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RHA WINFREY CENTER 401(K) PLAN 401k Plan overview

Plan NameRHA WINFREY CENTER 401(K) PLAN
Plan identification number 001

RHA WINFREY CENTER 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RHA TRENTON MR, INC. DBA WINFREY CENTER has sponsored the creation of one or more 401k plans.

Company Name:RHA TRENTON MR, INC. DBA WINFREY CENTER
Employer identification number (EIN):581848247
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RHA WINFREY CENTER 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01WAYNE ADDISON2017-07-17 WAYNE ADDISON2017-07-17
0012015-01-01WAYNE ADDISON WAYNE ADDISON2016-09-22
0012014-01-01WAYNE ADDISON WAYNE ADDISON2015-10-02
0012013-01-01WAYNE ADDISON WAYNE ADDISON2014-08-25
0012012-01-01WAYNE ADDISON WAYNE ADDISON2013-10-14
0012011-01-01WAYNE ADDISON2012-06-15 WAYNE ADDISON2012-06-15
0012010-01-01WAYNE ADDISON2011-04-04 WAYNE ADDISON2011-04-04

Plan Statistics for RHA WINFREY CENTER 401(K) PLAN

401k plan membership statisitcs for RHA WINFREY CENTER 401(K) PLAN

Measure Date Value
2015: RHA WINFREY CENTER 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01173
Total number of active participants reported on line 7a of the Form 55002015-01-016
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0112
Total of all active and inactive participants2015-01-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0118
Number of participants with account balances2015-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RHA WINFREY CENTER 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01151
Total number of active participants reported on line 7a of the Form 55002014-01-01150
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-017
Total of all active and inactive participants2014-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01157
Number of participants with account balances2014-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: RHA WINFREY CENTER 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01166
Total number of active participants reported on line 7a of the Form 55002013-01-01131
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-016
Total of all active and inactive participants2013-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01137
Number of participants with account balances2013-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: RHA WINFREY CENTER 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01138
Total number of active participants reported on line 7a of the Form 55002012-01-01144
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01149
Number of participants with account balances2012-01-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on RHA WINFREY CENTER 401(K) PLAN

Measure Date Value
2015 : RHA WINFREY CENTER 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$23,400
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$145,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$143,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$21,010
Value of total assets at end of year2015-12-31$85,579
Value of total assets at beginning of year2015-12-31$207,706
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,539
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$325
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$21,010
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Administrative expenses (other) incurred2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-122,127
Value of net assets at end of year (total assets less liabilities)2015-12-31$85,579
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$207,706
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$85,229
Value of interest in pooled separate accounts at beginning of year2015-12-31$195,917
Net investment gain/loss from pooled separate accounts2015-12-31$2,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$0
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$11,789
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$143,988
Contract administrator fees2015-12-31$1,214
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WATKINS UIBERALL PLLC
Accountancy firm EIN2015-12-31621804252
2014 : RHA WINFREY CENTER 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$40,559
Total of all expenses incurred2014-12-31$13,589
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$12,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$35,374
Value of total assets at end of year2014-12-31$207,706
Value of total assets at beginning of year2014-12-31$180,736
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,551
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$75
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$24,066
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$26,970
Value of net assets at end of year (total assets less liabilities)2014-12-31$207,706
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$180,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$195,917
Value of interest in pooled separate accounts at beginning of year2014-12-31$173,817
Net investment gain/loss from pooled separate accounts2014-12-31$5,185
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$11,308
Employer contributions (assets) at end of year2014-12-31$11,789
Employer contributions (assets) at beginning of year2014-12-31$6,919
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$12,038
Contract administrator fees2014-12-31$1,476
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WATKINS UIBERALL PLLC
Accountancy firm EIN2014-12-31621804252
2013 : RHA WINFREY CENTER 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$40,902
Total of all expenses incurred2013-12-31$60,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$59,484
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$20,373
Value of total assets at end of year2013-12-31$180,736
Value of total assets at beginning of year2013-12-31$200,665
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,347
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$14,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-19,929
Value of net assets at end of year (total assets less liabilities)2013-12-31$180,736
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$200,665
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$100
Value of interest in pooled separate accounts at end of year2013-12-31$173,817
Value of interest in pooled separate accounts at beginning of year2013-12-31$192,267
Net investment gain/loss from pooled separate accounts2013-12-31$20,529
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$5,970
Employer contributions (assets) at end of year2013-12-31$6,919
Employer contributions (assets) at beginning of year2013-12-31$8,398
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$59,484
Contract administrator fees2013-12-31$1,247
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WATKINS UIBERALL PLLC
Accountancy firm EIN2013-12-31621804252
2012 : RHA WINFREY CENTER 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$50,629
Total of all expenses incurred2012-12-31$1,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$359
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$34,392
Value of total assets at end of year2012-12-31$200,665
Value of total assets at beginning of year2012-12-31$151,676
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$25,994
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$48,989
Value of net assets at end of year (total assets less liabilities)2012-12-31$200,665
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$151,676
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$192,267
Value of interest in pooled separate accounts at beginning of year2012-12-31$143,513
Net investment gain/loss from pooled separate accounts2012-12-31$16,237
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$8,398
Employer contributions (assets) at end of year2012-12-31$8,398
Employer contributions (assets) at beginning of year2012-12-31$8,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$359
Contract administrator fees2012-12-31$1,281
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WATKINS UIBERALL PLLC
Accountancy firm EIN2012-12-31621804252

Form 5500 Responses for RHA WINFREY CENTER 401(K) PLAN

2015: RHA WINFREY CENTER 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RHA WINFREY CENTER 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RHA WINFREY CENTER 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RHA WINFREY CENTER 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number93810
Policy instance 1
Insurance contract or identification number93810
Number of Individuals Covered17
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $456
Total amount of fees paid to insurance companyUSD $325
Commission paid to Insurance BrokerUSD $380
Insurance broker organization code?3
Amount paid for insurance broker fees325
Insurance broker namePLAN ADMINISTRATION & CONSULTING
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number93810
Policy instance 1
Insurance contract or identification number93810
Number of Individuals Covered28
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $541
Total amount of fees paid to insurance companyUSD $75
Commission paid to Insurance BrokerUSD $451
Insurance broker organization code?3
Amount paid for insurance broker fees75
Insurance broker namePLAN ADMINISTRATION & CONSULTING
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number93810
Policy instance 1
Insurance contract or identification number93810
Number of Individuals Covered28
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $492
Total amount of fees paid to insurance companyUSD $100
Commission paid to Insurance BrokerUSD $410
Insurance broker organization code?3
Amount paid for insurance broker fees100
Insurance broker namePLAN ADMINISTRATION & CONSULTING
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number93810
Policy instance 1
Insurance contract or identification number93810
Number of Individuals Covered17
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $502
Commission paid to Insurance BrokerUSD $418
Insurance broker organization code?3
Insurance broker namePLAN ADMINISTRATION & CONSULTING

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