401k Plan data: H&A, INC. AND RMC, INC. 401K PROFIT SHARING PLAN plan

H&A, INC. AND RMC, INC. 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	H&A, INC. AND RMC, INC. 401K PROFIT SHARING PLAN
Plan identification number	001

H&A, INC. AND RMC, INC. 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.

401k Sponsoring company profile

HODGES & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: HODGES & ASSOCIATES, INC.

Employer identification number (EIN): 582566469

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan H&A, INC. AND RMC, INC. 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 R STAN HODGES, JR 2013-07-10
001 2011-01-01 R STAN HODGES, JR 2012-05-08
001 2010-01-01 R STAN HODGES, JR 2011-10-12

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2012-01-01	R STAN HODGES, JR	2013-07-10
001	2011-01-01	R STAN HODGES, JR	2012-05-08
001	2010-01-01	R STAN HODGES, JR	2011-10-12

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Company Name:	HODGES & ASSOCIATES, INC.
Employer identification number (EIN):	582566469
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages