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RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameRICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 001

RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROGERS, PATRICK, WESTBROOK & BRICKMAN, LLC has sponsored the creation of one or more 401k plans.

Company Name:ROGERS, PATRICK, WESTBROOK & BRICKMAN, LLC
Employer identification number (EIN):571110609
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01LAURA OTTER2023-09-20 LAURA OTTER2023-09-20
0012021-01-01LAURA OTTER2022-07-25 LAURA OTTER2022-07-25
0012020-01-01LAURA OTTER2021-07-12
0012019-01-01LAURA OTTER2020-07-29
0012018-01-01LAURA OTTER2019-07-24 LAURA OTTER2019-07-24
0012017-01-01LAURA OTTER2018-07-24 LAURA OTTER2018-07-24
0012016-01-01LAURA C. OTTER LAURA C. OTTER2017-08-03
0012015-01-01LAURA C. OTTER LAURA C. OTTER2016-08-31
0012014-01-01LAURA C. OTTER LAURA C. OTTER2015-07-23
0012013-01-01LAURA C. OTTER LAURA C. OTTER2014-08-01
0012012-01-01LAURA C. OTTER LAURA C. OTTER2013-07-30
0012011-01-01LAURA C. OTTER LAURA C. OTTER2012-07-27
0012010-01-01LAURA C. OTTER LAURA C. OTTER2011-06-27
0012009-01-01LAURA C. OTTER LAURA C. OTTER2010-09-14

Plan Statistics for RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2016: RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01105
Total number of active participants reported on line 7a of the Form 55002016-01-0182
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0113
Total of all active and inactive participants2016-01-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0195
Number of participants with account balances2016-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01111
Total number of active participants reported on line 7a of the Form 55002015-01-0189
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0116
Total of all active and inactive participants2015-01-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01105
Number of participants with account balances2015-01-0191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01113
Total number of active participants reported on line 7a of the Form 55002014-01-0196
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0115
Total of all active and inactive participants2014-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01111
Number of participants with account balances2014-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01116
Total number of active participants reported on line 7a of the Form 55002013-01-0196
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0117
Total of all active and inactive participants2013-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01113
Number of participants with account balances2013-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01116
Total number of active participants reported on line 7a of the Form 55002012-01-0196
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0120
Total of all active and inactive participants2012-01-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01116
Number of participants with account balances2012-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01133
Total number of active participants reported on line 7a of the Form 55002011-01-01101
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0115
Total of all active and inactive participants2011-01-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01116
Number of participants with account balances2011-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01110
Total number of active participants reported on line 7a of the Form 55002010-01-01106
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0127
Total of all active and inactive participants2010-01-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01133
Number of participants with account balances2010-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01109
Total number of active participants reported on line 7a of the Form 55002009-01-0194
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0116
Total of all active and inactive participants2009-01-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01110
Number of participants with account balances2009-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-018

Financial Data on RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2016 : RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,277,313
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$696,102
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$634,567
Value of total corrective distributions2016-12-31$48,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$557,385
Value of total assets at end of year2016-12-31$22,553,222
Value of total assets at beginning of year2016-12-31$20,972,011
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$13,065
Total interest from all sources2016-12-31$13,507
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,272,071
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,272,071
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$378,782
Participant contributions at end of year2016-12-31$434,907
Participant contributions at beginning of year2016-12-31$486,192
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$13,035
Administrative expenses (other) incurred2016-12-31$13,065
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,581,211
Value of net assets at end of year (total assets less liabilities)2016-12-31$22,553,222
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$20,972,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$20,193,624
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$18,775,558
Interest on participant loans2016-12-31$13,507
Value of interest in common/collective trusts at end of year2016-12-31$1,924,691
Value of interest in common/collective trusts at beginning of year2016-12-31$1,710,261
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$399,721
Net investment gain or loss from common/collective trusts2016-12-31$34,629
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$165,568
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$634,567
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS AND YANTIS CPA
Accountancy firm EIN2016-12-31471356737
2015 : RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$512,361
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$318,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$316,717
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$615,831
Value of total assets at end of year2015-12-31$20,972,011
Value of total assets at beginning of year2015-12-31$20,778,495
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,128
Total interest from all sources2015-12-31$10,964
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,557,853
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,557,853
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$365,943
Participant contributions at end of year2015-12-31$486,192
Participant contributions at beginning of year2015-12-31$245,584
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$26,388
Administrative expenses (other) incurred2015-12-31$2,128
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$193,516
Value of net assets at end of year (total assets less liabilities)2015-12-31$20,972,011
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$20,778,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$18,775,558
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$18,521,566
Interest on participant loans2015-12-31$10,964
Value of interest in common/collective trusts at end of year2015-12-31$1,710,261
Value of interest in common/collective trusts at beginning of year2015-12-31$2,011,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,644,224
Net investment gain or loss from common/collective trusts2015-12-31$-28,063
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$223,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$316,717
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS AND YANTIS CPA
Accountancy firm EIN2015-12-31471356737
2014 : RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,675,714
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$495,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$494,354
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,403,784
Value of total assets at end of year2014-12-31$20,778,495
Value of total assets at beginning of year2014-12-31$18,597,835
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$700
Total interest from all sources2014-12-31$9,415
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,300,692
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,300,692
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$851,745
Participant contributions at end of year2014-12-31$245,584
Participant contributions at beginning of year2014-12-31$297,281
Administrative expenses (other) incurred2014-12-31$700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,180,660
Value of net assets at end of year (total assets less liabilities)2014-12-31$20,778,495
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,597,835
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$18,521,566
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$16,157,751
Interest on participant loans2014-12-31$9,415
Value of interest in common/collective trusts at end of year2014-12-31$2,011,345
Value of interest in common/collective trusts at beginning of year2014-12-31$2,142,803
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-72,802
Net investment gain or loss from common/collective trusts2014-12-31$34,625
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$552,039
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$494,354
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS AND YANTIS CPA
Accountancy firm EIN2014-12-31471356737
2013 : RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,122,006
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,349,131
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,334,153
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$788,402
Value of total assets at end of year2013-12-31$18,597,835
Value of total assets at beginning of year2013-12-31$15,824,960
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$14,978
Total interest from all sources2013-12-31$12,038
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$648,781
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$648,781
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$480,922
Participant contributions at end of year2013-12-31$297,281
Participant contributions at beginning of year2013-12-31$406,659
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$12,829
Administrative expenses (other) incurred2013-12-31$14,978
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,772,875
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,597,835
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$15,824,960
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$16,157,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$12,911,877
Interest on participant loans2013-12-31$12,038
Value of interest in common/collective trusts at end of year2013-12-31$2,142,803
Value of interest in common/collective trusts at beginning of year2013-12-31$2,506,424
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,710,676
Net investment gain or loss from common/collective trusts2013-12-31$-37,891
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$294,651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,334,153
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CHRISTA M. DUNN, CPA LLC
Accountancy firm EIN2013-12-31263396769
2012 : RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,550,685
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$735,027
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$717,744
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$789,911
Value of total assets at end of year2012-12-31$15,824,960
Value of total assets at beginning of year2012-12-31$14,009,302
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$17,283
Total interest from all sources2012-12-31$10,705
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$365,455
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$365,455
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$467,823
Participant contributions at end of year2012-12-31$406,659
Participant contributions at beginning of year2012-12-31$289,293
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$47
Administrative expenses (other) incurred2012-12-31$17,283
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,815,658
Value of net assets at end of year (total assets less liabilities)2012-12-31$15,824,960
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$14,009,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$12,911,877
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$11,419,329
Interest on participant loans2012-12-31$10,705
Value of interest in common/collective trusts at end of year2012-12-31$2,506,424
Value of interest in common/collective trusts at beginning of year2012-12-31$2,300,680
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,314,875
Net investment gain or loss from common/collective trusts2012-12-31$69,739
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$322,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$717,744
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CHRISTA M. DUNN, CPA LLC
Accountancy firm EIN2012-12-31263396769
2011 : RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$788,529
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,041,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,023,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$818,393
Value of total assets at end of year2011-12-31$14,009,302
Value of total assets at beginning of year2011-12-31$15,262,040
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$17,481
Total interest from all sources2011-12-31$11,205
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$309,980
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$309,980
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$464,975
Participant contributions at end of year2011-12-31$289,293
Participant contributions at beginning of year2011-12-31$266,090
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$25,889
Other income not declared elsewhere2011-12-31$20
Administrative expenses (other) incurred2011-12-31$17,481
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,252,738
Value of net assets at end of year (total assets less liabilities)2011-12-31$14,009,302
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$15,262,040
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,419,329
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$12,752,603
Interest on participant loans2011-12-31$11,205
Value of interest in common/collective trusts at end of year2011-12-31$2,300,680
Value of interest in common/collective trusts at beginning of year2011-12-31$2,243,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-431,042
Net investment gain or loss from common/collective trusts2011-12-31$79,973
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$327,529
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,023,786
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CHRISTA M. DUNN, CPA, LLC
Accountancy firm EIN2011-12-31263396769
2010 : RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,464,956
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,289,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,272,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$729,139
Value of total assets at end of year2010-12-31$15,262,040
Value of total assets at beginning of year2010-12-31$14,086,737
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$17,325
Total interest from all sources2010-12-31$17,621
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$252,015
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$252,015
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$421,521
Participant contributions at end of year2010-12-31$266,090
Participant contributions at beginning of year2010-12-31$377,646
Other income not declared elsewhere2010-12-31$7,365
Administrative expenses (other) incurred2010-12-31$17,325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,175,303
Value of net assets at end of year (total assets less liabilities)2010-12-31$15,262,040
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$14,086,737
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$12,752,603
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$11,599,588
Interest on participant loans2010-12-31$17,621
Value of interest in common/collective trusts at end of year2010-12-31$2,243,347
Value of interest in common/collective trusts at beginning of year2010-12-31$2,109,503
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,358,023
Net investment gain or loss from common/collective trusts2010-12-31$100,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$307,618
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,272,328
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CHRISTA M. DUNN, CPA, LLC
Accountancy firm EIN2010-12-31263396769

Form 5500 Responses for RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN

2016: RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RICHARDSON, PATRICK, WESTBROOK & BRICKMAN, LLC 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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