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YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 401k Plan overview

Plan NameYATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN
Plan identification number 001

YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

YATES INSURANCE AGENCY, INC. has sponsored the creation of one or more 401k plans.

Company Name:YATES INSURANCE AGENCY, INC.
Employer identification number (EIN):580977691
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Additional information about YATES INSURANCE AGENCY, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2004-05-24
Company Identification Number: 0800349150
Legal Registered Office Address: 2800 CENTURY PKWY NE STE 300

ATLANTA
United States of America (USA)
30345

More information about YATES INSURANCE AGENCY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01EARL KENNEDY2020-10-13
0012018-01-01EARL KENNEDY2019-10-10
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01EARL KENNEDY
0012013-01-01P. D. YATES, III
0012012-01-01P. D. YATES, III
0012011-01-01P. D. YATES, III
0012010-06-01P. D. YATES, III
0012009-06-01CYNTHIA GROSZKIEWICZ

Plan Statistics for YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN

Measure Date Value
2021: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01134
Total number of active participants reported on line 7a of the Form 55002021-01-01111
Number of retired or separated participants receiving benefits2021-01-0111
Number of other retired or separated participants entitled to future benefits2021-01-0115
Total of all active and inactive participants2021-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01137
Number of participants with account balances2021-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01129
Total number of active participants reported on line 7a of the Form 55002020-01-01113
Number of retired or separated participants receiving benefits2020-01-0121
Number of other retired or separated participants entitled to future benefits2020-01-011
Total of all active and inactive participants2020-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01136
Number of participants with account balances2020-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01132
Total number of active participants reported on line 7a of the Form 55002019-01-01105
Number of retired or separated participants receiving benefits2019-01-019
Number of other retired or separated participants entitled to future benefits2019-01-0113
Total of all active and inactive participants2019-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01127
Number of participants with account balances2019-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01127
Total number of active participants reported on line 7a of the Form 55002018-01-01112
Number of retired or separated participants receiving benefits2018-01-0110
Number of other retired or separated participants entitled to future benefits2018-01-0110
Total of all active and inactive participants2018-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01132
Number of participants with account balances2018-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01128
Total number of active participants reported on line 7a of the Form 55002017-01-01114
Number of retired or separated participants receiving benefits2017-01-018
Number of other retired or separated participants entitled to future benefits2017-01-017
Total of all active and inactive participants2017-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01130
Number of participants with account balances2017-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01126
Total number of active participants reported on line 7a of the Form 55002016-01-01109
Number of retired or separated participants receiving benefits2016-01-0110
Number of other retired or separated participants entitled to future benefits2016-01-019
Total of all active and inactive participants2016-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01128
Number of participants with account balances2016-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01122
Total number of active participants reported on line 7a of the Form 55002015-01-01113
Number of retired or separated participants receiving benefits2015-01-017
Number of other retired or separated participants entitled to future benefits2015-01-018
Total of all active and inactive participants2015-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01128
Number of participants with account balances2015-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01119
Total number of active participants reported on line 7a of the Form 55002014-01-01108
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0116
Total of all active and inactive participants2014-01-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01125
Number of participants with account balances2014-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01110
Total number of active participants reported on line 7a of the Form 55002013-01-01107
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-018
Total of all active and inactive participants2013-01-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01119
Number of participants with account balances2013-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01108
Total number of active participants reported on line 7a of the Form 55002012-01-01100
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-018
Total of all active and inactive participants2012-01-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01110
Number of participants with account balances2012-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0199
Total number of active participants reported on line 7a of the Form 55002011-01-0198
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0111
Total of all active and inactive participants2011-01-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01109
Number of participants with account balances2011-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-06-01121
Total number of active participants reported on line 7a of the Form 55002010-06-0192
Number of retired or separated participants receiving benefits2010-06-011
Number of other retired or separated participants entitled to future benefits2010-06-0116
Total of all active and inactive participants2010-06-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-06-010
Total participants2010-06-01109
Number of participants with account balances2010-06-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-06-010
2009: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-06-01123
Total number of active participants reported on line 7a of the Form 55002009-06-01101
Number of retired or separated participants receiving benefits2009-06-010
Number of other retired or separated participants entitled to future benefits2009-06-0120
Total of all active and inactive participants2009-06-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-06-010
Total participants2009-06-01121
Number of participants with account balances2009-06-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-06-010

Financial Data on YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN

Measure Date Value
2021 : YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,362,571
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,046,515
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$918,094
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,022,329
Value of total assets at end of year2021-12-31$27,286,273
Value of total assets at beginning of year2021-12-31$23,970,217
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$128,421
Total interest from all sources2021-12-31$7,398
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$820,345
Participant contributions at end of year2021-12-31$171,004
Participant contributions at beginning of year2021-12-31$115,956
Participant contributions at end of year2021-12-31$36,793
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,316,056
Value of net assets at end of year (total assets less liabilities)2021-12-31$27,286,273
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$23,970,217
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$24,404,535
Value of interest in pooled separate accounts at beginning of year2021-12-31$20,977,928
Interest on participant loans2021-12-31$7,398
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$2,476,466
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$2,766,175
Net investment gain/loss from pooled separate accounts2021-12-31$3,332,844
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$201,984
Employer contributions (assets) at end of year2021-12-31$197,475
Employer contributions (assets) at beginning of year2021-12-31$110,158
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$918,094
Contract administrator fees2021-12-31$128,421
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31MSTILLER, LLC
Accountancy firm EIN2021-12-31580673524
2020 : YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$4,159
Total income from all sources (including contributions)2020-12-31$4,209,898
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$438,923
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$355,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$994,600
Value of total assets at end of year2020-12-31$23,970,217
Value of total assets at beginning of year2020-12-31$20,203,401
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$83,142
Total interest from all sources2020-12-31$5,985
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$83,142
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$799,638
Participant contributions at end of year2020-12-31$115,956
Participant contributions at beginning of year2020-12-31$136,565
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,668
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$4,159
Other income not declared elsewhere2020-12-31$15,880
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,770,975
Value of net assets at end of year (total assets less liabilities)2020-12-31$23,970,217
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$20,199,242
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$20,977,928
Value of interest in pooled separate accounts at beginning of year2020-12-31$18,318,929
Interest on participant loans2020-12-31$5,985
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,766,175
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,552,857
Net investment gain/loss from pooled separate accounts2020-12-31$3,193,433
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$193,294
Employer contributions (assets) at end of year2020-12-31$110,158
Employer contributions (assets) at beginning of year2020-12-31$195,050
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$355,781
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MSTILLER, LLC
Accountancy firm EIN2020-12-31580673524
2019 : YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4,159
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4,159
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,378,808
Total income from all sources (including contributions)2019-12-31$4,378,808
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$346,611
Total of all expenses incurred2019-12-31$346,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$339,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$339,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$983,688
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$983,688
Value of total assets at end of year2019-12-31$20,203,401
Value of total assets at end of year2019-12-31$20,203,401
Value of total assets at beginning of year2019-12-31$16,167,045
Value of total assets at beginning of year2019-12-31$16,167,045
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$7,196
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$7,196
Total interest from all sources2019-12-31$54,234
Total interest from all sources2019-12-31$54,234
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$788,638
Contributions received from participants2019-12-31$788,638
Participant contributions at end of year2019-12-31$136,565
Participant contributions at end of year2019-12-31$136,565
Participant contributions at beginning of year2019-12-31$180,685
Participant contributions at beginning of year2019-12-31$180,685
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$21,852
Participant contributions at beginning of year2019-12-31$21,852
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$4,159
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$4,159
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,032,197
Value of net income/loss2019-12-31$4,032,197
Value of net assets at end of year (total assets less liabilities)2019-12-31$20,199,242
Value of net assets at end of year (total assets less liabilities)2019-12-31$20,199,242
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$16,167,045
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$16,167,045
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$18,318,929
Value of interest in pooled separate accounts at end of year2019-12-31$18,318,929
Value of interest in pooled separate accounts at beginning of year2019-12-31$14,644,670
Value of interest in pooled separate accounts at beginning of year2019-12-31$14,644,670
Interest on participant loans2019-12-31$8,098
Interest on participant loans2019-12-31$8,098
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$46,136
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$46,136
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,552,857
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,552,857
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,143,419
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,143,419
Net investment gain/loss from pooled separate accounts2019-12-31$3,340,886
Net investment gain/loss from pooled separate accounts2019-12-31$3,340,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$195,050
Contributions received in cash from employer2019-12-31$195,050
Employer contributions (assets) at end of year2019-12-31$195,050
Employer contributions (assets) at end of year2019-12-31$195,050
Employer contributions (assets) at beginning of year2019-12-31$176,419
Employer contributions (assets) at beginning of year2019-12-31$176,419
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$339,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$339,415
Contract administrator fees2019-12-31$7,196
Contract administrator fees2019-12-31$7,196
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOORE STEPHENS TILLER LLC
Accountancy firm name2019-12-31MOORE STEPHENS TILLER LLC
Accountancy firm EIN2019-12-31580673524
Accountancy firm EIN2019-12-31580673524
2018 : YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-285,383
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$862,982
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$855,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$901,621
Value of total assets at end of year2018-12-31$16,167,045
Value of total assets at beginning of year2018-12-31$17,315,410
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$7,099
Total interest from all sources2018-12-31$42,722
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$725,202
Participant contributions at end of year2018-12-31$180,685
Participant contributions at beginning of year2018-12-31$207,736
Participant contributions at end of year2018-12-31$21,852
Participant contributions at beginning of year2018-12-31$21,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,148,365
Value of net assets at end of year (total assets less liabilities)2018-12-31$16,167,045
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$17,315,410
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$14,644,670
Value of interest in pooled separate accounts at beginning of year2018-12-31$15,382,666
Interest on participant loans2018-12-31$11,068
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$31,654
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,143,419
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,560,763
Net investment gain/loss from pooled separate accounts2018-12-31$-1,229,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$176,419
Employer contributions (assets) at end of year2018-12-31$176,419
Employer contributions (assets) at beginning of year2018-12-31$142,271
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$855,883
Contract administrator fees2018-12-31$7,099
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOORE STEPHENS TILLER LLC
Accountancy firm EIN2018-12-31580673524
2017 : YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,162,653
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$174,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$169,896
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,040,001
Value of total assets at end of year2017-12-31$17,315,410
Value of total assets at beginning of year2017-12-31$14,327,437
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$4,784
Total interest from all sources2017-12-31$55,113
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$681,568
Participant contributions at end of year2017-12-31$207,736
Participant contributions at beginning of year2017-12-31$146,534
Participant contributions at end of year2017-12-31$21,974
Participant contributions at beginning of year2017-12-31$22,959
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$216,162
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,987,973
Value of net assets at end of year (total assets less liabilities)2017-12-31$17,315,410
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$14,327,437
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$15,382,666
Value of interest in pooled separate accounts at beginning of year2017-12-31$12,446,394
Interest on participant loans2017-12-31$7,693
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$47,420
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,560,763
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,639,916
Net investment gain/loss from pooled separate accounts2017-12-31$2,067,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$142,271
Employer contributions (assets) at end of year2017-12-31$142,271
Employer contributions (assets) at beginning of year2017-12-31$71,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$169,896
Contract administrator fees2017-12-31$4,784
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOORE STEPHENS TILLER LLC
Accountancy firm EIN2017-12-31580673524
2016 : YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,643,763
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$989,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$984,948
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$767,336
Value of total assets at end of year2016-12-31$14,327,437
Value of total assets at beginning of year2016-12-31$13,672,867
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,245
Total interest from all sources2016-12-31$63,189
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$617,076
Participant contributions at end of year2016-12-31$146,534
Participant contributions at beginning of year2016-12-31$171,451
Participant contributions at end of year2016-12-31$22,959
Participant contributions at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$21,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$654,570
Value of net assets at end of year (total assets less liabilities)2016-12-31$14,327,437
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$13,672,867
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$12,446,394
Value of interest in pooled separate accounts at beginning of year2016-12-31$11,186,215
Interest on participant loans2016-12-31$7,214
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$55,975
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,639,916
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,169,248
Net investment gain/loss from pooled separate accounts2016-12-31$791,799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$150,260
Employer contributions (assets) at end of year2016-12-31$71,634
Employer contributions (assets) at beginning of year2016-12-31$145,953
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$984,948
Contract administrator fees2016-12-31$4,245
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOORE STEPHENS TILLER LLC
Accountancy firm EIN2016-12-31580673524
2015 : YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$609,503
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$244,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$244,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$743,494
Value of total assets at end of year2015-12-31$13,672,867
Value of total assets at beginning of year2015-12-31$13,308,115
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$6,233
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$597,541
Participant contributions at end of year2015-12-31$171,451
Participant contributions at beginning of year2015-12-31$134,139
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$16,556
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$134
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$364,752
Value of net assets at end of year (total assets less liabilities)2015-12-31$13,672,867
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$13,308,115
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$11,186,215
Value of interest in pooled separate accounts at beginning of year2015-12-31$10,805,532
Interest on participant loans2015-12-31$6,233
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,169,248
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,286,556
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$3,539
Net investment gain/loss from pooled separate accounts2015-12-31$-140,224
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$145,953
Employer contributions (assets) at end of year2015-12-31$145,953
Employer contributions (assets) at beginning of year2015-12-31$65,198
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$241,212
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOORE STEPHENS TILLER LLC
Accountancy firm EIN2015-12-31580673524
2014 : YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,179
Total income from all sources (including contributions)2014-12-31$1,003,885
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$353,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$350,318
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$643,913
Value of total assets at end of year2014-12-31$13,308,115
Value of total assets at beginning of year2014-12-31$12,660,396
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,669
Total interest from all sources2014-12-31$5,721
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$3,669
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$538,564
Participant contributions at end of year2014-12-31$134,139
Participant contributions at beginning of year2014-12-31$125,455
Participant contributions at end of year2014-12-31$16,556
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$134
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$649,898
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,308,115
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$12,658,217
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$10,805,532
Value of interest in pooled separate accounts at beginning of year2014-12-31$10,348,366
Income. Interest from loans (other than to participants)2014-12-31$5,721
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,286,556
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,110,564
Net investment gain/loss from pooled separate accounts2014-12-31$354,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$105,349
Employer contributions (assets) at end of year2014-12-31$65,198
Employer contributions (assets) at beginning of year2014-12-31$76,011
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$350,318
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$2,179
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOORE STEPHENS TILLER LLC
Accountancy firm EIN2014-12-31580673524
2013 : YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,145,944
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$381,666
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$377,153
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$623,236
Value of total assets at end of year2013-12-31$12,660,396
Value of total assets at beginning of year2013-12-31$10,896,118
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,513
Total interest from all sources2013-12-31$6,686
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$4,513
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$508,265
Participant contributions at end of year2013-12-31$125,455
Participant contributions at beginning of year2013-12-31$142,101
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$14,039
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$38,960
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,764,278
Value of net assets at end of year (total assets less liabilities)2013-12-31$12,660,396
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$10,896,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$10,348,366
Value of interest in pooled separate accounts at beginning of year2013-12-31$8,640,857
Income. Interest from loans (other than to participants)2013-12-31$6,686
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,110,564
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,099,121
Net investment gain/loss from pooled separate accounts2013-12-31$1,516,022
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$76,011
Employer contributions (assets) at end of year2013-12-31$76,011
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$377,153
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOORE STEPHENS TILLER LLC
Accountancy firm EIN2013-12-31580673524
2012 : YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,335,763
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,102,807
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,101,107
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$423,579
Value of total assets at end of year2012-12-31$10,896,118
Value of total assets at beginning of year2012-12-31$10,663,162
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,700
Total interest from all sources2012-12-31$8,275
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$161,970
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$161,970
Administrative expenses professional fees incurred2012-12-31$1,700
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$423,579
Participant contributions at end of year2012-12-31$142,101
Participant contributions at beginning of year2012-12-31$169,495
Participant contributions at end of year2012-12-31$14,039
Participant contributions at beginning of year2012-12-31$14,847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$232,956
Value of net assets at end of year (total assets less liabilities)2012-12-31$10,896,118
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$10,663,162
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$8,640,857
Value of interest in pooled separate accounts at beginning of year2012-12-31$7,598,325
Interest on participant loans2012-12-31$8,275
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,099,121
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,880,495
Net investment gain/loss from pooled separate accounts2012-12-31$741,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,101,107
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOORE STEPHENS TILLER LLC
Accountancy firm EIN2012-12-31580673524
2011 : YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$204
Total income from all sources (including contributions)2011-12-31$193,059
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$539,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$477,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$436,909
Value of total assets at end of year2011-12-31$10,663,162
Value of total assets at beginning of year2011-12-31$11,009,783
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$62,071
Total interest from all sources2011-12-31$7,247
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$228,282
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$228,282
Administrative expenses professional fees incurred2011-12-31$62,071
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$426,747
Participant contributions at end of year2011-12-31$169,495
Participant contributions at beginning of year2011-12-31$92,935
Participant contributions at end of year2011-12-31$14,847
Participant contributions at beginning of year2011-12-31$16,352
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$10,126
Total non interest bearing cash at beginning of year2011-12-31$2,649
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-346,417
Value of net assets at end of year (total assets less liabilities)2011-12-31$10,663,162
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$11,009,579
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,598,325
Interest on participant loans2011-12-31$7,247
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$10,897,648
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$10,897,648
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,880,495
Net investment gain/loss from pooled separate accounts2011-12-31$-479,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$36
Employer contributions (assets) at beginning of year2011-12-31$199
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$477,405
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$204
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOORE STEPHENS TILLER LLC
Accountancy firm EIN2011-12-31580673524
2010 : YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$204
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$204
Total income from all sources (including contributions)2010-12-31$1,291,792
Total loss/gain on sale of assets2010-12-31$907,602
Total of all expenses incurred2010-12-31$594,080
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$540,121
Value of total corrective distributions2010-12-31$13,727
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$234,638
Value of total assets at end of year2010-12-31$11,009,783
Value of total assets at beginning of year2010-12-31$10,312,071
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$40,232
Total interest from all sources2010-12-31$6,123
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$143,429
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$57,633
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$234,439
Participant contributions at end of year2010-12-31$92,935
Participant contributions at beginning of year2010-12-31$93,938
Participant contributions at end of year2010-12-31$16,352
Participant contributions at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$10,900,297
Total non interest bearing cash at beginning of year2010-12-31$26,676
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$697,712
Value of net assets at end of year (total assets less liabilities)2010-12-31$11,009,579
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$10,311,867
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$35,232
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,949,343
Interest on participant loans2010-12-31$4,575
Income. Interest from US Government securities2010-12-31$99
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$10,897,648
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,833,665
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,833,665
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,449
Asset value of US Government securities at beginning of year2010-12-31$323
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$199
Employer contributions (assets) at end of year2010-12-31$199
Employer contributions (assets) at beginning of year2010-12-31$5
Income. Dividends from common stock2010-12-31$85,796
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$540,121
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$1,015,000
Contract administrator fees2010-12-31$5,000
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$4,393,121
Liabilities. Value of benefit claims payable at end of year2010-12-31$204
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$204
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$907,602
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-05-31$4,553

Form 5500 Responses for YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN

2021: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2010 form 5500 responses
2010-06-01Type of plan entitySingle employer plan
2010-06-01Submission has been amendedYes
2010-06-01This submission is the final filingNo
2010-06-01This return/report is a short plan year return/report (less than 12 months)Yes
2010-06-01Plan is a collectively bargained planNo
2010-06-01Plan funding arrangement – TrustYes
2010-06-01Plan benefit arrangement - TrustYes
2009: YATES INSURANCE AGENCY, INC. PROFIT SHARING PLAN 2009 form 5500 responses
2009-06-01Type of plan entitySingle employer plan
2009-06-01Submission has been amendedNo
2009-06-01This submission is the final filingNo
2009-06-01This return/report is a short plan year return/report (less than 12 months)No
2009-06-01Plan is a collectively bargained planNo
2009-06-01Plan funding arrangement – TrustYes
2009-06-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824342
Policy instance 1
Insurance contract or identification numberGA-824342
Number of Individuals Covered130
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $12,327
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees12327
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824342
Policy instance 1
Insurance contract or identification numberGA-824342
Number of Individuals Covered126
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $12,033
Total amount of fees paid to insurance companyUSD $9,696
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,033
Insurance broker organization code?3
Amount paid for insurance broker fees9696
Additional information about fees paid to insurance brokerTPA COMPENSATION
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824342
Policy instance 1
Insurance contract or identification numberGA-824342
Number of Individuals Covered123
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $35,855
Total amount of fees paid to insurance companyUSD $8,722
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $35,855
Insurance broker organization code?3
Amount paid for insurance broker fees4548
Additional information about fees paid to insurance brokerTPA COMPENSATION
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824342
Policy instance 1
Insurance contract or identification numberGA-824342
Number of Individuals Covered121
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $44,509
Total amount of fees paid to insurance companyUSD $6,396
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $44,509
Insurance broker organization code?3
Amount paid for insurance broker fees6396
Additional information about fees paid to insurance brokerTPA COMPENSATION
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824342
Policy instance 1
Insurance contract or identification numberGA-824342
Number of Individuals Covered111
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $50,456
Total amount of fees paid to insurance companyUSD $9,606
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $50,456
Insurance broker organization code?3
Amount paid for insurance broker fees9606
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameRETIREMENT STRATEGIES, INC.
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824342
Policy instance 1
Insurance contract or identification numberGA-824342
Number of Individuals Covered118
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $42,112
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $35,394
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker0
Insurance broker organization code?4
Insurance broker nameRETIREMENT STRATEGIES, INC.
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824342
Policy instance 1
Insurance contract or identification numberGA-824342
Number of Individuals Covered110
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $39,320
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $33,027
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker0
Insurance broker organization code?4
Insurance broker nameRETIREMENT STRATEGIES, INC.
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824342
Policy instance 1
Insurance contract or identification numberGA-824342
Number of Individuals Covered103
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $35,064
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $29,444
Insurance broker organization code?4
Insurance broker nameRETIREMENT STRATEGIES, INC.
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824342
Policy instance 1
Insurance contract or identification numberGA-824342
Number of Individuals Covered99
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $27,329
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,861
Insurance broker organization code?4
Insurance broker nameRETIREMENT STRATEGIES, INC.
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824342
Policy instance 1
Insurance contract or identification numberGA-824342
Number of Individuals Covered102
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $28,356
Total amount of fees paid to insurance companyUSD $4,118
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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