401k Plan data: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN plan

BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 401k Plan overview

Plan Name	BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN
Plan identification number	001

BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BROCK INSURANCE AGENCY, INC. has sponsored the creation of one or more 401k plans.

Company Name: BROCK INSURANCE AGENCY, INC.

Employer identification number (EIN): 580956112

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Additional information about BROCK INSURANCE AGENCY, INC.

Jurisdiction of Incorporation: Vermont Secretary of State Corporations Division

Incorporation Date: 2004-07-27

Company Identification Number: 79134

Legal Registered Office Address: 17 G W Tatro Dr

Jeffersonville
United States of America (USA)
05464

More information about BROCK INSURANCE AGENCY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-06-01 M. RAMSEY BROCK 2024-09-13
001 2022-06-01 M. RAMSEY BROCK 2023-07-24
001 2021-06-01 M. RAMSEY BROCK 2022-08-22
001 2020-06-01 M. RAMSEY BROCK 2021-08-04
001 2019-06-01 M. RAMSEY BROCK 2020-08-05
001 2018-06-01 M. RAMSEY BROCK 2019-12-02
001 2017-06-01 M. RAMSEY BROCK 2018-10-31
001 2016-06-01 MARK BROCK 2018-03-02 MARK BROCK 2018-03-02
001 2015-06-01 MARK BROCK 2017-03-07 MARK BROCK 2017-03-07
001 2014-06-01
001 2013-06-01
001 2012-06-01 MARK BROCK MARK BROCK 2013-12-20
001 2011-06-01 MARK BROCK MARK BROCK 2012-11-29
001 2010-06-01 MARK BROCK MARK BROCK 2011-11-28
001 2009-06-01 MARK BROCK

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-06-01	M. RAMSEY BROCK	2024-09-13
001	2022-06-01	M. RAMSEY BROCK	2023-07-24
001	2021-06-01	M. RAMSEY BROCK	2022-08-22
001	2020-06-01	M. RAMSEY BROCK	2021-08-04
001	2019-06-01	M. RAMSEY BROCK	2020-08-05
001	2018-06-01	M. RAMSEY BROCK	2019-12-02
001	2017-06-01	M. RAMSEY BROCK	2018-10-31
001	2016-06-01	MARK BROCK	2018-03-02	MARK BROCK	2018-03-02
001	2015-06-01	MARK BROCK	2017-03-07	MARK BROCK	2017-03-07
001	2014-06-01
001	2013-06-01
001	2012-06-01	MARK BROCK		MARK BROCK	2013-12-20
001	2011-06-01	MARK BROCK		MARK BROCK	2012-11-29
001	2010-06-01	MARK BROCK		MARK BROCK	2011-11-28
001	2009-06-01	MARK BROCK

Plan Statistics for BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN

Measure Date Value
2014: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-06-01 31
Total number of active participants reported on line 7a of the Form 5500 2014-06-01 22
Number of retired or separated participants receiving benefits 2014-06-01 0
Number of other retired or separated participants entitled to future benefits 2014-06-01 8
Total of all active and inactive participants 2014-06-01 30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-06-01 0
Total participants 2014-06-01 30
Number of participants with account balances 2014-06-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-06-01 0
2013: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-06-01 29
Total number of active participants reported on line 7a of the Form 5500 2013-06-01 24
Number of retired or separated participants receiving benefits 2013-06-01 0
Number of other retired or separated participants entitled to future benefits 2013-06-01 7
Total of all active and inactive participants 2013-06-01 31
Total participants 2013-06-01 31
Number of participants with account balances 2013-06-01 31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-06-01 0
2012: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-06-01 29
Total number of active participants reported on line 7a of the Form 5500 2012-06-01 21
Number of other retired or separated participants entitled to future benefits 2012-06-01 8
Total of all active and inactive participants 2012-06-01 29
Total participants 2012-06-01 29
Number of participants with account balances 2012-06-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-06-01 0
2011: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-06-01 30
Total number of active participants reported on line 7a of the Form 5500 2011-06-01 23
Number of other retired or separated participants entitled to future benefits 2011-06-01 6
Total of all active and inactive participants 2011-06-01 29
Total participants 2011-06-01 29
Number of participants with account balances 2011-06-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-06-01 0
2010: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-06-01 30
Total number of active participants reported on line 7a of the Form 5500 2010-06-01 22
Number of other retired or separated participants entitled to future benefits 2010-06-01 7
Total of all active and inactive participants 2010-06-01 29
Total participants 2010-06-01 29
Number of participants with account balances 2010-06-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-06-01 1
2009: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-06-01 28
Total number of active participants reported on line 7a of the Form 5500 2009-06-01 22
Number of other retired or separated participants entitled to future benefits 2009-06-01 8
Total of all active and inactive participants 2009-06-01 30
Total participants 2009-06-01 30
Number of participants with account balances 2009-06-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-06-01 0

Measure	Date	Value
2014: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-06-01	31
Total number of active participants reported on line 7a of the Form 5500	2014-06-01	22
Number of retired or separated participants receiving benefits	2014-06-01	0
Number of other retired or separated participants entitled to future benefits	2014-06-01	8
Total of all active and inactive participants	2014-06-01	30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-06-01	0
Total participants	2014-06-01	30
Number of participants with account balances	2014-06-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-06-01	0
2013: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-06-01	29
Total number of active participants reported on line 7a of the Form 5500	2013-06-01	24
Number of retired or separated participants receiving benefits	2013-06-01	0
Number of other retired or separated participants entitled to future benefits	2013-06-01	7
Total of all active and inactive participants	2013-06-01	31
Total participants	2013-06-01	31
Number of participants with account balances	2013-06-01	31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-06-01	0
2012: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-06-01	29
Total number of active participants reported on line 7a of the Form 5500	2012-06-01	21
Number of other retired or separated participants entitled to future benefits	2012-06-01	8
Total of all active and inactive participants	2012-06-01	29
Total participants	2012-06-01	29
Number of participants with account balances	2012-06-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-06-01	0
2011: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-06-01	30
Total number of active participants reported on line 7a of the Form 5500	2011-06-01	23
Number of other retired or separated participants entitled to future benefits	2011-06-01	6
Total of all active and inactive participants	2011-06-01	29
Total participants	2011-06-01	29
Number of participants with account balances	2011-06-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-06-01	0
2010: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-06-01	30
Total number of active participants reported on line 7a of the Form 5500	2010-06-01	22
Number of other retired or separated participants entitled to future benefits	2010-06-01	7
Total of all active and inactive participants	2010-06-01	29
Total participants	2010-06-01	29
Number of participants with account balances	2010-06-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-06-01	1
2009: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-06-01	28
Total number of active participants reported on line 7a of the Form 5500	2009-06-01	22
Number of other retired or separated participants entitled to future benefits	2009-06-01	8
Total of all active and inactive participants	2009-06-01	30
Total participants	2009-06-01	30
Number of participants with account balances	2009-06-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-06-01	0

Financial Data on BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN

Measure	Date	Value
2015 : BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-05-31	$62,838
Expenses. Total of all expenses incurred	2015-05-31	$699,042
Benefits paid (including direct rollovers)	2015-05-31	$683,066
Total plan assets at end of year	2015-05-31	$1,154,110
Total plan assets at beginning of year	2015-05-31	$1,790,314
Value of fidelity bond covering the plan	2015-05-31	$250,000
Other income received	2015-05-31	$32,838
Net income (gross income less expenses)	2015-05-31	$-636,204
Net plan assets at end of year (total assets less liabilities)	2015-05-31	$1,154,110
Net plan assets at beginning of year (total assets less liabilities)	2015-05-31	$1,790,314
Assets. Value of participant loans	2015-05-31	$1,562
Total contributions received or receivable from employer(s)	2015-05-31	$30,000
Expenses. Administrative service providers (salaries,fees and commissions)	2015-05-31	$15,976
2014 : BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-05-31	$218,516
Expenses. Total of all expenses incurred	2014-05-31	$3,918
Total plan assets at end of year	2014-05-31	$1,790,314
Total plan assets at beginning of year	2014-05-31	$1,575,716
Value of fidelity bond covering the plan	2014-05-31	$250,000
Other income received	2014-05-31	$183,516
Net income (gross income less expenses)	2014-05-31	$214,598
Net plan assets at end of year (total assets less liabilities)	2014-05-31	$1,790,314
Net plan assets at beginning of year (total assets less liabilities)	2014-05-31	$1,575,716
Assets. Value of participant loans	2014-05-31	$2,495
Total contributions received or receivable from employer(s)	2014-05-31	$35,000
Expenses. Administrative service providers (salaries,fees and commissions)	2014-05-31	$3,918
2013 : BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-05-31	$292,197
Expenses. Total of all expenses incurred	2013-05-31	$51,301
Benefits paid (including direct rollovers)	2013-05-31	$36,518
Total plan assets at end of year	2013-05-31	$1,575,716
Total plan assets at beginning of year	2013-05-31	$1,334,820
Value of fidelity bond covering the plan	2013-05-31	$250,000
Other income received	2013-05-31	$257,197
Net income (gross income less expenses)	2013-05-31	$240,896
Net plan assets at end of year (total assets less liabilities)	2013-05-31	$1,575,716
Net plan assets at beginning of year (total assets less liabilities)	2013-05-31	$1,334,820
Assets. Value of participant loans	2013-05-31	$3,399
Total contributions received or receivable from employer(s)	2013-05-31	$35,000
Expenses. Administrative service providers (salaries,fees and commissions)	2013-05-31	$14,783
2012 : BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at beginning of year	2012-05-31	$156
Total income from all sources	2012-05-31	$-71,213
Expenses. Total of all expenses incurred	2012-05-31	$22,010
Benefits paid (including direct rollovers)	2012-05-31	$19,259
Total plan assets at end of year	2012-05-31	$1,334,820
Total plan assets at beginning of year	2012-05-31	$1,428,199
Value of fidelity bond covering the plan	2012-05-31	$250,000
Other income received	2012-05-31	$-106,213
Net income (gross income less expenses)	2012-05-31	$-93,223
Net plan assets at end of year (total assets less liabilities)	2012-05-31	$1,334,820
Net plan assets at beginning of year (total assets less liabilities)	2012-05-31	$1,428,043
Assets. Value of participant loans	2012-05-31	$4,247
Total contributions received or receivable from employer(s)	2012-05-31	$35,000
Expenses. Administrative service providers (salaries,fees and commissions)	2012-05-31	$2,751
2011 : BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-05-31	$156
Total plan liabilities at beginning of year	2011-05-31	$442
Total income from all sources	2011-05-31	$270,183
Expenses. Total of all expenses incurred	2011-05-31	$564,701
Benefits paid (including direct rollovers)	2011-05-31	$561,804
Total plan assets at end of year	2011-05-31	$1,428,199
Total plan assets at beginning of year	2011-05-31	$1,723,003
Value of fidelity bond covering the plan	2011-05-31	$250,000
Other income received	2011-05-31	$210,183
Net income (gross income less expenses)	2011-05-31	$-294,518
Net plan assets at end of year (total assets less liabilities)	2011-05-31	$1,428,043
Net plan assets at beginning of year (total assets less liabilities)	2011-05-31	$1,722,561
Assets. Value of assets in partnership/joint-venture interests	2011-05-31	$0
Total contributions received or receivable from employer(s)	2011-05-31	$60,000
Expenses. Administrative service providers (salaries,fees and commissions)	2011-05-31	$2,897

Form 5500 Responses for BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN

2014: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2014 form 5500 responses
2014-06-01	Type of plan entity	Single employer plan
2014-06-01	Submission has been amended	No
2014-06-01	This submission is the final filing	No
2014-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-06-01	Plan is a collectively bargained plan	No
2014-06-01	Plan funding arrangement – Trust	Yes
2014-06-01	Plan benefit arrangement - Trust	Yes
2013: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-06-01	Type of plan entity	Single employer plan
2013-06-01	Submission has been amended	No
2013-06-01	This submission is the final filing	No
2013-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-06-01	Plan is a collectively bargained plan	No
2013-06-01	Plan funding arrangement – Trust	Yes
2013-06-01	Plan benefit arrangement - Trust	Yes
2012: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-06-01	Type of plan entity	Single employer plan
2012-06-01	Submission has been amended	No
2012-06-01	This submission is the final filing	No
2012-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-06-01	Plan is a collectively bargained plan	No
2012-06-01	Plan funding arrangement – Trust	Yes
2012-06-01	Plan benefit arrangement - Trust	Yes
2011: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2011 form 5500 responses
2011-06-01	Type of plan entity	Single employer plan
2011-06-01	Submission has been amended	No
2011-06-01	This submission is the final filing	No
2011-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-06-01	Plan is a collectively bargained plan	No
2011-06-01	Plan funding arrangement – Trust	Yes
2011-06-01	Plan benefit arrangement - Trust	Yes
2010: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2010 form 5500 responses
2010-06-01	Type of plan entity	Single employer plan
2010-06-01	Submission has been amended	No
2010-06-01	This submission is the final filing	No
2010-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-06-01	Plan is a collectively bargained plan	No
2010-06-01	Plan funding arrangement – Trust	Yes
2010-06-01	Plan benefit arrangement - Trust	Yes
2009: BROCK INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2009 form 5500 responses
2009-06-01	Type of plan entity	Single employer plan
2009-06-01	Submission has been amended	No
2009-06-01	This submission is the final filing	No
2009-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-06-01	Plan is a collectively bargained plan	No
2009-06-01	Plan funding arrangement – Trust	Yes
2009-06-01	Plan benefit arrangement - Trust	Yes

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Company Name:	BROCK INSURANCE AGENCY, INC.
Employer identification number (EIN):	580956112
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages

Jurisdiction of Incorporation:	Vermont Secretary of State Corporations Division
Incorporation Date:	2004-07-27
Company Identification Number:	79134
Legal Registered Office Address:	17 G W Tatro Dr Jeffersonville United States of America (USA) 05464