LARWOOD & PROPIS ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN
401k plan membership statisitcs for LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2017: LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-02-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-02-01 | 0 |
| Number of retired or separated participants receiving benefits | 2017-02-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-02-01 | 0 |
| Total of all active and inactive participants | 2017-02-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-02-01 | 0 |
| Total participants | 2017-02-01 | 0 |
| Number of participants with account balances | 2017-02-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-02-01 | 0 |
| 2016: LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-02-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-02-01 | 0 |
| Number of retired or separated participants receiving benefits | 2016-02-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2016-02-01 | 0 |
| Total of all active and inactive participants | 2016-02-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-02-01 | 0 |
| Total participants | 2016-02-01 | 1 |
| Number of participants with account balances | 2016-02-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-02-01 | 0 |
| 2015: LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-02-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-02-01 | 0 |
| Number of retired or separated participants receiving benefits | 2015-02-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2015-02-01 | 0 |
| Total of all active and inactive participants | 2015-02-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-02-01 | 0 |
| Total participants | 2015-02-01 | 1 |
| Number of participants with account balances | 2015-02-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-02-01 | 0 |
| 2014: LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-02-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-02-01 | 0 |
| Number of retired or separated participants receiving benefits | 2014-02-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2014-02-01 | 0 |
| Total of all active and inactive participants | 2014-02-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-02-01 | 0 |
| Total participants | 2014-02-01 | 1 |
| Number of participants with account balances | 2014-02-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-02-01 | 0 |
| 2013: LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-02-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-02-01 | 1 |
| Number of retired or separated participants receiving benefits | 2013-02-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-02-01 | 0 |
| Total of all active and inactive participants | 2013-02-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-02-01 | 0 |
| Total participants | 2013-02-01 | 1 |
| Number of participants with account balances | 2013-02-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-02-01 | 0 |
| 2012: LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-02-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-02-01 | 0 |
| Number of retired or separated participants receiving benefits | 2012-02-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2012-02-01 | 0 |
| Total of all active and inactive participants | 2012-02-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-02-01 | 0 |
| Total participants | 2012-02-01 | 1 |
| Number of participants with account balances | 2012-02-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-02-01 | 0 |
| 2011: LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-02-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-02-01 | 0 |
| Number of retired or separated participants receiving benefits | 2011-02-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2011-02-01 | 0 |
| Total of all active and inactive participants | 2011-02-01 | 2 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-02-01 | 0 |
| Total participants | 2011-02-01 | 2 |
| Number of participants with account balances | 2011-02-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-02-01 | 0 |
| 2009: LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-02-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-02-01 | 0 |
| Number of retired or separated participants receiving benefits | 2009-02-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2009-02-01 | 0 |
| Total of all active and inactive participants | 2009-02-01 | 2 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-02-01 | 0 |
| Total participants | 2009-02-01 | 2 |
| Number of participants with account balances | 2009-02-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-02-01 | 0 |
| Measure | Date | Value |
|---|
| 2018 : LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2018 401k financial data |
|---|
| Total plan liabilities at beginning of year | 2018-01-31 | $57 |
| Total income from all sources | 2018-01-31 | $180,901 |
| Expenses. Total of all expenses incurred | 2018-01-31 | $1,479,757 |
| Benefits paid (including direct rollovers) | 2018-01-31 | $1,470,553 |
| Total plan assets at end of year | 2018-01-31 | $0 |
| Total plan assets at beginning of year | 2018-01-31 | $1,298,913 |
| Expenses. Other expenses not covered elsewhere | 2018-01-31 | $1,000 |
| Other income received | 2018-01-31 | $180,901 |
| Net income (gross income less expenses) | 2018-01-31 | $-1,298,856 |
| Net plan assets at end of year (total assets less liabilities) | 2018-01-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-01-31 | $1,298,856 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-01-31 | $8,204 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-01-31 | $0 |
| 2017 : LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total plan liabilities at end of year | 2017-01-31 | $57 |
| Total plan liabilities at beginning of year | 2017-01-31 | $57 |
| Total income from all sources | 2017-01-31 | $147,022 |
| Expenses. Total of all expenses incurred | 2017-01-31 | $11,010 |
| Total plan assets at end of year | 2017-01-31 | $1,298,913 |
| Total plan assets at beginning of year | 2017-01-31 | $1,162,901 |
| Expenses. Other expenses not covered elsewhere | 2017-01-31 | $1,995 |
| Other income received | 2017-01-31 | $147,022 |
| Net income (gross income less expenses) | 2017-01-31 | $136,012 |
| Net plan assets at end of year (total assets less liabilities) | 2017-01-31 | $1,298,856 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-01-31 | $1,162,844 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-01-31 | $9,015 |
| 2016 : LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total plan liabilities at end of year | 2016-01-31 | $57 |
| Total plan liabilities at beginning of year | 2016-01-31 | $57 |
| Total income from all sources | 2016-01-31 | $-49,141 |
| Expenses. Total of all expenses incurred | 2016-01-31 | $9,939 |
| Total plan assets at end of year | 2016-01-31 | $1,162,901 |
| Total plan assets at beginning of year | 2016-01-31 | $1,221,981 |
| Expenses. Other expenses not covered elsewhere | 2016-01-31 | $1,000 |
| Other income received | 2016-01-31 | $-49,141 |
| Net income (gross income less expenses) | 2016-01-31 | $-59,080 |
| Net plan assets at end of year (total assets less liabilities) | 2016-01-31 | $1,162,844 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-01-31 | $1,221,924 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-01-31 | $8,939 |
| 2015 : LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total plan liabilities at end of year | 2015-01-31 | $57 |
| Total plan liabilities at beginning of year | 2015-01-31 | $1,952 |
| Total income from all sources | 2015-01-31 | $62,070 |
| Expenses. Total of all expenses incurred | 2015-01-31 | $11,186 |
| Total plan assets at end of year | 2015-01-31 | $1,221,981 |
| Total plan assets at beginning of year | 2015-01-31 | $1,172,992 |
| Expenses. Other expenses not covered elsewhere | 2015-01-31 | $2,050 |
| Other income received | 2015-01-31 | $62,070 |
| Net income (gross income less expenses) | 2015-01-31 | $50,884 |
| Net plan assets at end of year (total assets less liabilities) | 2015-01-31 | $1,221,924 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-01-31 | $1,171,040 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-01-31 | $9,136 |
| 2014 : LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total plan liabilities at end of year | 2014-01-31 | $1,952 |
| Total plan liabilities at beginning of year | 2014-01-31 | $1,952 |
| Total income from all sources | 2014-01-31 | $90,973 |
| Expenses. Total of all expenses incurred | 2014-01-31 | $8,427 |
| Total plan assets at end of year | 2014-01-31 | $1,172,992 |
| Total plan assets at beginning of year | 2014-01-31 | $1,090,446 |
| Other income received | 2014-01-31 | $90,973 |
| Net income (gross income less expenses) | 2014-01-31 | $82,546 |
| Net plan assets at end of year (total assets less liabilities) | 2014-01-31 | $1,171,040 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-01-31 | $1,088,494 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-01-31 | $8,427 |
| 2013 : LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total plan liabilities at end of year | 2013-01-31 | $1,952 |
| Total income from all sources | 2013-01-31 | $111,899 |
| Expenses. Total of all expenses incurred | 2013-01-31 | $995,525 |
| Benefits paid (including direct rollovers) | 2013-01-31 | $986,737 |
| Total plan assets at end of year | 2013-01-31 | $1,090,446 |
| Total plan assets at beginning of year | 2013-01-31 | $1,972,120 |
| Expenses. Other expenses not covered elsewhere | 2013-01-31 | $1,952 |
| Other income received | 2013-01-31 | $111,899 |
| Net income (gross income less expenses) | 2013-01-31 | $-883,626 |
| Net plan assets at end of year (total assets less liabilities) | 2013-01-31 | $1,088,494 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-01-31 | $1,972,120 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-01-31 | $6,836 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-01-31 | $0 |
| 2012 : LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-01-31 | $48,140 |
| Expenses. Total of all expenses incurred | 2012-01-31 | $16,549 |
| Total plan assets at end of year | 2012-01-31 | $1,972,120 |
| Total plan assets at beginning of year | 2012-01-31 | $1,940,529 |
| Expenses. Other expenses not covered elsewhere | 2012-01-31 | $16,549 |
| Other income received | 2012-01-31 | $48,140 |
| Net income (gross income less expenses) | 2012-01-31 | $31,591 |
| Net plan assets at end of year (total assets less liabilities) | 2012-01-31 | $1,972,120 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-01-31 | $1,940,529 |
| 2011 : LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-01-31 | $765,784 |
| Expenses. Total of all expenses incurred | 2011-01-31 | $13,050 |
| Total plan assets at end of year | 2011-01-31 | $1,940,529 |
| Total plan assets at beginning of year | 2011-01-31 | $1,187,795 |
| Expenses. Other expenses not covered elsewhere | 2011-01-31 | $13,050 |
| Contributions received from other sources (not participants or employers) | 2011-01-31 | $573,780 |
| Other income received | 2011-01-31 | $192,004 |
| Net income (gross income less expenses) | 2011-01-31 | $752,734 |
| Net plan assets at end of year (total assets less liabilities) | 2011-01-31 | $1,940,529 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-01-31 | $1,187,795 |
| 2017: LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2017 form 5500 responses |
|---|
| 2017-02-01 | Type of plan entity | Single employer plan |
| 2017-02-01 | Submission has been amended | No |
| 2017-02-01 | This submission is the final filing | Yes |
| 2017-02-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-02-01 | Plan is a collectively bargained plan | No |
| 2017-02-01 | Plan funding arrangement – Insurance | Yes |
| 2017-02-01 | Plan funding arrangement – Trust | Yes |
| 2017-02-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-02-01 | Plan benefit arrangement - Trust | Yes |
| 2016: LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2016 form 5500 responses |
|---|
| 2016-02-01 | Type of plan entity | Single employer plan |
| 2016-02-01 | Submission has been amended | No |
| 2016-02-01 | This submission is the final filing | No |
| 2016-02-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-02-01 | Plan is a collectively bargained plan | No |
| 2016-02-01 | Plan funding arrangement – Insurance | Yes |
| 2016-02-01 | Plan funding arrangement – Trust | Yes |
| 2016-02-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-02-01 | Plan benefit arrangement - Trust | Yes |
| 2015: LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2015 form 5500 responses |
|---|
| 2015-02-01 | Type of plan entity | Single employer plan |
| 2015-02-01 | Submission has been amended | No |
| 2015-02-01 | This submission is the final filing | No |
| 2015-02-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-02-01 | Plan is a collectively bargained plan | No |
| 2015-02-01 | Plan funding arrangement – Insurance | Yes |
| 2015-02-01 | Plan funding arrangement – Trust | Yes |
| 2015-02-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-02-01 | Plan benefit arrangement - Trust | Yes |
| 2014: LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2014 form 5500 responses |
|---|
| 2014-02-01 | Type of plan entity | Single employer plan |
| 2014-02-01 | Submission has been amended | No |
| 2014-02-01 | This submission is the final filing | No |
| 2014-02-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-02-01 | Plan is a collectively bargained plan | No |
| 2014-02-01 | Plan funding arrangement – Insurance | Yes |
| 2014-02-01 | Plan funding arrangement – Trust | Yes |
| 2014-02-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-02-01 | Plan benefit arrangement - Trust | Yes |
| 2013: LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2013 form 5500 responses |
|---|
| 2013-02-01 | Type of plan entity | Single employer plan |
| 2013-02-01 | Submission has been amended | No |
| 2013-02-01 | This submission is the final filing | No |
| 2013-02-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-02-01 | Plan is a collectively bargained plan | No |
| 2013-02-01 | Plan funding arrangement – Insurance | Yes |
| 2013-02-01 | Plan funding arrangement – Trust | Yes |
| 2013-02-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-02-01 | Plan benefit arrangement - Trust | Yes |
| 2012: LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2012 form 5500 responses |
|---|
| 2012-02-01 | Type of plan entity | Single employer plan |
| 2012-02-01 | Submission has been amended | No |
| 2012-02-01 | This submission is the final filing | No |
| 2012-02-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-02-01 | Plan is a collectively bargained plan | No |
| 2012-02-01 | Plan funding arrangement – Insurance | Yes |
| 2012-02-01 | Plan funding arrangement – Trust | Yes |
| 2012-02-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-02-01 | Plan benefit arrangement - Trust | Yes |
| 2011: LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2011 form 5500 responses |
|---|
| 2011-02-01 | Type of plan entity | Single employer plan |
| 2011-02-01 | Submission has been amended | No |
| 2011-02-01 | This submission is the final filing | No |
| 2011-02-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-02-01 | Plan is a collectively bargained plan | No |
| 2011-02-01 | Plan funding arrangement – Insurance | Yes |
| 2011-02-01 | Plan funding arrangement – Trust | Yes |
| 2011-02-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-02-01 | Plan benefit arrangement - Trust | Yes |
| 2009: LARWOOD & PROPIS ASSOCIATES, INC. PROFIT SHARING PLAN 2009 form 5500 responses |
|---|
| 2009-02-01 | Type of plan entity | Single employer plan |
| 2009-02-01 | Submission has been amended | No |
| 2009-02-01 | This submission is the final filing | No |
| 2009-02-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-02-01 | Plan is a collectively bargained plan | No |
| 2009-02-01 | Plan funding arrangement – Insurance | Yes |
| 2009-02-01 | Plan funding arrangement – Trust | Yes |
| 2009-02-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-02-01 | Plan benefit arrangement - Trust | Yes |
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 41152 |
| Policy instance | 1 |
| Insurance contract or identification number | 41152 | | Insurance policy start date | 2017-02-01 | | Insurance policy end date | 2018-01-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 1 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 | | Insurance broker name | JAMES M SMITH |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 15111 |
| Policy instance | 1 |
| Insurance contract or identification number | 15111 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2015-02-01 | | Insurance policy end date | 2016-01-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | Yes | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 15111 |
| Policy instance | 1 |
| Insurance contract or identification number | 15111 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2014-02-01 | | Insurance policy end date | 2015-01-31 | | Total amount of commissions paid to insurance broker | USD $286 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | Yes | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $160 | | Insurance broker organization code? | 3 | | Insurance broker name | KIRK W. WIMBERLY |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 15111 |
| Policy instance | 1 |
| Insurance contract or identification number | 15111 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2013-02-01 | | Insurance policy end date | 2014-01-31 | | Total amount of commissions paid to insurance broker | USD $251 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | Yes | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $135 | | Insurance broker organization code? | 3 | | Insurance broker name | KIRK S. WIMBERLY |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 15111 |
| Policy instance | 1 |
| Insurance contract or identification number | 15111 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2012-02-01 | | Insurance policy end date | 2013-01-31 | | Total amount of commissions paid to insurance broker | USD $231 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | Yes | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $125 | | Insurance broker organization code? | 3 | | Insurance broker name | KIRK S. WIMBERLY |
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| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 15111 |
| Policy instance | 1 |
| Insurance contract or identification number | 15111 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2011-02-01 | | Insurance policy end date | 2012-01-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $343 | | Are there contracts with allocated funds for individual policies? | Yes | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | 15111 |
| Policy instance | 1 |
| Insurance contract or identification number | 15111 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2010-02-01 | | Insurance policy end date | 2011-01-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $317 | | Are there contracts with allocated funds for individual policies? | Yes | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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