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VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameVADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VADEN HOLDING, INC. has sponsored the creation of one or more 401k plans.

Company Name:VADEN HOLDING, INC.
Employer identification number (EIN):581032937
NAIC Classification:441110
NAIC Description:New Car Dealers

Additional information about VADEN HOLDING, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0665423

More information about VADEN HOLDING, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01TAMI POWERS
0012016-01-01TAMI POWERS
0012015-01-01TAMI M POWERS
0012014-01-01TAMI POWERS
0012013-01-01TAMI POWERS
0012012-01-01WEST BEAVER WEST BEAVER2013-10-11
0012011-01-01TAMI POWERS
0012010-01-01WEST BEAVER
0012009-01-01WEST BEAVER WEST BEAVER2010-10-15
0012009-01-01WEST BEAVER WEST BEAVER2010-10-15
0012009-01-01JOHN WESTON BEAVER
0012009-01-01JOHN WESTON BEAVER JOHN WESTON BEAVER2010-10-15

Plan Statistics for VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,074
Total number of active participants reported on line 7a of the Form 55002022-01-01492
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-01103
Total of all active and inactive participants2022-01-01601
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-01604
Number of participants with account balances2022-01-01524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01139
2021: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,003
Total number of active participants reported on line 7a of the Form 55002021-01-01462
Number of retired or separated participants receiving benefits2021-01-015
Number of other retired or separated participants entitled to future benefits2021-01-01590
Total of all active and inactive participants2021-01-011,057
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-011,060
Number of participants with account balances2021-01-011,017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01112
2020: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01936
Total number of active participants reported on line 7a of the Form 55002020-01-01427
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01541
Total of all active and inactive participants2020-01-01968
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-014
Total participants2020-01-01972
Number of participants with account balances2020-01-01910
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01120
2019: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01936
Total number of active participants reported on line 7a of the Form 55002019-01-01408
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-01480
Total of all active and inactive participants2019-01-01893
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-01896
Number of participants with account balances2019-01-01830
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01134
2018: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01906
Total number of active participants reported on line 7a of the Form 55002018-01-01478
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-01403
Total of all active and inactive participants2018-01-01884
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01886
Number of participants with account balances2018-01-01764
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0142
2017: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01727
Total number of active participants reported on line 7a of the Form 55002017-01-01479
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01342
Total of all active and inactive participants2017-01-01824
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01825
Number of participants with account balances2017-01-01710
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01141
2016: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01695
Total number of active participants reported on line 7a of the Form 55002016-01-01383
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01299
Total of all active and inactive participants2016-01-01682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01682
Number of participants with account balances2016-01-01609
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0163
2015: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01609
Total number of active participants reported on line 7a of the Form 55002015-01-01371
Number of other retired or separated participants entitled to future benefits2015-01-01286
Total of all active and inactive participants2015-01-01657
Total participants2015-01-01657
Number of participants with account balances2015-01-01540
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0181
2014: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01502
Total number of active participants reported on line 7a of the Form 55002014-01-01337
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01238
Total of all active and inactive participants2014-01-01575
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01575
Number of participants with account balances2014-01-01482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0189
2013: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01452
Total number of active participants reported on line 7a of the Form 55002013-01-01291
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-01178
Total of all active and inactive participants2013-01-01472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01472
Number of participants with account balances2013-01-01410
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0165
2012: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01414
Total number of active participants reported on line 7a of the Form 55002012-01-01216
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-01198
Total of all active and inactive participants2012-01-01416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01416
Number of participants with account balances2012-01-01383
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0183
2011: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01365
Total number of active participants reported on line 7a of the Form 55002011-01-01256
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01134
Total of all active and inactive participants2011-01-01391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01391
Number of participants with account balances2011-01-01335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0133
2010: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01317
Total number of active participants reported on line 7a of the Form 55002010-01-01231
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-01115
Total of all active and inactive participants2010-01-01347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01347
Number of participants with account balances2010-01-01283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-016
2009: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01293
Total number of active participants reported on line 7a of the Form 55002009-01-01296
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-01296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01296
Number of participants with account balances2009-01-01264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-133,104
Total of all expenses incurred2022-12-31$1,653,025
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,552,149
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,129,609
Value of total assets at end of year2022-12-31$11,626,118
Value of total assets at beginning of year2022-12-31$13,412,247
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$100,876
Total interest from all sources2022-12-31$23,857
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$182,773
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$182,773
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,775,488
Participant contributions at end of year2022-12-31$380,985
Participant contributions at beginning of year2022-12-31$223,005
Participant contributions at end of year2022-12-31$6,500
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$52,557
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$1,283
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$284
Administrative expenses (other) incurred2022-12-31$71,345
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,786,129
Value of net assets at end of year (total assets less liabilities)2022-12-31$11,626,118
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$13,412,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$29,531
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$10,151,627
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$12,013,271
Interest on participant loans2022-12-31$14,400
Interest earned on other investments2022-12-31$9,457
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,085,723
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,175,687
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,469,343
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$301,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,552,149
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HENDERSON HUTCHERSON AND MCCULLOUGH
Accountancy firm EIN2022-12-31621114363
2021 : VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$3,392,976
Total of all expenses incurred2021-12-31$1,148,387
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,101,288
Expenses. Certain deemed distributions of participant loans2021-12-31$11,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,735,965
Value of total assets at end of year2021-12-31$13,412,247
Value of total assets at beginning of year2021-12-31$11,167,658
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$35,536
Total interest from all sources2021-12-31$28,023
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$303,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$303,864
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,494,169
Participant contributions at end of year2021-12-31$223,005
Participant contributions at beginning of year2021-12-31$194,140
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$33,548
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$284
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$855
Administrative expenses (other) incurred2021-12-31$25,724
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,244,589
Value of net assets at end of year (total assets less liabilities)2021-12-31$13,412,247
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$11,167,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$9,812
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$12,013,271
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$0
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$8,954,814
Interest on participant loans2021-12-31$9,021
Interest earned on other investments2021-12-31$19,002
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,175,687
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$2,017,849
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$288,009
Net investment gain/loss from pooled separate accounts2021-12-31$1,037,115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$208,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,101,288
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31HENDERSON HUTCHERSON AND MCCULLOUGH
Accountancy firm EIN2021-12-31621114363
2020 : VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$2,631,526
Total of all expenses incurred2020-12-31$920,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$894,747
Expenses. Certain deemed distributions of participant loans2020-12-31$2,565
Value of total corrective distributions2020-12-31$349
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,302,579
Value of total assets at end of year2020-12-31$11,167,658
Value of total assets at beginning of year2020-12-31$9,457,125
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$23,332
Total interest from all sources2020-12-31$37,091
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,113,938
Participant contributions at end of year2020-12-31$194,140
Participant contributions at beginning of year2020-12-31$269,361
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$966
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$855
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$947
Administrative expenses (other) incurred2020-12-31$21,457
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,710,533
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,167,658
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,457,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$1,875
Value of interest in pooled separate accounts at end of year2020-12-31$8,954,814
Value of interest in pooled separate accounts at beginning of year2020-12-31$7,884,525
Interest on participant loans2020-12-31$12,928
Interest earned on other investments2020-12-31$24,163
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,017,849
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,302,292
Net investment gain/loss from pooled separate accounts2020-12-31$1,291,856
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$187,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$894,747
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HENDERSON HUTCHERSON AND MCCULLOUGH
Accountancy firm EIN2020-12-31621114363
2019 : VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$2,633,828
Total of all expenses incurred2019-12-31$507,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$482,964
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,122,434
Value of total assets at end of year2019-12-31$9,457,125
Value of total assets at beginning of year2019-12-31$7,330,701
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$24,440
Total interest from all sources2019-12-31$34,765
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$967,742
Participant contributions at end of year2019-12-31$269,361
Participant contributions at beginning of year2019-12-31$216,228
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$947
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$762
Administrative expenses (other) incurred2019-12-31$22,791
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,126,424
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,457,125
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,330,701
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$1,649
Value of interest in pooled separate accounts at end of year2019-12-31$7,884,525
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,745,792
Interest on participant loans2019-12-31$13,625
Interest earned on other investments2019-12-31$21,140
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,302,292
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,367,919
Net investment gain/loss from pooled separate accounts2019-12-31$1,476,629
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$154,692
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$482,964
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HENDERSON HUTCHERSON AND MCCULLOUGH
Accountancy firm EIN2019-12-31621114363
2018 : VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$852,354
Total of all expenses incurred2018-12-31$844,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$815,652
Expenses. Certain deemed distributions of participant loans2018-12-31$3,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,261,157
Value of total assets at end of year2018-12-31$7,330,701
Value of total assets at beginning of year2018-12-31$7,322,895
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$25,749
Total interest from all sources2018-12-31$31,058
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31No
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$821,561
Participant contributions at end of year2018-12-31$216,228
Participant contributions at beginning of year2018-12-31$257,999
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$319,742
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$762
Administrative expenses (other) incurred2018-12-31$24,249
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$7,806
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,330,701
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,322,895
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$1,500
Value of interest in pooled separate accounts at end of year2018-12-31$5,745,792
Value of interest in pooled separate accounts at beginning of year2018-12-31$5,639,984
Interest on participant loans2018-12-31$12,558
Interest earned on other investments2018-12-31$18,500
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,367,919
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,424,912
Net investment gain/loss from pooled separate accounts2018-12-31$-439,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$119,854
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$815,652
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HENDERSON HUTCHERSON AND MCCULLOUGH
Accountancy firm EIN2018-12-31621114363
2017 : VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,904,931
Total of all expenses incurred2017-12-31$1,072,689
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,043,276
Expenses. Certain deemed distributions of participant loans2017-12-31$5,670
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$870,491
Value of total assets at end of year2017-12-31$7,322,895
Value of total assets at beginning of year2017-12-31$6,490,653
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$23,743
Total interest from all sources2017-12-31$24,414
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31No
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$714,676
Participant contributions at end of year2017-12-31$257,999
Participant contributions at beginning of year2017-12-31$192,607
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$15,846
Administrative expenses (other) incurred2017-12-31$22,438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$832,242
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,322,895
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,490,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$1,305
Value of interest in pooled separate accounts at end of year2017-12-31$5,639,984
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,855,167
Interest on participant loans2017-12-31$7,885
Interest earned on other investments2017-12-31$16,529
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,424,912
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,442,879
Net investment gain/loss from pooled separate accounts2017-12-31$1,010,026
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$139,969
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,043,276
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HENDERSON HUTCHERSON AND MCCULLOUGH
Accountancy firm EIN2017-12-31621114363
2016 : VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,183,675
Total of all expenses incurred2016-12-31$516,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$492,497
Value of total corrective distributions2016-12-31$628
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$898,357
Value of total assets at end of year2016-12-31$6,490,653
Value of total assets at beginning of year2016-12-31$5,823,875
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$23,772
Total interest from all sources2016-12-31$7,903
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31No
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$768,006
Participant contributions at end of year2016-12-31$192,607
Participant contributions at beginning of year2016-12-31$202,626
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$40,821
Other income not declared elsewhere2016-12-31$17,459
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$666,778
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,490,653
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,823,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$4,855,167
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,233,057
Interest on participant loans2016-12-31$7,903
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,442,879
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,388,192
Net investment gain/loss from pooled separate accounts2016-12-31$259,956
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$89,530
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$492,497
Contract administrator fees2016-12-31$23,772
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HENDERSON HUTCHERSON AND MCCULLOUGH
Accountancy firm EIN2016-12-31621114363
2015 : VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$795,546
Total of all expenses incurred2015-12-31$715,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$694,189
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$832,970
Value of total assets at end of year2015-12-31$5,823,875
Value of total assets at beginning of year2015-12-31$5,743,494
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$20,976
Total interest from all sources2015-12-31$10,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31No
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$683,165
Participant contributions at end of year2015-12-31$202,626
Participant contributions at beginning of year2015-12-31$273,567
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$6,013
Other income not declared elsewhere2015-12-31$17,183
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$80,381
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,823,875
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,743,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$4,233,057
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,154,437
Interest on participant loans2015-12-31$10,393
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,388,192
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,315,490
Net investment gain/loss from pooled separate accounts2015-12-31$-65,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$143,792
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$694,189
Contract administrator fees2015-12-31$20,976
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HENDERSON HUTCHERSON AND MCCULLOUGH
Accountancy firm EIN2015-12-31621114363
2014 : VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,123,174
Total of all expenses incurred2014-12-31$1,113,122
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,097,013
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$817,270
Value of total assets at end of year2014-12-31$5,743,494
Value of total assets at beginning of year2014-12-31$5,733,442
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$16,109
Total interest from all sources2014-12-31$11,880
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$663,554
Participant contributions at end of year2014-12-31$273,567
Participant contributions at beginning of year2014-12-31$281,732
Participant contributions at beginning of year2014-12-31$13,500
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$13,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$10,052
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,743,494
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,733,442
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$4,154,437
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,030,480
Interest on participant loans2014-12-31$11,880
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,315,490
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,404,837
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$18,244
Net investment gain/loss from pooled separate accounts2014-12-31$275,780
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$140,544
Employer contributions (assets) at beginning of year2014-12-31$2,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,097,013
Contract administrator fees2014-12-31$16,109
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HENDERSON HUTCHERSON AND MCCULLOUGH
Accountancy firm EIN2014-12-31621114363
2013 : VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,536,188
Total of all expenses incurred2013-12-31$494,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$477,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$708,856
Value of total assets at end of year2013-12-31$5,733,442
Value of total assets at beginning of year2013-12-31$4,691,401
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$16,827
Total interest from all sources2013-12-31$11,261
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$572,067
Participant contributions at end of year2013-12-31$281,732
Participant contributions at beginning of year2013-12-31$273,854
Participant contributions at end of year2013-12-31$13,500
Participant contributions at beginning of year2013-12-31$13,451
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$26,795
Other income not declared elsewhere2013-12-31$20,745
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,042,041
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,733,442
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,691,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$4,030,480
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,875,048
Interest on participant loans2013-12-31$11,261
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,404,837
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,526,030
Net investment gain/loss from pooled separate accounts2013-12-31$795,326
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$109,994
Employer contributions (assets) at end of year2013-12-31$2,893
Employer contributions (assets) at beginning of year2013-12-31$3,018
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$477,320
Contract administrator fees2013-12-31$16,827
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HENDERSON HUTCHERSON AND MCCULLOUGH
Accountancy firm EIN2013-12-31621114363
2012 : VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$57,159
Total income from all sources (including contributions)2012-12-31$1,025,594
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$570,418
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$542,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$669,827
Value of total assets at end of year2012-12-31$4,691,401
Value of total assets at beginning of year2012-12-31$4,293,384
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$27,733
Total interest from all sources2012-12-31$11,649
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$567,493
Participant contributions at end of year2012-12-31$273,854
Participant contributions at beginning of year2012-12-31$266,581
Participant contributions at end of year2012-12-31$13,451
Participant contributions at beginning of year2012-12-31$33,781
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$57,159
Other income not declared elsewhere2012-12-31$25,748
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$455,176
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,691,401
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,236,225
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$2,875,048
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,383,518
Interest on participant loans2012-12-31$11,649
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,526,030
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,598,264
Net investment gain/loss from pooled separate accounts2012-12-31$318,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$102,334
Employer contributions (assets) at end of year2012-12-31$3,018
Employer contributions (assets) at beginning of year2012-12-31$11,240
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$542,685
Contract administrator fees2012-12-31$27,733
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HENDERSON HUTCHERSON AND MCCULLOUGH
Accountancy firm EIN2012-12-31621114363
2011 : VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$57,159
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$51,685
Total income from all sources (including contributions)2011-12-31$570,950
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$498,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$471,455
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$616,309
Value of total assets at end of year2011-12-31$4,293,384
Value of total assets at beginning of year2011-12-31$4,215,375
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$26,960
Total interest from all sources2011-12-31$10,773
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$508,850
Participant contributions at end of year2011-12-31$266,581
Participant contributions at beginning of year2011-12-31$232,343
Participant contributions at end of year2011-12-31$33,781
Participant contributions at beginning of year2011-12-31$37,745
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$12,909
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$57,159
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$51,685
Other income not declared elsewhere2011-12-31$35,373
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$72,535
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,236,225
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,163,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$2,383,518
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,732,421
Interest on participant loans2011-12-31$10,773
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,598,264
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,212,866
Net investment gain/loss from pooled separate accounts2011-12-31$-91,505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$94,550
Employer contributions (assets) at end of year2011-12-31$11,240
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$471,455
Contract administrator fees2011-12-31$26,960
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MASTERS SMITH WISBY P.A
Accountancy firm EIN2011-12-31591466001
2010 : VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$51,685
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$832,700
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$535,319
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$508,686
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$371,916
Value of total assets at end of year2010-12-31$4,215,375
Value of total assets at beginning of year2010-12-31$3,866,309
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$26,633
Total interest from all sources2010-12-31$11,140
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$371,916
Participant contributions at end of year2010-12-31$232,343
Participant contributions at beginning of year2010-12-31$219,029
Participant contributions at end of year2010-12-31$37,745
Participant contributions at beginning of year2010-12-31$28,777
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$51,685
Other income not declared elsewhere2010-12-31$35,839
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$297,381
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,163,690
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,866,309
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$2,732,421
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,260,199
Interest on participant loans2010-12-31$11,140
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,212,866
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,356,176
Net investment gain/loss from pooled separate accounts2010-12-31$413,805
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Employer contributions (assets) at beginning of year2010-12-31$2,128
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$508,686
Contract administrator fees2010-12-31$26,633
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MASTERS SMITH & WISBY P.A.
Accountancy firm EIN2010-12-31591486001
2009 : VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN

2022: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: VADEN HOLDING, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513861
Policy instance 1
Insurance contract or identification number513861
Number of Individuals Covered524
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513861 & 990271
Policy instance 1
Insurance contract or identification number513861 & 990271
Number of Individuals Covered1017
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $11,916
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,958
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990271
Policy instance 1
Insurance contract or identification number990271
Number of Individuals Covered910
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $23,422
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,711
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990271
Policy instance 1
Insurance contract or identification number990271
Number of Individuals Covered830
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $20,393
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,393
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990271
Policy instance 1
Insurance contract or identification number990271
Number of Individuals Covered764
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $18,732
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,732
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990271
Policy instance 1
Insurance contract or identification number990271
Number of Individuals Covered710
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $16,344
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,894
Insurance broker organization code?3
Insurance broker nameRAYMOND JAMES INSURANCE GROUP INC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990271-000
Policy instance 1
Insurance contract or identification number990271-000
Number of Individuals Covered540
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $13,723
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,352
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS INS AGENCY LLC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990271-000
Policy instance 1
Insurance contract or identification number990271-000
Number of Individuals Covered482
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $13,682
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,336
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS INS AGENCY LLC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990271-000
Policy instance 1
Insurance contract or identification number990271-000
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $11,369
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $4,434
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS INS AGENCY LLC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990271-000
Policy instance 1
Insurance contract or identification number990271-000
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990271-000
Policy instance 1
Insurance contract or identification number990271-000
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990271-000
Policy instance 1
Insurance contract or identification number990271-000
Number of Individuals Covered347
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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