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CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 401k Plan overview

Plan NameCAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN
Plan identification number 001

CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CAPE ENVIRONMENTAL MANAGEMENT INC has sponsored the creation of one or more 401k plans.

Company Name:CAPE ENVIRONMENTAL MANAGEMENT INC
Employer identification number (EIN):581639130
NAIC Classification:541600

Additional information about CAPE ENVIRONMENTAL MANAGEMENT INC

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date: 1985-08-26
Company Identification Number: 692305
Legal Registered Office Address: 500 Pinnacle Court
Suite 100
Norcross
United States of America (USA)
30071

More information about CAPE ENVIRONMENTAL MANAGEMENT INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01LUIS RIOS LUIS RIOS2018-10-15
0012016-01-01LUIS RIOS LUIS RIOS2017-10-03
0012015-01-01LUIS RIOS LUIS RIOS2016-10-12
0012014-01-01LUIS RIOS LUIS RIOS2015-09-18
0012013-01-01LES FLYNN LES FLYNN2014-10-10
0012012-01-01LESLIE FLYNN
0012011-01-01RICHARD VALLEJO
0012010-01-01RICHARD VALLEJO
0012009-01-01RICHARD VALLEJO

Plan Statistics for CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN

401k plan membership statisitcs for CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN

Measure Date Value
2023: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01192
Total number of active participants reported on line 7a of the Form 55002023-01-01128
Number of retired or separated participants receiving benefits2023-01-011
Number of other retired or separated participants entitled to future benefits2023-01-01101
Total of all active and inactive participants2023-01-01230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01230
Number of participants with account balances2023-01-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-019
2022: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01234
Total number of active participants reported on line 7a of the Form 55002022-01-01122
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-01107
Total of all active and inactive participants2022-01-01233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01233
Number of participants with account balances2022-01-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0122
2021: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01254
Total number of active participants reported on line 7a of the Form 55002021-01-01119
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-01112
Total of all active and inactive participants2021-01-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01234
Number of participants with account balances2021-01-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0115
2020: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01303
Total number of active participants reported on line 7a of the Form 55002020-01-01120
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01132
Total of all active and inactive participants2020-01-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01254
Number of participants with account balances2020-01-01249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0122
2019: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01367
Total number of active participants reported on line 7a of the Form 55002019-01-01190
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-01110
Total of all active and inactive participants2019-01-01303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01303
Number of participants with account balances2019-01-01297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0173
2018: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01391
Total number of active participants reported on line 7a of the Form 55002018-01-01268
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-0196
Total of all active and inactive participants2018-01-01367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01367
Number of participants with account balances2018-01-01357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0147
2017: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01388
Total number of active participants reported on line 7a of the Form 55002017-01-01318
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0173
Total of all active and inactive participants2017-01-01391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01391
Number of participants with account balances2017-01-01344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-016
2016: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01383
Total number of active participants reported on line 7a of the Form 55002016-01-01307
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0181
Total of all active and inactive participants2016-01-01388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01388
Number of participants with account balances2016-01-01320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01448
Total number of active participants reported on line 7a of the Form 55002015-01-01288
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0176
Total of all active and inactive participants2015-01-01364
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01364
Number of participants with account balances2015-01-01311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01380
Total number of active participants reported on line 7a of the Form 55002014-01-01356
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0179
Total of all active and inactive participants2014-01-01435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01435
Number of participants with account balances2014-01-01300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0139
2013: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01433
Total number of active participants reported on line 7a of the Form 55002013-01-01296
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0177
Total of all active and inactive participants2013-01-01373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01373
Number of participants with account balances2013-01-01316
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0138
2012: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01429
Total number of active participants reported on line 7a of the Form 55002012-01-01283
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01136
Total of all active and inactive participants2012-01-01419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01419
Number of participants with account balances2012-01-01370
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0162
2011: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01392
Total number of active participants reported on line 7a of the Form 55002011-01-01294
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01116
Total of all active and inactive participants2011-01-01410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01410
Number of participants with account balances2011-01-01354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0156
2010: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01364
Total number of active participants reported on line 7a of the Form 55002010-01-01291
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0184
Total of all active and inactive participants2010-01-01375
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01375
Number of participants with account balances2010-01-01311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0125
2009: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01335
Total number of active participants reported on line 7a of the Form 55002009-01-01288
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0166
Total of all active and inactive participants2009-01-01354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01354
Number of participants with account balances2009-01-01235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0115

Financial Data on CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN

Measure Date Value
2023 : CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total transfer of assets from this plan2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$5,709,569
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$2,156,815
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$2,088,862
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$1,819,026
Value of total assets at end of year2023-12-31$28,224,125
Value of total assets at beginning of year2023-12-31$24,671,371
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$67,953
Total interest from all sources2023-12-31$13,765
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$732,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$732,686
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,301,384
Participant contributions at end of year2023-12-31$267,474
Participant contributions at beginning of year2023-12-31$264,319
Participant contributions at end of year2023-12-31$975
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$116,461
Other income not declared elsewhere2023-12-31$657
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$3,552,754
Value of net assets at end of year (total assets less liabilities)2023-12-31$28,224,125
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$24,671,371
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$52,151
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$25,802,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$22,252,755
Interest on participant loans2023-12-31$13,765
Value of interest in common/collective trusts at end of year2023-12-31$2,152,395
Value of interest in common/collective trusts at beginning of year2023-12-31$2,154,297
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$3,143,435
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$401,181
Employer contributions (assets) at end of year2023-12-31$390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$2,088,862
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31GORFINE, SCHILLER & GARDYN, P.A.
Accountancy firm EIN2023-12-31521231901
2022 : CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$3,214
Total income from all sources (including contributions)2022-12-31$-3,296,612
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,306,705
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,246,024
Value of total corrective distributions2022-12-31$344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,433,457
Value of total assets at end of year2022-12-31$24,671,371
Value of total assets at beginning of year2022-12-31$29,277,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$60,337
Total interest from all sources2022-12-31$16,638
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$813,227
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$813,227
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,119,854
Participant contributions at end of year2022-12-31$264,319
Participant contributions at beginning of year2022-12-31$283,608
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,073
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$537
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$3,214
Other income not declared elsewhere2022-12-31$559
Administrative expenses (other) incurred2022-12-31$60,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,603,317
Value of net assets at end of year (total assets less liabilities)2022-12-31$24,671,371
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$29,274,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$22,252,755
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$27,040,248
Interest on participant loans2022-12-31$16,638
Value of interest in common/collective trusts at end of year2022-12-31$2,154,297
Value of interest in common/collective trusts at beginning of year2022-12-31$1,954,046
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,590,211
Net investment gain or loss from common/collective trusts2022-12-31$29,718
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$310,530
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,245,487
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GORFINE, SCHILLER & GARDYN, P.A.
Accountancy firm EIN2022-12-31521231901
2021 : CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$3,214
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$30,945
Total income from all sources (including contributions)2021-12-31$4,396,933
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,068,228
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$992,975
Value of total corrective distributions2021-12-31$4,230
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,295,760
Value of total assets at end of year2021-12-31$29,277,902
Value of total assets at beginning of year2021-12-31$25,976,928
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$71,023
Total interest from all sources2021-12-31$14,567
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$640,110
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$640,110
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,029,855
Participant contributions at end of year2021-12-31$283,608
Participant contributions at beginning of year2021-12-31$322,906
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$46,205
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$374
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$3,214
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$30,945
Other income not declared elsewhere2021-12-31$1,402
Administrative expenses (other) incurred2021-12-31$71,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,328,705
Value of net assets at end of year (total assets less liabilities)2021-12-31$29,274,688
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$25,945,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$27,040,248
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$23,717,374
Interest on participant loans2021-12-31$14,567
Value of interest in common/collective trusts at end of year2021-12-31$1,954,046
Value of interest in common/collective trusts at beginning of year2021-12-31$1,936,648
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,416,311
Net investment gain or loss from common/collective trusts2021-12-31$28,783
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$219,700
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$992,601
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GORFINE, SCHILLER & GARDYN, P.A.
Accountancy firm EIN2021-12-31521231901
2020 : CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$30,945
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$44,499
Total income from all sources (including contributions)2020-12-31$4,072,875
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,524,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,407,189
Value of total corrective distributions2020-12-31$39,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,356,806
Value of total assets at end of year2020-12-31$25,976,928
Value of total assets at beginning of year2020-12-31$27,442,574
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$78,371
Total interest from all sources2020-12-31$23,522
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$471,696
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$471,696
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,121,849
Participant contributions at end of year2020-12-31$322,906
Participant contributions at beginning of year2020-12-31$429,270
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$1,403
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$58,921
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$30,945
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$44,499
Other income not declared elsewhere2020-12-31$838
Administrative expenses (other) incurred2020-12-31$78,371
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-1,452,092
Value of net assets at end of year (total assets less liabilities)2020-12-31$25,945,983
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$27,398,075
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$23,717,374
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$26,361,946
Interest on participant loans2020-12-31$23,522
Value of interest in common/collective trusts at end of year2020-12-31$1,936,648
Value of interest in common/collective trusts at beginning of year2020-12-31$649,759
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,183,357
Net investment gain or loss from common/collective trusts2020-12-31$36,656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$176,036
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,407,189
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GORFINE, SCHILLER & GARDYN, P.A.
Accountancy firm EIN2020-12-31521231901
2019 : CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$44,499
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$44,499
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$27,535
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$27,535
Total income from all sources (including contributions)2019-12-31$6,475,080
Total income from all sources (including contributions)2019-12-31$6,475,080
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,939,167
Total of all expenses incurred2019-12-31$2,939,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,859,788
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,859,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,604,784
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,604,784
Value of total assets at end of year2019-12-31$27,442,574
Value of total assets at end of year2019-12-31$27,442,574
Value of total assets at beginning of year2019-12-31$23,889,697
Value of total assets at beginning of year2019-12-31$23,889,697
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$79,379
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$79,379
Total interest from all sources2019-12-31$24,809
Total interest from all sources2019-12-31$24,809
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$610,666
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$610,666
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$610,666
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$610,666
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,384,433
Contributions received from participants2019-12-31$1,384,433
Participant contributions at end of year2019-12-31$429,270
Participant contributions at end of year2019-12-31$429,270
Participant contributions at beginning of year2019-12-31$440,633
Participant contributions at beginning of year2019-12-31$440,633
Participant contributions at end of year2019-12-31$1,403
Participant contributions at end of year2019-12-31$1,403
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$500
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$500
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$4,224
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$4,224
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$44,499
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$44,499
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$27,535
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$27,535
Other income not declared elsewhere2019-12-31$5,249
Other income not declared elsewhere2019-12-31$5,249
Administrative expenses (other) incurred2019-12-31$79,379
Administrative expenses (other) incurred2019-12-31$79,379
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,535,913
Value of net income/loss2019-12-31$3,535,913
Value of net assets at end of year (total assets less liabilities)2019-12-31$27,398,075
Value of net assets at end of year (total assets less liabilities)2019-12-31$27,398,075
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$23,862,162
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$23,862,162
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$26,361,946
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$26,361,946
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$22,974,459
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$22,974,459
Interest on participant loans2019-12-31$24,809
Interest on participant loans2019-12-31$24,809
Value of interest in common/collective trusts at end of year2019-12-31$649,759
Value of interest in common/collective trusts at end of year2019-12-31$649,759
Value of interest in common/collective trusts at beginning of year2019-12-31$462,787
Value of interest in common/collective trusts at beginning of year2019-12-31$462,787
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,216,158
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,216,158
Net investment gain or loss from common/collective trusts2019-12-31$13,414
Net investment gain or loss from common/collective trusts2019-12-31$13,414
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$219,851
Contributions received in cash from employer2019-12-31$219,851
Employer contributions (assets) at end of year2019-12-31$196
Employer contributions (assets) at end of year2019-12-31$196
Employer contributions (assets) at beginning of year2019-12-31$11,818
Employer contributions (assets) at beginning of year2019-12-31$11,818
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,855,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,855,564
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GORFINE, SCHILLER & GARDYN, P.A.
Accountancy firm name2019-12-31GORFINE, SCHILLER & GARDYN, P.A.
Accountancy firm EIN2019-12-31521231901
Accountancy firm EIN2019-12-31521231901
2018 : CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$27,535
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$7,992
Total income from all sources (including contributions)2018-12-31$815,735
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,371,316
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,279,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,267,506
Value of total assets at end of year2018-12-31$23,889,697
Value of total assets at beginning of year2018-12-31$24,425,735
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$92,188
Total interest from all sources2018-12-31$23,099
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$571,098
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$571,098
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,686,219
Participant contributions at end of year2018-12-31$440,633
Participant contributions at beginning of year2018-12-31$436,518
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$46,058
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$263,840
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$27,535
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$7,992
Other income not declared elsewhere2018-12-31$5,376
Administrative expenses (other) incurred2018-12-31$92,188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-555,581
Value of net assets at end of year (total assets less liabilities)2018-12-31$23,862,162
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$24,417,743
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$22,974,459
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$23,785,190
Interest on participant loans2018-12-31$23,099
Value of interest in common/collective trusts at end of year2018-12-31$462,787
Value of interest in common/collective trusts at beginning of year2018-12-31$148,848
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,060,885
Net investment gain or loss from common/collective trusts2018-12-31$9,541
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$317,447
Employer contributions (assets) at end of year2018-12-31$11,818
Employer contributions (assets) at beginning of year2018-12-31$9,121
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,279,128
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GORFINE, SCHILLER & GARDYN, P.A.
Accountancy firm EIN2018-12-31521231901
2017 : CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$7,992
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,141,862
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,645,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,622,999
Expenses. Certain deemed distributions of participant loans2017-12-31$11,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,956,904
Value of total assets at end of year2017-12-31$24,425,735
Value of total assets at beginning of year2017-12-31$20,921,814
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$11,039
Total interest from all sources2017-12-31$22,895
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$640,278
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$640,278
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,636,206
Participant contributions at end of year2017-12-31$436,518
Participant contributions at beginning of year2017-12-31$478,532
Participant contributions at end of year2017-12-31$46,058
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$71,981
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$85,969
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$7,992
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$37,440
Administrative expenses (other) incurred2017-12-31$11,039
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,495,929
Value of net assets at end of year (total assets less liabilities)2017-12-31$24,417,743
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$20,921,814
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$23,785,190
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$16,444,167
Interest on participant loans2017-12-31$22,895
Value of interest in common/collective trusts at end of year2017-12-31$148,848
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,986,624
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,484,345
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$248,717
Employer contributions (assets) at end of year2017-12-31$9,121
Employer contributions (assets) at beginning of year2017-12-31$12,491
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,537,030
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GORFINE, SCHILLER & GARDYN, P.A.
Accountancy firm EIN2017-12-31521231901
2016 : CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,494,791
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,321,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,229,513
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,998,476
Value of total assets at end of year2016-12-31$20,921,814
Value of total assets at beginning of year2016-12-31$18,748,471
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$91,935
Total interest from all sources2016-12-31$73,572
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$336,626
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$336,626
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,484,094
Participant contributions at end of year2016-12-31$478,532
Participant contributions at beginning of year2016-12-31$419,380
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$242,979
Other income not declared elsewhere2016-12-31$43,500
Administrative expenses (other) incurred2016-12-31$91,935
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,173,343
Value of net assets at end of year (total assets less liabilities)2016-12-31$20,921,814
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$18,748,471
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$16,444,167
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$15,337,591
Interest on participant loans2016-12-31$22,073
Interest earned on other investments2016-12-31$51,499
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,986,624
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,991,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,042,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$271,403
Employer contributions (assets) at end of year2016-12-31$12,491
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,229,513
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GORFINE, SCHILLER & GARDYN, P.A.
Accountancy firm EIN2016-12-31521231901
2015 : CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,682,164
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,102,763
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,997,484
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,776,237
Value of total assets at end of year2015-12-31$18,748,471
Value of total assets at beginning of year2015-12-31$19,169,070
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$105,279
Total interest from all sources2015-12-31$56,486
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$313,416
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$313,416
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,443,935
Participant contributions at end of year2015-12-31$419,380
Participant contributions at beginning of year2015-12-31$400,226
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$133,229
Other income not declared elsewhere2015-12-31$43,500
Administrative expenses (other) incurred2015-12-31$105,279
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-420,599
Value of net assets at end of year (total assets less liabilities)2015-12-31$18,748,471
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$19,169,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$15,337,591
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$15,924,333
Interest on participant loans2015-12-31$20,467
Interest earned on other investments2015-12-31$36,019
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,991,500
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,844,511
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-507,475
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$199,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,997,484
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WARREN AVERETT LLC
Accountancy firm EIN2015-12-31454084437
2014 : CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,127,200
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,038,457
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,925,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,618,485
Value of total assets at end of year2014-12-31$19,169,070
Value of total assets at beginning of year2014-12-31$18,080,327
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$112,484
Total interest from all sources2014-12-31$53,346
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$307,590
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$307,590
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,348,166
Participant contributions at end of year2014-12-31$400,226
Participant contributions at beginning of year2014-12-31$361,820
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$41,813
Other income not declared elsewhere2014-12-31$50,918
Administrative expenses (other) incurred2014-12-31$112,484
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,088,743
Value of net assets at end of year (total assets less liabilities)2014-12-31$19,169,070
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,080,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$15,924,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$14,550,461
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$19,150
Interest earned on other investments2014-12-31$34,196
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,844,511
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$3,168,046
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,096,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$228,506
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,925,973
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WARREN AVERETT LLC
Accountancy firm EIN2014-12-31454084437
2013 : CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,727,291
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,109,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,022,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,611,097
Value of total assets at end of year2013-12-31$18,080,327
Value of total assets at beginning of year2013-12-31$16,462,304
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$86,758
Total interest from all sources2013-12-31$69,281
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$263,359
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$263,359
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,358,149
Participant contributions at end of year2013-12-31$361,820
Participant contributions at beginning of year2013-12-31$537,728
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$61,379
Other income not declared elsewhere2013-12-31$35,648
Administrative expenses (other) incurred2013-12-31$86,758
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,618,023
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,080,327
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$16,462,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$14,550,461
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$12,550,347
Interest on participant loans2013-12-31$25,161
Interest earned on other investments2013-12-31$44,120
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$3,168,046
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,374,229
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,175,846
Net investment gain/loss from pooled separate accounts2013-12-31$572,060
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$191,569
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,022,510
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WARREN AVERETTE LLC
Accountancy firm EIN2013-12-31454084437
2012 : CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,608,104
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$919,583
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$913,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,794,589
Value of total assets at end of year2012-12-31$16,462,304
Value of total assets at beginning of year2012-12-31$13,773,783
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$5,730
Total interest from all sources2012-12-31$110,527
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,383,951
Participant contributions at end of year2012-12-31$537,728
Participant contributions at beginning of year2012-12-31$534,203
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$152,705
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,688,521
Value of net assets at end of year (total assets less liabilities)2012-12-31$16,462,304
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,773,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$12,550,347
Value of interest in pooled separate accounts at beginning of year2012-12-31$10,594,242
Interest on participant loans2012-12-31$35,545
Interest earned on other investments2012-12-31$74,982
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,374,229
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,645,338
Net investment gain/loss from pooled separate accounts2012-12-31$1,702,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$257,933
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$913,853
Contract administrator fees2012-12-31$5,730
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WARREN AVERETTE LLC
Accountancy firm EIN2012-12-31454084437
2011 : CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,674,578
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$876,018
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$856,518
Value of total corrective distributions2011-12-31$7,165
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,853,503
Value of total assets at end of year2011-12-31$13,773,783
Value of total assets at beginning of year2011-12-31$12,975,223
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$12,335
Total interest from all sources2011-12-31$98,483
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,511,632
Participant contributions at end of year2011-12-31$534,203
Participant contributions at beginning of year2011-12-31$383,277
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$46,916
Other income not declared elsewhere2011-12-31$7,726
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$798,560
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,773,783
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$12,975,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$10,594,242
Value of interest in pooled separate accounts at beginning of year2011-12-31$10,488,700
Interest on participant loans2011-12-31$33,375
Interest earned on other investments2011-12-31$65,108
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,645,338
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,103,246
Net investment gain/loss from pooled separate accounts2011-12-31$-285,134
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$294,955
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$856,518
Contract administrator fees2011-12-31$12,335
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GIFFORD, HILLEGASS & INGWERSEN
Accountancy firm EIN2011-12-31920184475
2010 : CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,376,660
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$439,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$428,482
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,876,582
Value of total assets at end of year2010-12-31$12,975,223
Value of total assets at beginning of year2010-12-31$10,038,145
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$11,100
Total interest from all sources2010-12-31$78,956
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,296,844
Participant contributions at end of year2010-12-31$383,277
Participant contributions at beginning of year2010-12-31$297,307
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$327,939
Other income not declared elsewhere2010-12-31$8,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,937,078
Value of net assets at end of year (total assets less liabilities)2010-12-31$12,975,223
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$10,038,145
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$10,488,700
Value of interest in pooled separate accounts at beginning of year2010-12-31$8,223,569
Interest on participant loans2010-12-31$23,150
Interest earned on other investments2010-12-31$55,806
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,103,246
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,517,269
Net investment gain/loss from pooled separate accounts2010-12-31$1,412,445
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$251,799
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$428,482
Contract administrator fees2010-12-31$11,100
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GIFFORD, HILLEGASS & INGWERSEN
Accountancy firm EIN2010-12-31920184475

Form 5500 Responses for CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN

2023: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CAPE ENVIRONMENTAL MANAGEMENT INC RETIREMENT SALARY SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074021
Policy instance 1
Insurance contract or identification number074021
Number of Individuals Covered42
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074021
Policy instance 1
Insurance contract or identification number074021
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-09-18
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074021
Policy instance 1
Insurance contract or identification number074021
Number of Individuals Covered364
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074021
Policy instance 1
Insurance contract or identification number074021
Number of Individuals Covered435
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number61387-200
Policy instance 1
Insurance contract or identification number61387-200
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-01-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074021
Policy instance 2
Insurance contract or identification number074021
Number of Individuals Covered373
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number61387-200
Policy instance 1
Insurance contract or identification number61387-200
Number of Individuals Covered419
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $41,000
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees41000
Additional information about fees paid to insurance brokerCONSULTING INVESTMENT ADVISORY
Insurance broker organization code?3
Insurance broker nameJOSHUA ITZOE
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number61387-200
Policy instance 1
Insurance contract or identification number61387-200
Number of Individuals Covered410
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $41,000
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number61387-200
Policy instance 1
Insurance contract or identification number61387-200
Number of Individuals Covered375
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $39,412
Total amount of fees paid to insurance companyUSD $10,250
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $39,412
Amount paid for insurance broker fees10250
Additional information about fees paid to insurance brokerCONSULTING INVESTMENT ADVISORY
Insurance broker organization code?3
Insurance broker nameCHRISTOPHER T LACEY

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