SLEPIAN & SCHWARTZ, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SLEPIAN & SCHWARTZ, LLC 401(K) PLAN
Measure | Date | Value |
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2012: SLEPIAN & SCHWARTZ, LLC 401(K) PLAN 2012 401k membership |
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Total participants, beginning-of-year | 2012-01-01 | 9 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 9 |
Total of all active and inactive participants | 2012-01-01 | 9 |
Total participants | 2012-01-01 | 9 |
Number of participants with account balances | 2012-01-01 | 9 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 2 |
2011: SLEPIAN & SCHWARTZ, LLC 401(K) PLAN 2011 401k membership |
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Total participants, beginning-of-year | 2011-01-01 | 9 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 8 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
Total of all active and inactive participants | 2011-01-01 | 8 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 8 |
Number of participants with account balances | 2011-01-01 | 8 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 3 |
2009: SLEPIAN & SCHWARTZ, LLC 401(K) PLAN 2009 401k membership |
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Total participants, beginning-of-year | 2009-01-01 | 13 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 11 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 0 |
Total of all active and inactive participants | 2009-01-01 | 11 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 11 |
Number of participants with account balances | 2009-01-01 | 11 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 2 |
Measure | Date | Value |
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2012 : SLEPIAN & SCHWARTZ, LLC 401(K) PLAN 2012 401k financial data |
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Total income from all sources | 2012-12-31 | $137,513 |
Expenses. Total of all expenses incurred | 2012-12-31 | $44,640 |
Benefits paid (including direct rollovers) | 2012-12-31 | $44,640 |
Total plan assets at end of year | 2012-12-31 | $718,301 |
Total plan assets at beginning of year | 2012-12-31 | $625,428 |
Value of fidelity bond covering the plan | 2012-12-31 | $250,000 |
Total contributions received or receivable from participants | 2012-12-31 | $49,498 |
Other income received | 2012-12-31 | $70,532 |
Net income (gross income less expenses) | 2012-12-31 | $92,873 |
Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $718,301 |
Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $625,428 |
Assets. Value of participant loans | 2012-12-31 | $7,396 |
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2012-12-31 | $26,442 |
Total contributions received or receivable from employer(s) | 2012-12-31 | $17,483 |
2011 : SLEPIAN & SCHWARTZ, LLC 401(K) PLAN 2011 401k financial data |
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Transfers to/from the plan | 2011-12-31 | $-100,045 |
Total income from all sources | 2011-12-31 | $60,410 |
Expenses. Total of all expenses incurred | 2011-12-31 | $8,155 |
Benefits paid (including direct rollovers) | 2011-12-31 | $8,155 |
Total plan assets at end of year | 2011-12-31 | $625,428 |
Total plan assets at beginning of year | 2011-12-31 | $673,218 |
Value of fidelity bond covering the plan | 2011-12-31 | $250,000 |
Total contributions received or receivable from participants | 2011-12-31 | $49,531 |
Contributions received from other sources (not participants or employers) | 2011-12-31 | $3,229 |
Other income received | 2011-12-31 | $-9,221 |
Net income (gross income less expenses) | 2011-12-31 | $52,255 |
Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $625,428 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $673,218 |
Assets. Value of participant loans | 2011-12-31 | $9,432 |
Total contributions received or receivable from employer(s) | 2011-12-31 | $16,871 |
2010 : SLEPIAN & SCHWARTZ, LLC 401(K) PLAN 2010 401k financial data |
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Total income from all sources | 2010-12-31 | $149,920 |
Expenses. Total of all expenses incurred | 2010-12-31 | $21,605 |
Benefits paid (including direct rollovers) | 2010-12-31 | $21,290 |
Total plan assets at end of year | 2010-12-31 | $673,218 |
Total plan assets at beginning of year | 2010-12-31 | $544,903 |
Value of fidelity bond covering the plan | 2010-12-31 | $250,000 |
Total contributions received or receivable from participants | 2010-12-31 | $49,887 |
Contributions received from other sources (not participants or employers) | 2010-12-31 | $616 |
Other income received | 2010-12-31 | $82,565 |
Noncash contributions received | 2010-12-31 | $0 |
Net income (gross income less expenses) | 2010-12-31 | $128,315 |
Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $673,218 |
Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $544,903 |
Assets. Value of participant loans | 2010-12-31 | $12,386 |
Total contributions received or receivable from employer(s) | 2010-12-31 | $16,852 |
Value of corrective distributions | 2010-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $315 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
2009 : SLEPIAN & SCHWARTZ, LLC 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | PHM870 |
Policy instance | 1 |
Insurance contract or identification number | PHM870 | Number of Individuals Covered | 24 | Insurance policy start date | 2012-01-01 | Insurance policy end date | 2012-12-31 | Total amount of commissions paid to insurance broker | USD $1,693 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $1,188 | Amount paid for insurance broker fees | 0 | Insurance broker organization code? | 3 | Insurance broker name | FINANCIAL TELESIS JHW FINANCIAL |
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VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | PHM870 |
Policy instance | 1 |
Insurance contract or identification number | PHM870 | Number of Individuals Covered | 22 | Insurance policy start date | 2011-01-01 | Insurance policy end date | 2011-12-31 | Total amount of commissions paid to insurance broker | USD $1,516 | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
Policy contract number | 308624050 |
Policy instance | 2 |
Insurance contract or identification number | 308624050 | Number of Individuals Covered | 1 | Insurance policy start date | 2011-01-01 | Insurance policy end date | 2011-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
Policy contract number | PHM870 |
Policy instance | 1 |
Insurance contract or identification number | PHM870 | Number of Individuals Covered | 11 | Insurance policy start date | 2010-01-01 | Insurance policy end date | 2010-12-31 | Total amount of commissions paid to insurance broker | USD $1,225 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $1,225 | Amount paid for insurance broker fees | 0 | Insurance broker organization code? | 3 | Insurance broker name | AXA NETWORK, LLC |
|
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
Policy contract number | 308624050 |
Policy instance | 2 |
Insurance contract or identification number | 308624050 | Number of Individuals Covered | 1 | Insurance policy start date | 2010-01-01 | Insurance policy end date | 2010-12-31 | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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