THAXTON INVESTMENT CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THAXTON INVESTMENT CORPORATION 401(K) PLAN
Measure | Date | Value |
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2020 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets from this plan | 2020-12-31 | $6,473,381 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $52,020 |
Total income from all sources (including contributions) | 2020-12-31 | $2,743,601 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,335,458 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,297,364 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,938,345 |
Value of total assets at end of year | 2020-12-31 | $0 |
Value of total assets at beginning of year | 2020-12-31 | $5,117,258 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $38,094 |
Total interest from all sources | 2020-12-31 | $18,447 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | Yes |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $884,772 |
Participant contributions at end of year | 2020-12-31 | $0 |
Participant contributions at beginning of year | 2020-12-31 | $321,259 |
Participant contributions at end of year | 2020-12-31 | $0 |
Participant contributions at beginning of year | 2020-12-31 | $3 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $657,571 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $52,020 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $1,408,143 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $5,065,238 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $4,682,730 |
Interest on participant loans | 2020-12-31 | $17,038 |
Interest earned on other investments | 2020-12-31 | $1,409 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $105,813 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $786,809 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $396,002 |
Employer contributions (assets) at end of year | 2020-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $7,453 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,297,364 |
Contract administrator fees | 2020-12-31 | $38,094 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | TEMPLETON & COMPANY |
Accountancy firm EIN | 2020-12-31 | 141918990 |
Total unrealized appreciation/depreciation of assets | 2020-12-21 | $0 |
Total transfer of assets from this plan | 2020-12-21 | $6,473,381 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-21 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-21 | $52,020 |
Total income from all sources (including contributions) | 2020-12-21 | $2,743,601 |
Total loss/gain on sale of assets | 2020-12-21 | $0 |
Total of all expenses incurred | 2020-12-21 | $1,335,458 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-21 | $1,297,364 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-21 | $1,938,345 |
Value of total assets at end of year | 2020-12-21 | $0 |
Value of total assets at beginning of year | 2020-12-21 | $5,117,258 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-21 | $38,094 |
Total interest from all sources | 2020-12-21 | $18,447 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-21 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-21 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2020-12-21 | $0 |
Was this plan covered by a fidelity bond | 2020-12-21 | Yes |
Value of fidelity bond cover | 2020-12-21 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-21 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-21 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-21 | No |
Contributions received from participants | 2020-12-21 | $884,772 |
Participant contributions at end of year | 2020-12-21 | $0 |
Participant contributions at beginning of year | 2020-12-21 | $321,259 |
Participant contributions at end of year | 2020-12-21 | $0 |
Participant contributions at beginning of year | 2020-12-21 | $3 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-21 | $657,571 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-21 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-21 | $52,020 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-21 | No |
Value of net income/loss | 2020-12-21 | $1,408,143 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-21 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-21 | $5,065,238 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-21 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-21 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-21 | No |
Value of interest in pooled separate accounts at end of year | 2020-12-21 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-21 | $4,682,730 |
Interest on participant loans | 2020-12-21 | $17,038 |
Interest earned on other investments | 2020-12-21 | $1,409 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-21 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-21 | $105,813 |
Net investment gain/loss from pooled separate accounts | 2020-12-21 | $786,809 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-21 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-21 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-21 | No |
Contributions received in cash from employer | 2020-12-21 | $396,002 |
Employer contributions (assets) at end of year | 2020-12-21 | $0 |
Employer contributions (assets) at beginning of year | 2020-12-21 | $7,453 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-21 | $1,297,364 |
Contract administrator fees | 2020-12-21 | $38,094 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-21 | Yes |
Did the plan have assets held for investment | 2020-12-21 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-21 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-21 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-12-21 | Unqualified |
Accountancy firm name | 2020-12-21 | COULTER & JUSTUS |
Accountancy firm EIN | 2020-12-21 | 621532536 |
2019 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $52,020 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $29,001 |
Total income from all sources (including contributions) | 2019-12-31 | $1,988,616 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $1,370,864 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,326,994 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,099,372 |
Value of total assets at end of year | 2019-12-31 | $5,117,258 |
Value of total assets at beginning of year | 2019-12-31 | $4,476,487 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $43,870 |
Total interest from all sources | 2019-12-31 | $19,109 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $729,547 |
Participant contributions at end of year | 2019-12-31 | $321,259 |
Participant contributions at beginning of year | 2019-12-31 | $363,476 |
Participant contributions at end of year | 2019-12-31 | $3 |
Participant contributions at beginning of year | 2019-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $62,662 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $52,020 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $29,001 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $617,752 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $5,065,238 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $4,447,486 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $4,682,730 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $3,996,786 |
Interest on participant loans | 2019-12-31 | $17,593 |
Interest earned on other investments | 2019-12-31 | $1,516 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $105,813 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $116,225 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $870,135 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $307,163 |
Employer contributions (assets) at end of year | 2019-12-31 | $7,453 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,326,994 |
Contract administrator fees | 2019-12-31 | $43,870 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | TEMPLETON & COMPANY |
Accountancy firm EIN | 2019-12-31 | 141918990 |
2018 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $29,001 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $60,227 |
Total income from all sources (including contributions) | 2018-12-31 | $1,076,584 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $799,540 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $750,930 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,389,727 |
Value of total assets at end of year | 2018-12-31 | $4,476,487 |
Value of total assets at beginning of year | 2018-12-31 | $4,230,669 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $48,610 |
Total interest from all sources | 2018-12-31 | $16,356 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $821,667 |
Participant contributions at end of year | 2018-12-31 | $363,476 |
Participant contributions at beginning of year | 2018-12-31 | $306,785 |
Participant contributions at end of year | 2018-12-31 | $0 |
Participant contributions at beginning of year | 2018-12-31 | $74,202 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $235,937 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $29,001 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $60,227 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $277,044 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $4,447,486 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $4,170,442 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $3,996,786 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $3,761,556 |
Interest on participant loans | 2018-12-31 | $15,680 |
Interest earned on other investments | 2018-12-31 | $676 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $116,225 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $61,464 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-329,499 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $332,123 |
Employer contributions (assets) at end of year | 2018-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $26,662 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $750,930 |
Contract administrator fees | 2018-12-31 | $48,610 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2018-12-31 | 621532536 |
2017 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $6,534 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $1,415,202 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $680,328 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $671,992 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,047,882 |
Value of total assets at end of year | 2017-12-31 | $4,230,669 |
Value of total assets at beginning of year | 2017-12-31 | $3,489,261 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $8,336 |
Total interest from all sources | 2017-12-31 | $11,935 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $33,055 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $33,055 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $728,478 |
Participant contributions at end of year | 2017-12-31 | $306,785 |
Participant contributions at beginning of year | 2017-12-31 | $324,630 |
Participant contributions at end of year | 2017-12-31 | $74,202 |
Participant contributions at beginning of year | 2017-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $36,441 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $6,534 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $734,874 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $4,224,135 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $3,489,261 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $3,164,631 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $3,761,556 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $0 |
Interest on participant loans | 2017-12-31 | $11,924 |
Interest earned on other investments | 2017-12-31 | $11 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $61,464 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $10,095 |
Net gain/loss from 103.12 investment entities | 2017-12-31 | $312,235 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $282,963 |
Employer contributions (assets) at end of year | 2017-12-31 | $26,662 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $671,992 |
Contract administrator fees | 2017-12-31 | $8,336 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2017-12-31 | 621532536 |
2016 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets to this plan | 2016-12-31 | $0 |
Total transfer of assets from this plan | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $1,000,955 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,081,763 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $999,025 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $19,238 |
Value of total corrective distributions | 2016-12-31 | $57,115 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $807,770 |
Value of total assets at end of year | 2016-12-31 | $3,489,261 |
Value of total assets at beginning of year | 2016-12-31 | $3,570,069 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $6,385 |
Total interest from all sources | 2016-12-31 | $13,726 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $82,934 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $82,934 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $358,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $557,854 |
Participant contributions at end of year | 2016-12-31 | $324,630 |
Participant contributions at beginning of year | 2016-12-31 | $325,432 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $34,899 |
Administrative expenses (other) incurred | 2016-12-31 | $6,385 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $-80,808 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $3,489,261 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,570,069 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $3,164,631 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $3,244,637 |
Interest on participant loans | 2016-12-31 | $13,726 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $96,525 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $215,017 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $999,025 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | LOVE BAILEY & ASSOCIATES |
Accountancy firm EIN | 2016-12-31 | 214292646 |
2015 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $0 |
Total transfer of assets from this plan | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $739,596 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,541,793 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,503,951 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $2,768 |
Value of total corrective distributions | 2015-12-31 | $30,129 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $798,621 |
Value of total assets at end of year | 2015-12-31 | $3,570,069 |
Value of total assets at beginning of year | 2015-12-31 | $4,372,266 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $4,945 |
Total interest from all sources | 2015-12-31 | $14,497 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $120,032 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $120,032 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $438,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $575,899 |
Participant contributions at end of year | 2015-12-31 | $325,432 |
Participant contributions at beginning of year | 2015-12-31 | $351,906 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $3,569 |
Administrative expenses (other) incurred | 2015-12-31 | $4,945 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-802,197 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $3,570,069 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $4,372,266 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $3,244,637 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $4,020,360 |
Interest on participant loans | 2015-12-31 | $14,497 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-193,554 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $219,153 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,503,951 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | LOVE BAILEY & ASSOCIATES |
Accountancy firm EIN | 2015-12-31 | 214292646 |
2014 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total transfer of assets to this plan | 2014-12-31 | $0 |
Total transfer of assets from this plan | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $671,332 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $574,673 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $534,602 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $369 |
Value of total corrective distributions | 2014-12-31 | $35,949 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $564,566 |
Value of total assets at end of year | 2014-12-31 | $4,372,266 |
Value of total assets at beginning of year | 2014-12-31 | $4,275,607 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $3,753 |
Total interest from all sources | 2014-12-31 | $13,063 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $155,527 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $155,527 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $428,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $412,925 |
Participant contributions at end of year | 2014-12-31 | $351,906 |
Participant contributions at beginning of year | 2014-12-31 | $304,670 |
Other income not declared elsewhere | 2014-12-31 | $729 |
Administrative expenses (other) incurred | 2014-12-31 | $3,753 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $96,659 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $4,372,266 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $4,275,607 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $4,020,360 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $3,970,937 |
Interest on participant loans | 2014-12-31 | $13,063 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-62,553 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $151,641 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $534,602 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | LOVE BAILEY & ASSOCIATES |
Accountancy firm EIN | 2014-12-31 | 214292646 |
2013 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $935,610 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $549,058 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $526,442 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $477 |
Value of total corrective distributions | 2013-12-31 | $18,349 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $578,358 |
Value of total assets at end of year | 2013-12-31 | $4,275,607 |
Value of total assets at beginning of year | 2013-12-31 | $3,889,055 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $3,790 |
Total interest from all sources | 2013-12-31 | $10,438 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $129,407 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $129,407 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $389,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $418,589 |
Participant contributions at end of year | 2013-12-31 | $304,670 |
Participant contributions at beginning of year | 2013-12-31 | $281,943 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $767 |
Other income not declared elsewhere | 2013-12-31 | $664 |
Administrative expenses (other) incurred | 2013-12-31 | $3,790 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $386,552 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $4,275,607 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $3,889,055 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $3,970,937 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $3,607,112 |
Interest on participant loans | 2013-12-31 | $10,438 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $216,743 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $159,002 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $526,442 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | LOVE BAILEY & ASSOCIATES |
Accountancy firm EIN | 2013-12-31 | 214292646 |
2012 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $796,678 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $240,939 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $219,122 |
Value of total corrective distributions | 2012-12-31 | $17,810 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $568,773 |
Value of total assets at end of year | 2012-12-31 | $3,889,055 |
Value of total assets at beginning of year | 2012-12-31 | $3,333,316 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $4,007 |
Total interest from all sources | 2012-12-31 | $8,338 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $63,083 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $63,083 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $334,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $385,788 |
Participant contributions at end of year | 2012-12-31 | $281,943 |
Participant contributions at beginning of year | 2012-12-31 | $195,752 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $26,463 |
Other income not declared elsewhere | 2012-12-31 | $16 |
Administrative expenses (other) incurred | 2012-12-31 | $4,007 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $555,739 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $3,889,055 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $3,333,316 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $3,607,112 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $3,137,564 |
Interest on participant loans | 2012-12-31 | $8,338 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $156,468 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $156,522 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $219,122 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | LOVE BAILEY & ASSOCIATES |
Accountancy firm EIN | 2012-12-31 | 214292646 |
2011 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $417,648 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $322,448 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $289,627 |
Value of total corrective distributions | 2011-12-31 | $29,431 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $457,664 |
Value of total assets at end of year | 2011-12-31 | $3,333,316 |
Value of total assets at beginning of year | 2011-12-31 | $3,238,116 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,390 |
Total interest from all sources | 2011-12-31 | $8,526 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $57,505 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $57,505 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $324,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $321,216 |
Participant contributions at end of year | 2011-12-31 | $195,752 |
Participant contributions at beginning of year | 2011-12-31 | $175,928 |
Administrative expenses (other) incurred | 2011-12-31 | $3,390 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $95,200 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $3,333,316 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $3,238,116 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $3,137,564 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $3,062,188 |
Interest on participant loans | 2011-12-31 | $8,526 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-106,047 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $136,448 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $289,627 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | LOVE BAILEY & ASSOCIATES |
Accountancy firm EIN | 2011-12-31 | 214292646 |
2010 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $640,344 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $278,861 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $240,286 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $25 |
Value of total corrective distributions | 2010-12-31 | $36,588 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $387,572 |
Value of total assets at end of year | 2010-12-31 | $3,238,116 |
Value of total assets at beginning of year | 2010-12-31 | $2,876,633 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,962 |
Total interest from all sources | 2010-12-31 | $11,753 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $27,124 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $27,124 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $400,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $261,999 |
Participant contributions at end of year | 2010-12-31 | $175,928 |
Participant contributions at beginning of year | 2010-12-31 | $226,156 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $7,254 |
Administrative expenses (other) incurred | 2010-12-31 | $1,962 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $361,483 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $3,238,116 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,876,633 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $3,062,188 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,358,396 |
Interest on participant loans | 2010-12-31 | $11,753 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $1,292,081 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $210,448 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $3,447 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $118,319 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $240,286 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | BLAIR, BOHLE & WHITSITT, PLLC |
Accountancy firm EIN | 2010-12-31 | 562210577 |
2009 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |