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CAPSTONE 401(K) PLAN 401k Plan overview

Plan NameCAPSTONE 401(K) PLAN
Plan identification number 001

CAPSTONE 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CAPSTONE LOGISTICS has sponsored the creation of one or more 401k plans.

Company Name:CAPSTONE LOGISTICS
Employer identification number (EIN):582520947
NAIC Classification:488990

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPSTONE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01LORI KLOUDA
0012015-01-01LORI KLOUDA
0012014-01-01LORI KLOUDA
0012014-01-01NANCY GERAGHTY
0012013-01-01LORI KLOUDA
0012012-01-01SALLY MATTESON
0012011-01-01SALLY MATTESON WILLIAM HARPER2012-10-12
0012009-01-01SALLY MATTESON

Plan Statistics for CAPSTONE 401(K) PLAN

401k plan membership statisitcs for CAPSTONE 401(K) PLAN

Measure Date Value
2016: CAPSTONE 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-017,590
Total number of active participants reported on line 7a of the Form 55002016-01-017,401
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01612
Total of all active and inactive participants2016-01-018,013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-018,014
Number of participants with account balances2016-01-011,599
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0144
2015: CAPSTONE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015,703
Total number of active participants reported on line 7a of the Form 55002015-01-014,744
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01222
Total of all active and inactive participants2015-01-014,966
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-014,968
Number of participants with account balances2015-01-01677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0138
2014: CAPSTONE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015,132
Total number of active participants reported on line 7a of the Form 55002014-01-014,781
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01181
Total of all active and inactive participants2014-01-014,962
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-014,963
Number of participants with account balances2014-01-01597
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0131
2013: CAPSTONE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,465
Total number of active participants reported on line 7a of the Form 55002013-01-010
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-010
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0114
2012: CAPSTONE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,403
Total number of active participants reported on line 7a of the Form 55002012-01-011,460
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-011,465
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,465
Number of participants with account balances2012-01-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: CAPSTONE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01978
Total number of active participants reported on line 7a of the Form 55002011-01-011,387
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0116
Total of all active and inactive participants2011-01-011,403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,403
Number of participants with account balances2011-01-0135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: CAPSTONE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,503
Total number of active participants reported on line 7a of the Form 55002009-01-011,661
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0112
Total of all active and inactive participants2009-01-011,673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,673
Number of participants with account balances2009-01-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on CAPSTONE 401(K) PLAN

Measure Date Value
2016 : CAPSTONE 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$3,631,301
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,093,116
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,471,541
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,413,998
Expenses. Certain deemed distributions of participant loans2016-12-31$22,263
Value of total corrective distributions2016-12-31$9,916
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,527,114
Value of total assets at end of year2016-12-31$11,898,888
Value of total assets at beginning of year2016-12-31$7,646,012
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$25,364
Total interest from all sources2016-12-31$23,145
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$184,175
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$184,175
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,099,524
Participant contributions at end of year2016-12-31$718,585
Participant contributions at beginning of year2016-12-31$350,930
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$32,152
Other income not declared elsewhere2016-12-31$13,171
Administrative expenses (other) incurred2016-12-31$25,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$621,575
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,898,888
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,646,012
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,453,534
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,722,211
Interest on participant loans2016-12-31$23,144
Value of interest in common/collective trusts at end of year2016-12-31$2,998,047
Value of interest in common/collective trusts at beginning of year2016-12-31$1,035,388
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$728,722
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$537,483
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$537,483
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$199,790
Net investment gain or loss from common/collective trusts2016-12-31$145,721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$395,438
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,413,998
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CHERRY, BECKERT AND HOLLAND
Accountancy firm EIN2016-12-31560574444
2015 : CAPSTONE 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,378,385
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,286,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,259,828
Expenses. Certain deemed distributions of participant loans2015-12-31$12,228
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,443,264
Value of total assets at end of year2015-12-31$7,646,012
Value of total assets at beginning of year2015-12-31$7,554,058
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$14,375
Total interest from all sources2015-12-31$22,131
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$289,110
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$289,110
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$982,903
Participant contributions at end of year2015-12-31$350,930
Participant contributions at beginning of year2015-12-31$371,320
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$9,646
Other income not declared elsewhere2015-12-31$25
Administrative expenses (other) incurred2015-12-31$14,375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$91,954
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,646,012
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,554,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,722,211
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,502,762
Interest on participant loans2015-12-31$22,131
Value of interest in common/collective trusts at end of year2015-12-31$1,035,388
Value of interest in common/collective trusts at beginning of year2015-12-31$1,227,877
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$537,483
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$452,099
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$452,099
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-358,354
Net investment gain or loss from common/collective trusts2015-12-31$-17,791
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$450,715
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,259,828
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CHERRY, BECKERT AND HOLLAND
Accountancy firm EIN2015-12-31560574444
2014 : CAPSTONE 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$4,243,805
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,658,032
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,148,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,031,841
Expenses. Certain deemed distributions of participant loans2014-12-31$74,386
Value of total corrective distributions2014-12-31$27,855
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,266,179
Value of total assets at end of year2014-12-31$7,554,058
Value of total assets at beginning of year2014-12-31$2,800,346
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$14,043
Total interest from all sources2014-12-31$24,638
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$288,940
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$288,940
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$281,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$910,084
Participant contributions at end of year2014-12-31$371,320
Participant contributions at beginning of year2014-12-31$112,425
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$58,182
Other income not declared elsewhere2014-12-31$7,743
Administrative expenses (other) incurred2014-12-31$14,043
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$509,907
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,554,058
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,800,346
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,502,762
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,189,200
Interest on participant loans2014-12-31$24,638
Value of interest in common/collective trusts at end of year2014-12-31$1,227,877
Value of interest in common/collective trusts at beginning of year2014-12-31$131,232
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$452,099
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$367,489
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$367,489
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-27,374
Net investment gain or loss from common/collective trusts2014-12-31$97,906
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$297,913
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,031,841
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CHERRY, BECKERT AND HOLLAND
Accountancy firm EIN2014-12-31560574444
2013 : CAPSTONE 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$148,579
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$941,917
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$98,391
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$86,122
Expenses. Certain deemed distributions of participant loans2013-12-31$9,229
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$564,854
Value of total assets at end of year2013-12-31$2,800,346
Value of total assets at beginning of year2013-12-31$1,808,241
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,040
Total interest from all sources2013-12-31$5,930
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$91,820
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$91,820
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$181,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$385,197
Participant contributions at end of year2013-12-31$112,425
Participant contributions at beginning of year2013-12-31$89,174
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$67,605
Administrative expenses (other) incurred2013-12-31$3,040
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$843,526
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,800,346
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,808,241
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,189,200
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,362,240
Interest on participant loans2013-12-31$5,930
Value of interest in common/collective trusts at end of year2013-12-31$131,232
Value of interest in common/collective trusts at beginning of year2013-12-31$38,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$367,489
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$318,778
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$318,778
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$247,955
Net investment gain or loss from common/collective trusts2013-12-31$31,358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$112,052
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$86,122
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CHERRY, BECKERT AND HOLLAND
Accountancy firm EIN2013-12-31560574444
Total unrealized appreciation/depreciation of assets2013-01-31$0
Total transfer of assets from this plan2013-01-31$137,997
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-01-31$0
Total income from all sources (including contributions)2013-01-31$3,833
Total loss/gain on sale of assets2013-01-31$0
Total of all expenses incurred2013-01-31$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-01-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-01-31$1,124
Value of total assets at end of year2013-01-31$0
Value of total assets at beginning of year2013-01-31$134,164
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-01-31$0
Total interest from all sources2013-01-31$7
Total dividends received (eg from common stock, registered investment company shares)2013-01-31$1
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-01-31$1
Was this plan covered by a fidelity bond2013-01-31Yes
Value of fidelity bond cover2013-01-31$14,000
If this is an individual account plan, was there a blackout period2013-01-31No
Were there any nonexempt tranactions with any party-in-interest2013-01-31No
Contributions received from participants2013-01-31$1,124
Participant contributions at beginning of year2013-01-31$10,823
Other income not declared elsewhere2013-01-31$1,432
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-01-31No
Value of net income/loss2013-01-31$3,833
Value of net assets at end of year (total assets less liabilities)2013-01-31$0
Value of net assets at beginning of year (total assets less liabilities)2013-01-31$134,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-01-31No
Were any leases to which the plan was party in default or uncollectible2013-01-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-01-31$77,185
Interest on participant loans2013-01-31$7
Value of interest in common/collective trusts at beginning of year2013-01-31$38,609
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-01-31$7,547
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-01-31$7,547
Net investment gain or loss from common/collective trusts2013-01-31$1,269
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-01-31No
Was there a failure to transmit to the plan any participant contributions2013-01-31No
Has the plan failed to provide any benefit when due under the plan2013-01-31No
Did the plan have assets held for investment2013-01-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-01-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-01-31Yes
Opinion of an independent qualified public accountant for this plan2013-01-31Disclaimer
Accountancy firm name2013-01-31CHERRY BEKAERT & HOLLAND
Accountancy firm EIN2013-01-31560574444
2012 : CAPSTONE 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$56,415
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$13,115
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$11,606
Expenses. Certain deemed distributions of participant loans2012-12-31$1,059
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$41,498
Value of total assets at end of year2012-12-31$134,164
Value of total assets at beginning of year2012-12-31$90,864
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$450
Total interest from all sources2012-12-31$1,382
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,302
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,302
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$41,498
Participant contributions at end of year2012-12-31$10,823
Participant contributions at beginning of year2012-12-31$10,632
Administrative expenses (other) incurred2012-12-31$450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$43,300
Value of net assets at end of year (total assets less liabilities)2012-12-31$134,164
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$90,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$77,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$44,795
Interest on participant loans2012-12-31$1,382
Value of interest in common/collective trusts at end of year2012-12-31$38,609
Value of interest in common/collective trusts at beginning of year2012-12-31$31,449
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$7,547
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$3,988
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$3,988
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$6,224
Net investment gain or loss from common/collective trusts2012-12-31$5,009
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$11,606
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CHERRY BEKAERT & HOLLAND
Accountancy firm EIN2012-12-31560574444
2011 : CAPSTONE 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$17,386
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$22,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$20,900
Expenses. Certain deemed distributions of participant loans2011-12-31$975
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$19,313
Value of total assets at end of year2011-12-31$87,246
Value of total assets at beginning of year2011-12-31$92,085
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$350
Total interest from all sources2011-12-31$1,387
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$995
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$995
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$15,590
Participant contributions at end of year2011-12-31$7,014
Participant contributions at beginning of year2011-12-31$11,450
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,072
Administrative expenses (other) incurred2011-12-31$350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-4,839
Value of net assets at end of year (total assets less liabilities)2011-12-31$87,246
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$92,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$44,795
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$48,555
Interest on participant loans2011-12-31$1,387
Value of interest in common/collective trusts at end of year2011-12-31$31,449
Value of interest in common/collective trusts at beginning of year2011-12-31$30,596
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,988
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,484
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,484
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,204
Net investment gain or loss from common/collective trusts2011-12-31$-1,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$20,900
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CHERRY BEKAERT & HOLLAND
Accountancy firm EIN2011-12-31560574444
2010 : CAPSTONE 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$27,242
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$11,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$10,754
Expenses. Certain deemed distributions of participant loans2010-12-31$137
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$12,453
Value of total assets at end of year2010-12-31$92,085
Value of total assets at beginning of year2010-12-31$76,184
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$450
Total interest from all sources2010-12-31$1,211
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$449
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$449
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$8,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$12,453
Participant contributions at end of year2010-12-31$11,450
Participant contributions at beginning of year2010-12-31$8,461
Other income not declared elsewhere2010-12-31$412
Administrative expenses (other) incurred2010-12-31$450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$15,901
Value of net assets at end of year (total assets less liabilities)2010-12-31$92,085
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$76,184
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$48,555
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$42,350
Interest on participant loans2010-12-31$1,211
Value of interest in common/collective trusts at end of year2010-12-31$30,596
Value of interest in common/collective trusts at beginning of year2010-12-31$24,826
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,484
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$547
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$547
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$6,311
Net investment gain or loss from common/collective trusts2010-12-31$6,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$10,754
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CHERRY BEKAERT & HOLLAND
Accountancy firm EIN2010-12-31560574444
2009 : CAPSTONE 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CAPSTONE 401(K) PLAN

2016: CAPSTONE 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CAPSTONE 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CAPSTONE 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CAPSTONE 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingYes
2013-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CAPSTONE 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CAPSTONE 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CAPSTONE 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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