BATEMAN, GORDON & SANDS, INC. has sponsored the creation of one or more 401k plans.
Additional information about BATEMAN, GORDON & SANDS, INC.
Submission information for form 5500 for 401k plan BATEMAN, GORDON & SANDS 401(K) PLAN
| Measure | Date | Value |
|---|
| 2019: BATEMAN, GORDON & SANDS 401(K) PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 39 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 34 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 6 |
| Total of all active and inactive participants | 2019-01-01 | 41 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 41 |
| Number of participants with account balances | 2019-01-01 | 31 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: BATEMAN, GORDON & SANDS 401(K) PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 33 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 6 |
| Total of all active and inactive participants | 2018-01-01 | 39 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 39 |
| Number of participants with account balances | 2018-01-01 | 27 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: BATEMAN, GORDON & SANDS 401(K) PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 27 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 26 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 7 |
| Total of all active and inactive participants | 2017-01-01 | 33 |
| Total participants | 2017-01-01 | 33 |
| Number of participants with account balances | 2017-01-01 | 27 |
| 2016: BATEMAN, GORDON & SANDS 401(K) PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 26 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 6 |
| Total of all active and inactive participants | 2016-01-01 | 32 |
| Total participants | 2016-01-01 | 32 |
| Number of participants with account balances | 2016-01-01 | 27 |
| 2015: BATEMAN, GORDON & SANDS 401(K) PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 29 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 7 |
| Total of all active and inactive participants | 2015-01-01 | 36 |
| Total participants | 2015-01-01 | 36 |
| Number of participants with account balances | 2015-01-01 | 25 |
| 2014: BATEMAN, GORDON & SANDS 401(K) PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 37 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 29 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 7 |
| Total of all active and inactive participants | 2014-01-01 | 36 |
| Total participants | 2014-01-01 | 36 |
| Number of participants with account balances | 2014-01-01 | 26 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 1 |
| 2013: BATEMAN, GORDON & SANDS 401(K) PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 39 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 31 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 6 |
| Total of all active and inactive participants | 2013-01-01 | 37 |
| Total participants | 2013-01-01 | 37 |
| Number of participants with account balances | 2013-01-01 | 29 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 1 |
| 2012: BATEMAN, GORDON & SANDS 401(K) PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 40 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 37 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 2 |
| Total of all active and inactive participants | 2012-01-01 | 39 |
| Total participants | 2012-01-01 | 39 |
| Number of participants with account balances | 2012-01-01 | 29 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 3 |
| 2011: BATEMAN, GORDON & SANDS 401(K) PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 41 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 37 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 3 |
| Total of all active and inactive participants | 2011-01-01 | 40 |
| Total participants | 2011-01-01 | 40 |
| Number of participants with account balances | 2011-01-01 | 32 |
| 2009: BATEMAN, GORDON & SANDS 401(K) PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 50 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 37 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 12 |
| Total of all active and inactive participants | 2009-01-01 | 49 |
| Total participants | 2009-01-01 | 49 |
| Number of participants with account balances | 2009-01-01 | 45 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 3 |
| Measure | Date | Value |
|---|
| 2019 : BATEMAN, GORDON & SANDS 401(K) PLAN 2019 401k financial data |
|---|
| Total income from all sources | 2019-12-31 | $834,666 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $100,781 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $97,270 |
| Total plan assets at end of year | 2019-12-31 | $3,057,218 |
| Total plan assets at beginning of year | 2019-12-31 | $2,323,333 |
| Value of fidelity bond covering the plan | 2019-12-31 | $250,000 |
| Total contributions received or receivable from participants | 2019-12-31 | $154,546 |
| Contributions received from other sources (not participants or employers) | 2019-12-31 | $324,799 |
| Other income received | 2019-12-31 | $355,321 |
| Net income (gross income less expenses) | 2019-12-31 | $733,885 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $3,057,218 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $2,323,333 |
| Assets. Value of participant loans | 2019-12-31 | $68,330 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $0 |
| Value of certain deemed distributions of participant loans | 2019-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $3,511 |
| 2018 : BATEMAN, GORDON & SANDS 401(K) PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $84,957 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $409,790 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $406,533 |
| Total plan assets at end of year | 2018-12-31 | $2,323,333 |
| Total plan assets at beginning of year | 2018-12-31 | $2,648,166 |
| Value of fidelity bond covering the plan | 2018-12-31 | $250,000 |
| Total contributions received or receivable from participants | 2018-12-31 | $127,138 |
| Contributions received from other sources (not participants or employers) | 2018-12-31 | $48,875 |
| Other income received | 2018-12-31 | $-91,056 |
| Net income (gross income less expenses) | 2018-12-31 | $-324,833 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $2,323,333 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $2,648,166 |
| Assets. Value of participant loans | 2018-12-31 | $52,910 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $0 |
| Value of certain deemed distributions of participant loans | 2018-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $3,257 |
| 2017 : BATEMAN, GORDON & SANDS 401(K) PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $498,733 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $442,475 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $442,475 |
| Total plan assets at end of year | 2017-12-31 | $2,648,166 |
| Total plan assets at beginning of year | 2017-12-31 | $2,591,908 |
| Value of fidelity bond covering the plan | 2017-12-31 | $250,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $128,706 |
| Contributions received from other sources (not participants or employers) | 2017-12-31 | $44,026 |
| Other income received | 2017-12-31 | $326,001 |
| Net income (gross income less expenses) | 2017-12-31 | $56,258 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $2,648,166 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $2,591,908 |
| Assets. Value of participant loans | 2017-12-31 | $16,780 |
| 2016 : BATEMAN, GORDON & SANDS 401(K) PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $214,899 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $28,136 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $28,136 |
| Total plan assets at end of year | 2016-12-31 | $2,591,908 |
| Total plan assets at beginning of year | 2016-12-31 | $2,405,145 |
| Value of fidelity bond covering the plan | 2016-12-31 | $250,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $82,824 |
| Other income received | 2016-12-31 | $132,075 |
| Net income (gross income less expenses) | 2016-12-31 | $186,763 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $2,591,908 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,405,145 |
| Assets. Value of participant loans | 2016-12-31 | $33,568 |
| 2015 : BATEMAN, GORDON & SANDS 401(K) PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $68,486 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $15,209 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $15,209 |
| Total plan assets at end of year | 2015-12-31 | $2,405,145 |
| Total plan assets at beginning of year | 2015-12-31 | $2,351,868 |
| Value of fidelity bond covering the plan | 2015-12-31 | $250,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $81,245 |
| Contributions received from other sources (not participants or employers) | 2015-12-31 | $11,200 |
| Other income received | 2015-12-31 | $-23,959 |
| Net income (gross income less expenses) | 2015-12-31 | $53,277 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $2,405,145 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,351,868 |
| Assets. Value of participant loans | 2015-12-31 | $55,733 |
| 2014 : BATEMAN, GORDON & SANDS 401(K) PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $179,991 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $50,852 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $50,852 |
| Total plan assets at end of year | 2014-12-31 | $2,351,868 |
| Total plan assets at beginning of year | 2014-12-31 | $2,222,729 |
| Value of fidelity bond covering the plan | 2014-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $77,959 |
| Contributions received from other sources (not participants or employers) | 2014-12-31 | $21,868 |
| Other income received | 2014-12-31 | $80,164 |
| Net income (gross income less expenses) | 2014-12-31 | $129,139 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $2,351,868 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,222,729 |
| Assets. Value of participant loans | 2014-12-31 | $60,413 |
| 2013 : BATEMAN, GORDON & SANDS 401(K) PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $335,214 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $27,015 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $27,015 |
| Total plan assets at end of year | 2013-12-31 | $2,222,729 |
| Total plan assets at beginning of year | 2013-12-31 | $1,914,530 |
| Value of fidelity bond covering the plan | 2013-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $96,745 |
| Contributions received from other sources (not participants or employers) | 2013-12-31 | $2,207 |
| Other income received | 2013-12-31 | $236,262 |
| Net income (gross income less expenses) | 2013-12-31 | $308,199 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $2,222,729 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,914,530 |
| Assets. Value of participant loans | 2013-12-31 | $73,806 |
| 2012 : BATEMAN, GORDON & SANDS 401(K) PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $259,855 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $226,292 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $226,292 |
| Total plan assets at end of year | 2012-12-31 | $1,914,530 |
| Total plan assets at beginning of year | 2012-12-31 | $1,880,967 |
| Total contributions received or receivable from participants | 2012-12-31 | $75,143 |
| Other income received | 2012-12-31 | $184,712 |
| Net income (gross income less expenses) | 2012-12-31 | $33,563 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $1,914,530 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,880,967 |
| Assets. Value of participant loans | 2012-12-31 | $66,137 |
| 2011 : BATEMAN, GORDON & SANDS 401(K) PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $-155,805 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $224,602 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $224,602 |
| Total plan assets at end of year | 2011-12-31 | $1,880,967 |
| Total plan assets at beginning of year | 2011-12-31 | $2,261,374 |
| Value of fidelity bond covering the plan | 2011-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $59,692 |
| Contributions received from other sources (not participants or employers) | 2011-12-31 | $4,970 |
| Other income received | 2011-12-31 | $-220,467 |
| Net income (gross income less expenses) | 2011-12-31 | $-380,407 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $1,880,967 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,261,374 |
| Assets. Value of participant loans | 2011-12-31 | $89,902 |
| 2010 : BATEMAN, GORDON & SANDS 401(K) PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $348,563 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $99,838 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $99,838 |
| Total plan assets at end of year | 2010-12-31 | $2,261,374 |
| Total plan assets at beginning of year | 2010-12-31 | $2,012,649 |
| Value of fidelity bond covering the plan | 2010-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $90,587 |
| Other income received | 2010-12-31 | $256,140 |
| Net income (gross income less expenses) | 2010-12-31 | $248,725 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $2,261,374 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,012,649 |
| Assets. Value of participant loans | 2010-12-31 | $120,683 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $1,836 |
| 2019: BATEMAN, GORDON & SANDS 401(K) PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: BATEMAN, GORDON & SANDS 401(K) PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: BATEMAN, GORDON & SANDS 401(K) PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: BATEMAN, GORDON & SANDS 401(K) PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: BATEMAN, GORDON & SANDS 401(K) PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: BATEMAN, GORDON & SANDS 401(K) PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: BATEMAN, GORDON & SANDS 401(K) PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: BATEMAN, GORDON & SANDS 401(K) PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: BATEMAN, GORDON & SANDS 401(K) PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: BATEMAN, GORDON & SANDS 401(K) PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | 802961-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 802961-000 | | Total amount of fees paid to insurance company | USD $1,384 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 1384 | | Insurance broker organization code? | 5 |
|
| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | 802961-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 802961-000 | | Number of Individuals Covered | 36 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $1,260 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 924 | | Insurance broker organization code? | 5 |
|
| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | 802961-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 802961-000 | | Number of Individuals Covered | 27 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of fees paid to insurance company | USD $1,341 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 1341 | | Additional information about fees paid to insurance broker | TPA SERVICES | | Insurance broker organization code? | 5 | | Insurance broker name | BENEFITS OUTSOURCE, INC. |
|
| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | 802961-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 802961-000 | | Number of Individuals Covered | 25 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $5,871 | | Total amount of fees paid to insurance company | USD $1,163 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $5,871 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 1163 | | Additional information about fees paid to insurance broker | TPA SERVICES | | Insurance broker name | BENEFITS OUTSOURCE, INC. |
|
| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | 802961-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 802961-000 | | Number of Individuals Covered | 26 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $5,577 | | Total amount of fees paid to insurance company | USD $1,113 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $5,577 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 1113 | | Additional information about fees paid to insurance broker | TPA SERVICES | | Insurance broker name | BENEFITS OUTSOURCE, INC. |
|
| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | 802961-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 802961-000 | | Number of Individuals Covered | 37 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $4,905 | | Total amount of fees paid to insurance company | USD $1,024 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $4,905 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 1024 | | Additional information about fees paid to insurance broker | TPA SERVICES | | Insurance broker name | BENEFITS OUTSOURCE, INC. |
|
| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | 802961-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 802961-000 | | Number of Individuals Covered | 29 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $3,876 | | Total amount of fees paid to insurance company | USD $3,608 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 3608 | | Additional information about fees paid to insurance broker | TPA SERVICES | | Insurance broker organization code? | 5 | | Commission paid to Insurance Broker | USD $3,876 | | Insurance broker name | KOVACK SECURITIES FINANCIAL SERVICE |
|
