LUMIS C. BROWN, D.D.S. LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan LUMIS C. BROWN, D.D.S. 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for LUMIS C. BROWN, D.D.S. 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2011: LUMIS C. BROWN, D.D.S. 401(K) PROFIT SHARING PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 9 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 7 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 1 |
| Total of all active and inactive participants | 2011-01-01 | 8 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 1 |
| Total participants | 2011-01-01 | 9 |
| Number of participants with account balances | 2011-01-01 | 9 |
| 2009: LUMIS C. BROWN, D.D.S. 401(K) PROFIT SHARING PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 10 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 8 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 1 |
| Total of all active and inactive participants | 2009-01-01 | 9 |
| Total participants | 2009-01-01 | 9 |
| Number of participants with account balances | 2009-01-01 | 9 |
| Measure | Date | Value |
|---|
| 2011 : LUMIS C. BROWN, D.D.S. 401(K) PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $54,886 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $16,697 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $16,621 |
| Total plan assets at end of year | 2011-12-31 | $1,344,167 |
| Total plan assets at beginning of year | 2011-12-31 | $1,305,978 |
| Total contributions received or receivable from participants | 2011-12-31 | $46,200 |
| Other income received | 2011-12-31 | $-56,440 |
| Net income (gross income less expenses) | 2011-12-31 | $38,189 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $1,344,167 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,305,978 |
| Assets. Value of participant loans | 2011-12-31 | $14,402 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $65,126 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $76 |
| 2010 : LUMIS C. BROWN, D.D.S. 401(K) PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $212,399 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $161,628 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $161,355 |
| Total plan assets at end of year | 2010-12-31 | $1,305,978 |
| Total plan assets at beginning of year | 2010-12-31 | $1,255,207 |
| Total contributions received or receivable from participants | 2010-12-31 | $45,159 |
| Other income received | 2010-12-31 | $108,902 |
| Net income (gross income less expenses) | 2010-12-31 | $50,771 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $1,305,978 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,255,207 |
| Assets. Value of participant loans | 2010-12-31 | $18,230 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $58,338 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $273 |
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-027395 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-027395 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $5,101 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-027395 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-027395 | | Number of Individuals Covered | 8 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $4,627 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $4,627 | | Insurance broker organization code? | 3 | | Insurance broker name | WELLS FARGO ADVISORS INS AGENCY LLC |
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