401k Plan data: THAXTON INVESTMENT CORPORATION 401(K) PLAN plan

THAXTON INVESTMENT CORPORATION 401(K) PLAN 401k Plan overview

Plan Name	THAXTON INVESTMENT CORPORATION 401(K) PLAN
Plan identification number	001

THAXTON INVESTMENT CORPORATION 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THAXTON INVESTMENT CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: THAXTON INVESTMENT CORPORATION

Employer identification number (EIN): 571076628

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THAXTON INVESTMENT CORPORATION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 PHIL TISUE
001 2017-01-01 PHIL TISUE
001 2016-01-01 DANIEL C PERKINS
001 2015-01-01 DAN PERKINS
001 2015-01-01 2016-07-29
001 2014-01-01 ELIZABETH G. COBB
001 2013-01-01 BETH HOUCK BETH HOUCK 2014-07-24
001 2012-01-01 BETH HOUCK
001 2011-01-01 BETH HOUCK
001 2009-01-01 ELIZABETH HOUCK
001 2009-01-01 ELIZABETH HOUCK

Plan Statistics for THAXTON INVESTMENT CORPORATION 401(K) PLAN

401k plan membership statisitcs for THAXTON INVESTMENT CORPORATION 401(K) PLAN

Measure Date Value
2020: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,139
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,069
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,088
Number of retired or separated participants receiving benefits 2019-01-01 13
Number of other retired or separated participants entitled to future benefits 2019-01-01 67
Total of all active and inactive participants 2019-01-01 1,168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 1,168
Number of participants with account balances 2019-01-01 378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 69
2018: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,105
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 926
Number of retired or separated participants receiving benefits 2018-01-01 25
Number of other retired or separated participants entitled to future benefits 2018-01-01 83
Total of all active and inactive participants 2018-01-01 1,034
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 1,034
Number of participants with account balances 2018-01-01 408
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 78
2017: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 872
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 958
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 94
Total of all active and inactive participants 2017-01-01 1,052
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 1,052
Number of participants with account balances 2017-01-01 360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 41
2016: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 946
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 933
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 72
Total of all active and inactive participants 2016-01-01 1,005
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1,005
Number of participants with account balances 2016-01-01 306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 51
2015: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 913
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 921
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 36
Total of all active and inactive participants 2015-01-01 957
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 957
Number of participants with account balances 2015-01-01 227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 31
2014: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 860
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 906
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 21
Total of all active and inactive participants 2014-01-01 927
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 927
Number of participants with account balances 2014-01-01 178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 13
2013: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 765
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 798
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 20
Total of all active and inactive participants 2013-01-01 818
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 818
Number of participants with account balances 2013-01-01 154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 21
2012: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 730
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 757
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 8
Total of all active and inactive participants 2012-01-01 765
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 765
Number of participants with account balances 2012-01-01 156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 15
2011: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 680
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 711
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 19
Total of all active and inactive participants 2011-01-01 730
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 730
Number of participants with account balances 2011-01-01 166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 10
2009: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 890
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 629
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 13
Total of all active and inactive participants 2009-01-01 642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 643
Number of participants with account balances 2009-01-01 117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 4

Measure	Date	Value
2020: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,139
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,069
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,088
Number of retired or separated participants receiving benefits	2019-01-01	13
Number of other retired or separated participants entitled to future benefits	2019-01-01	67
Total of all active and inactive participants	2019-01-01	1,168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	1,168
Number of participants with account balances	2019-01-01	378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	69
2018: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,105
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	926
Number of retired or separated participants receiving benefits	2018-01-01	25
Number of other retired or separated participants entitled to future benefits	2018-01-01	83
Total of all active and inactive participants	2018-01-01	1,034
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	1,034
Number of participants with account balances	2018-01-01	408
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	78
2017: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	872
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	958
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	94
Total of all active and inactive participants	2017-01-01	1,052
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1,052
Number of participants with account balances	2017-01-01	360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	41
2016: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	946
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	933
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	72
Total of all active and inactive participants	2016-01-01	1,005
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1,005
Number of participants with account balances	2016-01-01	306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	51
2015: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	913
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	921
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	36
Total of all active and inactive participants	2015-01-01	957
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	957
Number of participants with account balances	2015-01-01	227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	31
2014: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	860
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	906
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	21
Total of all active and inactive participants	2014-01-01	927
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	927
Number of participants with account balances	2014-01-01	178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	13
2013: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	765
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	798
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	20
Total of all active and inactive participants	2013-01-01	818
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	818
Number of participants with account balances	2013-01-01	154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	21
2012: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	730
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	757
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	8
Total of all active and inactive participants	2012-01-01	765
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	765
Number of participants with account balances	2012-01-01	156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	15
2011: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	680
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	711
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	19
Total of all active and inactive participants	2011-01-01	730
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	730
Number of participants with account balances	2011-01-01	166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	10
2009: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	890
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	629
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	13
Total of all active and inactive participants	2009-01-01	642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	643
Number of participants with account balances	2009-01-01	117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	4

Financial Data on THAXTON INVESTMENT CORPORATION 401(K) PLAN

Measure	Date	Value
2020 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets from this plan	2020-12-31	$6,473,381
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$52,020
Total income from all sources (including contributions)	2020-12-31	$2,743,601
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,335,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,297,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,938,345
Value of total assets at end of year	2020-12-31	$0
Value of total assets at beginning of year	2020-12-31	$5,117,258
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$38,094
Total interest from all sources	2020-12-31	$18,447
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	Yes
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$884,772
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$321,259
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$3
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$657,571
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$52,020
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,408,143
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$5,065,238
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in pooled separate accounts at end of year	2020-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$4,682,730
Interest on participant loans	2020-12-31	$17,038
Interest earned on other investments	2020-12-31	$1,409
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$105,813
Net investment gain/loss from pooled separate accounts	2020-12-31	$786,809
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$396,002
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$7,453
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,297,364
Contract administrator fees	2020-12-31	$38,094
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	TEMPLETON & COMPANY
Accountancy firm EIN	2020-12-31	141918990
Total unrealized appreciation/depreciation of assets	2020-12-21	$0
Total transfer of assets from this plan	2020-12-21	$6,473,381
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-21	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-21	$52,020
Total income from all sources (including contributions)	2020-12-21	$2,743,601
Total loss/gain on sale of assets	2020-12-21	$0
Total of all expenses incurred	2020-12-21	$1,335,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-21	$1,297,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-21	$1,938,345
Value of total assets at end of year	2020-12-21	$0
Value of total assets at beginning of year	2020-12-21	$5,117,258
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-21	$38,094
Total interest from all sources	2020-12-21	$18,447
Total dividends received (eg from common stock, registered investment company shares)	2020-12-21	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-21	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2020-12-21	$0
Was this plan covered by a fidelity bond	2020-12-21	Yes
Value of fidelity bond cover	2020-12-21	$500,000
If this is an individual account plan, was there a blackout period	2020-12-21	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-21	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-21	No
Contributions received from participants	2020-12-21	$884,772
Participant contributions at end of year	2020-12-21	$0
Participant contributions at beginning of year	2020-12-21	$321,259
Participant contributions at end of year	2020-12-21	$0
Participant contributions at beginning of year	2020-12-21	$3
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-21	$657,571
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-21	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-21	$52,020
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-21	No
Value of net income/loss	2020-12-21	$1,408,143
Value of net assets at end of year (total assets less liabilities)	2020-12-21	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-12-21	$5,065,238
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-21	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-21	No
Were any leases to which the plan was party in default or uncollectible	2020-12-21	No
Value of interest in pooled separate accounts at end of year	2020-12-21	$0
Value of interest in pooled separate accounts at beginning of year	2020-12-21	$4,682,730
Interest on participant loans	2020-12-21	$17,038
Interest earned on other investments	2020-12-21	$1,409
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-21	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-21	$105,813
Net investment gain/loss from pooled separate accounts	2020-12-21	$786,809
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-21	No
Was there a failure to transmit to the plan any participant contributions	2020-12-21	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-21	No
Contributions received in cash from employer	2020-12-21	$396,002
Employer contributions (assets) at end of year	2020-12-21	$0
Employer contributions (assets) at beginning of year	2020-12-21	$7,453
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-21	$1,297,364
Contract administrator fees	2020-12-21	$38,094
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-21	Yes
Did the plan have assets held for investment	2020-12-21	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-21	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-21	Yes
Opinion of an independent qualified public accountant for this plan	2020-12-21	Unqualified
Accountancy firm name	2020-12-21	COULTER & JUSTUS
Accountancy firm EIN	2020-12-21	621532536
2019 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$52,020
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$29,001
Total income from all sources (including contributions)	2019-12-31	$1,988,616
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,370,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,326,994
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,099,372
Value of total assets at end of year	2019-12-31	$5,117,258
Value of total assets at beginning of year	2019-12-31	$4,476,487
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$43,870
Total interest from all sources	2019-12-31	$19,109
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$729,547
Participant contributions at end of year	2019-12-31	$321,259
Participant contributions at beginning of year	2019-12-31	$363,476
Participant contributions at end of year	2019-12-31	$3
Participant contributions at beginning of year	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$62,662
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$52,020
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$29,001
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$617,752
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$5,065,238
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,447,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$4,682,730
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$3,996,786
Interest on participant loans	2019-12-31	$17,593
Interest earned on other investments	2019-12-31	$1,516
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$105,813
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$116,225
Net investment gain/loss from pooled separate accounts	2019-12-31	$870,135
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$307,163
Employer contributions (assets) at end of year	2019-12-31	$7,453
Employer contributions (assets) at beginning of year	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,326,994
Contract administrator fees	2019-12-31	$43,870
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	TEMPLETON & COMPANY
Accountancy firm EIN	2019-12-31	141918990
2018 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$29,001
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$60,227
Total income from all sources (including contributions)	2018-12-31	$1,076,584
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$799,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$750,930
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,389,727
Value of total assets at end of year	2018-12-31	$4,476,487
Value of total assets at beginning of year	2018-12-31	$4,230,669
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$48,610
Total interest from all sources	2018-12-31	$16,356
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$821,667
Participant contributions at end of year	2018-12-31	$363,476
Participant contributions at beginning of year	2018-12-31	$306,785
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$74,202
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$235,937
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$29,001
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$60,227
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$277,044
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$4,447,486
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,170,442
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$3,996,786
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$3,761,556
Interest on participant loans	2018-12-31	$15,680
Interest earned on other investments	2018-12-31	$676
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$116,225
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$61,464
Net investment gain/loss from pooled separate accounts	2018-12-31	$-329,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$332,123
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$26,662
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$750,930
Contract administrator fees	2018-12-31	$48,610
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	COULTER & JUSTUS
Accountancy firm EIN	2018-12-31	621532536
2017 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$6,534
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,415,202
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$680,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$671,992
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,047,882
Value of total assets at end of year	2017-12-31	$4,230,669
Value of total assets at beginning of year	2017-12-31	$3,489,261
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$8,336
Total interest from all sources	2017-12-31	$11,935
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$33,055
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$33,055
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$728,478
Participant contributions at end of year	2017-12-31	$306,785
Participant contributions at beginning of year	2017-12-31	$324,630
Participant contributions at end of year	2017-12-31	$74,202
Participant contributions at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$36,441
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$6,534
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$734,874
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,224,135
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,489,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$3,164,631
Value of interest in pooled separate accounts at end of year	2017-12-31	$3,761,556
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$0
Interest on participant loans	2017-12-31	$11,924
Interest earned on other investments	2017-12-31	$11
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$61,464
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$0
Net investment gain/loss from pooled separate accounts	2017-12-31	$10,095
Net gain/loss from 103.12 investment entities	2017-12-31	$312,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$282,963
Employer contributions (assets) at end of year	2017-12-31	$26,662
Employer contributions (assets) at beginning of year	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$671,992
Contract administrator fees	2017-12-31	$8,336
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	COULTER & JUSTUS
Accountancy firm EIN	2017-12-31	621532536
2016 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,000,955
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,081,763
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$999,025
Expenses. Certain deemed distributions of participant loans	2016-12-31	$19,238
Value of total corrective distributions	2016-12-31	$57,115
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$807,770
Value of total assets at end of year	2016-12-31	$3,489,261
Value of total assets at beginning of year	2016-12-31	$3,570,069
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$6,385
Total interest from all sources	2016-12-31	$13,726
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$82,934
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$82,934
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$358,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$557,854
Participant contributions at end of year	2016-12-31	$324,630
Participant contributions at beginning of year	2016-12-31	$325,432
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$34,899
Administrative expenses (other) incurred	2016-12-31	$6,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-80,808
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,489,261
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,570,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$3,164,631
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,244,637
Interest on participant loans	2016-12-31	$13,726
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$96,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$215,017
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$999,025
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	LOVE BAILEY & ASSOCIATES
Accountancy firm EIN	2016-12-31	214292646
2015 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$739,596
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,541,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,503,951
Expenses. Certain deemed distributions of participant loans	2015-12-31	$2,768
Value of total corrective distributions	2015-12-31	$30,129
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$798,621
Value of total assets at end of year	2015-12-31	$3,570,069
Value of total assets at beginning of year	2015-12-31	$4,372,266
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$4,945
Total interest from all sources	2015-12-31	$14,497
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$120,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$120,032
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$438,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$575,899
Participant contributions at end of year	2015-12-31	$325,432
Participant contributions at beginning of year	2015-12-31	$351,906
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$3,569
Administrative expenses (other) incurred	2015-12-31	$4,945
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-802,197
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,570,069
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,372,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,244,637
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$4,020,360
Interest on participant loans	2015-12-31	$14,497
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-193,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$219,153
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,503,951
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	LOVE BAILEY & ASSOCIATES
Accountancy firm EIN	2015-12-31	214292646
2014 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$671,332
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$574,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$534,602
Expenses. Certain deemed distributions of participant loans	2014-12-31	$369
Value of total corrective distributions	2014-12-31	$35,949
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$564,566
Value of total assets at end of year	2014-12-31	$4,372,266
Value of total assets at beginning of year	2014-12-31	$4,275,607
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,753
Total interest from all sources	2014-12-31	$13,063
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$155,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$155,527
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$428,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$412,925
Participant contributions at end of year	2014-12-31	$351,906
Participant contributions at beginning of year	2014-12-31	$304,670
Other income not declared elsewhere	2014-12-31	$729
Administrative expenses (other) incurred	2014-12-31	$3,753
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$96,659
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,372,266
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$4,275,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$4,020,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$3,970,937
Interest on participant loans	2014-12-31	$13,063
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-62,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$151,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$534,602
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	LOVE BAILEY & ASSOCIATES
Accountancy firm EIN	2014-12-31	214292646
2013 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$935,610
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$549,058
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$526,442
Expenses. Certain deemed distributions of participant loans	2013-12-31	$477
Value of total corrective distributions	2013-12-31	$18,349
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$578,358
Value of total assets at end of year	2013-12-31	$4,275,607
Value of total assets at beginning of year	2013-12-31	$3,889,055
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,790
Total interest from all sources	2013-12-31	$10,438
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$129,407
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$129,407
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$389,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$418,589
Participant contributions at end of year	2013-12-31	$304,670
Participant contributions at beginning of year	2013-12-31	$281,943
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$767
Other income not declared elsewhere	2013-12-31	$664
Administrative expenses (other) incurred	2013-12-31	$3,790
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$386,552
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$4,275,607
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,889,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$3,970,937
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$3,607,112
Interest on participant loans	2013-12-31	$10,438
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$216,743
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$159,002
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$526,442
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	LOVE BAILEY & ASSOCIATES
Accountancy firm EIN	2013-12-31	214292646
2012 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$796,678
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$240,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$219,122
Value of total corrective distributions	2012-12-31	$17,810
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$568,773
Value of total assets at end of year	2012-12-31	$3,889,055
Value of total assets at beginning of year	2012-12-31	$3,333,316
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$4,007
Total interest from all sources	2012-12-31	$8,338
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$63,083
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$63,083
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$334,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$385,788
Participant contributions at end of year	2012-12-31	$281,943
Participant contributions at beginning of year	2012-12-31	$195,752
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$26,463
Other income not declared elsewhere	2012-12-31	$16
Administrative expenses (other) incurred	2012-12-31	$4,007
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$555,739
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,889,055
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,333,316
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$3,607,112
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,137,564
Interest on participant loans	2012-12-31	$8,338
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$156,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$156,522
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$219,122
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	LOVE BAILEY & ASSOCIATES
Accountancy firm EIN	2012-12-31	214292646
2011 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$417,648
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$322,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$289,627
Value of total corrective distributions	2011-12-31	$29,431
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$457,664
Value of total assets at end of year	2011-12-31	$3,333,316
Value of total assets at beginning of year	2011-12-31	$3,238,116
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,390
Total interest from all sources	2011-12-31	$8,526
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$57,505
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$57,505
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$324,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$321,216
Participant contributions at end of year	2011-12-31	$195,752
Participant contributions at beginning of year	2011-12-31	$175,928
Administrative expenses (other) incurred	2011-12-31	$3,390
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$95,200
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,333,316
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,238,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,137,564
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,062,188
Interest on participant loans	2011-12-31	$8,526
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-106,047
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$136,448
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$289,627
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	LOVE BAILEY & ASSOCIATES
Accountancy firm EIN	2011-12-31	214292646
2010 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$640,344
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$278,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$240,286
Expenses. Certain deemed distributions of participant loans	2010-12-31	$25
Value of total corrective distributions	2010-12-31	$36,588
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$387,572
Value of total assets at end of year	2010-12-31	$3,238,116
Value of total assets at beginning of year	2010-12-31	$2,876,633
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,962
Total interest from all sources	2010-12-31	$11,753
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$27,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$27,124
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$400,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$261,999
Participant contributions at end of year	2010-12-31	$175,928
Participant contributions at beginning of year	2010-12-31	$226,156
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$7,254
Administrative expenses (other) incurred	2010-12-31	$1,962
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$361,483
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,238,116
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,876,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,062,188
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,358,396
Interest on participant loans	2010-12-31	$11,753
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,292,081
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$210,448
Net investment gain or loss from common/collective trusts	2010-12-31	$3,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$118,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$240,286
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BLAIR, BOHLE & WHITSITT, PLLC
Accountancy firm EIN	2010-12-31	562210577
2009 : THAXTON INVESTMENT CORPORATION 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THAXTON INVESTMENT CORPORATION 401(K) PLAN

2020: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	Yes
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THAXTON INVESTMENT CORPORATION 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

932413-00216

Policy instance

Insurance contract or identification number	932413-00216
Number of Individuals Covered	0
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-21
Total amount of commissions paid to insurance broker	USD $12,364
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,182
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	N/A
Insurance broker organization code?	3

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

932413-00216

Policy instance

Insurance contract or identification number	932413-00216
Number of Individuals Covered	986
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $12,364
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

932413-00216

Policy instance

Insurance contract or identification number	932413-00216
Number of Individuals Covered	378
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $11,193
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,716
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	N/A
Insurance broker organization code?	3

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

93241-00216

Policy instance

Insurance contract or identification number	93241-00216
Number of Individuals Covered	1034
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $10,856
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,428
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	N/A
Insurance broker organization code?	3

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

93241-00216

Policy instance

Insurance contract or identification number	93241-00216
Number of Individuals Covered	1052
Insurance policy start date	2017-10-05
Insurance policy end date	2017-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	THAXTON INVESTMENT CORPORATION
Employer identification number (EIN):	571076628
NAIC Classification:	523900