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ALPHA PROTECTIVE SERVICES UNION 401K PLAN 401k Plan overview

Plan NameALPHA PROTECTIVE SERVICES UNION 401K PLAN
Plan identification number 002

ALPHA PROTECTIVE SERVICES UNION 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ALPHA PROTECTIVE SERVICES has sponsored the creation of one or more 401k plans.

Company Name:ALPHA PROTECTIVE SERVICES
Employer identification number (EIN):582188962
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALPHA PROTECTIVE SERVICES UNION 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022013-01-01ALPHA PROTECTIVE SERVICES
0022012-01-01TODD DOUTHIT
0022011-01-01TODD DOUTHIT

Plan Statistics for ALPHA PROTECTIVE SERVICES UNION 401K PLAN

401k plan membership statisitcs for ALPHA PROTECTIVE SERVICES UNION 401K PLAN

Measure Date Value
2013: ALPHA PROTECTIVE SERVICES UNION 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0146
Total number of active participants reported on line 7a of the Form 55002013-01-010
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-010
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ALPHA PROTECTIVE SERVICES UNION 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-010
Total number of active participants reported on line 7a of the Form 55002012-01-010
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-010
Number of participants with account balances2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ALPHA PROTECTIVE SERVICES UNION 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01199
Total number of active participants reported on line 7a of the Form 55002011-01-01176
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0148
Total of all active and inactive participants2011-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01224
Number of participants with account balances2011-01-01220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on ALPHA PROTECTIVE SERVICES UNION 401K PLAN

Measure Date Value
2013 : ALPHA PROTECTIVE SERVICES UNION 401K PLAN 2013 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-24$31,800
Total income from all sources (including contributions)2013-12-24$101,285
Total of all expenses incurred2013-12-24$1,429,958
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-24$1,379,790
Expenses. Certain deemed distributions of participant loans2013-12-24$40,505
Value of total assets at end of year2013-12-24$0
Value of total assets at beginning of year2013-12-24$1,360,473
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-24$9,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-24Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2013-12-24$0
Administrative expenses professional fees incurred2013-12-24$0
Was this plan covered by a fidelity bond2013-12-24Yes
Value of fidelity bond cover2013-12-24$80,000
If this is an individual account plan, was there a blackout period2013-12-24No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-24$0
Were there any nonexempt tranactions with any party-in-interest2013-12-24No
Participant contributions at end of year2013-12-24$0
Participant contributions at beginning of year2013-12-24$42,500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-24$31,800
Other income not declared elsewhere2013-12-24$1,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-24No
Value of net income/loss2013-12-24$-1,328,673
Value of net assets at end of year (total assets less liabilities)2013-12-24$0
Value of net assets at beginning of year (total assets less liabilities)2013-12-24$1,328,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-24No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-24No
Were any leases to which the plan was party in default or uncollectible2013-12-24No
Investment advisory and management fees2013-12-24$9,663
Value of interest in pooled separate accounts at end of year2013-12-24$0
Value of interest in pooled separate accounts at beginning of year2013-12-24$1,120,061
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-24$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-24$197,912
Net investment gain/loss from pooled separate accounts2013-12-24$99,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-24No
Was there a failure to transmit to the plan any participant contributions2013-12-24No
Has the plan failed to provide any benefit when due under the plan2013-12-24No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-24$1,379,790
Did the plan have assets held for investment2013-12-24No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-24No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-24Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-24Yes
Opinion of an independent qualified public accountant for this plan2013-12-24Disclaimer
Accountancy firm name2013-12-24HANCOCK ASKEW & CO, LLP
Accountancy firm EIN2013-12-24580662558
2012 : ALPHA PROTECTIVE SERVICES UNION 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$31,800
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$567,993
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$188,644
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$125,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$448,584
Value of total assets at end of year2012-12-31$1,360,473
Value of total assets at beginning of year2012-12-31$949,324
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$62,744
Total interest from all sources2012-12-31$1,746
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$604
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2012-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$604
Administrative expenses professional fees incurred2012-12-31$29,851
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$80,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$241,755
Participant contributions at end of year2012-12-31$42,500
Participant contributions at beginning of year2012-12-31$43,342
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$206,829
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$31,800
Other income not declared elsewhere2012-12-31$2,939
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$379,349
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,328,673
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$949,324
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$32,893
Value of interest in pooled separate accounts at end of year2012-12-31$1,120,061
Value of interest in pooled separate accounts at beginning of year2012-12-31$765,684
Interest on participant loans2012-12-31$1,746
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$197,912
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$140,298
Net investment gain/loss from pooled separate accounts2012-12-31$114,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$125,900
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HANCOCK ASKEW & CO, LLP
Accountancy firm EIN2012-12-31580662558
2011 : ALPHA PROTECTIVE SERVICES UNION 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$419,461
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$68,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$58,757
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$426,772
Value of total assets at end of year2011-12-31$949,324
Value of total assets at beginning of year2011-12-31$598,836
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$10,216
Total interest from all sources2011-12-31$1,289
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$3,303
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$213,627
Participant contributions at end of year2011-12-31$43,342
Participant contributions at beginning of year2011-12-31$17,964
Other income not declared elsewhere2011-12-31$2,910
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$350,488
Value of net assets at end of year (total assets less liabilities)2011-12-31$949,324
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$598,836
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$6,913
Value of interest in pooled separate accounts at end of year2011-12-31$765,684
Value of interest in pooled separate accounts at beginning of year2011-12-31$482,925
Interest on participant loans2011-12-31$1,289
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$140,298
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$97,947
Net investment gain/loss from pooled separate accounts2011-12-31$-11,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$213,145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$58,757
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SEWELL MORGAN-HILLIARD, P.C.
Accountancy firm EIN2011-12-31260029261
2010 : ALPHA PROTECTIVE SERVICES UNION 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$444,999
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$42,478
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$36,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$393,952
Value of total assets at end of year2010-12-31$598,836
Value of total assets at beginning of year2010-12-31$196,315
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,564
Total interest from all sources2010-12-31$124
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$800
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$50,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$150,497
Participant contributions at end of year2010-12-31$17,964
Participant contributions at beginning of year2010-12-31$1,600
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$59,285
Other income not declared elsewhere2010-12-31$1,895
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$402,521
Value of net assets at end of year (total assets less liabilities)2010-12-31$598,836
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$196,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$4,764
Value of interest in pooled separate accounts at end of year2010-12-31$482,925
Value of interest in pooled separate accounts at beginning of year2010-12-31$144,313
Interest on participant loans2010-12-31$124
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$97,947
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$50,402
Net investment gain/loss from pooled separate accounts2010-12-31$49,028
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$184,170
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$36,914
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31RODNEY W HUNTER, CPA, PC
Accountancy firm EIN2010-12-31271715794

Form 5500 Responses for ALPHA PROTECTIVE SERVICES UNION 401K PLAN

2013: ALPHA PROTECTIVE SERVICES UNION 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingYes
2013-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALPHA PROTECTIVE SERVICES UNION 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ALPHA PROTECTIVE SERVICES UNION 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

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