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EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 401k Plan overview

Plan NameEQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN
Plan identification number 002

EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EQUITABLE MORTGAGE & INVESTMENT CO. has sponsored the creation of one or more 401k plans.

Company Name:EQUITABLE MORTGAGE & INVESTMENT CO.
Employer identification number (EIN):591051661
NAIC Classification:522120
NAIC Description:Savings Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022019-01-01
0022018-01-01
0022017-01-01
0022016-01-01
0022015-01-01
0022015-01-01
0022014-01-01SARA MILLER
0022014-01-01
0022013-01-01SARA MILLER
0022012-01-01SARA MILLER
0022011-01-01SARA MILLER
0022009-01-01SARA MILLER

Plan Statistics for EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN

401k plan membership statisitcs for EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN

Measure Date Value
2017: EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-012
Number of participants with account balances2017-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-012
Number of participants with account balances2016-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-013
Number of participants with account balances2015-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-012
Total of all active and inactive participants2014-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-014
Number of participants with account balances2014-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015
Total number of active participants reported on line 7a of the Form 55002013-01-010
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-013
Total of all active and inactive participants2013-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-015
Number of participants with account balances2013-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-011
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-012
Total of all active and inactive participants2012-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-015
Number of participants with account balances2012-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015
Total number of active participants reported on line 7a of the Form 55002011-01-011
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-012
Total of all active and inactive participants2011-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-015
Number of participants with account balances2011-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014
Total number of active participants reported on line 7a of the Form 55002009-01-011
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-015
Number of participants with account balances2009-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN

Measure Date Value
2017 : EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$282,051
Expenses. Total of all expenses incurred2017-12-31$172,089
Benefits paid (including direct rollovers)2017-12-31$160,623
Total plan assets at end of year2017-12-31$4,243,239
Total plan assets at beginning of year2017-12-31$4,133,277
Value of fidelity bond covering the plan2017-12-31$500,000
Assets. Value of loans (other than to participants)2017-12-31$457,461
Expenses. Other expenses not covered elsewhere2017-12-31$8,149
Other income received2017-12-31$282,051
Net income (gross income less expenses)2017-12-31$109,962
Net plan assets at end of year (total assets less liabilities)2017-12-31$4,243,239
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$4,133,277
Assets. Value of participant loans2017-12-31$37,281
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$3,317
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$187,870
Expenses. Total of all expenses incurred2016-12-31$46,884
Benefits paid (including direct rollovers)2016-12-31$42,242
Total plan assets at end of year2016-12-31$4,133,277
Total plan assets at beginning of year2016-12-31$3,992,291
Value of fidelity bond covering the plan2016-12-31$500,000
Assets. Value of loans (other than to participants)2016-12-31$674,695
Expenses. Other expenses not covered elsewhere2016-12-31$2,877
Other income received2016-12-31$187,870
Net income (gross income less expenses)2016-12-31$140,986
Net plan assets at end of year (total assets less liabilities)2016-12-31$4,133,277
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,992,291
Assets. Value of participant loans2016-12-31$40,257
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$1,765
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$443,821
Expenses. Total of all expenses incurred2015-12-31$1,965,356
Benefits paid (including direct rollovers)2015-12-31$1,947,329
Total plan assets at end of year2015-12-31$3,992,291
Total plan assets at beginning of year2015-12-31$5,513,826
Value of fidelity bond covering the plan2015-12-31$500,000
Assets. Value of loans (other than to participants)2015-12-31$641,275
Expenses. Other expenses not covered elsewhere2015-12-31$16,484
Other income received2015-12-31$443,821
Net income (gross income less expenses)2015-12-31$-1,521,535
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,992,291
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$5,513,826
Assets. Value of participant loans2015-12-31$44,558
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$1,543
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$-187,796
Expenses. Total of all expenses incurred2014-12-31$1,557,123
Benefits paid (including direct rollovers)2014-12-31$1,554,612
Total plan assets at end of year2014-12-31$5,513,826
Total plan assets at beginning of year2014-12-31$7,258,745
Value of fidelity bond covering the plan2014-12-31$500,000
Assets. Value of loans (other than to participants)2014-12-31$1,040,892
Expenses. Other expenses not covered elsewhere2014-12-31$418
Other income received2014-12-31$-187,796
Net income (gross income less expenses)2014-12-31$-1,744,919
Net plan assets at end of year (total assets less liabilities)2014-12-31$5,513,826
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$7,258,745
Assets. Value of participant loans2014-12-31$45,949
Assets. Value of real-estate (other than employer real property)2014-12-31$164,102
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$2,093
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$1,304,076
2013 : EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$612,615
Expenses. Total of all expenses incurred2013-12-31$213,760
Benefits paid (including direct rollovers)2013-12-31$210,091
Total plan assets at end of year2013-12-31$7,258,745
Total plan assets at beginning of year2013-12-31$6,859,890
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$0
Assets. Value of loans (other than to participants)2013-12-31$3,323,044
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$612,615
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$398,855
Net plan assets at end of year (total assets less liabilities)2013-12-31$7,258,745
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$6,859,890
Assets. Value of participant loans2013-12-31$47,997
Assets. Value of real-estate (other than employer real property)2013-12-31$168,094
Total contributions received or receivable from employer(s)2013-12-31$0
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$3,669
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$330,298
Expenses. Total of all expenses incurred2012-12-31$232,557
Benefits paid (including direct rollovers)2012-12-31$232,345
Total plan assets at end of year2012-12-31$6,859,890
Total plan assets at beginning of year2012-12-31$6,762,149
Value of fidelity bond covering the plan2012-12-31$500,000
Assets. Value of loans (other than to participants)2012-12-31$3,959,673
Other income received2012-12-31$330,298
Net income (gross income less expenses)2012-12-31$97,741
Net plan assets at end of year (total assets less liabilities)2012-12-31$6,859,890
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$6,762,149
Assets. Value of real-estate (other than employer real property)2012-12-31$180,000
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$212
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$201,825
Expenses. Total of all expenses incurred2011-12-31$213,559
Benefits paid (including direct rollovers)2011-12-31$213,511
Total plan assets at end of year2011-12-31$6,762,149
Total plan assets at beginning of year2011-12-31$6,773,883
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$0
Assets. Value of loans (other than to participants)2011-12-31$3,977,395
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$201,825
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$-11,734
Net plan assets at end of year (total assets less liabilities)2011-12-31$6,762,149
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$6,773,883
Assets. Value of real-estate (other than employer real property)2011-12-31$500,000
Total contributions received or receivable from employer(s)2011-12-31$0
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$48
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$8,459
Expenses. Total of all expenses incurred2010-12-31$223,161
Benefits paid (including direct rollovers)2010-12-31$222,724
Total plan assets at end of year2010-12-31$6,773,883
Total plan assets at beginning of year2010-12-31$6,988,585
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$0
Assets. Value of loans (other than to participants)2010-12-31$4,094,954
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$8,459
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$-214,702
Net plan assets at end of year (total assets less liabilities)2010-12-31$6,773,883
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$6,988,585
Assets. Value of real-estate (other than employer real property)2010-12-31$425,000
Total contributions received or receivable from employer(s)2010-12-31$0
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$437
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN

2017: EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: EQUITABLE MORTGAGE & INVESTMENT CO. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberVR07051727
Policy instance 1
HARTFORD LIFE (National Association of Insurance Commissioners NAIC id number: 71153 )
Policy contract number712700124
Policy instance 2
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberVR07051727
Policy instance 1
HARTFORD LIFE (National Association of Insurance Commissioners NAIC id number: 71153 )
Policy contract number712700124
Policy instance 2

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