401k Plan data: THE SHERRATT COMPANY, INC. 401(K) PLAN plan

THE SHERRATT COMPANY, INC. 401(K) PLAN 401k Plan overview

Plan Name	THE SHERRATT COMPANY, INC. 401(K) PLAN
Plan identification number	002

THE SHERRATT COMPANY, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Money purchase (other than target benefit)
Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE SHERRATT COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE SHERRATT COMPANY, INC.

Employer identification number (EIN): 570859845

NAIC Classification: 541310
NAIC Description: Architectural Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SHERRATT COMPANY, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01
002 2022-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01 PETER E. SHERRATT 2019-10-14 PETER E. SHERRATT 2019-10-14
002 2017-01-01
002 2016-01-01
002 2015-01-01 K.V. ALBERT
002 2014-01-01 K.V. ALBERT
002 2013-01-01 K.V. ALBERT
002 2012-01-01 PETER SHERRATT 2013-09-27
002 2011-01-01 PETER SHERRATT 2012-10-15 PETER SHERRATT 2012-10-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2023-01-01
002	2022-01-01
002	2020-01-01
002	2019-01-01
002	2018-01-01	PETER E. SHERRATT	2019-10-14	PETER E. SHERRATT	2019-10-14
002	2017-01-01
002	2016-01-01
002	2015-01-01	K.V. ALBERT
002	2014-01-01	K.V. ALBERT
002	2013-01-01	K.V. ALBERT
002	2012-01-01	PETER SHERRATT	2013-09-27
002	2011-01-01	PETER SHERRATT	2012-10-15	PETER SHERRATT	2012-10-15

Plan Statistics for THE SHERRATT COMPANY, INC. 401(K) PLAN

401k plan membership statisitcs for THE SHERRATT COMPANY, INC. 401(K) PLAN

Measure Date Value
2018: THE SHERRATT COMPANY, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 3
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 3
Number of participants with account balances 2018-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: THE SHERRATT COMPANY, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 3
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 3
Number of participants with account balances 2017-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: THE SHERRATT COMPANY, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 3
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 3
Number of participants with account balances 2016-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: THE SHERRATT COMPANY, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 3
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 3
Number of participants with account balances 2015-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THE SHERRATT COMPANY, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 3
Number of participants with account balances 2014-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE SHERRATT COMPANY, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 3
Number of participants with account balances 2013-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2018: THE SHERRATT COMPANY, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	3
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	3
Number of participants with account balances	2018-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: THE SHERRATT COMPANY, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	3
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	3
Number of participants with account balances	2017-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: THE SHERRATT COMPANY, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	3
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	3
Number of participants with account balances	2016-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: THE SHERRATT COMPANY, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	3
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	3
Number of participants with account balances	2015-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THE SHERRATT COMPANY, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	3
Number of participants with account balances	2014-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE SHERRATT COMPANY, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	3
Number of participants with account balances	2013-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on THE SHERRATT COMPANY, INC. 401(K) PLAN

Measure	Date	Value
2018 : THE SHERRATT COMPANY, INC. 401(K) PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$-154,968
Expenses. Total of all expenses incurred	2018-12-31	$173,317
Benefits paid (including direct rollovers)	2018-12-31	$132,113
Total plan assets at end of year	2018-12-31	$2,911,051
Total plan assets at beginning of year	2018-12-31	$3,239,336
Value of fidelity bond covering the plan	2018-12-31	$500,000
Expenses. Other expenses not covered elsewhere	2018-12-31	$41,204
Other income received	2018-12-31	$-154,968
Net income (gross income less expenses)	2018-12-31	$-328,285
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$2,911,051
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$3,239,336
Assets. Value of real-estate (other than employer real property)	2018-12-31	$368,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : THE SHERRATT COMPANY, INC. 401(K) PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$117
Total income from all sources	2017-12-31	$410,920
Expenses. Total of all expenses incurred	2017-12-31	$158,588
Benefits paid (including direct rollovers)	2017-12-31	$114,032
Total plan assets at end of year	2017-12-31	$3,239,336
Total plan assets at beginning of year	2017-12-31	$2,987,121
Value of fidelity bond covering the plan	2017-12-31	$1,000,000
Total contributions received or receivable from participants	2017-12-31	$38,014
Expenses. Other expenses not covered elsewhere	2017-12-31	$20,613
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$372,906
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$252,332
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$3,239,336
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$2,987,004
Assets. Value of real-estate (other than employer real property)	2017-12-31	$418,000
Total contributions received or receivable from employer(s)	2017-12-31	$0
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$23,943
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : THE SHERRATT COMPANY, INC. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$117
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$195,716
Expenses. Total of all expenses incurred	2016-12-31	$174,783
Benefits paid (including direct rollovers)	2016-12-31	$134,943
Total plan assets at end of year	2016-12-31	$2,987,121
Total plan assets at beginning of year	2016-12-31	$2,966,071
Value of fidelity bond covering the plan	2016-12-31	$1,000,000
Total contributions received or receivable from participants	2016-12-31	$41,868
Expenses. Other expenses not covered elsewhere	2016-12-31	$17,561
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$153,848
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$20,933
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$2,987,004
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$2,966,071
Assets. Value of real-estate (other than employer real property)	2016-12-31	$418,000
Total contributions received or receivable from employer(s)	2016-12-31	$0
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$22,279
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : THE SHERRATT COMPANY, INC. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$-98,047
Expenses. Total of all expenses incurred	2015-12-31	$123,409
Benefits paid (including direct rollovers)	2015-12-31	$81,436
Total plan assets at end of year	2015-12-31	$2,966,071
Total plan assets at beginning of year	2015-12-31	$3,187,527
Value of fidelity bond covering the plan	2015-12-31	$1,000,000
Total contributions received or receivable from participants	2015-12-31	$48,000
Expenses. Other expenses not covered elsewhere	2015-12-31	$17,093
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-187,922
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$-221,456
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,966,071
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$3,187,527
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$98,218
Assets. Value of real-estate (other than employer real property)	2015-12-31	$415,000
Total contributions received or receivable from employer(s)	2015-12-31	$41,875
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$24,880
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : THE SHERRATT COMPANY, INC. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$303,029
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$1,629,719
Expenses. Total of all expenses incurred	2014-12-31	$126,361
Benefits paid (including direct rollovers)	2014-12-31	$85,357
Total plan assets at end of year	2014-12-31	$3,187,527
Total plan assets at beginning of year	2014-12-31	$1,381,140
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$0
Expenses. Other expenses not covered elsewhere	2014-12-31	$41,004
Contributions received from other sources (not participants or employers)	2014-12-31	$1,602,824
Other income received	2014-12-31	$26,895
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$1,503,358
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,187,527
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,381,140
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$155,958
Assets. Value of real-estate (other than employer real property)	2014-12-31	$452,300
Total contributions received or receivable from employer(s)	2014-12-31	$0
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : THE SHERRATT COMPANY, INC. 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$50,947
Expenses. Total of all expenses incurred	2013-12-31	$22,826
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$1,381,140
Total plan assets at beginning of year	2013-12-31	$1,353,019
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$0
Expenses. Other expenses not covered elsewhere	2013-12-31	$14,073
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$50,947
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$28,121
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,381,140
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,353,019
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$45,957
Assets. Value of real-estate (other than employer real property)	2013-12-31	$555,300
Total contributions received or receivable from employer(s)	2013-12-31	$0
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$8,753
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0

Form 5500 Responses for THE SHERRATT COMPANY, INC. 401(K) PLAN

2018: THE SHERRATT COMPANY, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE SHERRATT COMPANY, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE SHERRATT COMPANY, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE SHERRATT COMPANY, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE SHERRATT COMPANY, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE SHERRATT COMPANY, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE SHERRATT COMPANY, INC.
Employer identification number (EIN):	570859845
NAIC Classification:	541310
NAIC Description:	Architectural Services