the plan any participant contributions2013-11-30No
Has the plan failed to provide any benefit when due under the plan2013-11-30No
Assets. Invements in employer securities at end of year2013-11-30$240,894
Assets. Invements in employer securities at beginning of year2013-11-30$320,483
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-11-30$36,445
Did the plan have assets held for investment2013-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-11-30No
Aggregate proceeds on sale of assets2013-11-30$35,915
Aggregate carrying amount (costs) on sale of assets2013-11-30$35,915
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-11-30No
Opinion of an independent qualified public accountant for this plan2013-11-30Unqualified
Accountancy firm name2013-11-30MUNN & ASSOCIATES
Accountancy firm EIN2013-11-30570902671
2012 : CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-11-30$26,651
Total unrealized appreciation/depreciation of assets2012-11-30$26,651
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$130
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$130
Total income from all sources (including contributions)2012-11-30$26,651
Total loss/gain on sale of assets2012-11-30$0
Total of all expenses incurred2012-11-30$7,807
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-11-30$7,807
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-11-30$0
Value of total assets at end of year2012-11-30$324,168
Value of total assets at beginning of year2012-11-30$305,324
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-11-30$0
Total interest from all sources2012-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2012-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-11-30No
Was this plan covered by a fidelity bond2012-11-30Yes
Value of fidelity bond cover2012-11-30$500,000
If this is an individual account plan, was there a blackout period2012-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-11-30$7,807
Were there any nonexempt tranactions with any party-in-interest2012-11-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-11-30$130
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-11-30$130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Value of net income/loss2012-11-30$18,844
Value of net assets at end of year (total assets less liabilities)2012-11-30$324,038
Value of net assets at beginning of year (total assets less liabilities)2012-11-30$305,194
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-11-30No
Were any leases to which the plan was party in default or uncollectible2012-11-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-11-30$3,685
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-11-30$4,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-11-30$4,257
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-11-30No
Was there a failure to transmit to the plan any participant contributions2012-11-30No
Has the plan failed to provide any benefit when due under the plan2012-11-30No
Assets. Invements in employer securities at end of year2012-11-30$320,483
Assets. Invements in employer securities at beginning of year2012-11-30$301,067
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-11-30$7,807
Did the plan have assets held for investment2012-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-11-30No
Aggregate proceeds on sale of assets2012-11-30$7,234
Aggregate carrying amount (costs) on sale of assets2012-11-30$7,234
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-11-30No
Opinion of an independent qualified public accountant for this plan2012-11-30Unqualified
Accountancy firm name2012-11-30MUNN & ASSOCIATES
Accountancy firm EIN2012-11-30570902671
2011 : CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-11-30$-18,701
Total unrealized appreciation/depreciation of assets2011-11-30$-18,701
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$130
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$2,773
Total income from all sources (including contributions)2011-11-30$-18,681
Total loss/gain on sale of assets2011-11-30$0
Total of all expenses incurred2011-11-30$13,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-11-30$13,095
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-11-30$0
Value of total assets at end of year2011-11-30$305,324
Value of total assets at beginning of year2011-11-30$339,743
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-11-30$0
Total interest from all sources2011-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2011-11-30$20
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-11-30No
Was this plan covered by a fidelity bond2011-11-30Yes
Value of fidelity bond cover2011-11-30$500,000
If this is an individual account plan, was there a blackout period2011-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-11-30$0
Were there any nonexempt tranactions with any party-in-interest2011-11-30No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-11-30$2,645
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-11-30$130
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-11-30$233
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Value of net income/loss2011-11-30$-31,776
Value of net assets at end of year (total assets less liabilities)2011-11-30$305,194
Value of net assets at beginning of year (total assets less liabilities)2011-11-30$336,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-11-30No
Were any leases to which the plan was party in default or uncollectible2011-11-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-11-30$4,257
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-11-30$4,304
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-11-30$4,304
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-11-30No
Was there a failure to transmit to the plan any participant contributions2011-11-30No
Has the plan failed to provide any benefit when due under the plan2011-11-30No
Assets. Invements in employer securities at end of year2011-11-30$301,067
Assets. Invements in employer securities at beginning of year2011-11-30$332,794
Income. Dividends from common stock2011-11-30$20
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-11-30$13,095
Liabilities. Value of benefit claims payable at beginning of year2011-11-30$2,540
Did the plan have assets held for investment2011-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-11-30No
Opinion of an independent qualified public accountant for this plan2011-11-30Unqualified
Accountancy firm name2011-11-30MUNN & ASSOCIATES
Accountancy firm EIN2011-11-30570902671

Form 5500 Responses for CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2016: CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-12-01Type of plan entitySingle employer plan
2016-12-01Submission has been amendedNo
2016-12-01This submission is the final filingYes
2016-12-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-12-01Plan is a collectively bargained planNo
2016-12-01Plan funding arrangement – TrustYes
2016-12-01Plan benefit arrangement - TrustYes
2015: CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-12-01Type of plan entitySingle employer plan
2015-12-01Submission has been amendedNo
2015-12-01This submission is the final filingNo
2015-12-01This return/report is a short plan year return/report (less than 12 months)No
2015-12-01Plan is a collectively bargained planNo
2015-12-01Plan funding arrangement – TrustYes
2015-12-01Plan benefit arrangement - TrustYes
2014: CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-12-01Type of plan entitySingle employer plan
2014-12-01Submission has been amendedNo
2014-12-01This submission is the final filingNo
2014-12-01This return/report is a short plan year return/report (less than 12 months)No
2014-12-01Plan is a collectively bargained planNo
2014-12-01Plan funding arrangement – TrustYes
2014-12-01Plan benefit arrangement - TrustYes
2013: CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-12-01Type of plan entitySingle employer plan
2013-12-01Submission has been amendedNo
2013-12-01This submission is the final filingNo
2013-12-01This return/report is a short plan year return/report (less than 12 months)No
2013-12-01Plan is a collectively bargained planNo
2013-12-01Plan funding arrangement – TrustYes
2013-12-01Plan benefit arrangement - TrustYes
2012: CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-12-01Type of plan entitySingle employer plan
2012-12-01Submission has been amendedNo
2012-12-01This submission is the final filingNo
2012-12-01This return/report is a short plan year return/report (less than 12 months)No
2012-12-01Plan is a collectively bargained planNo
2012-12-01Plan funding arrangement – TrustYes
2012-12-01Plan benefit arrangement - TrustYes
2011: CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-12-01Type of plan entitySingle employer plan
2011-12-01Submission has been amendedNo
2011-12-01This submission is the final filingNo
2011-12-01This return/report is a short plan year return/report (less than 12 months)No
2011-12-01Plan is a collectively bargained planNo
2011-12-01Plan funding arrangement – TrustYes
2011-12-01Plan benefit arrangement - TrustYes
2010: CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-12-01Type of plan entitySingle employer plan
2010-12-01Submission has been amendedNo
2010-12-01This submission is the final filingNo
2010-12-01This return/report is a short plan year return/report (less than 12 months)No
2010-12-01Plan is a collectively bargained planNo
2010-12-01Plan funding arrangement – TrustYes
2010-12-01Plan benefit arrangement - TrustYes
2009: CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-12-01Type of plan entitySingle employer plan
2009-12-01Submission has been amendedNo
2009-12-01This submission is the final filingNo
2009-12-01This return/report is a short plan year return/report (less than 12 months)No
2009-12-01Plan is a collectively bargained planNo
2009-12-01Plan funding arrangement – TrustYes
2009-12-01Plan benefit arrangement - TrustYes
2008: CAYCE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2008 form 5500 responses
2008-12-01Type of plan entitySingle employer plan
2008-12-01Submission has been amendedNo
2008-12-01This submission is the final filingNo
2008-12-01This return/report is a short plan year return/report (less than 12 months)No
2008-12-01Plan is a collectively bargained planNo

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