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FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 401k Plan overview

Plan NameFISHERMEN'S HOSPITAL, INC. 403(B) PLAN
Plan identification number 001

FISHERMEN'S HOSPITAL, INC. 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FISHERMEN'S HOSPITAL INC has sponsored the creation of one or more 401k plans.

Company Name:FISHERMEN'S HOSPITAL INC
Employer identification number (EIN):590914771
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FISHERMEN'S HOSPITAL, INC. 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01MICHELE TELLER
0012011-08-01MICHELE TELLER

Plan Statistics for FISHERMEN'S HOSPITAL, INC. 403(B) PLAN

401k plan membership statisitcs for FISHERMEN'S HOSPITAL, INC. 403(B) PLAN

Measure Date Value
2017: FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01280
Total number of active participants reported on line 7a of the Form 55002017-01-0155
Total of all active and inactive participants2017-01-0155
Total participants2017-01-0155
2016: FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01232
Total number of active participants reported on line 7a of the Form 55002016-01-01237
Number of other retired or separated participants entitled to future benefits2016-01-0114
Total of all active and inactive participants2016-01-01251
Total participants2016-01-01251
Number of participants with account balances2016-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015
2015: FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01220
Total number of active participants reported on line 7a of the Form 55002015-01-01216
Number of other retired or separated participants entitled to future benefits2015-01-0116
Total of all active and inactive participants2015-01-01232
Total participants2015-01-01232
Number of participants with account balances2015-01-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0118
2014: FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01211
Total number of active participants reported on line 7a of the Form 55002014-01-01201
Number of other retired or separated participants entitled to future benefits2014-01-0116
Total of all active and inactive participants2014-01-01217
Total participants2014-01-01217
Number of participants with account balances2014-01-01187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0113
2013: FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01203
Total number of active participants reported on line 7a of the Form 55002013-01-01192
Number of other retired or separated participants entitled to future benefits2013-01-0114
Total of all active and inactive participants2013-01-01206
Total participants2013-01-01206
Number of participants with account balances2013-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0131
2012: FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01200
Total number of active participants reported on line 7a of the Form 55002012-01-01198
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-01203
Total participants2012-01-01203
Number of participants with account balances2012-01-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0125
2011: FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-08-01173
Total number of active participants reported on line 7a of the Form 55002011-08-01192
Number of retired or separated participants receiving benefits2011-08-010
Number of other retired or separated participants entitled to future benefits2011-08-014
Total of all active and inactive participants2011-08-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-08-010
Total participants2011-08-01196
Number of participants with account balances2011-08-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-08-013

Financial Data on FISHERMEN'S HOSPITAL, INC. 403(B) PLAN

Measure Date Value
2017 : FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-10-24$1,110,421
Total of all expenses incurred2017-10-24$6,780,366
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-10-24$6,762,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-10-24$485,327
Value of total assets at beginning of year2017-10-24$5,669,945
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-10-24$17,545
Total interest from all sources2017-10-24$6,967
Total dividends received (eg from common stock, registered investment company shares)2017-10-24$1,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-10-24No
Total dividends received from registered investment company shares (eg mutual funds)2017-10-24$1,860
Was this plan covered by a fidelity bond2017-10-24Yes
Value of fidelity bond cover2017-10-24$500,000
If this is an individual account plan, was there a blackout period2017-10-24No
Were there any nonexempt tranactions with any party-in-interest2017-10-24No
Contributions received from participants2017-10-24$373,323
Participant contributions at beginning of year2017-10-24$170,471
Participant contributions at beginning of year2017-10-24$46,622
Administrative expenses (other) incurred2017-10-24$2,161
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-24No
Value of net income/loss2017-10-24$-5,669,945
Value of net assets at beginning of year (total assets less liabilities)2017-10-24$5,669,945
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-10-24No
Were any loans by the plan or fixed income obligations due to the plan in default2017-10-24No
Were any leases to which the plan was party in default or uncollectible2017-10-24No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-10-24$5,119,883
Interest on participant loans2017-10-24$6,967
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-10-24$318,578
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-10-24$616,267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-10-24No
Was there a failure to transmit to the plan any participant contributions2017-10-24Yes
Has the plan failed to provide any benefit when due under the plan2017-10-24No
Contributions received in cash from employer2017-10-24$112,004
Employer contributions (assets) at beginning of year2017-10-24$14,391
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-10-24$6,762,821
Contract administrator fees2017-10-24$15,384
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-10-24No
Did the plan have assets held for investment2017-10-24No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-24No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-10-24No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-10-24Yes
Opinion of an independent qualified public accountant for this plan2017-10-24Disclaimer
Accountancy firm name2017-10-24CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2017-10-24721396621
2016 : FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,175,090
Total of all expenses incurred2016-12-31$667,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$653,157
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$887,766
Value of total assets at end of year2016-12-31$5,669,945
Value of total assets at beginning of year2016-12-31$5,162,377
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$14,365
Total interest from all sources2016-12-31$4,199
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$181,979
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$181,979
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$667,185
Participant contributions at end of year2016-12-31$170,471
Participant contributions at beginning of year2016-12-31$87,732
Participant contributions at end of year2016-12-31$46,622
Participant contributions at beginning of year2016-12-31$22,524
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$25,330
Administrative expenses (other) incurred2016-12-31$4,722
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$507,568
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,669,945
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,162,377
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,119,883
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,790,964
Interest on participant loans2016-12-31$4,199
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$318,578
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$254,374
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$101,146
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$195,251
Employer contributions (assets) at end of year2016-12-31$14,391
Employer contributions (assets) at beginning of year2016-12-31$6,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$653,157
Contract administrator fees2016-12-31$9,643
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2016-12-31721396621
2015 : FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,408,499
Total of all expenses incurred2015-12-31$1,054,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,038,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,463,944
Value of total assets at end of year2015-12-31$5,162,377
Value of total assets at beginning of year2015-12-31$4,808,806
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$16,358
Total interest from all sources2015-12-31$3,682
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$342,770
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$342,770
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$630,286
Participant contributions at end of year2015-12-31$87,732
Participant contributions at beginning of year2015-12-31$51,447
Participant contributions at end of year2015-12-31$22,524
Participant contributions at beginning of year2015-12-31$21,495
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$642,659
Administrative expenses (other) incurred2015-12-31$5,854
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$353,571
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,162,377
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,808,806
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,790,964
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,527,235
Interest on participant loans2015-12-31$3,682
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$254,374
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$202,588
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-401,897
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$190,999
Employer contributions (assets) at end of year2015-12-31$6,783
Employer contributions (assets) at beginning of year2015-12-31$6,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,038,570
Contract administrator fees2015-12-31$10,504
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2015-12-31721396621
2014 : FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,105,708
Total of all expenses incurred2014-12-31$402,047
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$387,122
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$887,085
Value of total assets at end of year2014-12-31$4,808,806
Value of total assets at beginning of year2014-12-31$4,105,145
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$14,925
Total interest from all sources2014-12-31$5,153
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$248,627
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$248,627
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$648,699
Participant contributions at end of year2014-12-31$51,447
Participant contributions at beginning of year2014-12-31$67,919
Participant contributions at end of year2014-12-31$21,495
Participant contributions at beginning of year2014-12-31$18,905
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$55,678
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$60
Administrative expenses (other) incurred2014-12-31$5,551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$703,661
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,808,806
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,105,145
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,527,235
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,841,417
Interest on participant loans2014-12-31$2,647
Interest earned on other investments2014-12-31$2,506
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$202,588
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$171,252
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-35,157
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$182,708
Employer contributions (assets) at end of year2014-12-31$6,041
Employer contributions (assets) at beginning of year2014-12-31$5,652
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$387,062
Contract administrator fees2014-12-31$9,374
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2014-12-31721396621
2013 : FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,342,420
Total of all expenses incurred2013-12-31$154,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$146,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$836,474
Value of total assets at end of year2013-12-31$4,105,145
Value of total assets at beginning of year2013-12-31$2,917,021
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,118
Total interest from all sources2013-12-31$5,522
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$139,942
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$139,942
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$639,761
Participant contributions at end of year2013-12-31$67,919
Participant contributions at beginning of year2013-12-31$73,389
Participant contributions at end of year2013-12-31$18,905
Participant contributions at beginning of year2013-12-31$16,319
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$4,524
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$41,878
Other income not declared elsewhere2013-12-31$6,030
Administrative expenses (other) incurred2013-12-31$2,293
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,188,124
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,105,145
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,917,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,841,417
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,665,594
Interest on participant loans2013-12-31$3,511
Interest earned on other investments2013-12-31$2,011
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$171,252
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$114,581
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$354,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$192,189
Employer contributions (assets) at end of year2013-12-31$5,652
Employer contributions (assets) at beginning of year2013-12-31$5,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$146,178
Contract administrator fees2013-12-31$5,825
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2013-12-31721396621
2012 : FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,214,704
Total of all expenses incurred2012-12-31$205,807
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$198,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$949,214
Value of total assets at end of year2012-12-31$2,917,021
Value of total assets at beginning of year2012-12-31$1,908,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,920
Total interest from all sources2012-12-31$4,664
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$65,387
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$65,387
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$647,012
Participant contributions at end of year2012-12-31$73,389
Participant contributions at beginning of year2012-12-31$28,619
Participant contributions at end of year2012-12-31$16,319
Participant contributions at beginning of year2012-12-31$30,085
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$106,224
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$41,878
Other income not declared elsewhere2012-12-31$-12,146
Administrative expenses (other) incurred2012-12-31$2,766
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,008,897
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,917,021
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,908,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,665,594
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,719,030
Interest on participant loans2012-12-31$2,326
Interest earned on other investments2012-12-31$2,338
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$114,581
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$122,322
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$207,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$195,978
Employer contributions (assets) at end of year2012-12-31$5,260
Employer contributions (assets) at beginning of year2012-12-31$8,068
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$198,887
Contract administrator fees2012-12-31$4,154
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2012-12-31721396621
2011 : FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$1,939,438
Total of all expenses incurred2011-12-31$31,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$30,171
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,892,469
Value of total assets at end of year2011-12-31$1,908,124
Value of total assets at beginning of year2011-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,143
Total interest from all sources2011-12-31$1,089
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$29,455
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$29,455
Was this plan covered by a fidelity bond2011-12-31No
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$259,016
Participant contributions at end of year2011-12-31$28,619
Participant contributions at beginning of year2011-12-31$0
Participant contributions at end of year2011-12-31$30,085
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,553,172
Other income not declared elsewhere2011-12-31$6,116
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,908,124
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,908,124
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,719,030
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$315
Interest earned on other investments2011-12-31$774
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$122,322
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$10,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$80,281
Employer contributions (assets) at end of year2011-12-31$8,068
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$30,171
Contract administrator fees2011-12-31$1,143
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2011-12-31721396621

Form 5500 Responses for FISHERMEN'S HOSPITAL, INC. 403(B) PLAN

2017: FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FISHERMEN'S HOSPITAL, INC. 403(B) PLAN 2011 form 5500 responses
2011-08-01Type of plan entitySingle employer plan
2011-08-01First time form 5500 has been submittedYes
2011-08-01This return/report is a short plan year return/report (less than 12 months)Yes
2011-08-01Plan funding arrangement – InsuranceYes
2011-08-01Plan funding arrangement – TrustYes
2011-08-01Plan benefit arrangement – InsuranceYes
2011-08-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered55
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $168
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees168
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameKESTRA INVESTMENT SERVICES LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered232
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $536
Total amount of fees paid to insurance companyUSD $112
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $536
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker nameNFP ADVISOR SERVICES LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered217
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $447
Total amount of fees paid to insurance companyUSD $92
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $447
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker nameNFP ADVISOR SERVICES LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered206
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $7,625
Total amount of fees paid to insurance companyUSD $1,763
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,291
Amount paid for insurance broker fees1763
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE AND PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameNFP INSURANCE SERVICES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered203
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $7,055
Total amount of fees paid to insurance companyUSD $1,264
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,850
Amount paid for insurance broker fees1264
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE AND PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameNFP INSURANCE SERVICES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered196
Insurance policy start date2011-08-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $17,960
Total amount of fees paid to insurance companyUSD $765
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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