401k Plan data: THREE NOTCH EMC 401K EE plan

THREE NOTCH EMC 401K EE 401k Plan overview

Plan Name	THREE NOTCH EMC 401K EE
Plan identification number	003

THREE NOTCH EMC 401K EE Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THREE NOTCH ELECTRIC MEMBERSHIP CORPORAT OF THE USA has sponsored the creation of one or more 401k plans.

Company Name: THREE NOTCH ELECTRIC MEMBERSHIP CORPORAT OF THE USA

Employer identification number (EIN): 580462070

NAIC Classification: 221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THREE NOTCH EMC 401K EE

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2020-01-01 CARLTON O. THOMAS 2021-04-13
003 2019-01-01 CARLTON O. THOMAS 2020-07-13
003 2018-01-01 CARLTON O. THOMAS 2019-06-17
003 2017-01-01
003 2016-01-01
003 2015-01-01
003 2014-01-01
003 2013-01-01
003 2012-01-01 CARLTON THOMAS
003 2011-01-01 CARLTON THOMAS
003 2009-01-01 CARLTON THOMAS

Plan Statistics for THREE NOTCH EMC 401K EE

401k plan membership statisitcs for THREE NOTCH EMC 401K EE

Measure Date Value
2017: THREE NOTCH EMC 401K EE 2017 401k membership
Total participants, beginning-of-year 2017-01-01 42
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 32
Number of other retired or separated participants entitled to future benefits 2017-01-01 5
Total of all active and inactive participants 2017-01-01 37
Total participants 2017-01-01 37
Number of participants with account balances 2017-01-01 40
2016: THREE NOTCH EMC 401K EE 2016 401k membership
Total participants, beginning-of-year 2016-01-01 39
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 34
Number of other retired or separated participants entitled to future benefits 2016-01-01 5
Total of all active and inactive participants 2016-01-01 39
Total participants 2016-01-01 39
Number of participants with account balances 2016-01-01 42
2015: THREE NOTCH EMC 401K EE 2015 401k membership
Total participants, beginning-of-year 2015-01-01 39
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 30
Number of other retired or separated participants entitled to future benefits 2015-01-01 4
Total of all active and inactive participants 2015-01-01 34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 35
Number of participants with account balances 2015-01-01 39
2014: THREE NOTCH EMC 401K EE 2014 401k membership
Total participants, beginning-of-year 2014-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 36
Number of other retired or separated participants entitled to future benefits 2014-01-01 3
Total of all active and inactive participants 2014-01-01 39
Total participants 2014-01-01 39
Number of participants with account balances 2014-01-01 39
2013: THREE NOTCH EMC 401K EE 2013 401k membership
Total participants, beginning-of-year 2013-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 39
Number of other retired or separated participants entitled to future benefits 2013-01-01 4
Total of all active and inactive participants 2013-01-01 43
Total participants 2013-01-01 43
Number of participants with account balances 2013-01-01 43
2012: THREE NOTCH EMC 401K EE 2012 401k membership
Total participants, beginning-of-year 2012-01-01 49
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 40
Number of other retired or separated participants entitled to future benefits 2012-01-01 3
Total of all active and inactive participants 2012-01-01 43
Total participants 2012-01-01 43
Number of participants with account balances 2012-01-01 43
2011: THREE NOTCH EMC 401K EE 2011 401k membership
Total participants, beginning-of-year 2011-01-01 49
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 39
Number of other retired or separated participants entitled to future benefits 2011-01-01 10
Total of all active and inactive participants 2011-01-01 49
Total participants 2011-01-01 49
Number of participants with account balances 2011-01-01 43
2009: THREE NOTCH EMC 401K EE 2009 401k membership
Total participants, beginning-of-year 2009-01-01 51
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 41
Number of retired or separated participants receiving benefits 2009-01-01 11
Total of all active and inactive participants 2009-01-01 52
Total participants 2009-01-01 52
Number of participants with account balances 2009-01-01 52

Measure	Date	Value
2017: THREE NOTCH EMC 401K EE 2017 401k membership
Total participants, beginning-of-year	2017-01-01	42
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	32
Number of other retired or separated participants entitled to future benefits	2017-01-01	5
Total of all active and inactive participants	2017-01-01	37
Total participants	2017-01-01	37
Number of participants with account balances	2017-01-01	40
2016: THREE NOTCH EMC 401K EE 2016 401k membership
Total participants, beginning-of-year	2016-01-01	39
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	34
Number of other retired or separated participants entitled to future benefits	2016-01-01	5
Total of all active and inactive participants	2016-01-01	39
Total participants	2016-01-01	39
Number of participants with account balances	2016-01-01	42
2015: THREE NOTCH EMC 401K EE 2015 401k membership
Total participants, beginning-of-year	2015-01-01	39
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	30
Number of other retired or separated participants entitled to future benefits	2015-01-01	4
Total of all active and inactive participants	2015-01-01	34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	35
Number of participants with account balances	2015-01-01	39
2014: THREE NOTCH EMC 401K EE 2014 401k membership
Total participants, beginning-of-year	2014-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	36
Number of other retired or separated participants entitled to future benefits	2014-01-01	3
Total of all active and inactive participants	2014-01-01	39
Total participants	2014-01-01	39
Number of participants with account balances	2014-01-01	39
2013: THREE NOTCH EMC 401K EE 2013 401k membership
Total participants, beginning-of-year	2013-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	39
Number of other retired or separated participants entitled to future benefits	2013-01-01	4
Total of all active and inactive participants	2013-01-01	43
Total participants	2013-01-01	43
Number of participants with account balances	2013-01-01	43
2012: THREE NOTCH EMC 401K EE 2012 401k membership
Total participants, beginning-of-year	2012-01-01	49
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	40
Number of other retired or separated participants entitled to future benefits	2012-01-01	3
Total of all active and inactive participants	2012-01-01	43
Total participants	2012-01-01	43
Number of participants with account balances	2012-01-01	43
2011: THREE NOTCH EMC 401K EE 2011 401k membership
Total participants, beginning-of-year	2011-01-01	49
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	39
Number of other retired or separated participants entitled to future benefits	2011-01-01	10
Total of all active and inactive participants	2011-01-01	49
Total participants	2011-01-01	49
Number of participants with account balances	2011-01-01	43
2009: THREE NOTCH EMC 401K EE 2009 401k membership
Total participants, beginning-of-year	2009-01-01	51
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	41
Number of retired or separated participants receiving benefits	2009-01-01	11
Total of all active and inactive participants	2009-01-01	52
Total participants	2009-01-01	52
Number of participants with account balances	2009-01-01	52

Financial Data on THREE NOTCH EMC 401K EE

Measure	Date	Value
2017 : THREE NOTCH EMC 401K EE 2017 401k financial data
Total income from all sources	2017-12-31	$293,815
Expenses. Total of all expenses incurred	2017-12-31	$36,094
Benefits paid (including direct rollovers)	2017-12-31	$35,538
Total plan assets at end of year	2017-12-31	$2,143,405
Total plan assets at beginning of year	2017-12-31	$1,885,684
Value of fidelity bond covering the plan	2017-12-31	$250,000
Total contributions received or receivable from participants	2017-12-31	$120,753
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$173,062
Net income (gross income less expenses)	2017-12-31	$257,721
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$2,143,405
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,885,684
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$556
2016 : THREE NOTCH EMC 401K EE 2016 401k financial data
Total income from all sources	2016-12-31	$196,687
Expenses. Total of all expenses incurred	2016-12-31	$183,063
Benefits paid (including direct rollovers)	2016-12-31	$182,179
Total plan assets at end of year	2016-12-31	$1,885,684
Total plan assets at beginning of year	2016-12-31	$1,872,060
Value of fidelity bond covering the plan	2016-12-31	$250,000
Total contributions received or receivable from participants	2016-12-31	$114,723
Contributions received from other sources (not participants or employers)	2016-12-31	$-10,181
Other income received	2016-12-31	$92,145
Net income (gross income less expenses)	2016-12-31	$13,624
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,885,684
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,872,060
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$884
2015 : THREE NOTCH EMC 401K EE 2015 401k financial data
Total income from all sources	2015-12-31	$173,485
Expenses. Total of all expenses incurred	2015-12-31	$75,711
Benefits paid (including direct rollovers)	2015-12-31	$75,203
Total plan assets at end of year	2015-12-31	$1,872,060
Total plan assets at beginning of year	2015-12-31	$1,774,286
Value of fidelity bond covering the plan	2015-12-31	$250,000
Total contributions received or receivable from participants	2015-12-31	$137,390
Other income received	2015-12-31	$36,095
Net income (gross income less expenses)	2015-12-31	$97,774
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,872,060
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,774,286
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$508
2014 : THREE NOTCH EMC 401K EE 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$70,870
Total income from all sources	2014-12-31	$201,099
Expenses. Total of all expenses incurred	2014-12-31	$530
Total plan assets at end of year	2014-12-31	$1,774,286
Total plan assets at beginning of year	2014-12-31	$1,644,587
Value of fidelity bond covering the plan	2014-12-31	$250,000
Other income received	2014-12-31	$85,592
Net income (gross income less expenses)	2014-12-31	$200,569
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,774,286
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,573,717
Assets. Value of participant loans	2014-12-31	$278
Total contributions received or receivable from employer(s)	2014-12-31	$115,507
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$530
2013 : THREE NOTCH EMC 401K EE 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$70,870
Total plan liabilities at beginning of year	2013-12-31	$18,241
Total income from all sources	2013-12-31	$260,471
Expenses. Total of all expenses incurred	2013-12-31	$74,647
Benefits paid (including direct rollovers)	2013-12-31	$73,602
Total plan assets at end of year	2013-12-31	$1,644,587
Total plan assets at beginning of year	2013-12-31	$1,406,134
Value of fidelity bond covering the plan	2013-12-31	$250,000
Total contributions received or receivable from participants	2013-12-31	$116,203
Other income received	2013-12-31	$144,268
Net income (gross income less expenses)	2013-12-31	$185,824
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,573,717
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,387,893
Assets. Value of participant loans	2013-12-31	$1,331
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$1,045
2012 : THREE NOTCH EMC 401K EE 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$18,241
Total income from all sources	2012-12-31	$198,955
Expenses. Total of all expenses incurred	2012-12-31	$294,705
Benefits paid (including direct rollovers)	2012-12-31	$293,430
Total plan assets at end of year	2012-12-31	$1,406,134
Total plan assets at beginning of year	2012-12-31	$1,483,643
Value of fidelity bond covering the plan	2012-12-31	$250,000
Total contributions received or receivable from participants	2012-12-31	$120,730
Other income received	2012-12-31	$78,225
Net income (gross income less expenses)	2012-12-31	$-95,750
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,387,893
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,483,643
Assets. Value of participant loans	2012-12-31	$3,159
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$1,275
2011 : THREE NOTCH EMC 401K EE 2011 401k financial data
Total income from all sources	2011-12-31	$142,035
Expenses. Total of all expenses incurred	2011-12-31	$163,741
Benefits paid (including direct rollovers)	2011-12-31	$163,741
Total plan assets at end of year	2011-12-31	$1,483,643
Total plan assets at beginning of year	2011-12-31	$1,505,349
Total contributions received or receivable from participants	2011-12-31	$111,542
Other income received	2011-12-31	$30,493
Net income (gross income less expenses)	2011-12-31	$-21,706
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,483,643
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,505,349
Assets. Value of participant loans	2011-12-31	$14,677
2010 : THREE NOTCH EMC 401K EE 2010 401k financial data
Total income from all sources	2010-12-31	$226,669
Expenses. Total of all expenses incurred	2010-12-31	$114,872
Benefits paid (including direct rollovers)	2010-12-31	$114,872
Total plan assets at end of year	2010-12-31	$1,505,349
Total plan assets at beginning of year	2010-12-31	$1,393,552
Total contributions received or receivable from participants	2010-12-31	$118,545
Other income received	2010-12-31	$108,124
Net income (gross income less expenses)	2010-12-31	$111,797
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,505,349
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,393,552
Assets. Value of participant loans	2010-12-31	$39,205

Form 5500 Responses for THREE NOTCH EMC 401K EE

2017: THREE NOTCH EMC 401K EE 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2016: THREE NOTCH EMC 401K EE 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2015: THREE NOTCH EMC 401K EE 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2014: THREE NOTCH EMC 401K EE 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: THREE NOTCH EMC 401K EE 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: THREE NOTCH EMC 401K EE 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: THREE NOTCH EMC 401K EE 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THREE NOTCH EMC 401K EE 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

743180-101

Policy instance

Insurance contract or identification number	743180-101
Number of Individuals Covered	40
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $2,685
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,595
Insurance broker organization code?	3
Insurance broker name	L SCRIBBINS

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

743180-101

Policy instance

Insurance contract or identification number	743180-101
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Insurance broker organization code?	3
Insurance broker name	R. HANKS

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

743180-101

Policy instance

Insurance contract or identification number	743180-101
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $1,842
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,842
Insurance broker organization code?	3
Insurance broker name	R. HANKS

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

743180-101

Policy instance

Insurance contract or identification number	743180-101
Number of Individuals Covered	38
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $1,878
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,875
Insurance broker organization code?	3
Insurance broker name	G. WARGO

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

743180-101

Policy instance

Insurance contract or identification number	743180-101
Number of Individuals Covered	39
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $2,092
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,801
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	N/A
Insurance broker organization code?	3
Insurance broker name	G. WARGO

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Company Name:	THREE NOTCH ELECTRIC MEMBERSHIP CORPORAT OF THE USA
Employer identification number (EIN):	580462070
NAIC Classification:	221100

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
003	2020-01-01	CARLTON O. THOMAS	2021-04-13
003	2019-01-01	CARLTON O. THOMAS	2020-07-13
003	2018-01-01	CARLTON O. THOMAS	2019-06-17
003	2017-01-01
003	2016-01-01
003	2015-01-01
003	2014-01-01
003	2013-01-01
003	2012-01-01	CARLTON THOMAS
003	2011-01-01	CARLTON THOMAS
003	2009-01-01	CARLTON THOMAS