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ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 002

ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROGER WOOD FOODS, INC. has sponsored the creation of one or more 401k plans.

Company Name:ROGER WOOD FOODS, INC.
Employer identification number (EIN):581177201
NAIC Classification:311110
NAIC Description: Animal Food Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01ANGELA TRAVIS2023-10-16
0022021-01-01ANGELA TRAVIS2022-07-05 ANGELA TRAVIS2022-07-05
0022020-01-01ANGELA TRAVIS2021-06-11 ANGELA TRAVIS2021-06-11
0022019-01-01ANGELA TRAVIS2020-06-29 ANGELA TRAVIS2020-06-29
0022018-01-01ANGELA TRAVIS2019-06-03 ANGELA TRAVIS2019-06-03
0022017-01-01DAVID SOLANA2018-02-16
0022016-01-01DAVID SOLANA2017-05-09
0022015-01-01DAVID SOLANA2016-05-26
0022014-01-01ANGELA SANDERS
0022013-01-01ANGELA SANDERS
0022012-01-01CAMILLE BROWN
0022011-01-01CAMILLE BROWN
0022009-01-01CAMILLE BROWN

Plan Statistics for ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2014: ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01133
Total number of active participants reported on line 7a of the Form 55002014-01-0177
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-019
Total of all active and inactive participants2014-01-0186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0186
Number of participants with account balances2014-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01177
Total number of active participants reported on line 7a of the Form 55002013-01-0191
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0141
Total of all active and inactive participants2013-01-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01133
Number of participants with account balances2013-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-015
2012: ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01243
Total number of active participants reported on line 7a of the Form 55002012-01-01136
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0140
Total of all active and inactive participants2012-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01177
Number of participants with account balances2012-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01286
Total number of active participants reported on line 7a of the Form 55002011-01-01164
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-0137
Total of all active and inactive participants2011-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01203
Number of participants with account balances2011-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2009: ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01309
Total number of active participants reported on line 7a of the Form 55002009-01-01205
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0128
Total of all active and inactive participants2009-01-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01236
Number of participants with account balances2009-01-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2014 : ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$130,939
Total of all expenses incurred2014-12-31$79,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$66,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$91,920
Value of total assets at end of year2014-12-31$753,954
Value of total assets at beginning of year2014-12-31$702,767
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$13,092
Total interest from all sources2014-12-31$317
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$70,230
Participant contributions at end of year2014-12-31$4,166
Participant contributions at beginning of year2014-12-31$11,508
Participant contributions at end of year2014-12-31$8,297
Participant contributions at beginning of year2014-12-31$1,957
Other income not declared elsewhere2014-12-31$2,448
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$51,187
Value of net assets at end of year (total assets less liabilities)2014-12-31$753,954
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$702,767
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$561,885
Value of interest in pooled separate accounts at beginning of year2014-12-31$497,423
Interest on participant loans2014-12-31$317
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$177,081
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$191,168
Net investment gain/loss from pooled separate accounts2014-12-31$36,254
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$21,690
Employer contributions (assets) at end of year2014-12-31$2,525
Employer contributions (assets) at beginning of year2014-12-31$711
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$66,660
Contract administrator fees2014-12-31$13,092
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DANIEL & DUNCAN LLC
Accountancy firm EIN2014-12-31203751915
2013 : ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$174,164
Total of all expenses incurred2013-12-31$160,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$148,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$72,220
Value of total assets at end of year2013-12-31$702,767
Value of total assets at beginning of year2013-12-31$689,542
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$12,319
Total interest from all sources2013-12-31$849
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$120,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$51,239
Participant contributions at end of year2013-12-31$11,508
Participant contributions at beginning of year2013-12-31$18,117
Participant contributions at end of year2013-12-31$1,957
Participant contributions at beginning of year2013-12-31$1,950
Other income not declared elsewhere2013-12-31$2,869
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$13,225
Value of net assets at end of year (total assets less liabilities)2013-12-31$702,767
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$689,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$497,423
Value of interest in pooled separate accounts at beginning of year2013-12-31$379,875
Interest on participant loans2013-12-31$849
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$191,168
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$288,732
Net investment gain/loss from pooled separate accounts2013-12-31$98,226
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$20,981
Employer contributions (assets) at end of year2013-12-31$711
Employer contributions (assets) at beginning of year2013-12-31$868
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$148,620
Contract administrator fees2013-12-31$12,319
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DANIEL & DUNCAN LLC
Accountancy firm EIN2013-12-31203751915
2012 : ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$115,727
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$46,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$34,878
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$63,219
Value of total assets at end of year2012-12-31$689,542
Value of total assets at beginning of year2012-12-31$620,256
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$11,563
Total interest from all sources2012-12-31$888
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$120,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$43,538
Participant contributions at end of year2012-12-31$18,117
Participant contributions at beginning of year2012-12-31$20,373
Participant contributions at end of year2012-12-31$1,950
Participant contributions at beginning of year2012-12-31$3,190
Other income not declared elsewhere2012-12-31$5,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$69,286
Value of net assets at end of year (total assets less liabilities)2012-12-31$689,542
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$620,256
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$379,875
Value of interest in pooled separate accounts at beginning of year2012-12-31$269,262
Interest on participant loans2012-12-31$888
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$288,732
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$326,048
Net investment gain/loss from pooled separate accounts2012-12-31$46,570
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$19,681
Employer contributions (assets) at end of year2012-12-31$868
Employer contributions (assets) at beginning of year2012-12-31$1,383
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$34,878
Contract administrator fees2012-12-31$11,563
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DANIEL & DUNCAN, LLC
Accountancy firm EIN2012-12-31203751915
2011 : ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$70,747
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$165,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$155,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$72,832
Value of total assets at end of year2011-12-31$620,256
Value of total assets at beginning of year2011-12-31$715,221
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$10,390
Total interest from all sources2011-12-31$1,076
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$120,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$54,449
Participant contributions at end of year2011-12-31$20,373
Participant contributions at beginning of year2011-12-31$25,863
Participant contributions at end of year2011-12-31$3,190
Participant contributions at beginning of year2011-12-31$2,832
Other income not declared elsewhere2011-12-31$7,421
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-94,965
Value of net assets at end of year (total assets less liabilities)2011-12-31$620,256
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$715,221
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$269,262
Value of interest in pooled separate accounts at beginning of year2011-12-31$297,238
Interest on participant loans2011-12-31$1,076
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$326,048
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$388,202
Net investment gain/loss from pooled separate accounts2011-12-31$-10,582
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$18,383
Employer contributions (assets) at end of year2011-12-31$1,383
Employer contributions (assets) at beginning of year2011-12-31$1,086
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$155,322
Contract administrator fees2011-12-31$10,390
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DANIEL & DUNCAN, LLC
Accountancy firm EIN2011-12-31203751915
2010 : ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$148,083
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$346,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$332,862
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$76,486
Value of total assets at end of year2010-12-31$715,221
Value of total assets at beginning of year2010-12-31$913,964
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$13,964
Total interest from all sources2010-12-31$1,901
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$120,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$56,051
Participant contributions at end of year2010-12-31$25,863
Participant contributions at beginning of year2010-12-31$30,544
Participant contributions at end of year2010-12-31$2,832
Participant contributions at beginning of year2010-12-31$3,643
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$10,993
Other income not declared elsewhere2010-12-31$10,266
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-198,743
Value of net assets at end of year (total assets less liabilities)2010-12-31$715,221
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$913,964
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$297,238
Value of interest in pooled separate accounts at beginning of year2010-12-31$541,312
Interest on participant loans2010-12-31$1,901
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$388,202
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$337,725
Net investment gain/loss from pooled separate accounts2010-12-31$59,430
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$9,442
Employer contributions (assets) at end of year2010-12-31$1,086
Employer contributions (assets) at beginning of year2010-12-31$740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$332,862
Contract administrator fees2010-12-31$13,964
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DANIEL & DUNCAN LLC
Accountancy firm EIN2010-12-31203751915
2009 : ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN

2014: ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ROGER WOOD FOODS, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number992016-000
Policy instance 1
Insurance contract or identification number992016-000
Number of Individuals Covered44
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,783
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $892
Insurance broker organization code?3
Insurance broker nameMICHAEL E MCCULLOUGH, MERRILL LYNCH
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number992016
Policy instance 1
Insurance contract or identification number992016
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $1,658
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $829
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIFE AGENCY INC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number992016
Policy instance 1
Insurance contract or identification number992016
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $1,583
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $664
Insurance broker organization code?3
Insurance broker nameTOWER SQUARE SECURITIES INC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number992016
Policy instance 1
Insurance contract or identification number992016
Number of Individuals Covered203
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1,611
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number992016
Policy instance 1
Insurance contract or identification number992016
Number of Individuals Covered124
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $2,169
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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