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APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 401k Plan overview

Plan NameAPPALACHIAN COMMUNITY SERVICES 401(K) PLAN
Plan identification number 001

APPALACHIAN COMMUNITY SERVICES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

D. DUNCAN SUMPTER, P.C. DBA APPALACHIAN COMMUNITY SERVICES has sponsored the creation of one or more 401k plans.

Company Name:D. DUNCAN SUMPTER, P.C. DBA APPALACHIAN COMMUNITY SERVICES
Employer identification number (EIN):571163901
NAIC Classification:621420
NAIC Description:Outpatient Mental Health and Substance Abuse Centers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan APPALACHIAN COMMUNITY SERVICES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01TARA PAYNE
0012016-01-01TARA PAYNE D. DUNCAN SUMPTER2017-09-13
0012015-01-01
0012014-01-01D. DUNCAN SUMPTER PC
0012013-01-01DAVID BADGER
0012012-01-01DAVID BADGER

Plan Statistics for APPALACHIAN COMMUNITY SERVICES 401(K) PLAN

401k plan membership statisitcs for APPALACHIAN COMMUNITY SERVICES 401(K) PLAN

Measure Date Value
2017: APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01140
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01124
Total number of active participants reported on line 7a of the Form 55002016-01-01132
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-018
Total of all active and inactive participants2016-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01140
Number of participants with account balances2016-01-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01105
Total number of active participants reported on line 7a of the Form 55002015-01-0197
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0114
Total of all active and inactive participants2015-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01111
Number of participants with account balances2015-01-0142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01124
Total number of active participants reported on line 7a of the Form 55002014-01-01100
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-019
Total of all active and inactive participants2014-01-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01109
Number of participants with account balances2014-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01109
Total number of active participants reported on line 7a of the Form 55002013-01-0194
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0114
Total of all active and inactive participants2013-01-01108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01108
Number of participants with account balances2013-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01101
Total number of active participants reported on line 7a of the Form 55002012-01-0189
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0111
Total of all active and inactive participants2012-01-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01100
Number of participants with account balances2012-01-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on APPALACHIAN COMMUNITY SERVICES 401(K) PLAN

Measure Date Value
2017 : APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-10$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-10$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-10$13,291
Total income from all sources (including contributions)2017-12-10$122,827
Total loss/gain on sale of assets2017-12-10$0
Total of all expenses incurred2017-12-10$574,542
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-10$571,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-10$60,362
Value of total assets at end of year2017-12-10$0
Value of total assets at beginning of year2017-12-10$465,006
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-10$2,694
Total interest from all sources2017-12-10$98
Total dividends received (eg from common stock, registered investment company shares)2017-12-10$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-10Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-10$0
Administrative expenses professional fees incurred2017-12-10$2,694
Was this plan covered by a fidelity bond2017-12-10Yes
Value of fidelity bond cover2017-12-10$100,000
If this is an individual account plan, was there a blackout period2017-12-10No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-10$0
Were there any nonexempt tranactions with any party-in-interest2017-12-10No
Contributions received from participants2017-12-10$60,362
Participant contributions at end of year2017-12-10$0
Participant contributions at beginning of year2017-12-10$565
Liabilities. Value of operating payables at end of year2017-12-10$0
Liabilities. Value of operating payables at beginning of year2017-12-10$13,291
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-10No
Value of net income/loss2017-12-10$-451,715
Value of net assets at end of year (total assets less liabilities)2017-12-10$0
Value of net assets at beginning of year (total assets less liabilities)2017-12-10$451,715
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-10No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-10No
Were any leases to which the plan was party in default or uncollectible2017-12-10No
Value of interest in pooled separate accounts at end of year2017-12-10$0
Value of interest in pooled separate accounts at beginning of year2017-12-10$417,576
Interest on participant loans2017-12-10$98
Value of interest in common/collective trusts at end of year2017-12-10$0
Value of interest in common/collective trusts at beginning of year2017-12-10$1,817
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-10$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-10$45,048
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-10$62,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-10No
Was there a failure to transmit to the plan any participant contributions2017-12-10No
Has the plan failed to provide any benefit when due under the plan2017-12-10No
Contributions received in cash from employer2017-12-10$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-10$571,848
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-10No
Did the plan have assets held for investment2017-12-10No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-10No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-10Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-10Yes
Opinion of an independent qualified public accountant for this plan2017-12-10Disclaimer
Accountancy firm name2017-12-10CONEXUS CPA GROUP, LLC
Accountancy firm EIN2017-12-10201940316
2016 : APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$13,291
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$122,764
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$185,632
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$169,277
Value of total corrective distributions2016-12-31$13,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$80,385
Value of total assets at end of year2016-12-31$465,006
Value of total assets at beginning of year2016-12-31$514,583
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,901
Total interest from all sources2016-12-31$366
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$720
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$100,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$80,385
Participant contributions at end of year2016-12-31$565
Participant contributions at beginning of year2016-12-31$13,395
Liabilities. Value of operating payables at end of year2016-12-31$13,291
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-62,868
Value of net assets at end of year (total assets less liabilities)2016-12-31$451,715
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$514,583
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$2,181
Value of interest in pooled separate accounts at end of year2016-12-31$417,576
Value of interest in pooled separate accounts at beginning of year2016-12-31$419,013
Income. Interest from loans (other than to participants)2016-12-31$366
Value of interest in common/collective trusts at end of year2016-12-31$1,817
Value of interest in common/collective trusts at beginning of year2016-12-31$2,870
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$45,048
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$79,305
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$42,013
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$169,277
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CONEXUS CPA GROUP, LLC
Accountancy firm EIN2016-12-31201940316
2015 : APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$113,441
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$73,375
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$59,687
Value of total corrective distributions2015-12-31$12,297
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$123,504
Value of total assets at end of year2015-12-31$514,583
Value of total assets at beginning of year2015-12-31$474,517
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,391
Total interest from all sources2015-12-31$471
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$1,391
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$100,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$123,504
Participant contributions at end of year2015-12-31$13,395
Participant contributions at beginning of year2015-12-31$10,231
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$40,066
Value of net assets at end of year (total assets less liabilities)2015-12-31$514,583
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$474,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$419,013
Value of interest in pooled separate accounts at beginning of year2015-12-31$405,313
Income. Interest from loans (other than to participants)2015-12-31$471
Value of interest in common/collective trusts at end of year2015-12-31$2,870
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$79,305
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$58,973
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-10,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$59,687
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CONEXUS CPA GROUP, LLC
Accountancy firm EIN2015-12-31201940316
2014 : APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$150,032
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$31,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$24,282
Value of total corrective distributions2014-12-31$5,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$133,237
Value of total assets at end of year2014-12-31$474,517
Value of total assets at beginning of year2014-12-31$356,252
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,632
Total interest from all sources2014-12-31$932
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$133,237
Participant contributions at end of year2014-12-31$10,231
Participant contributions at beginning of year2014-12-31$4,796
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$118,265
Value of net assets at end of year (total assets less liabilities)2014-12-31$474,517
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$356,252
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$405,313
Value of interest in pooled separate accounts at beginning of year2014-12-31$322,491
Interest on participant loans2014-12-31$299
Interest earned on other investments2014-12-31$633
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$58,973
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$28,965
Net investment gain/loss from pooled separate accounts2014-12-31$15,863
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$24,282
Contract administrator fees2014-12-31$1,632
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31RODDY, HORSLEY, DILLON & GAULT, LLC
Accountancy firm EIN2014-12-31201940316
2013 : APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$163,971
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$27,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$25,460
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$112,601
Value of total assets at end of year2013-12-31$356,252
Value of total assets at beginning of year2013-12-31$219,392
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,651
Total interest from all sources2013-12-31$726
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31No
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$112,601
Participant contributions at end of year2013-12-31$4,796
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$136,860
Value of net assets at end of year (total assets less liabilities)2013-12-31$356,252
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$219,392
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$322,491
Value of interest in pooled separate accounts at beginning of year2013-12-31$193,222
Interest on participant loans2013-12-31$264
Interest earned on other investments2013-12-31$462
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$28,965
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$26,170
Net investment gain/loss from pooled separate accounts2013-12-31$50,644
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$25,460
Contract administrator fees2013-12-31$1,651
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31RODDY, HORSLEY, DILLON & GAULT, LLC
Accountancy firm EIN2013-12-31201940316
2012 : APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$124,621
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$31,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$19,024
Value of total corrective distributions2012-12-31$7,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$108,273
Value of total assets at end of year2012-12-31$219,392
Value of total assets at beginning of year2012-12-31$126,278
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,697
Total interest from all sources2012-12-31$371
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$108,273
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$93,114
Value of net assets at end of year (total assets less liabilities)2012-12-31$219,392
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$126,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$193,222
Value of interest in pooled separate accounts at beginning of year2012-12-31$108,758
Interest earned on other investments2012-12-31$371
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$26,170
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$17,520
Net investment gain/loss from pooled separate accounts2012-12-31$15,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$19,024
Contract administrator fees2012-12-31$4,697
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31JEFFREY D. COLE
Accountancy firm EIN2012-12-31461470763

Form 5500 Responses for APPALACHIAN COMMUNITY SERVICES 401(K) PLAN

2017: APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: APPALACHIAN COMMUNITY SERVICES 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberGA-836678
Policy instance 1
Insurance contract or identification numberGA-836678
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-10
Total amount of commissions paid to insurance brokerUSD $252
Total amount of fees paid to insurance companyUSD $2,242
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1410
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameDYATECH LLC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberGA-836678
Policy instance 1
Insurance contract or identification numberGA-836678
Number of Individuals Covered42
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,500
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2500
Additional information about fees paid to insurance brokerFEE
Insurance broker organization code?5
Insurance broker nameDYATECH, LLC
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number067623
Policy instance 1
Insurance contract or identification number067623
Number of Individuals Covered105
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,149
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,149
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number067623
Policy instance 1
Insurance contract or identification number067623
Number of Individuals Covered94
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $1,487
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,487
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number067623
Policy instance 1
Insurance contract or identification number067623
Number of Individuals Covered100
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $927
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $927
Insurance broker organization code?3
Insurance broker nameMARTIN HALBERG

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