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CAROLINA FINANCIAL CORP 401K PS 401k Plan overview

Plan NameCAROLINA FINANCIAL CORP 401K PS
Plan identification number 001

CAROLINA FINANCIAL CORP 401K PS Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAROLINA FINANCIAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:CAROLINA FINANCIAL CORPORATION
Employer identification number (EIN):571039673
NAIC Classification:522120
NAIC Description:Savings Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAROLINA FINANCIAL CORP 401K PS

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01JOE BONACCI
0012013-01-01JOE BONACCI
0012012-01-01JOE BONACCI
0012011-01-01JOE BONACCI
0012009-01-01JOE BONACCI

Plan Statistics for CAROLINA FINANCIAL CORP 401K PS

401k plan membership statisitcs for CAROLINA FINANCIAL CORP 401K PS

Measure Date Value
2021: CAROLINA FINANCIAL CORP 401K PS 2021 401k membership
Total participants, beginning-of-year2021-01-01946
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CAROLINA FINANCIAL CORP 401K PS 2020 401k membership
Total participants, beginning-of-year2020-01-011,018
Total number of active participants reported on line 7a of the Form 55002020-01-01777
Number of retired or separated participants receiving benefits2020-01-0149
Number of other retired or separated participants entitled to future benefits2020-01-01120
Total of all active and inactive participants2020-01-01946
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01946
Number of participants with account balances2020-01-01626
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0124
2019: CAROLINA FINANCIAL CORP 401K PS 2019 401k membership
Total participants, beginning-of-year2019-01-01895
Total number of active participants reported on line 7a of the Form 55002019-01-01748
Number of retired or separated participants receiving benefits2019-01-0128
Number of other retired or separated participants entitled to future benefits2019-01-01118
Total of all active and inactive participants2019-01-01894
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01894
Number of participants with account balances2019-01-01630
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0159
2018: CAROLINA FINANCIAL CORP 401K PS 2018 401k membership
Total participants, beginning-of-year2018-01-01891
Total number of active participants reported on line 7a of the Form 55002018-01-01755
Number of retired or separated participants receiving benefits2018-01-0140
Number of other retired or separated participants entitled to future benefits2018-01-01112
Total of all active and inactive participants2018-01-01907
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01907
Number of participants with account balances2018-01-01646
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0151
2017: CAROLINA FINANCIAL CORP 401K PS 2017 401k membership
Total participants, beginning-of-year2017-01-01802
Total number of active participants reported on line 7a of the Form 55002017-01-01744
Number of retired or separated participants receiving benefits2017-01-0130
Number of other retired or separated participants entitled to future benefits2017-01-01102
Total of all active and inactive participants2017-01-01876
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01876
Number of participants with account balances2017-01-01631
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0127
2016: CAROLINA FINANCIAL CORP 401K PS 2016 401k membership
Total participants, beginning-of-year2016-01-01501
Total number of active participants reported on line 7a of the Form 55002016-01-01434
Number of retired or separated participants receiving benefits2016-01-018
Number of other retired or separated participants entitled to future benefits2016-01-0164
Total of all active and inactive participants2016-01-01506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01506
Number of participants with account balances2016-01-01351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0117
2015: CAROLINA FINANCIAL CORP 401K PS 2015 401k membership
Total participants, beginning-of-year2015-01-01449
Total number of active participants reported on line 7a of the Form 55002015-01-01405
Number of retired or separated participants receiving benefits2015-01-0123
Number of other retired or separated participants entitled to future benefits2015-01-0145
Total of all active and inactive participants2015-01-01473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01473
Number of participants with account balances2015-01-01305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0118
2014: CAROLINA FINANCIAL CORP 401K PS 2014 401k membership
Total participants, beginning-of-year2014-01-01414
Total number of active participants reported on line 7a of the Form 55002014-01-01382
Number of retired or separated participants receiving benefits2014-01-016
Number of other retired or separated participants entitled to future benefits2014-01-0179
Total of all active and inactive participants2014-01-01467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01467
Number of participants with account balances2014-01-01382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0115
2013: CAROLINA FINANCIAL CORP 401K PS 2013 401k membership
Total participants, beginning-of-year2013-01-01336
Total number of active participants reported on line 7a of the Form 55002013-01-01292
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-0175
Total of all active and inactive participants2013-01-01370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01370
Number of participants with account balances2013-01-01266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0119
2012: CAROLINA FINANCIAL CORP 401K PS 2012 401k membership
Total participants, beginning-of-year2012-01-01301
Total number of active participants reported on line 7a of the Form 55002012-01-01302
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-0129
Total of all active and inactive participants2012-01-01334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01334
Number of participants with account balances2012-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-018
2011: CAROLINA FINANCIAL CORP 401K PS 2011 401k membership
Total participants, beginning-of-year2011-01-01307
Total number of active participants reported on line 7a of the Form 55002011-01-01264
Number of retired or separated participants receiving benefits2011-01-013
Number of other retired or separated participants entitled to future benefits2011-01-0127
Total of all active and inactive participants2011-01-01294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01294
Number of participants with account balances2011-01-01213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0115
2009: CAROLINA FINANCIAL CORP 401K PS 2009 401k membership
Total participants, beginning-of-year2009-01-01248
Total number of active participants reported on line 7a of the Form 55002009-01-01253
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0129
Total of all active and inactive participants2009-01-01283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01283
Number of participants with account balances2009-01-01211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0110

Financial Data on CAROLINA FINANCIAL CORP 401K PS

Measure Date Value
2021 : CAROLINA FINANCIAL CORP 401K PS 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$59,098
Total income from all sources (including contributions)2021-12-31$3,460,388
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$38,383,667
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$37,576,708
Value of total corrective distributions2021-12-31$621,798
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$0
Value of total assets at beginning of year2021-12-31$34,982,377
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$185,161
Total interest from all sources2021-12-31$2,349
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$185,161
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Participant contributions at beginning of year2021-12-31$706,226
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$59,779
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$59,098
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-34,923,279
Value of net assets at end of year (total assets less liabilities)2021-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$34,923,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$31,776,546
Interest on participant loans2021-12-31$2,349
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$2,439,826
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,458,039
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$37,576,708
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31Yes
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ELLIOTT DAVIS
Accountancy firm EIN2021-12-31570381582
2020 : CAROLINA FINANCIAL CORP 401K PS 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$5,857,691
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$5,384,635
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$9,907,584
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$9,743,586
Value of total corrective distributions2020-12-31$59,098
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,546,698
Value of total assets at end of year2020-12-31$34,922,598
Value of total assets at beginning of year2020-12-31$33,587,856
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$163,998
Total interest from all sources2020-12-31$43,929
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$163,998
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,087,347
Participant contributions at end of year2020-12-31$706,226
Participant contributions at beginning of year2020-12-31$1,007,766
Participant contributions at beginning of year2020-12-31$80,609
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$6,547
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$59,779
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$59,098
Other income not declared elsewhere2020-12-31$15,170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-4,522,949
Value of net assets at end of year (total assets less liabilities)2020-12-31$34,922,598
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$33,587,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$31,786,604
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$31,316,255
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$43,929
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,429,768
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,147,260
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,778,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$459,351
Employer contributions (assets) at beginning of year2020-12-31$35,966
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$9,737,039
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31ELLIOTT DAVIS LLC
Accountancy firm EIN2020-12-31570381582
2019 : CAROLINA FINANCIAL CORP 401K PS 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$1,674
Total transfer of assets to this plan2019-12-31$1,674
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$9,065,693
Total income from all sources (including contributions)2019-12-31$9,065,693
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,090,939
Total of all expenses incurred2019-12-31$3,090,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,815,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,815,110
Value of total corrective distributions2019-12-31$44,530
Value of total corrective distributions2019-12-31$44,530
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,529,756
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,529,756
Value of total assets at end of year2019-12-31$33,587,856
Value of total assets at end of year2019-12-31$33,587,856
Value of total assets at beginning of year2019-12-31$27,611,428
Value of total assets at beginning of year2019-12-31$27,611,428
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$231,299
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$231,299
Total interest from all sources2019-12-31$46,273
Total interest from all sources2019-12-31$46,273
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$686,725
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$686,725
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$686,725
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$686,725
Administrative expenses professional fees incurred2019-12-31$231,299
Administrative expenses professional fees incurred2019-12-31$231,299
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,239,347
Contributions received from participants2019-12-31$2,239,347
Participant contributions at end of year2019-12-31$1,007,766
Participant contributions at end of year2019-12-31$1,007,766
Participant contributions at beginning of year2019-12-31$971,912
Participant contributions at beginning of year2019-12-31$971,912
Participant contributions at end of year2019-12-31$80,609
Participant contributions at end of year2019-12-31$80,609
Participant contributions at beginning of year2019-12-31$72,758
Participant contributions at beginning of year2019-12-31$72,758
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$277,084
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$277,084
Other income not declared elsewhere2019-12-31$46,352
Other income not declared elsewhere2019-12-31$46,352
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,974,754
Value of net income/loss2019-12-31$5,974,754
Value of net assets at end of year (total assets less liabilities)2019-12-31$33,587,856
Value of net assets at end of year (total assets less liabilities)2019-12-31$33,587,856
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$27,611,428
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$27,611,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$31,316,255
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$31,316,255
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$23,431,065
Value of interest in pooled separate accounts at beginning of year2019-12-31$23,431,065
Interest on participant loans2019-12-31$46,273
Interest on participant loans2019-12-31$46,273
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,147,260
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,147,260
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,100,418
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,100,418
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,756,587
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,756,587
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,013,325
Contributions received in cash from employer2019-12-31$1,013,325
Employer contributions (assets) at end of year2019-12-31$35,966
Employer contributions (assets) at end of year2019-12-31$35,966
Employer contributions (assets) at beginning of year2019-12-31$35,275
Employer contributions (assets) at beginning of year2019-12-31$35,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,815,110
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,815,110
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ELLIOTT DAVIS LLC
Accountancy firm name2019-12-31ELLIOTT DAVIS LLC
Accountancy firm EIN2019-12-31570381582
Accountancy firm EIN2019-12-31570381582
2018 : CAROLINA FINANCIAL CORP 401K PS 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$81,253
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,486,241
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,280,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,190,477
Value of total corrective distributions2018-12-31$33,054
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,081,829
Value of total assets at end of year2018-12-31$27,611,428
Value of total assets at beginning of year2018-12-31$27,324,544
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$57,079
Total interest from all sources2018-12-31$40,513
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$57,079
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,359,520
Participant contributions at end of year2018-12-31$971,912
Participant contributions at beginning of year2018-12-31$938,438
Participant contributions at end of year2018-12-31$72,758
Participant contributions at beginning of year2018-12-31$76,579
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$619,307
Other income not declared elsewhere2018-12-31$42,054
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$205,631
Value of net assets at end of year (total assets less liabilities)2018-12-31$27,611,428
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$27,324,544
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$23,431,065
Value of interest in pooled separate accounts at beginning of year2018-12-31$23,894,996
Interest on participant loans2018-12-31$40,513
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,100,418
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,376,256
Net investment gain/loss from pooled separate accounts2018-12-31$-1,678,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,103,002
Employer contributions (assets) at end of year2018-12-31$35,275
Employer contributions (assets) at beginning of year2018-12-31$38,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,190,477
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ELLIOTT DAVIS LLC
Accountancy firm EIN2018-12-31570381582
2017 : CAROLINA FINANCIAL CORP 401K PS 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$2,692,548
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$10,199,265
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,950,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,827,855
Value of total corrective distributions2017-12-31$75,159
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,451,865
Value of total assets at end of year2017-12-31$27,324,544
Value of total assets at beginning of year2017-12-31$16,383,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$47,827
Total interest from all sources2017-12-31$21,916
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$47,827
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,721,407
Participant contributions at end of year2017-12-31$938,438
Participant contributions at beginning of year2017-12-31$389,508
Participant contributions at end of year2017-12-31$76,579
Participant contributions at beginning of year2017-12-31$53,849
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$4,911,525
Other income not declared elsewhere2017-12-31$23,396
Liabilities. Value of operating payables at end of year2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,248,424
Value of net assets at end of year (total assets less liabilities)2017-12-31$27,324,544
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$16,383,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$23,894,996
Value of interest in pooled separate accounts at beginning of year2017-12-31$14,281,113
Interest on participant loans2017-12-31$21,916
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,376,256
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,632,717
Net investment gain/loss from pooled separate accounts2017-12-31$2,702,088
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$818,933
Employer contributions (assets) at end of year2017-12-31$38,275
Employer contributions (assets) at beginning of year2017-12-31$26,385
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,827,855
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Liabilities. Value of benefit claims payable at end of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ELLIOTT DAVIS LLC
Accountancy firm EIN2017-12-31570381582
2016 : CAROLINA FINANCIAL CORP 401K PS 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$1,010,125
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,154,053
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$771,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$697,427
Value of total corrective distributions2016-12-31$55,037
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,190,763
Value of total assets at end of year2016-12-31$16,383,572
Value of total assets at beginning of year2016-12-31$12,991,004
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$19,146
Total interest from all sources2016-12-31$28,378
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$19,146
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,397,123
Participant contributions at end of year2016-12-31$389,508
Participant contributions at beginning of year2016-12-31$302,959
Participant contributions at end of year2016-12-31$53,849
Participant contributions at beginning of year2016-12-31$38,150
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$169,278
Liabilities. Value of operating payables at end of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,382,443
Value of net assets at end of year (total assets less liabilities)2016-12-31$16,383,572
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$12,991,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$14,281,113
Value of interest in pooled separate accounts at beginning of year2016-12-31$11,298,176
Interest on participant loans2016-12-31$14,288
Interest earned on other investments2016-12-31$14,090
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,632,717
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,332,271
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$934,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$624,362
Employer contributions (assets) at end of year2016-12-31$26,385
Employer contributions (assets) at beginning of year2016-12-31$19,448
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$697,427
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ELLIOTT DAVIS DECOSIMO
Accountancy firm EIN2016-12-31570381582
2015 : CAROLINA FINANCIAL CORP 401K PS 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,730,965
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,399,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,363,148
Value of total corrective distributions2015-12-31$12,450
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,816,243
Value of total assets at end of year2015-12-31$12,991,004
Value of total assets at beginning of year2015-12-31$12,659,819
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$24,182
Total interest from all sources2015-12-31$12,527
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$8,762
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,149,799
Participant contributions at end of year2015-12-31$302,959
Participant contributions at beginning of year2015-12-31$306,082
Participant contributions at end of year2015-12-31$38,150
Participant contributions at beginning of year2015-12-31$39,946
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$136,664
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$331,185
Value of net assets at end of year (total assets less liabilities)2015-12-31$12,991,004
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$12,659,819
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$11,298,176
Value of interest in pooled separate accounts at beginning of year2015-12-31$11,296,028
Interest on participant loans2015-12-31$12,527
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,332,271
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$997,433
Net investment gain/loss from pooled separate accounts2015-12-31$-97,805
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$529,780
Employer contributions (assets) at end of year2015-12-31$19,448
Employer contributions (assets) at beginning of year2015-12-31$20,330
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,363,148
Contract administrator fees2015-12-31$15,420
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ELLIOTT DAVIS DECOSIMO
Accountancy firm EIN2015-12-31570381582
2014 : CAROLINA FINANCIAL CORP 401K PS 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,435,394
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,576,801
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,543,628
Expenses. Certain deemed distributions of participant loans2014-12-31$14,650
Value of total corrective distributions2014-12-31$6,386
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,692,966
Value of total assets at end of year2014-12-31$12,659,819
Value of total assets at beginning of year2014-12-31$11,801,226
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$12,137
Total interest from all sources2014-12-31$9,698
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,048,852
Participant contributions at end of year2014-12-31$306,082
Participant contributions at beginning of year2014-12-31$239,172
Participant contributions at end of year2014-12-31$39,946
Participant contributions at beginning of year2014-12-31$32,586
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$158,504
Other income not declared elsewhere2014-12-31$22,266
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$858,593
Value of net assets at end of year (total assets less liabilities)2014-12-31$12,659,819
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,801,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$11,296,028
Value of interest in pooled separate accounts at beginning of year2014-12-31$10,667,984
Interest on participant loans2014-12-31$9,616
Interest earned on other investments2014-12-31$82
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$997,433
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$845,971
Net investment gain/loss from pooled separate accounts2014-12-31$710,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$485,610
Employer contributions (assets) at end of year2014-12-31$20,330
Employer contributions (assets) at beginning of year2014-12-31$15,513
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,543,628
Contract administrator fees2014-12-31$12,137
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTON D. BODIFORD, CPA
Accountancy firm EIN2014-12-31570989001
2013 : CAROLINA FINANCIAL CORP 401K PS 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$381
Total income from all sources (including contributions)2013-12-31$3,391,677
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,258,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,249,417
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,854,685
Value of total assets at end of year2013-12-31$11,801,226
Value of total assets at beginning of year2013-12-31$9,668,782
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$9,435
Total interest from all sources2013-12-31$9,167
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,023,145
Participant contributions at end of year2013-12-31$239,172
Participant contributions at beginning of year2013-12-31$212,333
Participant contributions at end of year2013-12-31$32,586
Participant contributions at beginning of year2013-12-31$34,012
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$353,773
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$27,378
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,132,825
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,801,226
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,668,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,073,258
Value of interest in pooled separate accounts at end of year2013-12-31$10,667,984
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$8,730
Interest earned on other investments2013-12-31$437
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$8,311,620
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$845,971
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Net investment gain/loss from pooled separate accounts2013-12-31$1,527,825
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$477,767
Employer contributions (assets) at end of year2013-12-31$15,513
Employer contributions (assets) at beginning of year2013-12-31$10,181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,249,417
Contract administrator fees2013-12-31$9,435
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$381
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTON D. BODIFORD, CPA
Accountancy firm EIN2013-12-31570989001
2012 : CAROLINA FINANCIAL CORP 401K PS 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$381
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$8,907
Total income from all sources (including contributions)2012-12-31$2,479,969
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,393,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,298,770
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,472,521
Value of total assets at end of year2012-12-31$9,668,782
Value of total assets at beginning of year2012-12-31$8,591,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$95,003
Total interest from all sources2012-12-31$7,116
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$17,249
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$17,249
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$966,623
Participant contributions at end of year2012-12-31$212,333
Participant contributions at beginning of year2012-12-31$148,805
Participant contributions at end of year2012-12-31$34,012
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$34,955
Administrative expenses (other) incurred2012-12-31$95,003
Liabilities. Value of operating payables at end of year2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$175
Total non interest bearing cash at end of year2012-12-31$27,378
Total non interest bearing cash at beginning of year2012-12-31$91,288
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,086,196
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,668,401
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,582,205
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,073,258
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$0
Interest on participant loans2012-12-31$7,116
Value of interest in common/collective trusts at end of year2012-12-31$8,311,620
Value of interest in common/collective trusts at beginning of year2012-12-31$8,351,019
Net investment gain or loss from common/collective trusts2012-12-31$983,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$470,943
Employer contributions (assets) at end of year2012-12-31$10,181
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,298,770
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Liabilities. Value of benefit claims payable at end of year2012-12-31$381
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$8,732
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLIFTON D. BODIFORD, CPA
Accountancy firm EIN2012-12-31570989001
2011 : CAROLINA FINANCIAL CORP 401K PS 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$8,907
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$124,081
Total income from all sources (including contributions)2011-12-31$1,266,207
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,705,249
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,607,253
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,357,691
Value of total assets at end of year2011-12-31$8,591,112
Value of total assets at beginning of year2011-12-31$9,145,328
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$97,996
Total interest from all sources2011-12-31$5,971
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$900,565
Participant contributions at end of year2011-12-31$148,805
Participant contributions at beginning of year2011-12-31$150,931
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,634
Liabilities. Value of operating payables at end of year2011-12-31$175
Liabilities. Value of operating payables at beginning of year2011-12-31$320
Total non interest bearing cash at end of year2011-12-31$91,288
Total non interest bearing cash at beginning of year2011-12-31$132,920
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-439,042
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,582,205
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$9,021,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$90,331
Interest on participant loans2011-12-31$5,971
Value of interest in common/collective trusts at end of year2011-12-31$8,351,019
Value of interest in common/collective trusts at beginning of year2011-12-31$8,859,127
Net investment gain or loss from common/collective trusts2011-12-31$-97,455
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$454,492
Employer contributions (assets) at beginning of year2011-12-31$2,350
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,607,253
Contract administrator fees2011-12-31$7,665
Liabilities. Value of benefit claims payable at end of year2011-12-31$8,732
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$123,761
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLIFTON D. BODIFORD, CPA
Accountancy firm EIN2011-12-31570989001
2010 : CAROLINA FINANCIAL CORP 401K PS 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$124,081
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,311,715
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$565,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$476,531
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,401,314
Value of total assets at end of year2010-12-31$9,145,328
Value of total assets at beginning of year2010-12-31$7,275,156
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$89,093
Total interest from all sources2010-12-31$5,040
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$942,498
Participant contributions at end of year2010-12-31$150,931
Participant contributions at beginning of year2010-12-31$87,446
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$8,659
Liabilities. Value of operating payables at end of year2010-12-31$320
Total non interest bearing cash at end of year2010-12-31$132,920
Total non interest bearing cash at beginning of year2010-12-31$10,595
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,746,091
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,021,247
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,275,156
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$83,173
Interest on participant loans2010-12-31$5,040
Value of interest in common/collective trusts at end of year2010-12-31$8,859,127
Value of interest in common/collective trusts at beginning of year2010-12-31$7,177,115
Net investment gain or loss from common/collective trusts2010-12-31$905,361
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$450,157
Employer contributions (assets) at end of year2010-12-31$2,350
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$476,531
Contract administrator fees2010-12-31$5,920
Liabilities. Value of benefit claims payable at end of year2010-12-31$123,761
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CLIFTON D. BODIFORD, CPA
Accountancy firm EIN2010-12-31570989001

Form 5500 Responses for CAROLINA FINANCIAL CORP 401K PS

2021: CAROLINA FINANCIAL CORP 401K PS 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CAROLINA FINANCIAL CORP 401K PS 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CAROLINA FINANCIAL CORP 401K PS 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CAROLINA FINANCIAL CORP 401K PS 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CAROLINA FINANCIAL CORP 401K PS 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CAROLINA FINANCIAL CORP 401K PS 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CAROLINA FINANCIAL CORP 401K PS 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CAROLINA FINANCIAL CORP 401K PS 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CAROLINA FINANCIAL CORP 401K PS 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CAROLINA FINANCIAL CORP 401K PS 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CAROLINA FINANCIAL CORP 401K PS 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CAROLINA FINANCIAL CORP 401K PS 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513339-000
Policy instance 1
Insurance contract or identification number513339-000
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $24,563
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees20680
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATION
Insurance broker organization code?5
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513339-000
Policy instance 1
Insurance contract or identification number513339-000
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $27,054
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees15755
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATION
Insurance broker organization code?5
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513339-000
Policy instance 1
Insurance contract or identification number513339-000
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $21,792
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees14152
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATION
Insurance broker organization code?5
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803829-000
Policy instance 2
Insurance contract or identification number803829-000
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $7,514
Total amount of fees paid to insurance companyUSD $1,831
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,514
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Amount paid for insurance broker fees1831
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803829-000
Policy instance 1
Insurance contract or identification number803829-000
Number of Individuals Covered646
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $89,547
Total amount of fees paid to insurance companyUSD $22,097
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $89,547
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803829-000
Policy instance 1
Insurance contract or identification number803829-000
Number of Individuals Covered631
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $96,242
Total amount of fees paid to insurance companyUSD $15,365
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $96,242
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameRETIREMENT STRATEGIES, INC.
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803829-000
Policy instance 1
Insurance contract or identification number803829-000
Number of Individuals Covered473
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $40,441
Total amount of fees paid to insurance companyUSD $9,825
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY
Commission paid to Insurance BrokerUSD $40,441
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameRETIREMENT STRATEGIES, INC.
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803829-000
Policy instance 1
Insurance contract or identification number803829-000
Number of Individuals Covered302
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $38,475
Total amount of fees paid to insurance companyUSD $10,035
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $38,475
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameRETIREMENT STRATEGIES, INC.
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803829-000
Policy instance 1
Insurance contract or identification number803829-000
Number of Individuals Covered266
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $61,381
Total amount of fees paid to insurance companyUSD $17,034
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $61,381
Insurance broker organization code?3
Amount paid for insurance broker fees17034
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATION
Insurance broker nameRETIREMENT STRATEGIES, INC.

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