401k Plan data: BROOMFIELD LAMB & HOLMAN INC SAFE HARBOR 401 K PLAN plan

BROOMFIELD LAMB & HOLMAN INC SAFE HARBOR 401 K PLAN 401k Plan overview

Plan Name	BROOMFIELD LAMB & HOLMAN INC SAFE HARBOR 401 K PLAN
Plan identification number	002

BROOMFIELD LAMB & HOLMAN INC SAFE HARBOR 401 K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BROOMFIELD & ASSOCIATES INC has sponsored the creation of one or more 401k plans.

Company Name: BROOMFIELD & ASSOCIATES INC

Employer identification number (EIN): 581849175

NAIC Classification: 423600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BROOMFIELD LAMB & HOLMAN INC SAFE HARBOR 401 K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01 JOHN BROOMFIELD 2024-06-03 JOHN BROOMFIELD 2024-06-03
002 2022-01-01 JOHN BROOMFIELD 2023-05-30 JOHN BROOMFIELD 2023-05-30
002 2021-01-01 JOHN BROOMFIELD 2022-05-11 JOHN BROOMFIELD 2022-05-11
002 2020-01-01 JOHN BROOMFIELD 2021-05-17 JOHN BROOMFIELD 2021-05-17
002 2019-01-01 JOHN BROOMFIELD 2020-06-24 JOHN BROOMFIELD 2020-06-24
002 2018-01-01 JOHN BROOMFIELD 2019-05-29 JOHN BROOMFIELD 2019-05-29
002 2017-01-01 JOHN BROOMFIELD 2018-07-03 JOHN BROOMFIELD 2018-07-03
002 2016-01-01 KAREN BROOMFIELD 2017-07-18
002 2015-01-01 KAREN BROOMFIELD 2016-10-01
002 2014-01-01 KATIE OBREMSKI 2015-06-22
002 2013-01-01 ROSE RAJKOWSKI 2014-07-07
002 2012-01-01 RACHEL BOSWORTH 2013-06-05
002 2011-01-01 NICK SUTHEIMER 2012-06-18
002 2010-01-01 MIKE BAHDE 2011-07-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2023-01-01	JOHN BROOMFIELD	2024-06-03	JOHN BROOMFIELD	2024-06-03
002	2022-01-01	JOHN BROOMFIELD	2023-05-30	JOHN BROOMFIELD	2023-05-30
002	2021-01-01	JOHN BROOMFIELD	2022-05-11	JOHN BROOMFIELD	2022-05-11
002	2020-01-01	JOHN BROOMFIELD	2021-05-17	JOHN BROOMFIELD	2021-05-17
002	2019-01-01	JOHN BROOMFIELD	2020-06-24	JOHN BROOMFIELD	2020-06-24
002	2018-01-01	JOHN BROOMFIELD	2019-05-29	JOHN BROOMFIELD	2019-05-29
002	2017-01-01	JOHN BROOMFIELD	2018-07-03	JOHN BROOMFIELD	2018-07-03
002	2016-01-01	KAREN BROOMFIELD	2017-07-18
002	2015-01-01	KAREN BROOMFIELD	2016-10-01
002	2014-01-01	KATIE OBREMSKI	2015-06-22
002	2013-01-01	ROSE RAJKOWSKI	2014-07-07
002	2012-01-01	RACHEL BOSWORTH	2013-06-05
002	2011-01-01	NICK SUTHEIMER	2012-06-18
002	2010-01-01	MIKE BAHDE	2011-07-15

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Company Name:	BROOMFIELD & ASSOCIATES INC
Employer identification number (EIN):	581849175
NAIC Classification:	423600