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SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 401k Plan overview

Plan NameSOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN
Plan identification number 001

SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTHCOAST MEDICAL GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name:SOUTHCOAST MEDICAL GROUP, LLC
Employer identification number (EIN):582194871
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about SOUTHCOAST MEDICAL GROUP, LLC

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number: 356

More information about SOUTHCOAST MEDICAL GROUP, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01PATRICIA HUNT2023-09-21
0012021-01-01PATRICIA HUNT2022-09-13
0012021-01-01PATRICIA HUNT2022-09-13
0012020-01-01PATRICIA HUNT2021-09-02
0012019-01-01PATRICIA HUNT2020-10-13
0012018-01-01PATRICIA HUNT2019-10-15
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01GARY DAVIS
0012011-01-01T GARY DAVIS
0012010-01-01T GARY DAVIS
0012009-01-01GARY DAVIS
0012009-01-01GARY DAVIS

Plan Statistics for SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN

401k plan membership statisitcs for SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN

Measure Date Value
2022: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01749
Total number of active participants reported on line 7a of the Form 55002022-01-01431
Number of retired or separated participants receiving benefits2022-01-0178
Number of other retired or separated participants entitled to future benefits2022-01-01117
Total of all active and inactive participants2022-01-01626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01626
Number of participants with account balances2022-01-01626
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-013
2021: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01720
Total number of active participants reported on line 7a of the Form 55002021-01-01428
Number of retired or separated participants receiving benefits2021-01-01131
Number of other retired or separated participants entitled to future benefits2021-01-01188
Total of all active and inactive participants2021-01-01747
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01747
Number of participants with account balances2021-01-01747
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01656
Total number of active participants reported on line 7a of the Form 55002020-01-01460
Number of retired or separated participants receiving benefits2020-01-0193
Number of other retired or separated participants entitled to future benefits2020-01-01160
Total of all active and inactive participants2020-01-01713
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01713
Number of participants with account balances2020-01-01713
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-017
2019: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01736
Total number of active participants reported on line 7a of the Form 55002019-01-01468
Number of retired or separated participants receiving benefits2019-01-0149
Number of other retired or separated participants entitled to future benefits2019-01-01138
Total of all active and inactive participants2019-01-01655
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01655
Number of participants with account balances2019-01-01655
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0128
2018: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01664
Total number of active participants reported on line 7a of the Form 55002018-01-01480
Number of retired or separated participants receiving benefits2018-01-01117
Number of other retired or separated participants entitled to future benefits2018-01-01136
Total of all active and inactive participants2018-01-01733
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01733
Number of participants with account balances2018-01-01733
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0119
2017: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01726
Total number of active participants reported on line 7a of the Form 55002017-01-01487
Number of retired or separated participants receiving benefits2017-01-0166
Number of other retired or separated participants entitled to future benefits2017-01-01104
Total of all active and inactive participants2017-01-01657
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01657
Number of participants with account balances2017-01-01657
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-019
2016: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01653
Total number of active participants reported on line 7a of the Form 55002016-01-01515
Number of retired or separated participants receiving benefits2016-01-0181
Number of other retired or separated participants entitled to future benefits2016-01-01123
Total of all active and inactive participants2016-01-01719
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01719
Number of participants with account balances2016-01-01719
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01684
Total number of active participants reported on line 7a of the Form 55002015-01-01526
Number of retired or separated participants receiving benefits2015-01-0134
Number of other retired or separated participants entitled to future benefits2015-01-0188
Total of all active and inactive participants2015-01-01648
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01648
Number of participants with account balances2015-01-01647
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01591
Total number of active participants reported on line 7a of the Form 55002014-01-01513
Number of retired or separated participants receiving benefits2014-01-0146
Number of other retired or separated participants entitled to future benefits2014-01-01118
Total of all active and inactive participants2014-01-01677
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01677
Number of participants with account balances2014-01-01676
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01604
Total number of active participants reported on line 7a of the Form 55002013-01-01460
Number of retired or separated participants receiving benefits2013-01-0117
Number of other retired or separated participants entitled to future benefits2013-01-01105
Total of all active and inactive participants2013-01-01582
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01582
Number of participants with account balances2013-01-01582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0119
2012: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01556
Total number of active participants reported on line 7a of the Form 55002012-01-01441
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01159
Total of all active and inactive participants2012-01-01600
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01602
Number of participants with account balances2012-01-01534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01483
Total number of active participants reported on line 7a of the Form 55002011-01-01399
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01136
Total of all active and inactive participants2011-01-01535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01535
Number of participants with account balances2011-01-01469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2010: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01394
Total number of active participants reported on line 7a of the Form 55002010-01-01385
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0179
Total of all active and inactive participants2010-01-01464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01465
Number of participants with account balances2010-01-01372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01453
Total number of active participants reported on line 7a of the Form 55002009-01-01354
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0175
Total of all active and inactive participants2009-01-01429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01431
Number of participants with account balances2009-01-01429
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0124

Financial Data on SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN

Measure Date Value
2022 : SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-1,248,969
Total unrealized appreciation/depreciation of assets2022-12-31$-1,248,969
Total income from all sources (including contributions)2022-12-31$-5,847,271
Total loss/gain on sale of assets2022-12-31$-10,091
Total of all expenses incurred2022-12-31$2,871,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,625,127
Expenses. Certain deemed distributions of participant loans2022-12-31$98,162
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,071,139
Value of total assets at end of year2022-12-31$51,911,939
Value of total assets at beginning of year2022-12-31$60,630,477
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$147,978
Total interest from all sources2022-12-31$152,536
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$84,865
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,339,470
Participant contributions at end of year2022-12-31$777,332
Participant contributions at beginning of year2022-12-31$755,945
Participant contributions at end of year2022-12-31$9,141
Participant contributions at beginning of year2022-12-31$3,250
Assets. Other investments not covered elsewhere at end of year2022-12-31$7,550,975
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$6,127,120
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$5,870
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$2,170
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$2,270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-8,718,538
Value of net assets at end of year (total assets less liabilities)2022-12-31$51,911,939
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$60,630,477
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$25,146
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,068,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,279,044
Value of interest in pooled separate accounts at end of year2022-12-31$36,413,311
Value of interest in pooled separate accounts at beginning of year2022-12-31$45,620,736
Interest on participant loans2022-12-31$43,326
Value of interest in common/collective trusts at end of year2022-12-31$583,850
Value of interest in common/collective trusts at beginning of year2022-12-31$584,517
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$549,864
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$656,968
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$656,968
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$109,210
Net investment gain/loss from pooled separate accounts2022-12-31$-8,896,751
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,725,799
Employer contributions (assets) at end of year2022-12-31$1,725,799
Employer contributions (assets) at beginning of year2022-12-31$1,626,835
Income. Dividends from common stock2022-12-31$84,865
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,625,127
Contract administrator fees2022-12-31$122,832
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$3,231,000
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$3,973,792
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$200,512
Aggregate carrying amount (costs) on sale of assets2022-12-31$210,603
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CAINES, HODGES & COMPANY, P.C.
Accountancy firm EIN2022-12-31203751915
2021 : SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$662,409
Total unrealized appreciation/depreciation of assets2021-12-31$662,409
Total income from all sources (including contributions)2021-12-31$11,081,241
Total loss/gain on sale of assets2021-12-31$-1,922
Total of all expenses incurred2021-12-31$4,080,926
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,876,895
Expenses. Certain deemed distributions of participant loans2021-12-31$100,580
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,257,658
Value of total assets at end of year2021-12-31$60,630,477
Value of total assets at beginning of year2021-12-31$53,630,162
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$103,451
Total interest from all sources2021-12-31$176,174
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$79,432
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,189,888
Participant contributions at end of year2021-12-31$755,945
Participant contributions at beginning of year2021-12-31$883,888
Participant contributions at end of year2021-12-31$3,250
Participant contributions at beginning of year2021-12-31$4,423
Assets. Other investments not covered elsewhere at end of year2021-12-31$6,127,120
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$6,773,505
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$441,141
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$2,270
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$2,334
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$7,000,315
Value of net assets at end of year (total assets less liabilities)2021-12-31$60,630,477
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$53,630,162
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$26,544
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,279,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,102,316
Value of interest in pooled separate accounts at end of year2021-12-31$45,620,736
Value of interest in pooled separate accounts at beginning of year2021-12-31$38,403,955
Interest on participant loans2021-12-31$58,536
Value of interest in common/collective trusts at end of year2021-12-31$584,517
Value of interest in common/collective trusts at beginning of year2021-12-31$442,579
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$656,968
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$599,527
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$599,527
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$117,638
Net investment gain/loss from pooled separate accounts2021-12-31$5,907,490
Net investment gain or loss from common/collective trusts2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,626,629
Employer contributions (assets) at end of year2021-12-31$1,626,835
Employer contributions (assets) at beginning of year2021-12-31$1,365,817
Income. Dividends from common stock2021-12-31$79,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,876,895
Contract administrator fees2021-12-31$76,907
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$3,973,792
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$4,051,818
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$89,817
Aggregate carrying amount (costs) on sale of assets2021-12-31$91,739
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31DANIEL & DUNCAN, LLC
Accountancy firm EIN2021-12-31203751915
2020 : SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$1,000,874
Total unrealized appreciation/depreciation of assets2020-12-31$1,000,874
Total income from all sources (including contributions)2020-12-31$10,644,092
Total loss/gain on sale of assets2020-12-31$-12,006
Total of all expenses incurred2020-12-31$9,747,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$9,619,627
Expenses. Certain deemed distributions of participant loans2020-12-31$36,607
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,410,240
Value of total assets at end of year2020-12-31$53,630,162
Value of total assets at beginning of year2020-12-31$52,733,837
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$91,533
Total interest from all sources2020-12-31$179,190
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$123,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,922,362
Participant contributions at end of year2020-12-31$883,888
Participant contributions at beginning of year2020-12-31$789,725
Participant contributions at end of year2020-12-31$4,423
Participant contributions at beginning of year2020-12-31$1,962
Assets. Other investments not covered elsewhere at end of year2020-12-31$6,773,505
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$6,198,484
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$122,061
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$2,334
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$3,374
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$896,325
Value of net assets at end of year (total assets less liabilities)2020-12-31$53,630,162
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$52,733,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$34,469
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,102,316
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$975,142
Value of interest in pooled separate accounts at end of year2020-12-31$38,403,955
Value of interest in pooled separate accounts at beginning of year2020-12-31$33,397,959
Interest on participant loans2020-12-31$50,028
Value of interest in common/collective trusts at end of year2020-12-31$442,579
Value of interest in common/collective trusts at beginning of year2020-12-31$322,316
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$599,527
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$2,046,471
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$2,046,471
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$129,162
Net investment gain/loss from pooled separate accounts2020-12-31$5,942,689
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,365,817
Employer contributions (assets) at end of year2020-12-31$1,365,817
Employer contributions (assets) at beginning of year2020-12-31$1,422,209
Income. Dividends from common stock2020-12-31$123,105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$9,619,627
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$217,211
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$33,747
Contract administrator fees2020-12-31$57,064
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$4,051,818
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$7,325,237
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$1,559,537
Aggregate carrying amount (costs) on sale of assets2020-12-31$1,571,543
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31DANIEL & DUNCAN, LLC
Accountancy firm EIN2020-12-31203751915
2019 : SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,575,469
Total unrealized appreciation/depreciation of assets2019-12-31$1,575,469
Total income from all sources (including contributions)2019-12-31$12,402,948
Total loss/gain on sale of assets2019-12-31$41,138
Total of all expenses incurred2019-12-31$5,284,886
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,077,856
Expenses. Certain deemed distributions of participant loans2019-12-31$80,917
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,483,187
Value of total assets at end of year2019-12-31$52,733,837
Value of total assets at beginning of year2019-12-31$45,615,775
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$126,113
Total interest from all sources2019-12-31$209,157
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$191,630
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,060,977
Participant contributions at end of year2019-12-31$789,725
Participant contributions at beginning of year2019-12-31$822,298
Participant contributions at end of year2019-12-31$1,962
Participant contributions at beginning of year2019-12-31$5,521
Assets. Other investments not covered elsewhere at end of year2019-12-31$6,198,484
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$5,194,206
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$3,374
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$3,521
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,118,062
Value of net assets at end of year (total assets less liabilities)2019-12-31$52,733,837
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$45,615,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$41,259
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$975,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$807,443
Value of interest in pooled separate accounts at end of year2019-12-31$33,397,959
Value of interest in pooled separate accounts at beginning of year2019-12-31$29,253,244
Interest on participant loans2019-12-31$53,123
Income. Interest from corporate debt instruments2019-12-31$9,926
Value of interest in common/collective trusts at end of year2019-12-31$322,316
Value of interest in common/collective trusts at beginning of year2019-12-31$232,962
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,046,471
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,622,053
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,622,053
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$146,108
Net investment gain/loss from pooled separate accounts2019-12-31$6,902,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,422,210
Employer contributions (assets) at end of year2019-12-31$1,422,209
Employer contributions (assets) at beginning of year2019-12-31$1,650,796
Income. Dividends from common stock2019-12-31$191,630
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,077,856
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$217,211
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$87,311
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$33,747
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$107,553
Contract administrator fees2019-12-31$84,854
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$7,325,237
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$5,828,867
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$562,742
Aggregate carrying amount (costs) on sale of assets2019-12-31$521,604
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DANIEL & DUNCAN, LLC
Accountancy firm EIN2019-12-31203751915
2018 : SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-668,240
Total unrealized appreciation/depreciation of assets2018-12-31$-668,240
Total income from all sources (including contributions)2018-12-31$1,261,035
Total loss/gain on sale of assets2018-12-31$2,624
Total of all expenses incurred2018-12-31$3,263,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,150,208
Value of total corrective distributions2018-12-31$258
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,819,442
Value of total assets at end of year2018-12-31$45,615,775
Value of total assets at beginning of year2018-12-31$47,618,674
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$113,468
Total interest from all sources2018-12-31$201,108
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$183,151
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,095,595
Participant contributions at end of year2018-12-31$822,298
Participant contributions at beginning of year2018-12-31$1,003,528
Participant contributions at end of year2018-12-31$5,521
Participant contributions at beginning of year2018-12-31$18,490
Assets. Other investments not covered elsewhere at end of year2018-12-31$5,194,206
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$73,050
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$3,521
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$1,023
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,002,899
Value of net assets at end of year (total assets less liabilities)2018-12-31$45,615,775
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$47,618,674
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$48,889
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$807,443
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$846,013
Value of interest in pooled separate accounts at end of year2018-12-31$29,253,244
Value of interest in pooled separate accounts at beginning of year2018-12-31$31,257,738
Interest on participant loans2018-12-31$53,599
Value of interest in common/collective trusts at end of year2018-12-31$232,962
Value of interest in common/collective trusts at beginning of year2018-12-31$4,149,406
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,622,053
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,504,989
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,504,989
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$147,509
Net investment gain/loss from pooled separate accounts2018-12-31$-2,277,050
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,650,797
Employer contributions (assets) at end of year2018-12-31$1,650,796
Employer contributions (assets) at beginning of year2018-12-31$1,548,068
Income. Dividends from common stock2018-12-31$183,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,150,208
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$87,311
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$89,624
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$107,553
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$106,737
Contract administrator fees2018-12-31$64,579
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$5,828,867
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$7,093,058
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$545,012
Aggregate carrying amount (costs) on sale of assets2018-12-31$542,388
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DANIEL & DUNCAN, LLC
Accountancy firm EIN2018-12-31203751915
2017 : SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$1,019,706
Total unrealized appreciation/depreciation of assets2017-12-31$1,019,706
Total income from all sources (including contributions)2017-12-31$10,219,128
Total loss/gain on sale of assets2017-12-31$8,102
Total of all expenses incurred2017-12-31$1,782,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,691,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,109,703
Value of total assets at end of year2017-12-31$47,618,674
Value of total assets at beginning of year2017-12-31$39,182,474
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$90,931
Total interest from all sources2017-12-31$168,478
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$169,755
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,804,973
Participant contributions at end of year2017-12-31$1,003,528
Participant contributions at beginning of year2017-12-31$947,882
Participant contributions at end of year2017-12-31$18,490
Participant contributions at beginning of year2017-12-31$15,849
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$756,661
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$1,023
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,672
Other income not declared elsewhere2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$742
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,436,200
Value of net assets at end of year (total assets less liabilities)2017-12-31$47,618,674
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$39,182,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$42,359
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$846,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$557,333
Value of interest in pooled separate accounts at end of year2017-12-31$31,257,738
Value of interest in pooled separate accounts at beginning of year2017-12-31$27,429,413
Interest on participant loans2017-12-31$46,406
Value of interest in common/collective trusts at end of year2017-12-31$4,149,406
Value of interest in common/collective trusts at beginning of year2017-12-31$3,759,186
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,504,989
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$898,132
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$898,132
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$122,072
Net investment gain/loss from pooled separate accounts2017-12-31$4,743,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,548,069
Employer contributions (assets) at end of year2017-12-31$1,548,068
Employer contributions (assets) at beginning of year2017-12-31$1,632,087
Income. Dividends from common stock2017-12-31$169,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,691,997
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$89,624
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$116,080
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$106,737
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$103,823
Contract administrator fees2017-12-31$48,572
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$7,093,058
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$3,720,275
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$261,541
Aggregate carrying amount (costs) on sale of assets2017-12-31$253,439
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DANIEL & DUNCAN, LLC
Accountancy firm EIN2017-12-31203751915
2016 : SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$384,705
Total unrealized appreciation/depreciation of assets2016-12-31$384,705
Total income from all sources (including contributions)2016-12-31$6,633,380
Total loss/gain on sale of assets2016-12-31$-26,790
Total of all expenses incurred2016-12-31$2,004,502
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,932,540
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,467,704
Value of total assets at end of year2016-12-31$39,182,474
Value of total assets at beginning of year2016-12-31$34,553,596
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$71,962
Total interest from all sources2016-12-31$152,849
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$117,741
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,832,203
Participant contributions at end of year2016-12-31$947,882
Participant contributions at beginning of year2016-12-31$844,128
Participant contributions at end of year2016-12-31$15,849
Participant contributions at beginning of year2016-12-31$3,635
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$7,219
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1,672
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$1,672
Other income not declared elsewhere2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$742
Total non interest bearing cash at beginning of year2016-12-31$3,108
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,628,878
Value of net assets at end of year (total assets less liabilities)2016-12-31$39,182,474
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$34,553,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$32,082
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$557,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$22,208
Value of interest in pooled separate accounts at end of year2016-12-31$27,429,413
Value of interest in pooled separate accounts at beginning of year2016-12-31$24,089,852
Interest on participant loans2016-12-31$42,865
Interest earned on other investments2016-12-31$2,807
Income. Interest from US Government securities2016-12-31$4,758
Value of interest in common/collective trusts at end of year2016-12-31$3,759,186
Value of interest in common/collective trusts at beginning of year2016-12-31$3,446,291
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$898,132
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$602,337
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$602,337
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$102,419
Net investment gain/loss from pooled separate accounts2016-12-31$2,537,171
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,628,282
Employer contributions (assets) at end of year2016-12-31$1,632,087
Employer contributions (assets) at beginning of year2016-12-31$1,528,754
Income. Dividends from common stock2016-12-31$117,741
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,932,540
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$116,080
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$147,537
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$103,823
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$100,881
Contract administrator fees2016-12-31$39,880
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$3,720,275
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$3,763,193
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$781,204
Aggregate carrying amount (costs) on sale of assets2016-12-31$807,994
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DANIEL & DUNCAN, LLC
Accountancy firm EIN2016-12-31203751915
2015 : SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-244,998
Total unrealized appreciation/depreciation of assets2015-12-31$-244,998
Total income from all sources (including contributions)2015-12-31$3,369,906
Total loss/gain on sale of assets2015-12-31$34,707
Total of all expenses incurred2015-12-31$2,000,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,919,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,581,645
Value of total assets at end of year2015-12-31$34,553,598
Value of total assets at beginning of year2015-12-31$33,183,708
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$81,004
Total interest from all sources2015-12-31$144,410
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$106,863
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,786,978
Participant contributions at end of year2015-12-31$844,128
Participant contributions at beginning of year2015-12-31$750,698
Participant contributions at end of year2015-12-31$3,635
Participant contributions at beginning of year2015-12-31$16,735
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$265,913
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$1,672
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,672
Total non interest bearing cash at end of year2015-12-31$3,110
Total non interest bearing cash at beginning of year2015-12-31$53,528
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$1,369,890
Value of net assets at end of year (total assets less liabilities)2015-12-31$34,553,598
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$33,183,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$34,676
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$22,208
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$45,150
Value of interest in pooled separate accounts at end of year2015-12-31$24,089,852
Value of interest in pooled separate accounts at beginning of year2015-12-31$22,512,693
Interest on participant loans2015-12-31$40,213
Interest earned on other investments2015-12-31$7,414
Income. Interest from corporate debt instruments2015-12-31$8,169
Value of interest in common/collective trusts at end of year2015-12-31$3,446,291
Value of interest in common/collective trusts at beginning of year2015-12-31$2,810,498
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$602,337
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$465,965
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$465,965
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$88,614
Net investment gain/loss from pooled separate accounts2015-12-31$-252,721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,528,754
Employer contributions (assets) at end of year2015-12-31$1,528,754
Employer contributions (assets) at beginning of year2015-12-31$1,390,492
Income. Dividends from common stock2015-12-31$106,863
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,919,012
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$147,537
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$149,103
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$100,881
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$100,470
Contract administrator fees2015-12-31$46,328
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$3,763,193
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$4,886,704
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$1,140,506
Aggregate carrying amount (costs) on sale of assets2015-12-31$1,105,799
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DANIEL & DUNCAN, LLC
Accountancy firm EIN2015-12-31203751915
2014 : SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$191,272
Total unrealized appreciation/depreciation of assets2014-12-31$191,272
Total income from all sources (including contributions)2014-12-31$4,829,677
Total loss/gain on sale of assets2014-12-31$-24,982
Total of all expenses incurred2014-12-31$1,872,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,796,642
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,239,205
Value of total assets at end of year2014-12-31$33,183,708
Value of total assets at beginning of year2014-12-31$30,226,435
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$75,762
Total interest from all sources2014-12-31$124,181
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$133,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,661,666
Participant contributions at end of year2014-12-31$750,698
Participant contributions at beginning of year2014-12-31$640,260
Participant contributions at end of year2014-12-31$16,735
Participant contributions at beginning of year2014-12-31$8,788
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$187,047
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,672
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,688
Total non interest bearing cash at end of year2014-12-31$53,528
Total non interest bearing cash at beginning of year2014-12-31$32,214
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,957,273
Value of net assets at end of year (total assets less liabilities)2014-12-31$33,183,708
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$30,226,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$55,427
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$45,150
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$34,884
Value of interest in pooled separate accounts at end of year2014-12-31$22,512,693
Value of interest in pooled separate accounts at beginning of year2014-12-31$19,707,652
Interest on participant loans2014-12-31$32,617
Interest earned on other investments2014-12-31$3,372
Income. Interest from corporate debt instruments2014-12-31$4,843
Value of interest in common/collective trusts at end of year2014-12-31$2,810,498
Value of interest in common/collective trusts at beginning of year2014-12-31$2,710,010
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$465,965
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$441,174
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$441,174
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$83,349
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$752
Net investment gain/loss from pooled separate accounts2014-12-31$1,165,725
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,390,492
Employer contributions (assets) at end of year2014-12-31$1,390,492
Employer contributions (assets) at beginning of year2014-12-31$1,322,820
Income. Dividends from common stock2014-12-31$133,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,796,642
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$149,103
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$156,178
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$100,470
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$93,512
Contract administrator fees2014-12-31$20,335
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$4,886,704
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$5,077,255
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$1,279,948
Aggregate carrying amount (costs) on sale of assets2014-12-31$1,304,930
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DANIEL & DUNCAN, LLC
Accountancy firm EIN2014-12-31203751915
2013 : SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$718,158
Total unrealized appreciation/depreciation of assets2013-12-31$718,158
Total income from all sources (including contributions)2013-12-31$7,355,090
Total loss/gain on sale of assets2013-12-31$43,790
Total of all expenses incurred2013-12-31$1,414,456
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,322,898
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,926,678
Value of total assets at end of year2013-12-31$30,226,435
Value of total assets at beginning of year2013-12-31$24,285,801
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$91,558
Total interest from all sources2013-12-31$119,201
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$124,420
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,586,595
Participant contributions at end of year2013-12-31$640,260
Participant contributions at beginning of year2013-12-31$623,426
Participant contributions at end of year2013-12-31$8,788
Participant contributions at beginning of year2013-12-31$30,888
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$17,263
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,688
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,890
Total non interest bearing cash at end of year2013-12-31$32,214
Total non interest bearing cash at beginning of year2013-12-31$130,966
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,940,634
Value of net assets at end of year (total assets less liabilities)2013-12-31$30,226,435
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$24,285,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$54,478
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$34,884
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$34,919
Value of interest in pooled separate accounts at end of year2013-12-31$19,707,652
Value of interest in pooled separate accounts at beginning of year2013-12-31$14,538,949
Interest on participant loans2013-12-31$26,913
Interest earned on other investments2013-12-31$4,634
Income. Interest from corporate debt instruments2013-12-31$77,273
Value of interest in common/collective trusts at end of year2013-12-31$2,710,010
Value of interest in common/collective trusts at beginning of year2013-12-31$2,435,909
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$441,174
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$441,828
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$441,828
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$10,381
Net investment gain/loss from pooled separate accounts2013-12-31$3,422,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,322,820
Employer contributions (assets) at end of year2013-12-31$1,322,820
Employer contributions (assets) at beginning of year2013-12-31$1,415,684
Income. Dividends from common stock2013-12-31$124,420
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,322,898
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$156,178
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$173,458
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$93,512
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$95,775
Contract administrator fees2013-12-31$37,080
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$5,077,255
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$4,362,109
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$1,955,489
Aggregate carrying amount (costs) on sale of assets2013-12-31$1,911,699
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DANIEL & DUNCAN, LLC
Accountancy firm EIN2013-12-31203751915
2012 : SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$2,126,691
Total unrealized appreciation/depreciation of assets2012-12-31$2,126,691
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$7,250
Total income from all sources (including contributions)2012-12-31$7,160,647
Total loss/gain on sale of assets2012-12-31$16,323
Total of all expenses incurred2012-12-31$2,956,996
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,885,871
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,917,747
Value of total assets at end of year2012-12-31$24,285,801
Value of total assets at beginning of year2012-12-31$20,089,400
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$71,125
Total interest from all sources2012-12-31$146,894
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$125,403
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$32,460
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,562,598
Participant contributions at end of year2012-12-31$623,426
Participant contributions at beginning of year2012-12-31$416,764
Participant contributions at end of year2012-12-31$30,888
Participant contributions at beginning of year2012-12-31$21,472
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$542,159
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$623,599
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$1,890
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$2,896
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$7,250
Other income not declared elsewhere2012-12-31$827,589
Total non interest bearing cash at end of year2012-12-31$130,966
Total non interest bearing cash at beginning of year2012-12-31$120,811
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,203,651
Value of net assets at end of year (total assets less liabilities)2012-12-31$24,285,801
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$20,082,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$51,456
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$34,919
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,957,144
Value of interest in pooled separate accounts at end of year2012-12-31$14,538,949
Value of interest in pooled separate accounts at beginning of year2012-12-31$11,112,637
Interest on participant loans2012-12-31$23,926
Interest earned on other investments2012-12-31$52,364
Income. Interest from corporate debt instruments2012-12-31$69,022
Value of interest in common/collective trusts at end of year2012-12-31$2,435,909
Value of interest in common/collective trusts at beginning of year2012-12-31$2,110,774
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$441,828
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$458,224
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$458,224
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,582
Net investment gain/loss from pooled separate accounts2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,731,550
Employer contributions (assets) at end of year2012-12-31$1,415,684
Employer contributions (assets) at beginning of year2012-12-31$1,211,736
Income. Dividends from common stock2012-12-31$125,403
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,885,871
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$173,458
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$249,542
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$95,775
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$87,479
Contract administrator fees2012-12-31$19,669
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$4,362,109
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$765,302
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$183,006
Aggregate carrying amount (costs) on sale of assets2012-12-31$166,683
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DANIEL & DUNCAN, LLC
Accountancy firm EIN2012-12-31203751915
2011 : SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$7,250
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,249,703
Total loss/gain on sale of assets2011-12-31$-2,745
Total of all expenses incurred2011-12-31$2,295,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,207,907
Expenses. Certain deemed distributions of participant loans2011-12-31$13,134
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,547,137
Value of total assets at end of year2011-12-31$20,089,400
Value of total assets at beginning of year2011-12-31$20,128,169
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$74,681
Total interest from all sources2011-12-31$89,000
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$109,906
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$72,889
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$32,460
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$46,608
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,306,880
Participant contributions at end of year2011-12-31$416,764
Participant contributions at beginning of year2011-12-31$336,761
Participant contributions at end of year2011-12-31$21,472
Participant contributions at beginning of year2011-12-31$85,354
Assets. Other investments not covered elsewhere at end of year2011-12-31$542,159
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$617,542
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$28,521
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$2,896
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$5,037
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$7,250
Other income not declared elsewhere2011-12-31$36,470
Total non interest bearing cash at end of year2011-12-31$120,811
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-46,019
Value of net assets at end of year (total assets less liabilities)2011-12-31$20,082,150
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$20,128,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$57,871
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,957,144
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,305,246
Value of interest in pooled separate accounts at end of year2011-12-31$11,112,637
Value of interest in pooled separate accounts at beginning of year2011-12-31$10,610,208
Interest on participant loans2011-12-31$15,243
Interest earned on other investments2011-12-31$52,675
Income. Interest from US Government securities2011-12-31$3,624
Income. Interest from corporate debt instruments2011-12-31$17,177
Value of interest in common/collective trusts at end of year2011-12-31$2,110,774
Value of interest in common/collective trusts at beginning of year2011-12-31$1,720,746
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$458,224
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$524,109
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$524,109
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$281
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-177,269
Net investment gain/loss from pooled separate accounts2011-12-31$-352,796
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,211,736
Employer contributions (assets) at end of year2011-12-31$1,211,736
Employer contributions (assets) at beginning of year2011-12-31$1,123,738
Income. Dividends from common stock2011-12-31$37,017
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,207,907
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$249,542
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$538,353
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$87,479
Contract administrator fees2011-12-31$16,810
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$765,302
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$1,214,467
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$-2,745
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DANIEL & DUNCAN, LLC
Accountancy firm EIN2011-12-31203751915
2010 : SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,401,453
Total loss/gain on sale of assets2010-12-31$13,913
Total of all expenses incurred2010-12-31$1,371,396
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,284,849
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,301,152
Value of total assets at end of year2010-12-31$20,128,169
Value of total assets at beginning of year2010-12-31$17,098,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$86,547
Total interest from all sources2010-12-31$72,529
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$101,130
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$68,376
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$46,608
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$48,104
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,149,657
Participant contributions at end of year2010-12-31$336,761
Participant contributions at beginning of year2010-12-31$280,603
Participant contributions at end of year2010-12-31$85,354
Participant contributions at beginning of year2010-12-31$36,106
Assets. Other investments not covered elsewhere at end of year2010-12-31$617,542
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$581,133
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$27,757
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$5,037
Other income not declared elsewhere2010-12-31$36,409
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,030,057
Value of net assets at end of year (total assets less liabilities)2010-12-31$20,128,169
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$17,098,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$59,019
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,305,246
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,480,415
Value of interest in pooled separate accounts at end of year2010-12-31$10,610,208
Value of interest in pooled separate accounts at beginning of year2010-12-31$9,146,302
Interest on participant loans2010-12-31$12,791
Interest earned on other investments2010-12-31$38,259
Income. Interest from corporate debt instruments2010-12-31$16,785
Value of interest in common/collective trusts at end of year2010-12-31$1,720,746
Value of interest in common/collective trusts at beginning of year2010-12-31$1,502,565
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$524,109
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$526,109
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$526,109
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$4,694
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$526,812
Net investment gain/loss from pooled separate accounts2010-12-31$1,349,508
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,123,738
Employer contributions (assets) at end of year2010-12-31$1,123,738
Employer contributions (assets) at beginning of year2010-12-31$1,082,779
Income. Dividends from preferred stock2010-12-31$259
Income. Dividends from common stock2010-12-31$32,495
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,284,849
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$538,353
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$383,604
Contract administrator fees2010-12-31$27,528
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$1,214,467
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$1,030,392
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$13,913
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DANIEL & DUNCAN, LLC
Accountancy firm EIN2010-12-31203751915
2009 : SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN

2022: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SOUTHCOAST MEDICAL GROUP, L.L.C. PROFIT SHARING 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81A952
Policy instance 1
Insurance contract or identification number81A952
Number of Individuals Covered537
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $69,765
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $69,765
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81A952
Policy instance 1
Insurance contract or identification number81A952
Number of Individuals Covered698
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $80,588
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $80,588
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81A952
Policy instance 1
Insurance contract or identification number81A952
Number of Individuals Covered660
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $69,067
Total amount of fees paid to insurance companyUSD $18,872
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $69,067
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81A952
Policy instance 1
Insurance contract or identification number81A952
Number of Individuals Covered588
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $68,162
Total amount of fees paid to insurance companyUSD $20,339
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $68,162
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81A952
Policy instance 2
Insurance contract or identification number81A952
Number of Individuals Covered690
Total amount of commissions paid to insurance brokerUSD $22,263
Total amount of fees paid to insurance companyUSD $3,185
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,263
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878758
Policy instance 1
Insurance contract or identification number878758
Number of Individuals Covered706
Insurance policy start date2018-01-01
Insurance policy end date2018-08-28
Total amount of commissions paid to insurance brokerUSD $44,608
Total amount of fees paid to insurance companyUSD $13,341
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $44,608
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878758
Policy instance 1
Insurance contract or identification number878758
Number of Individuals Covered617
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $69,550
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $57,948
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
Insurance broker nameMML INSURANCE AGENCY, LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878758
Policy instance 1
Insurance contract or identification number878758
Number of Individuals Covered599
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $53,116
Total amount of fees paid to insurance companyUSD $13,064
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $53,116
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
Insurance broker nameQUINLAN ELLEN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878758
Policy instance 1
Insurance contract or identification number878758
Number of Individuals Covered549
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $47,603
Total amount of fees paid to insurance companyUSD $11,605
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $47,603
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
Insurance broker nameQUINLAN ELLEN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878758
Policy instance 1
Insurance contract or identification number878758
Number of Individuals Covered496
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $38,580
Total amount of fees paid to insurance companyUSD $7,703
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $38,580
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
Insurance broker nameTHE RETIREMENT ADVANTAGE, INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878758
Policy instance 1
Insurance contract or identification number878758
Number of Individuals Covered529
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $28,323
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28,323
Insurance broker organization code?3
Insurance broker nameAXA NETWORK LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878758
Policy instance 1
Insurance contract or identification number878758
Number of Individuals Covered462
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $25,869
Total amount of fees paid to insurance companyUSD $6,344
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878758
Policy instance 1
Insurance contract or identification number878758
Number of Individuals Covered364
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $26,610
Total amount of fees paid to insurance companyUSD $30,512
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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