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MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameMERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 001

MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

MERCER UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:MERCER UNIVERSITY
Employer identification number (EIN):580566167
NAIC Classification:611000

Additional information about MERCER UNIVERSITY

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number: 508306

More information about MERCER UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CATHY SMITH
0012016-01-01CATHY SMITH
0012015-01-01CATHY SMITH
0012014-01-01CATHY SMITH
0012013-01-01CATHY SMITH
0012012-01-01CATHY SMITH
0012011-01-01CATHY SMITH
0012010-01-01CATHY SMITH
0012009-01-01CATHY SMITH
0012009-01-01CATHY SMITH

Plan Statistics for MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,654
Total number of active participants reported on line 7a of the Form 55002022-01-011,902
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-011,773
Total of all active and inactive participants2022-01-013,675
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0169
Total participants2022-01-013,744
Number of participants with account balances2022-01-013,654
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,562
Total number of active participants reported on line 7a of the Form 55002021-01-011,982
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-011,640
Total of all active and inactive participants2021-01-013,622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0174
Total participants2021-01-013,696
Number of participants with account balances2021-01-013,602
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,523
Total number of active participants reported on line 7a of the Form 55002020-01-012,021
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-011,542
Total of all active and inactive participants2020-01-013,563
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0125
Total participants2020-01-013,588
Number of participants with account balances2020-01-013,546
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,443
Total number of active participants reported on line 7a of the Form 55002019-01-012,023
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-011,487
Total of all active and inactive participants2019-01-013,510
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0117
Total participants2019-01-013,527
Number of participants with account balances2019-01-013,502
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,396
Total number of active participants reported on line 7a of the Form 55002018-01-012,087
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-011,345
Total of all active and inactive participants2018-01-013,432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0115
Total participants2018-01-013,447
Number of participants with account balances2018-01-013,415
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-013,348
Total number of active participants reported on line 7a of the Form 55002017-01-012,144
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-011,246
Total of all active and inactive participants2017-01-013,390
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0112
Total participants2017-01-013,402
Number of participants with account balances2017-01-013,365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,272
Total number of active participants reported on line 7a of the Form 55002016-01-012,166
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-011,165
Total of all active and inactive participants2016-01-013,331
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0114
Total participants2016-01-013,345
Number of participants with account balances2016-01-013,308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,226
Total number of active participants reported on line 7a of the Form 55002015-01-012,212
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011,041
Total of all active and inactive participants2015-01-013,253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0113
Total participants2015-01-013,266
Number of participants with account balances2015-01-013,233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,204
Total number of active participants reported on line 7a of the Form 55002014-01-012,288
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01929
Total of all active and inactive participants2014-01-013,217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0115
Total participants2014-01-013,232
Number of participants with account balances2014-01-013,210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,320
Total number of active participants reported on line 7a of the Form 55002013-01-012,445
Number of other retired or separated participants entitled to future benefits2013-01-01874
Total of all active and inactive participants2013-01-013,319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0116
Total participants2013-01-013,335
Number of participants with account balances2013-01-013,167
2012: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013,236
Total number of active participants reported on line 7a of the Form 55002012-01-012,563
Number of other retired or separated participants entitled to future benefits2012-01-01750
Total of all active and inactive participants2012-01-013,313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0116
Total participants2012-01-013,329
Number of participants with account balances2012-01-013,113
2011: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,179
Total number of active participants reported on line 7a of the Form 55002011-01-012,547
Number of other retired or separated participants entitled to future benefits2011-01-01680
Total of all active and inactive participants2011-01-013,227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0112
Total participants2011-01-013,239
Number of participants with account balances2011-01-013,017
2010: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-013,082
Total number of active participants reported on line 7a of the Form 55002010-01-012,637
Number of other retired or separated participants entitled to future benefits2010-01-01536
Total of all active and inactive participants2010-01-013,173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0110
Total participants2010-01-013,183
Number of participants with account balances2010-01-012,981
2009: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013,051
Total number of active participants reported on line 7a of the Form 55002009-01-012,561
Number of other retired or separated participants entitled to future benefits2009-01-01520
Total of all active and inactive participants2009-01-013,081
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-017
Total participants2009-01-013,088
Number of participants with account balances2009-01-012,922

Financial Data on MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022 : MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-39,983,011
Total of all expenses incurred2022-12-31$27,115,528
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$26,904,164
Expenses. Certain deemed distributions of participant loans2022-12-31$1,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$21,513,045
Value of total assets at end of year2022-12-31$453,786,357
Value of total assets at beginning of year2022-12-31$520,884,896
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$209,511
Total interest from all sources2022-12-31$4,474,062
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$4,448,780
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$4,448,780
Administrative expenses professional fees incurred2022-12-31$48,000
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$7,024,415
Participant contributions at end of year2022-12-31$536,843
Participant contributions at beginning of year2022-12-31$572,726
Participant contributions at beginning of year2022-12-31$20,086
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$4,569,231
Other income not declared elsewhere2022-12-31$361,343
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-67,098,539
Value of net assets at end of year (total assets less liabilities)2022-12-31$453,786,357
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$520,884,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$68,935
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$321,526,506
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$392,149,161
Value of interest in pooled separate accounts at end of year2022-12-31$18,222,131
Value of interest in pooled separate accounts at beginning of year2022-12-31$17,328,702
Interest on participant loans2022-12-31$25,108
Interest earned on other investments2022-12-31$4,447,528
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$122,760
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$99
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$99
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$1,426
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$113,378,117
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$110,814,122
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$1,894,970
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-72,189,831
Net investment gain/loss from pooled separate accounts2022-12-31$1,409,590
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$9,919,399
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$25,009,194
Contract administrator fees2022-12-31$92,576
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MCNAIR MCLEMORE MIDDLEBROOKS & CO
Accountancy firm EIN2022-12-31581094351
2021 : MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$78,815,281
Total of all expenses incurred2021-12-31$36,776,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$36,459,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$17,831,437
Value of total assets at end of year2021-12-31$520,884,896
Value of total assets at beginning of year2021-12-31$478,846,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$317,068
Total interest from all sources2021-12-31$3,725,039
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$7,604,516
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$7,604,516
Administrative expenses professional fees incurred2021-12-31$47,000
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$6,851,313
Participant contributions at end of year2021-12-31$572,726
Participant contributions at beginning of year2021-12-31$452,655
Participant contributions at end of year2021-12-31$20,086
Participant contributions at beginning of year2021-12-31$27,002
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,172,945
Other income not declared elsewhere2021-12-31$361,887
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$42,038,896
Value of net assets at end of year (total assets less liabilities)2021-12-31$520,884,896
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$478,846,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$67,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$392,149,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$351,686,575
Value of interest in pooled separate accounts at end of year2021-12-31$17,328,702
Value of interest in pooled separate accounts at beginning of year2021-12-31$14,679,811
Interest on participant loans2021-12-31$23,363
Interest earned on other investments2021-12-31$3,701,668
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$99
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$91,667
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$91,667
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$8
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$110,814,122
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$111,908,290
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$3,128,730
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$46,684,230
Net investment gain/loss from pooled separate accounts2021-12-31$2,608,172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$9,807,179
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$33,330,587
Contract administrator fees2021-12-31$202,568
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MCNAIR MCLEMORE MIDDLEBROOKS & CO
Accountancy firm EIN2021-12-31581094351
2020 : MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$72,528,910
Total of all expenses incurred2020-12-31$22,214,447
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$21,932,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$17,714,357
Value of total assets at end of year2020-12-31$478,846,000
Value of total assets at beginning of year2020-12-31$428,531,537
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$281,619
Total interest from all sources2020-12-31$4,162,964
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,568,239
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$3,568,239
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$6,360,821
Participant contributions at end of year2020-12-31$452,655
Participant contributions at beginning of year2020-12-31$337,442
Participant contributions at end of year2020-12-31$27,002
Participant contributions at beginning of year2020-12-31$53,362
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,849,240
Other income not declared elsewhere2020-12-31$262,436
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$50,314,463
Value of net assets at end of year (total assets less liabilities)2020-12-31$478,846,000
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$428,531,537
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$351,686,575
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$302,598,445
Value of interest in pooled separate accounts at end of year2020-12-31$14,679,811
Value of interest in pooled separate accounts at beginning of year2020-12-31$15,748,170
Interest on participant loans2020-12-31$19,950
Interest earned on other investments2020-12-31$4,142,978
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$91,667
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$10,460
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$10,460
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$36
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$111,908,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$109,743,078
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$1,573,011
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$46,953,605
Net investment gain/loss from pooled separate accounts2020-12-31$-132,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$9,504,296
Employer contributions (assets) at beginning of year2020-12-31$40,580
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$20,359,817
Contract administrator fees2020-12-31$281,619
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MCNAIR MCLEMORE MIDDLEBROOKS & CO
Accountancy firm EIN2020-12-31581094351
2019 : MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$81,730,751
Total of all expenses incurred2019-12-31$24,426,591
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$24,159,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$24,159,229
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$18,210,996
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$18,210,996
Value of total assets at end of year2019-12-31$428,531,537
Value of total assets at end of year2019-12-31$428,531,537
Value of total assets at beginning of year2019-12-31$371,227,377
Value of total assets at beginning of year2019-12-31$371,227,377
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$267,362
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$267,362
Total interest from all sources2019-12-31$4,121,517
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,802,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,802,832
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$5,844,389
Contributions received from participants2019-12-31$5,844,389
Participant contributions at end of year2019-12-31$337,442
Participant contributions at end of year2019-12-31$337,442
Participant contributions at beginning of year2019-12-31$163,598
Participant contributions at beginning of year2019-12-31$163,598
Participant contributions at end of year2019-12-31$53,362
Participant contributions at beginning of year2019-12-31$22,295
Participant contributions at beginning of year2019-12-31$22,295
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,987,361
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,987,361
Other income not declared elsewhere2019-12-31$236,381
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$57,304,160
Value of net income/loss2019-12-31$57,304,160
Value of net assets at end of year (total assets less liabilities)2019-12-31$428,531,537
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$371,227,377
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$302,598,445
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$302,598,445
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$245,859,203
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$245,859,203
Value of interest in pooled separate accounts at end of year2019-12-31$15,748,170
Value of interest in pooled separate accounts at end of year2019-12-31$15,748,170
Value of interest in pooled separate accounts at beginning of year2019-12-31$14,716,182
Value of interest in pooled separate accounts at beginning of year2019-12-31$14,716,182
Interest on participant loans2019-12-31$12,124
Interest on participant loans2019-12-31$12,124
Interest earned on other investments2019-12-31$4,109,003
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$10,460
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$10,460
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$243,711
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$243,711
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$243,711
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$243,711
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$390
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$390
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$109,743,078
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$109,743,078
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$110,221,306
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$110,221,306
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,650,823
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,650,823
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$54,542,662
Net investment gain/loss from pooled separate accounts2019-12-31$816,363
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$9,379,246
Employer contributions (assets) at end of year2019-12-31$40,580
Employer contributions (assets) at end of year2019-12-31$40,580
Employer contributions (assets) at beginning of year2019-12-31$1,082
Employer contributions (assets) at beginning of year2019-12-31$1,082
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$21,508,406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$21,508,406
Contract administrator fees2019-12-31$267,362
Contract administrator fees2019-12-31$267,362
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MCNAIR MCLEMORE MIDDLEBROOKS & CO
Accountancy firm name2019-12-31MCNAIR MCLEMORE MIDDLEBROOKS & CO
Accountancy firm EIN2019-12-31581094351
Accountancy firm EIN2019-12-31581094351
2018 : MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$259,282
Total unrealized appreciation/depreciation of assets2018-12-31$259,282
Total income from all sources (including contributions)2018-12-31$3,776,873
Total of all expenses incurred2018-12-31$18,652,788
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$18,415,682
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$16,630,558
Value of total assets at end of year2018-12-31$371,227,377
Value of total assets at beginning of year2018-12-31$386,103,292
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$237,106
Total interest from all sources2018-12-31$4,365,878
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,424,985
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$4,424,985
Administrative expenses professional fees incurred2018-12-31$237,106
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,765,091
Participant contributions at end of year2018-12-31$163,598
Participant contributions at beginning of year2018-12-31$64,950
Participant contributions at end of year2018-12-31$22,295
Participant contributions at beginning of year2018-12-31$39,372
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,732,730
Other income not declared elsewhere2018-12-31$139,031
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-14,875,915
Value of net assets at end of year (total assets less liabilities)2018-12-31$371,227,377
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$386,103,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$245,859,203
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$262,996,808
Value of interest in pooled separate accounts at end of year2018-12-31$14,716,182
Value of interest in pooled separate accounts at beginning of year2018-12-31$14,262,111
Income. Interest from loans (other than to participants)2018-12-31$1,031
Interest earned on other investments2018-12-31$4,363,967
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$243,711
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$84,295
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$84,295
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$880
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$110,221,306
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$108,655,756
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$2,336,125
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-22,715,128
Net investment gain/loss from pooled separate accounts2018-12-31$672,267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$9,132,737
Employer contributions (assets) at end of year2018-12-31$1,082
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$16,079,557
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MCNAIR MCLEMORE MIDDLEBROOKS & CO
Accountancy firm EIN2018-12-31581094351
2017 : MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$259,282
Total unrealized appreciation/depreciation of assets2017-12-31$259,282
Total income from all sources (including contributions)2017-12-31$69,517,155
Total of all expenses incurred2017-12-31$22,718,092
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$22,496,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$22,510,963
Value of total assets at end of year2017-12-31$386,103,292
Value of total assets at beginning of year2017-12-31$339,304,229
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$221,848
Total interest from all sources2017-12-31$4,155,520
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,617,632
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,617,632
Administrative expenses professional fees incurred2017-12-31$221,848
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$5,543,131
Participant contributions at end of year2017-12-31$64,950
Participant contributions at beginning of year2017-12-31$27,121
Participant contributions at end of year2017-12-31$39,372
Participant contributions at beginning of year2017-12-31$33,401
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$8,049,550
Other income not declared elsewhere2017-12-31$119,517
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$46,799,063
Value of net assets at end of year (total assets less liabilities)2017-12-31$386,103,292
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$339,304,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$262,996,808
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$220,663,074
Value of interest in pooled separate accounts at end of year2017-12-31$14,262,111
Value of interest in pooled separate accounts at beginning of year2017-12-31$13,109,694
Interest earned on other investments2017-12-31$4,155,316
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$84,295
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$31,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$31,221
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$204
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$108,655,756
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$105,439,718
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$2,666,641
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$39,267,254
Net investment gain/loss from pooled separate accounts2017-12-31$586,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$8,918,282
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$19,829,603
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MCNAIR MCLEMORE MIDDLEBROOKS & CO
Accountancy firm EIN2017-12-31581094351
2016 : MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$487,980
Total unrealized appreciation/depreciation of assets2016-12-31$487,980
Total income from all sources (including contributions)2016-12-31$37,115,951
Total of all expenses incurred2016-12-31$23,367,180
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$23,254,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$16,501,282
Value of total assets at end of year2016-12-31$339,304,229
Value of total assets at beginning of year2016-12-31$325,555,458
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$112,796
Total interest from all sources2016-12-31$4,398,045
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,007,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,007,393
Administrative expenses professional fees incurred2016-12-31$112,796
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,456,661
Participant contributions at end of year2016-12-31$27,121
Participant contributions at beginning of year2016-12-31$20,510
Participant contributions at end of year2016-12-31$33,401
Participant contributions at beginning of year2016-12-31$42,614
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,342,751
Other income not declared elsewhere2016-12-31$109,960
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$13,748,771
Value of net assets at end of year (total assets less liabilities)2016-12-31$339,304,229
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$325,555,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$220,663,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$207,487,301
Value of interest in pooled separate accounts at end of year2016-12-31$13,109,694
Value of interest in pooled separate accounts at beginning of year2016-12-31$15,470,542
Interest on participant loans2016-12-31$2
Interest earned on other investments2016-12-31$4,397,935
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$31,221
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$45,912
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$45,912
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$108
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$105,439,718
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$102,488,579
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$2,475,718
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$10,912,019
Net investment gain/loss from pooled separate accounts2016-12-31$699,272
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$8,701,870
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$20,778,666
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MCNAIR MCLEMORE MIDDLEBROOKS & CO
Accountancy firm EIN2016-12-31581094351
2015 : MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-310,418
Total unrealized appreciation/depreciation of assets2015-12-31$-310,418
Total income from all sources (including contributions)2015-12-31$20,682,734
Total of all expenses incurred2015-12-31$21,938,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$21,876,780
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$15,942,398
Value of total assets at end of year2015-12-31$325,555,458
Value of total assets at beginning of year2015-12-31$326,811,130
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$61,626
Total interest from all sources2015-12-31$4,036,174
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,975,431
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,975,431
Administrative expenses professional fees incurred2015-12-31$56,375
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$5,375,325
Participant contributions at end of year2015-12-31$20,510
Participant contributions at beginning of year2015-12-31$27,247
Participant contributions at end of year2015-12-31$42,614
Participant contributions at beginning of year2015-12-31$2,242
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,925,150
Other income not declared elsewhere2015-12-31$96,254
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,255,672
Value of net assets at end of year (total assets less liabilities)2015-12-31$325,555,458
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$326,811,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$5,251
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$207,487,301
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$213,198,771
Value of interest in pooled separate accounts at end of year2015-12-31$15,470,542
Value of interest in pooled separate accounts at beginning of year2015-12-31$14,560,890
Interest on participant loans2015-12-31$1
Interest earned on other investments2015-12-31$4,036,158
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$45,912
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$4,038
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$4,038
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$15
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$102,488,579
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$99,017,942
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$777,553
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-5,076,720
Net investment gain/loss from pooled separate accounts2015-12-31$1,019,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$8,641,923
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$21,099,227
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MCNAIR MCLEMORE MIDDLEBROOKS & CO
Accountancy firm EIN2015-12-31581094351
2014 : MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-21,479
Total unrealized appreciation/depreciation of assets2014-12-31$-21,479
Total income from all sources (including contributions)2014-12-31$32,965,472
Total of all expenses incurred2014-12-31$16,473,466
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$16,425,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$14,381,461
Value of total assets at end of year2014-12-31$326,811,130
Value of total assets at beginning of year2014-12-31$310,319,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$47,579
Total interest from all sources2014-12-31$4,071,920
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,195,739
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,195,739
Administrative expenses professional fees incurred2014-12-31$42,000
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,262,589
Participant contributions at end of year2014-12-31$27,247
Participant contributions at beginning of year2014-12-31$51,857
Participant contributions at end of year2014-12-31$2,242
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$693,646
Other income not declared elsewhere2014-12-31$140,574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$16,492,006
Value of net assets at end of year (total assets less liabilities)2014-12-31$326,811,130
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$310,319,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$5,579
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$213,198,771
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$200,304,214
Value of interest in pooled separate accounts at end of year2014-12-31$14,560,890
Value of interest in pooled separate accounts at beginning of year2014-12-31$12,577,969
Interest on participant loans2014-12-31$2
Interest earned on other investments2014-12-31$4,071,916
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$4,038
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$4,420
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$4,420
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$99,017,942
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$97,380,664
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$3,191,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$8,822,554
Net investment gain/loss from pooled separate accounts2014-12-31$1,374,703
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$8,425,226
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$13,234,731
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCNAIR MCLEMORE MIDDLEBROOKS & CO
Accountancy firm EIN2014-12-31581094351
2013 : MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$123,450
Total unrealized appreciation/depreciation of assets2013-12-31$123,450
Total income from all sources (including contributions)2013-12-31$55,338,865
Total of all expenses incurred2013-12-31$15,557,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$15,504,980
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$13,614,047
Value of total assets at end of year2013-12-31$310,319,124
Value of total assets at beginning of year2013-12-31$270,537,386
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$52,147
Total interest from all sources2013-12-31$3,868,408
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,106,853
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,106,853
Administrative expenses professional fees incurred2013-12-31$47,500
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,998,871
Participant contributions at end of year2013-12-31$51,857
Participant contributions at beginning of year2013-12-31$69,672
Participant contributions at beginning of year2013-12-31$50,414
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$534,332
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$597,637
Other income not declared elsewhere2013-12-31$93,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$39,781,738
Value of net assets at end of year (total assets less liabilities)2013-12-31$310,319,124
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$270,537,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$4,647
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$200,304,214
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$169,608,814
Value of interest in pooled separate accounts at end of year2013-12-31$12,577,969
Value of interest in pooled separate accounts at beginning of year2013-12-31$8,656,274
Interest earned on other investments2013-12-31$3,868,408
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$4,420
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$10,850
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$10,850
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$97,380,664
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$91,607,030
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$336,854
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$33,585,865
Net investment gain/loss from pooled separate accounts2013-12-31$946,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$8,017,539
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$15,168,126
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCNAIR MCLEMORE MIDDLEBROOKS & CO
Accountancy firm EIN2013-12-31581094351
2012 : MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$245,224
Total unrealized appreciation/depreciation of assets2012-12-31$245,224
Total income from all sources (including contributions)2012-12-31$39,670,281
Total of all expenses incurred2012-12-31$16,851,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$16,799,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$14,275,573
Value of total assets at end of year2012-12-31$270,537,386
Value of total assets at beginning of year2012-12-31$247,719,024
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$52,243
Total interest from all sources2012-12-31$3,567,049
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,542,682
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,542,682
Administrative expenses professional fees incurred2012-12-31$47,500
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,660,705
Participant contributions at end of year2012-12-31$69,672
Participant contributions at beginning of year2012-12-31$93,499
Participant contributions at end of year2012-12-31$50,414
Participant contributions at beginning of year2012-12-31$332,379
Assets. Other investments not covered elsewhere at end of year2012-12-31$534,332
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$499,737
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,928,612
Other income not declared elsewhere2012-12-31$187,888
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$22,818,362
Value of net assets at end of year (total assets less liabilities)2012-12-31$270,537,386
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$247,719,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$4,743
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$169,608,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$149,338,863
Value of interest in pooled separate accounts at end of year2012-12-31$8,656,274
Value of interest in pooled separate accounts at beginning of year2012-12-31$7,145,782
Interest on participant loans2012-12-31$90
Interest earned on other investments2012-12-31$3,566,958
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$10,850
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$91,607,030
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$89,758,875
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$2,125,819
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$18,278,858
Net investment gain/loss from pooled separate accounts2012-12-31$1,573,007
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$7,686,256
Employer contributions (assets) at beginning of year2012-12-31$549,889
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$14,673,857
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCNAIR MCLEMORE MIDDLEBROOKS & CO
Accountancy firm EIN2012-12-31581094351
2011 : MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-3,631,475
Total unrealized appreciation/depreciation of assets2011-12-31$-3,631,475
Total income from all sources (including contributions)2011-12-31$14,743,973
Total of all expenses incurred2011-12-31$14,249,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$14,244,797
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$13,104,830
Value of total assets at end of year2011-12-31$247,719,024
Value of total assets at beginning of year2011-12-31$247,224,526
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,678
Total interest from all sources2011-12-31$1,024,529
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$797,574
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$797,574
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,429,561
Participant contributions at end of year2011-12-31$93,499
Participant contributions at beginning of year2011-12-31$146,355
Participant contributions at end of year2011-12-31$332,379
Participant contributions at beginning of year2011-12-31$333,732
Assets. Other investments not covered elsewhere at end of year2011-12-31$499,737
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$211,418,880
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,336,291
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$494,498
Value of net assets at end of year (total assets less liabilities)2011-12-31$247,719,024
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$247,224,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$4,678
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$149,338,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$34,751,376
Value of interest in pooled separate accounts at end of year2011-12-31$7,145,782
Interest earned on other investments2011-12-31$1,024,529
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$89,758,875
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$2,043,719
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$2,679,443
Net investment gain/loss from pooled separate accounts2011-12-31$769,072
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$7,338,978
Employer contributions (assets) at end of year2011-12-31$549,889
Employer contributions (assets) at beginning of year2011-12-31$574,183
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$12,201,078
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCNAIR MCLEMORE MIDDLEBROOKS & CO
Accountancy firm EIN2011-12-31581094351
2010 : MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$18,494,620
Total unrealized appreciation/depreciation of assets2010-12-31$18,494,620
Total income from all sources (including contributions)2010-12-31$34,592,651
Total loss/gain on sale of assets2010-12-31$1,485,227
Total of all expenses incurred2010-12-31$11,883,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$11,877,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$13,261,891
Value of total assets at end of year2010-12-31$247,224,526
Value of total assets at beginning of year2010-12-31$224,515,212
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,514
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,243,200
Participant contributions at end of year2010-12-31$146,355
Participant contributions at beginning of year2010-12-31$115,166
Participant contributions at end of year2010-12-31$333,732
Participant contributions at beginning of year2010-12-31$330,179
Assets. Other investments not covered elsewhere at end of year2010-12-31$211,418,880
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$197,504,611
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,959,786
Other income not declared elsewhere2010-12-31$1,350,913
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$22,709,314
Value of net assets at end of year (total assets less liabilities)2010-12-31$247,224,526
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$224,515,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$5,514
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$34,751,376
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$26,009,934
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$7,058,905
Employer contributions (assets) at end of year2010-12-31$574,183
Employer contributions (assets) at beginning of year2010-12-31$555,322
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$11,877,823
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$1,485,227
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCNAIR MCLEMORE MIDDLEBROOKS & CO
Accountancy firm EIN2010-12-31581094351

Form 5500 Responses for MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

2022: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: MERCER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number012243946
Policy instance 5
Insurance contract or identification number012243946
Number of Individuals Covered3
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $681
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $402
Additional information about fees paid to insurance brokerSALES AND BASE COMMISSIONS
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number40161
Policy instance 4
Insurance contract or identification number40161
Number of Individuals Covered52
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $2,049
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,624
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101581
Policy instance 3
Insurance contract or identification number101581
Number of Individuals Covered1834
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01650
Policy instance 2
Insurance contract or identification numberGP01650
Number of Individuals Covered6
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $3,779
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,779
Additional information about fees paid to insurance brokerSALES & BASE COMMISSIONS
Insurance broker organization code?4
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number727307-001
Policy instance 1
Insurance contract or identification number727307-001
Number of Individuals Covered11
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $817
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $817
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number727307-001
Policy instance 1
Insurance contract or identification number727307-001
Number of Individuals Covered12
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $947
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $947
Insurance broker organization code?3
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01650
Policy instance 2
Insurance contract or identification numberGP01650
Number of Individuals Covered7
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $4,896
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,896
Additional information about fees paid to insurance brokerSALES & BASE COMMISSIONS
Insurance broker organization code?4
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101581
Policy instance 3
Insurance contract or identification number101581
Number of Individuals Covered1850
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number40161
Policy instance 4
Insurance contract or identification number40161
Number of Individuals Covered53
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $1,518
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,141
Insurance broker organization code?3
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number012243946
Policy instance 5
Insurance contract or identification number012243946
Number of Individuals Covered3
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $651
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $389
Additional information about fees paid to insurance brokerSALES AND BASE COMMISSIONS
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number727307-001
Policy instance 1
Insurance contract or identification number727307-001
Number of Individuals Covered12
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $745
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $745
Insurance broker organization code?3
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01650
Policy instance 2
Insurance contract or identification numberGP01650
Number of Individuals Covered8
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $5,149
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,149
Additional information about fees paid to insurance brokerSALES & BASE COMMISSIONS
Insurance broker organization code?4
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101581
Policy instance 3
Insurance contract or identification number101581
Number of Individuals Covered1880
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number40161
Policy instance 4
Insurance contract or identification number40161
Number of Individuals Covered53
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $1,733
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,407
Insurance broker organization code?3
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number012243946
Policy instance 5
Insurance contract or identification number012243946
Number of Individuals Covered3
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $601
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $344
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number727307
Policy instance 1
Insurance contract or identification number727307
Number of Individuals Covered14
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $990
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $990
Insurance broker organization code?3
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01650
Policy instance 2
Insurance contract or identification numberGP01650
Number of Individuals Covered8
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $5,109
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,109
Additional information about fees paid to insurance brokerSALES & BASE COMMISSIONS
Insurance broker organization code?4
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101581
Policy instance 3
Insurance contract or identification number101581
Number of Individuals Covered1922
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number012243946
Policy instance 5
Insurance contract or identification number012243946
Number of Individuals Covered3
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number40161
Policy instance 4
Insurance contract or identification number40161
Number of Individuals Covered53
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,028
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $704
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number727307
Policy instance 1
Insurance contract or identification number727307
Number of Individuals Covered15
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $766
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $766
Insurance broker organization code?3
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01650
Policy instance 2
Insurance contract or identification numberGP01650
Number of Individuals Covered8
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $5,033
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,033
Additional information about fees paid to insurance brokerSALES & BASE COMMISSIONS
Insurance broker organization code?4
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101581
Policy instance 3
Insurance contract or identification number101581
Number of Individuals Covered1974
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number40161
Policy instance 4
Insurance contract or identification number40161
Number of Individuals Covered57
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,295
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $895
Insurance broker organization code?3
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number012243946
Policy instance 5
Insurance contract or identification number012243946
Number of Individuals Covered3
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $508
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $265
Insurance broker organization code?3
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number012243946
Policy instance 5
Insurance contract or identification number012243946
Number of Individuals Covered3
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $229
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $229
Insurance broker organization code?3
Insurance broker nameMATTHEW LONDON
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number40161
Policy instance 4
Insurance contract or identification number40161
Number of Individuals Covered62
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,677
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,132
Insurance broker organization code?3
Insurance broker nameWENYI WEI
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101581
Policy instance 3
Insurance contract or identification number101581
Number of Individuals Covered2004
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01650
Policy instance 2
Insurance contract or identification numberGP01650
Number of Individuals Covered8
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $5,736
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,736
Additional information about fees paid to insurance brokerSALES & BASE COMMISSIONS
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number727307
Policy instance 1
Insurance contract or identification number727307
Number of Individuals Covered16
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $721
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $721
Insurance broker organization code?3
Insurance broker nameJ HENRY
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number727307
Policy instance 1
Insurance contract or identification number727307
Number of Individuals Covered20
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker name
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01650
Policy instance 2
Insurance contract or identification numberGP01650
Number of Individuals Covered9
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $3,899
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,899
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101581
Policy instance 3
Insurance contract or identification number101581
Number of Individuals Covered2091
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number40161
Policy instance 4
Insurance contract or identification number40161
Number of Individuals Covered60
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $1,219
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $901
Insurance broker organization code?3
Insurance broker nameJAMES L. STORY
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number012243946
Policy instance 5
Insurance contract or identification number012243946
Number of Individuals Covered4
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $645
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $450
Insurance broker organization code?3
Insurance broker nameTHADDEUS KENNY
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number012243946
Policy instance 5
Insurance contract or identification number012243946
Number of Individuals Covered4
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $630
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $515
Insurance broker organization code?3
Insurance broker nameSCOTT MACKALL
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number727307
Policy instance 1
Insurance contract or identification number727307
Number of Individuals Covered23
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $864
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $864
Insurance broker organization code?3
Insurance broker nameJ. HENRY, CHFC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01650
Policy instance 2
Insurance contract or identification numberGP01650
Number of Individuals Covered10
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3,040
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,040
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101581
Policy instance 3
Insurance contract or identification number101581
Number of Individuals Covered2132
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number40161
Policy instance 4
Insurance contract or identification number40161
Number of Individuals Covered62
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3,183
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,192
Insurance broker organization code?3
Insurance broker nameJAMES L. STORY
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number40161
Policy instance 4
Insurance contract or identification number40161
Number of Individuals Covered62
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $3,108
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,020
Insurance broker organization code?3
Insurance broker name5 OTHER AGENTS PD 75 EACH
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number727307 001
Policy instance 1
Insurance contract or identification number727307 001
Number of Individuals Covered25
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $623
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $623
Insurance broker organization code?3
Insurance broker nameJ. HENRY, CHFC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01650
Policy instance 2
Insurance contract or identification numberGP01650
Number of Individuals Covered11
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $4,517
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,517
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number012243946
Policy instance 5
Insurance contract or identification number012243946
Number of Individuals Covered5
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $727
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $221
Insurance broker organization code?3
Insurance broker nameSCOTT MACKALL
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101581
Policy instance 3
Insurance contract or identification number101581
Number of Individuals Covered2173
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101581
Policy instance 2
Insurance contract or identification number101581
Number of Individuals Covered3054
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number40161
Policy instance 1
Insurance contract or identification number40161
Number of Individuals Covered65
Total amount of commissions paid to insurance brokerUSD $4,693
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $214
Insurance broker organization code?3
Insurance broker nameCLIFFORD M STEWART
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01650
Policy instance 3
Insurance contract or identification numberGP01650
Number of Individuals Covered11
Total amount of commissions paid to insurance brokerUSD $5,551
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,551
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number727307 001
Policy instance 4
Insurance contract or identification number727307 001
Number of Individuals Covered27
Total amount of commissions paid to insurance brokerUSD $922
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5
Insurance broker organization code?3
Insurance broker nameJ. HENRY, CHFC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01650
Policy instance 3
Insurance contract or identification numberGP01650
Number of Individuals Covered11
Total amount of commissions paid to insurance brokerUSD $5,876
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number40161
Policy instance 1
Insurance contract or identification number40161
Number of Individuals Covered67
Total amount of commissions paid to insurance brokerUSD $3,024
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101581
Policy instance 2
Insurance contract or identification number101581
Number of Individuals Covered2964
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number727307 001
Policy instance 4
Insurance contract or identification number727307 001
Number of Individuals Covered28
Total amount of commissions paid to insurance brokerUSD $536
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101581
Policy instance 1
Insurance contract or identification number101581
Number of Individuals Covered2925
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP01650
Policy instance 2
Insurance contract or identification numberGP01650
Total amount of commissions paid to insurance brokerUSD $6,989
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,989
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number727307
Policy instance 3
Insurance contract or identification number727307
Total amount of commissions paid to insurance brokerUSD $498
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18
Insurance broker organization code?3
Insurance broker nameJ. HENRY, CHFC

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