CATAWBA INDIAN NATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CATAWBA INDIAN NATION 401(K) PLAN
| Measure | Date | Value |
|---|
| 2023 : CATAWBA INDIAN NATION 401(K) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $658,869 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $93,584 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $74,678 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $507,979 |
| Value of total assets at end of year | 2023-12-31 | $1,288,237 |
| Value of total assets at beginning of year | 2023-12-31 | $722,952 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $18,906 |
| Total interest from all sources | 2023-12-31 | $71 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $310,027 |
| Participant contributions at end of year | 2023-12-31 | $687 |
| Participant contributions at beginning of year | 2023-12-31 | $3,075 |
| Administrative expenses (other) incurred | 2023-12-31 | $17,287 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $565,285 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $1,288,237 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $722,952 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $1,272,080 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $714,169 |
| Interest on participant loans | 2023-12-31 | $71 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $15,470 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $5,708 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $150,819 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $197,952 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $74,678 |
| Contract administrator fees | 2023-12-31 | $1,619 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | SCOTT AND COMPANY, LLC |
| Accountancy firm EIN | 2023-12-31 | 571021392 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $658,869 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $93,584 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $74,678 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $507,979 |
| Value of total assets at end of year | 2023-01-01 | $1,288,237 |
| Value of total assets at beginning of year | 2023-01-01 | $722,952 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $18,906 |
| Total interest from all sources | 2023-01-01 | $71 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Was this plan covered by a fidelity bond | 2023-01-01 | No |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $310,027 |
| Participant contributions at end of year | 2023-01-01 | $687 |
| Participant contributions at beginning of year | 2023-01-01 | $3,075 |
| Administrative expenses (other) incurred | 2023-01-01 | $17,287 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $565,285 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $1,288,237 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $722,952 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $1,272,080 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $714,169 |
| Interest on participant loans | 2023-01-01 | $71 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $15,470 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $5,708 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $150,819 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $197,952 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $74,678 |
| Contract administrator fees | 2023-01-01 | $1,619 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | SCOTT AND COMPANY, LLC |
| Accountancy firm EIN | 2023-01-01 | 571021392 |
| 2022 : CATAWBA INDIAN NATION 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $237,759 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $85,112 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $83,787 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $347,165 |
| Value of total assets at end of year | 2022-12-31 | $722,952 |
| Value of total assets at beginning of year | 2022-12-31 | $570,305 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $1,325 |
| Total interest from all sources | 2022-12-31 | $128 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Was this plan covered by a fidelity bond | 2022-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $208,411 |
| Participant contributions at end of year | 2022-12-31 | $3,075 |
| Participant contributions at beginning of year | 2022-12-31 | $7,381 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $10,782 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $152,647 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $722,952 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $570,305 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $714,169 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $562,261 |
| Interest on participant loans | 2022-12-31 | $128 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $5,708 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $663 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-109,534 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $127,972 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $83,787 |
| Contract administrator fees | 2022-12-31 | $1,325 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | SCOTT AND COMPANY, LLC |
| Accountancy firm EIN | 2022-12-31 | 571021392 |
| Total transfers to/from plan in this plan year | 2022-09-28 | 0 |
| Total liabilities as of the end of the plan year | 2022-09-28 | 0 |
| Total liabilities as of the beginning of the plan year | 2022-09-28 | 0 |
| Total expenses incurred by plan in this plan year | 2022-09-28 | 31652 |
| Net assets as of the end of the plan year | 2022-09-28 | 570305 |
| Total assets as of the beginning of the plan year | 2022-09-28 | 321576 |
| Participant contributions to plan in this plan year | 2022-09-28 | 150454 |
| Value of participant loans at end of plan year | 2022-09-28 | 7381 |
| Other expenses paid from plan in this plan year | 2022-09-28 | 0 |
| Other contributions to plan in this plan year | 2022-09-28 | 0 |
| Other income to plan in this plan year | 2022-09-28 | 44118 |
| Plan net income in this plan year | 2022-09-28 | 248729 |
| Net assets as of the end of the plan year | 2022-09-28 | 570305 |
| Net assets as of the beginning of the plan year | 2022-09-28 | 321576 |
| Employer contributions to plan in this plan year | 2022-09-28 | 85809 |
| Fees paid to broker by Benefit Provider | 2022-09-28 | 2166 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2022-09-28 | 451 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $237,759 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $85,112 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $83,787 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $347,165 |
| Value of total assets at end of year | 2022-01-01 | $722,952 |
| Value of total assets at beginning of year | 2022-01-01 | $570,305 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $1,325 |
| Total interest from all sources | 2022-01-01 | $128 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Was this plan covered by a fidelity bond | 2022-01-01 | No |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $208,411 |
| Participant contributions at end of year | 2022-01-01 | $3,075 |
| Participant contributions at beginning of year | 2022-01-01 | $7,381 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $10,782 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $152,647 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $722,952 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $570,305 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $714,169 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $562,261 |
| Interest on participant loans | 2022-01-01 | $128 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $5,708 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $663 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $-109,534 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $127,972 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $83,787 |
| Contract administrator fees | 2022-01-01 | $1,325 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | SCOTT AND COMPANY, LLC |
| Accountancy firm EIN | 2022-01-01 | 571021392 |
