BROAD AND CASSEL has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan BROAD AND CASSEL 401 (K) RETIREMENT PLAN
Measure | Date | Value |
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2019 : BROAD AND CASSEL 401 (K) RETIREMENT PLAN 2019 401k financial data |
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Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-07-31 | $4,291,862 |
Total income from all sources (including contributions) | 2019-07-31 | $3,345,203 |
Total of all expenses incurred | 2019-07-31 | $35,479,896 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-07-31 | $35,479,896 |
Value of total assets at end of year | 2019-07-31 | $0 |
Value of total assets at beginning of year | 2019-07-31 | $36,426,555 |
Total interest from all sources | 2019-07-31 | $758 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-07-31 | $9,240 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-07-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2019-07-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-07-31 | $9,240 |
Was this plan covered by a fidelity bond | 2019-07-31 | Yes |
Value of fidelity bond cover | 2019-07-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2019-07-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-07-31 | No |
Participant contributions at beginning of year | 2019-07-31 | $462,843 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-07-31 | $1,813,523 |
Other income not declared elsewhere | 2019-07-31 | $165,388 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-07-31 | No |
Value of net income/loss | 2019-07-31 | $-32,134,693 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-07-31 | $32,134,693 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-07-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-07-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-07-31 | No |
Value of interest in pooled separate accounts at end of year | 2019-07-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2019-07-31 | $34,150,189 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-07-31 | $758 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-07-31 | $3,169,817 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-07-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-07-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-07-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-07-31 | $35,479,896 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-07-31 | No |
Liabilities. Value of benefit claims payable at beginning of year | 2019-07-31 | $4,291,862 |
Did the plan have assets held for investment | 2019-07-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-07-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-07-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-07-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-07-31 | Disclaimer |
Accountancy firm name | 2019-07-31 | GLICKSTEIN LAVAL CARRIS, PA |
Accountancy firm EIN | 2019-07-31 | 593094260 |
2018 : BROAD AND CASSEL 401 (K) RETIREMENT PLAN 2018 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $4,291,862 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $6,889,231 |
Total income from all sources (including contributions) | 2018-12-31 | $-825,237 |
Total of all expenses incurred | 2018-12-31 | $6,716,654 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $6,636,687 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $68,151 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,268,230 |
Value of total assets at end of year | 2018-12-31 | $36,426,555 |
Value of total assets at beginning of year | 2018-12-31 | $46,565,815 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $11,816 |
Total interest from all sources | 2018-12-31 | $21,964 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,129,659 |
Participant contributions at end of year | 2018-12-31 | $462,843 |
Participant contributions at beginning of year | 2018-12-31 | $567,589 |
Participant contributions at beginning of year | 2018-12-31 | $1,051,686 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $1,813,523 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $2,503,425 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $32,646 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-7,541,891 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $32,134,693 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $39,676,584 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $0 |
Interest on participant loans | 2018-12-31 | $21,964 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $34,150,189 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $42,439,399 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-2,115,431 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $105,925 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $3,716 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $6,636,687 |
Contract administrator fees | 2018-12-31 | $11,816 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Liabilities. Value of benefit claims payable at end of year | 2018-12-31 | $4,291,862 |
Liabilities. Value of benefit claims payable at beginning of year | 2018-12-31 | $6,889,231 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | GLICKSTEIN LAVAL CARRIS, PA |
Accountancy firm EIN | 2018-12-31 | 593094260 |
2017 : BROAD AND CASSEL 401 (K) RETIREMENT PLAN 2017 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $6,889,231 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $5,361,828 |
Total income from all sources (including contributions) | 2017-12-31 | $9,012,332 |
Total of all expenses incurred | 2017-12-31 | $3,599,312 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $3,599,312 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,402,431 |
Value of total assets at end of year | 2017-12-31 | $46,565,815 |
Value of total assets at beginning of year | 2017-12-31 | $39,625,392 |
Total interest from all sources | 2017-12-31 | $24,321 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $3,286,288 |
Participant contributions at end of year | 2017-12-31 | $567,589 |
Participant contributions at beginning of year | 2017-12-31 | $588,552 |
Participant contributions at end of year | 2017-12-31 | $1,051,686 |
Participant contributions at beginning of year | 2017-12-31 | $1,025,616 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $2,503,425 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $1,923,984 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $5,413,020 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $39,676,584 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $34,263,564 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Interest on participant loans | 2017-12-31 | $24,321 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $42,439,399 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $36,084,902 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $5,585,580 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $116,143 |
Employer contributions (assets) at end of year | 2017-12-31 | $3,716 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $2,338 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $3,599,312 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Liabilities. Value of benefit claims payable at end of year | 2017-12-31 | $6,889,231 |
Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $5,361,828 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | GLICKSTEIN LAVAL CARRIS, PA |
Accountancy firm EIN | 2017-12-31 | 593094260 |
2016 : BROAD AND CASSEL 401 (K) RETIREMENT PLAN 2016 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $5,361,828 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $5,430,169 |
Total income from all sources (including contributions) | 2016-12-31 | $5,342,731 |
Total of all expenses incurred | 2016-12-31 | $1,488,102 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,488,102 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,757,964 |
Value of total assets at end of year | 2016-12-31 | $39,625,392 |
Value of total assets at beginning of year | 2016-12-31 | $35,839,104 |
Total interest from all sources | 2016-12-31 | $23,383 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $2,651,247 |
Participant contributions at end of year | 2016-12-31 | $588,552 |
Participant contributions at beginning of year | 2016-12-31 | $614,451 |
Participant contributions at end of year | 2016-12-31 | $1,025,616 |
Participant contributions at beginning of year | 2016-12-31 | $917,549 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $1,923,984 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $1,711,646 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $3,854,629 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $34,263,564 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $30,408,935 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Interest on participant loans | 2016-12-31 | $23,383 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $36,084,902 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $32,593,229 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $2,561,384 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $106,717 |
Employer contributions (assets) at end of year | 2016-12-31 | $2,338 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $2,229 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,488,102 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $5,361,828 |
Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $5,430,169 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | GLICKSTEIN LAVAL CARRIS, PA |
Accountancy firm EIN | 2016-12-31 | 593094260 |
2015 : BROAD AND CASSEL 401 (K) RETIREMENT PLAN 2015 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $5,430,169 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $5,476,827 |
Total income from all sources (including contributions) | 2015-12-31 | $2,550,298 |
Total of all expenses incurred | 2015-12-31 | $1,033,585 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,033,585 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,742,562 |
Value of total assets at end of year | 2015-12-31 | $35,839,104 |
Value of total assets at beginning of year | 2015-12-31 | $34,369,049 |
Total interest from all sources | 2015-12-31 | $26,836 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $2,632,900 |
Participant contributions at end of year | 2015-12-31 | $614,451 |
Participant contributions at beginning of year | 2015-12-31 | $575,808 |
Participant contributions at end of year | 2015-12-31 | $917,549 |
Participant contributions at beginning of year | 2015-12-31 | $862,300 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $1,711,646 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $1,584,481 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $1,516,713 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $30,408,935 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $28,892,222 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Interest on participant loans | 2015-12-31 | $26,836 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $32,593,229 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $31,344,060 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $-219,100 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $109,662 |
Employer contributions (assets) at end of year | 2015-12-31 | $2,229 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $2,400 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,033,585 |
Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $5,430,169 |
Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $5,476,827 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | GLICKSTEIN LAVAL CARRIS, PA |
Accountancy firm EIN | 2015-12-31 | 593094260 |
2014 : BROAD AND CASSEL 401 (K) RETIREMENT PLAN 2014 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $5,476,827 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $5,365,328 |
Total income from all sources (including contributions) | 2014-12-31 | $4,254,009 |
Total of all expenses incurred | 2014-12-31 | $2,173,632 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,123,011 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $39,422 |
Value of total corrective distributions | 2014-12-31 | $7,413 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,453,351 |
Value of total assets at end of year | 2014-12-31 | $34,369,049 |
Value of total assets at beginning of year | 2014-12-31 | $32,177,173 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $3,786 |
Total interest from all sources | 2014-12-31 | $21,662 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $2,235,134 |
Participant contributions at end of year | 2014-12-31 | $575,808 |
Participant contributions at beginning of year | 2014-12-31 | $562,641 |
Participant contributions at end of year | 2014-12-31 | $862,300 |
Participant contributions at beginning of year | 2014-12-31 | $789,018 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $1,584,481 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $1,239,329 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $108,456 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $2,080,377 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $28,892,222 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $26,811,845 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Interest on participant loans | 2014-12-31 | $21,662 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $31,344,060 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $29,584,185 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $1,778,996 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $109,761 |
Employer contributions (assets) at end of year | 2014-12-31 | $2,400 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $2,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,123,011 |
Contract administrator fees | 2014-12-31 | $3,786 |
Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $5,476,827 |
Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $5,365,328 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | GLICKSTEIN LAVAL CARRIS, PA |
Accountancy firm EIN | 2014-12-31 | 593094260 |
2013 : BROAD AND CASSEL 401 (K) RETIREMENT PLAN 2013 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $5,365,328 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $3,610,636 |
Total income from all sources (including contributions) | 2013-12-31 | $6,544,530 |
Total of all expenses incurred | 2013-12-31 | $3,044,189 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $3,034,059 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $7,069 |
Value of total corrective distributions | 2013-12-31 | $1,283 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,439,895 |
Value of total assets at end of year | 2013-12-31 | $32,177,173 |
Value of total assets at beginning of year | 2013-12-31 | $26,922,140 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,778 |
Total interest from all sources | 2013-12-31 | $21,928 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $2,326,791 |
Participant contributions at end of year | 2013-12-31 | $562,641 |
Participant contributions at beginning of year | 2013-12-31 | $546,304 |
Participant contributions at end of year | 2013-12-31 | $789,018 |
Participant contributions at beginning of year | 2013-12-31 | $808,852 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $1,239,329 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $1,062,445 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $5,871 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $3,500,341 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $26,811,845 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $23,311,504 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Interest on participant loans | 2013-12-31 | $21,928 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $29,584,185 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $24,502,533 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $4,082,707 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $107,233 |
Employer contributions (assets) at end of year | 2013-12-31 | $2,000 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $2,006 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $3,034,059 |
Contract administrator fees | 2013-12-31 | $1,778 |
Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $5,365,328 |
Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $3,610,636 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | GLICKSTEIN LAVAL CARRIS, PA |
Accountancy firm EIN | 2013-12-31 | 593094260 |
2012 : BROAD AND CASSEL 401 (K) RETIREMENT PLAN 2012 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $3,610,636 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $3,639,353 |
Total income from all sources (including contributions) | 2012-12-31 | $4,471,709 |
Total of all expenses incurred | 2012-12-31 | $1,131,586 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,063,222 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $68,364 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,407,124 |
Value of total assets at end of year | 2012-12-31 | $26,922,140 |
Value of total assets at beginning of year | 2012-12-31 | $23,610,734 |
Total interest from all sources | 2012-12-31 | $23,450 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $2,120,408 |
Participant contributions at end of year | 2012-12-31 | $546,304 |
Participant contributions at beginning of year | 2012-12-31 | $587,761 |
Participant contributions at end of year | 2012-12-31 | $808,852 |
Participant contributions at beginning of year | 2012-12-31 | $798,008 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $1,062,445 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $1,025,091 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $175,557 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $3,340,123 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $23,311,504 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $19,971,381 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Interest on participant loans | 2012-12-31 | $23,450 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $24,502,533 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $21,197,458 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $2,041,135 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $111,159 |
Employer contributions (assets) at end of year | 2012-12-31 | $2,006 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $2,416 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,063,222 |
Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $3,610,636 |
Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $3,639,353 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | GLICKSTEIN LAVAL CARRIS, PA |
Accountancy firm EIN | 2012-12-31 | 593094260 |
2011 : BROAD AND CASSEL 401 (K) RETIREMENT PLAN 2011 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $3,639,353 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $3,844,457 |
Total income from all sources (including contributions) | 2011-12-31 | $2,258,917 |
Total of all expenses incurred | 2011-12-31 | $1,301,982 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,301,982 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,137,654 |
Value of total assets at end of year | 2011-12-31 | $23,610,734 |
Value of total assets at beginning of year | 2011-12-31 | $22,858,903 |
Total interest from all sources | 2011-12-31 | $26,458 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,011,785 |
Participant contributions at end of year | 2011-12-31 | $587,761 |
Participant contributions at beginning of year | 2011-12-31 | $564,614 |
Participant contributions at end of year | 2011-12-31 | $798,008 |
Participant contributions at beginning of year | 2011-12-31 | $787,375 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $1,025,091 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $1,123,000 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $20,083 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $956,935 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $19,971,381 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $19,014,446 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Interest on participant loans | 2011-12-31 | $26,458 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $21,197,458 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $20,381,889 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $94,805 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $105,786 |
Employer contributions (assets) at end of year | 2011-12-31 | $2,416 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $2,025 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,301,982 |
Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $3,639,353 |
Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $3,844,457 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | GLICKSTEIN LAVAL CARRIS, PA |
Accountancy firm EIN | 2011-12-31 | 593094260 |
2010 : BROAD AND CASSEL 401 (K) RETIREMENT PLAN 2010 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $3,844,457 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $3,586,706 |
Total income from all sources (including contributions) | 2010-12-31 | $4,330,668 |
Total of all expenses incurred | 2010-12-31 | $1,722,672 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,722,672 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,321,451 |
Value of total assets at end of year | 2010-12-31 | $22,858,903 |
Value of total assets at beginning of year | 2010-12-31 | $19,993,156 |
Total interest from all sources | 2010-12-31 | $29,324 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,891,665 |
Participant contributions at end of year | 2010-12-31 | $564,614 |
Participant contributions at beginning of year | 2010-12-31 | $568,041 |
Participant contributions at end of year | 2010-12-31 | $787,375 |
Participant contributions at beginning of year | 2010-12-31 | $763,123 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $1,123,000 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $1,027,832 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $332,449 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $2,607,996 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $19,014,446 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $16,406,450 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Income. Interest from loans (other than to participants) | 2010-12-31 | $29,324 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $20,381,889 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $17,632,160 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $1,979,893 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $97,337 |
Employer contributions (assets) at end of year | 2010-12-31 | $2,025 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $2,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,722,672 |
Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $3,844,457 |
Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $3,586,706 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | GLICKSTEIN LAVAL CARRIS, PA |
Accountancy firm EIN | 2010-12-31 | 593094260 |