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ETSW RETIREMENT PLAN 401k Plan overview

Plan NameETSW RETIREMENT PLAN
Plan identification number 002

ETSW RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

ELARBEE THOMPSON SAPP & WILSON, LLP has sponsored the creation of one or more 401k plans.

Company Name:ELARBEE THOMPSON SAPP & WILSON, LLP
Employer identification number (EIN):581153852
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ETSW RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01WILLIAM D. DEVENEY2022-10-12
0022020-01-01WILLIAM D. DEVENEY2021-10-13 WILLIAM D. DEVENEY2021-10-13
0022019-01-01WILLIAM D. DEVENEY2020-10-08 WILLIAM D. DEVENEY2020-10-08
0022018-01-01WILLIAM D. DEVENEY2019-10-10 WILLIAM D. DEVENEY2019-10-10
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01
0022013-01-01
0022012-01-01WILL DEVENEY WILL DEVENEY2013-10-14
0022011-01-01WILLIAM DEVENEY2012-08-17 WILLIAM DEVENEY2012-08-17
0022010-01-01WILLIAM DEVENEY WILLIAM DEVENEY2011-07-28
0022009-01-01WILLIAM DEVENEY WILLIAM DEVENEY2010-10-08

Plan Statistics for ETSW RETIREMENT PLAN

401k plan membership statisitcs for ETSW RETIREMENT PLAN

Measure Date Value
2021: ETSW RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0152
Total number of active participants reported on line 7a of the Form 55002021-01-0128
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0121
Total of all active and inactive participants2021-01-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0149
Number of participants with account balances2021-01-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-015
2020: ETSW RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0146
Total number of active participants reported on line 7a of the Form 55002020-01-0132
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0118
Total of all active and inactive participants2020-01-0150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0150
Number of participants with account balances2020-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ETSW RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0144
Total number of active participants reported on line 7a of the Form 55002019-01-0125
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0116
Total of all active and inactive participants2019-01-0141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0141
Number of participants with account balances2019-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: ETSW RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0141
Total number of active participants reported on line 7a of the Form 55002018-01-0125
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0116
Total of all active and inactive participants2018-01-0141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0141
Number of participants with account balances2018-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: ETSW RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0138
Total number of active participants reported on line 7a of the Form 55002017-01-0127
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0112
Total of all active and inactive participants2017-01-0139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0139
Number of participants with account balances2017-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ETSW RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0141
Total number of active participants reported on line 7a of the Form 55002016-01-0122
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0114
Total of all active and inactive participants2016-01-0136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0136
Number of participants with account balances2016-01-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ETSW RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0146
Total number of active participants reported on line 7a of the Form 55002015-01-0121
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0119
Total of all active and inactive participants2015-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0140
Number of participants with account balances2015-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: ETSW RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0147
Total number of active participants reported on line 7a of the Form 55002014-01-0127
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0118
Total of all active and inactive participants2014-01-0145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0145
Number of participants with account balances2014-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-015
2013: ETSW RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0153
Total number of active participants reported on line 7a of the Form 55002013-01-0138
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0110
Total of all active and inactive participants2013-01-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0148
Number of participants with account balances2013-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: ETSW RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0154
Total number of active participants reported on line 7a of the Form 55002012-01-0136
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0113
Total of all active and inactive participants2012-01-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0149
Number of participants with account balances2012-01-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2010: ETSW RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0138
Total number of active participants reported on line 7a of the Form 55002010-01-0139
Number of other retired or separated participants entitled to future benefits2010-01-013
Total of all active and inactive participants2010-01-0142
Total participants2010-01-0142
Number of participants with account balances2010-01-0142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: ETSW RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0153
Total number of active participants reported on line 7a of the Form 55002009-01-0132
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0113
Total of all active and inactive participants2009-01-0145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0145
Number of participants with account balances2009-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on ETSW RETIREMENT PLAN

Measure Date Value
2021 : ETSW RETIREMENT PLAN 2021 401k financial data
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$4,032,963
Expenses. Total of all expenses incurred2021-12-31$864,735
Benefits paid (including direct rollovers)2021-12-31$667,048
Total plan assets at end of year2021-12-31$23,148,365
Total plan assets at beginning of year2021-12-31$19,980,137
Value of fidelity bond covering the plan2021-12-31$1,000,000
Total contributions received or receivable from participants2021-12-31$260,560
Other income received2021-12-31$3,408,334
Net income (gross income less expenses)2021-12-31$3,168,228
Net plan assets at end of year (total assets less liabilities)2021-12-31$23,148,365
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$19,980,137
Assets. Value of participant loans2021-12-31$83,918
Assets. Value of assets in partnership/joint-venture interests2021-12-31$130,595
Total contributions received or receivable from employer(s)2021-12-31$364,069
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$197,687
2020 : ETSW RETIREMENT PLAN 2020 401k financial data
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$2,750,511
Expenses. Total of all expenses incurred2020-12-31$154,835
Total plan assets at end of year2020-12-31$19,980,137
Total plan assets at beginning of year2020-12-31$17,384,461
Value of fidelity bond covering the plan2020-12-31$1,000,000
Total contributions received or receivable from participants2020-12-31$272,963
Other income received2020-12-31$2,116,853
Net income (gross income less expenses)2020-12-31$2,595,676
Net plan assets at end of year (total assets less liabilities)2020-12-31$19,980,137
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$17,384,461
Assets. Value of participant loans2020-12-31$113,206
Assets. Value of assets in partnership/joint-venture interests2020-12-31$265,894
Total contributions received or receivable from employer(s)2020-12-31$360,695
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$154,835
2019 : ETSW RETIREMENT PLAN 2019 401k financial data
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$3,657,079
Expenses. Total of all expenses incurred2019-12-31$494,292
Benefits paid (including direct rollovers)2019-12-31$347,005
Total plan assets at end of year2019-12-31$17,384,461
Total plan assets at beginning of year2019-12-31$14,221,674
Value of fidelity bond covering the plan2019-12-31$1,000,000
Total contributions received or receivable from participants2019-12-31$257,800
Other income received2019-12-31$3,103,935
Net income (gross income less expenses)2019-12-31$3,162,787
Net plan assets at end of year (total assets less liabilities)2019-12-31$17,384,461
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$14,221,674
Assets. Value of participant loans2019-12-31$131,199
Assets. Value of assets in partnership/joint-venture interests2019-12-31$272,562
Total contributions received or receivable from employer(s)2019-12-31$295,344
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$147,287
2018 : ETSW RETIREMENT PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$-211,255
Expenses. Total of all expenses incurred2018-12-31$225,387
Benefits paid (including direct rollovers)2018-12-31$84,053
Total plan assets at end of year2018-12-31$14,221,674
Total plan assets at beginning of year2018-12-31$14,658,316
Value of fidelity bond covering the plan2018-12-31$1,010,000
Total contributions received or receivable from participants2018-12-31$270,007
Other income received2018-12-31$-779,331
Net income (gross income less expenses)2018-12-31$-436,642
Net plan assets at end of year (total assets less liabilities)2018-12-31$14,221,674
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$14,658,316
Assets. Value of participant loans2018-12-31$155,981
Assets. Value of assets in partnership/joint-venture interests2018-12-31$260,543
Total contributions received or receivable from employer(s)2018-12-31$298,069
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$141,334
2017 : ETSW RETIREMENT PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$2,643,242
Expenses. Total of all expenses incurred2017-12-31$330,795
Benefits paid (including direct rollovers)2017-12-31$218,822
Total plan assets at end of year2017-12-31$14,658,316
Total plan assets at beginning of year2017-12-31$12,345,869
Value of fidelity bond covering the plan2017-12-31$1,010,000
Total contributions received or receivable from participants2017-12-31$276,143
Other income received2017-12-31$2,025,532
Net income (gross income less expenses)2017-12-31$2,312,447
Net plan assets at end of year (total assets less liabilities)2017-12-31$14,658,316
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$12,345,869
Assets. Value of participant loans2017-12-31$91,675
Assets. Value of assets in partnership/joint-venture interests2017-12-31$255,832
Total contributions received or receivable from employer(s)2017-12-31$341,567
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$111,973
2016 : ETSW RETIREMENT PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$1,468,316
Expenses. Total of all expenses incurred2016-12-31$1,346,169
Benefits paid (including direct rollovers)2016-12-31$1,245,908
Total plan assets at end of year2016-12-31$12,345,869
Total plan assets at beginning of year2016-12-31$12,223,722
Value of fidelity bond covering the plan2016-12-31$1,010,000
Total contributions received or receivable from participants2016-12-31$261,250
Other income received2016-12-31$832,684
Net income (gross income less expenses)2016-12-31$122,147
Net plan assets at end of year (total assets less liabilities)2016-12-31$12,345,869
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$12,223,722
Assets. Value of participant loans2016-12-31$57,652
Assets. Value of assets in partnership/joint-venture interests2016-12-31$242,720
Total contributions received or receivable from employer(s)2016-12-31$374,382
Value of certain deemed distributions of participant loans2016-12-31$100,261
2015 : ETSW RETIREMENT PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$281,771
Expenses. Total of all expenses incurred2015-12-31$479,698
Benefits paid (including direct rollovers)2015-12-31$381,037
Total plan assets at end of year2015-12-31$12,223,722
Total plan assets at beginning of year2015-12-31$12,421,649
Value of fidelity bond covering the plan2015-12-31$1,010,000
Total contributions received or receivable from participants2015-12-31$272,425
Contributions received from other sources (not participants or employers)2015-12-31$1,110
Other income received2015-12-31$-257,164
Net income (gross income less expenses)2015-12-31$-197,927
Net plan assets at end of year (total assets less liabilities)2015-12-31$12,223,722
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$12,421,649
Assets. Value of participant loans2015-12-31$75,852
Assets. Value of assets in partnership/joint-venture interests2015-12-31$228,114
Total contributions received or receivable from employer(s)2015-12-31$265,400
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$98,661
2014 : ETSW RETIREMENT PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$1,344,027
Expenses. Total of all expenses incurred2014-12-31$830,937
Benefits paid (including direct rollovers)2014-12-31$735,573
Total plan assets at end of year2014-12-31$12,421,649
Total plan assets at beginning of year2014-12-31$11,908,559
Value of fidelity bond covering the plan2014-12-31$1,010,000
Total contributions received or receivable from participants2014-12-31$324,183
Other income received2014-12-31$712,096
Net income (gross income less expenses)2014-12-31$513,090
Net plan assets at end of year (total assets less liabilities)2014-12-31$12,421,649
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$11,908,559
Assets. Value of participant loans2014-12-31$92,681
Assets. Value of assets in partnership/joint-venture interests2014-12-31$128,368
Total contributions received or receivable from employer(s)2014-12-31$307,748
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$95,364
2013 : ETSW RETIREMENT PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$2,441,665
Expenses. Total of all expenses incurred2013-12-31$539,213
Benefits paid (including direct rollovers)2013-12-31$440,791
Total plan assets at end of year2013-12-31$11,908,559
Total plan assets at beginning of year2013-12-31$10,006,107
Value of fidelity bond covering the plan2013-12-31$2,000,000
Total contributions received or receivable from participants2013-12-31$395,340
Other income received2013-12-31$1,551,738
Net income (gross income less expenses)2013-12-31$1,902,452
Net plan assets at end of year (total assets less liabilities)2013-12-31$11,908,559
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$10,006,107
Assets. Value of participant loans2013-12-31$60,217
Assets. Value of assets in partnership/joint-venture interests2013-12-31$122,944
Total contributions received or receivable from employer(s)2013-12-31$494,587
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$98,422
2012 : ETSW RETIREMENT PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$1,726,616
Expenses. Total of all expenses incurred2012-12-31$329,730
Benefits paid (including direct rollovers)2012-12-31$261,824
Total plan assets at end of year2012-12-31$10,006,107
Total plan assets at beginning of year2012-12-31$8,609,221
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$357,962
Other income received2012-12-31$891,283
Net income (gross income less expenses)2012-12-31$1,396,886
Net plan assets at end of year (total assets less liabilities)2012-12-31$10,006,107
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$8,609,221
Assets. Value of participant loans2012-12-31$77,256
Assets. Value of assets in partnership/joint-venture interests2012-12-31$171,899
Total contributions received or receivable from employer(s)2012-12-31$477,371
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$67,906
2010 : ETSW RETIREMENT PLAN 2010 401k financial data
Total plan liabilities at beginning of year2010-12-31$2,782
Total income from all sources2010-12-31$1,837,568
Expenses. Total of all expenses incurred2010-12-31$2,539,292
Benefits paid (including direct rollovers)2010-12-31$2,519,863
Total plan assets at end of year2010-12-31$8,979,885
Total plan assets at beginning of year2010-12-31$9,684,391
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$324,140
Other income received2010-12-31$1,027,490
Net income (gross income less expenses)2010-12-31$-701,724
Net plan assets at end of year (total assets less liabilities)2010-12-31$8,979,885
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$9,681,609
Assets. Value of participant loans2010-12-31$4,823
Total contributions received or receivable from employer(s)2010-12-31$485,938
Value of certain deemed distributions of participant loans2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$19,429
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : ETSW RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ETSW RETIREMENT PLAN

2021: ETSW RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ETSW RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ETSW RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ETSW RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ETSW RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ETSW RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ETSW RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ETSW RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ETSW RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ETSW RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2010: ETSW RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ETSW RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number109386
Policy instance 1
Insurance contract or identification number109386
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $4,248
Total amount of fees paid to insurance companyUSD $378
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,248
Insurance broker organization code?3
Amount paid for insurance broker fees356
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number109386
Policy instance 1
Insurance contract or identification number109386
Number of Individuals Covered18
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $7,244
Total amount of fees paid to insurance companyUSD $697
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,244
Insurance broker organization code?3
Amount paid for insurance broker fees605
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameMORGAN STANLEY SMITH BARNEY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number109386
Policy instance 1
Insurance contract or identification number109386
Number of Individuals Covered14
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $6,960
Total amount of fees paid to insurance companyUSD $602
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,852
Insurance broker organization code?3
Amount paid for insurance broker fees602
Additional information about fees paid to insurance brokerTPA COMPENSATION; OTHER ALLOWANCES
Insurance broker nameMORGAN STANLEY SMITH BARNEY
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0977469
Policy instance 1
Insurance contract or identification numberE0977469
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-02-28
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,582
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees622
Additional information about fees paid to insurance brokerAUM
Insurance broker organization code?3
Insurance broker nameLPL MUTUAL SERVICES CORPORATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number109386
Policy instance 2
Insurance contract or identification number109386
Number of Individuals Covered15
Insurance policy start date2014-01-24
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $7,206
Total amount of fees paid to insurance companyUSD $835
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,206
Insurance broker organization code?3
Amount paid for insurance broker fees727
Additional information about fees paid to insurance brokerTPA COMPENSATION OTHER ALLOWANCES
Insurance broker nameMORGAN STANLEY SMITH BARNEY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number109386
Policy instance 2
Insurance contract or identification number109386
Number of Individuals Covered17
Insurance policy start date2013-01-24
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $14,434
Total amount of fees paid to insurance companyUSD $6,301
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,434
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerTPA FEES, TPA COMPENSATION
Insurance broker nameMORGAN STANLEY SMITH BARNEY
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number710986
Policy instance 1
Insurance contract or identification number710986
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-02-28
Total amount of commissions paid to insurance brokerUSD $134
Total amount of fees paid to insurance companyUSD $17
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $134
Insurance broker organization code?3
Amount paid for insurance broker fees17
Additional information about fees paid to insurance brokerADMINISTRATIVE ALLOWANCES
Insurance broker namePENSION FINANCIAL SERVICES INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number710986
Policy instance 1
Insurance contract or identification number710986
Number of Individuals Covered12
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $410
Total amount of fees paid to insurance companyUSD $60
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $410
Insurance broker organization code?3
Amount paid for insurance broker fees60
Additional information about fees paid to insurance brokerADMINISTRATIVE ALLOWANCE
Insurance broker namePENSION FINANCIAL SERVICES INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-710986
Policy instance 1
Insurance contract or identification numberGA-710986
Number of Individuals Covered8
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $251
Total amount of fees paid to insurance companyUSD $34
Commission paid to Insurance BrokerUSD $251
Insurance broker organization code?4
Amount paid for insurance broker fees34
Additional information about fees paid to insurance brokerADMINISTRATIVE ALLOWANCE
Insurance broker namePENSION FINANCIAL SERVICES, INC
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberVRO4028458
Policy instance 2
Insurance contract or identification numberVRO4028458
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $382
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Commission paid to Insurance BrokerUSD $382
Insurance broker organization code?4
Insurance broker nameSECURITIES AMERICA INC

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