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UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 401k Plan overview

Plan NameUNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN
Plan identification number 001

UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Life insurance

401k Sponsoring company profile

UNIVERSAL ENGINEERING SCIENCES, INC has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSAL ENGINEERING SCIENCES, INC
Employer identification number (EIN):591117804
NAIC Classification:541330
NAIC Description:Engineering Services

Additional information about UNIVERSAL ENGINEERING SCIENCES, INC

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date: 2004-03-10
Company Identification Number: 264487
Legal Registered Office Address: 3532 MAGGIE BOULEVARD

ORLANDO
United States of America (USA)
32811

More information about UNIVERSAL ENGINEERING SCIENCES, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01SETH LARNER2021-10-15 SETH LARNER2021-10-15
0012019-01-01MELVIN RODRIGUEZ2020-10-14 MELVIN RODRIGUEZ2020-10-14
0012018-01-01MELVIN RODRIGUEZ2019-10-15 MELVIN RODRIGUEZ2019-10-15
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01STEPHEN STATUTO
0012013-01-01STEPHEN STATUTO STEPHEN STATUTO2014-10-13
0012012-01-01STEPHEN STATUTO STEPHEN STATUTO2013-10-10
0012011-01-01STEPHEN STATUTO
0012009-01-01STEPHEN STATUTO
0012009-01-01 STEPHEN STATUTO2010-10-12

Plan Statistics for UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN

401k plan membership statisitcs for UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN

Measure Date Value
2021: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01920
Total number of active participants reported on line 7a of the Form 55002021-01-011,319
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01237
Total of all active and inactive participants2021-01-011,556
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,556
Number of participants with account balances2021-01-011,204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01126
2020: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01924
Total number of active participants reported on line 7a of the Form 55002020-01-01795
Number of retired or separated participants receiving benefits2020-01-0186
Total of all active and inactive participants2020-01-01881
Total participants2020-01-01881
Number of participants with account balances2020-01-01587
2019: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01831
Total number of active participants reported on line 7a of the Form 55002019-01-01851
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0173
Total of all active and inactive participants2019-01-01924
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01924
Number of participants with account balances2019-01-01494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0136
2018: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01772
Total number of active participants reported on line 7a of the Form 55002018-01-01755
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0165
Total of all active and inactive participants2018-01-01820
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01820
Number of participants with account balances2018-01-01461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0116
2017: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01683
Total number of active participants reported on line 7a of the Form 55002017-01-01698
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0162
Total of all active and inactive participants2017-01-01760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01760
Number of participants with account balances2017-01-01433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0137
2016: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01607
Total number of active participants reported on line 7a of the Form 55002016-01-01611
Number of other retired or separated participants entitled to future benefits2016-01-0156
Total of all active and inactive participants2016-01-01667
Total participants2016-01-01667
Number of participants with account balances2016-01-01453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01524
Total number of active participants reported on line 7a of the Form 55002015-01-01529
Number of other retired or separated participants entitled to future benefits2015-01-01107
Total of all active and inactive participants2015-01-01636
Total participants2015-01-01636
Number of participants with account balances2015-01-01482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0136
2014: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01485
Total number of active participants reported on line 7a of the Form 55002014-01-01436
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0158
Total of all active and inactive participants2014-01-01495
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01497
Number of participants with account balances2014-01-01413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01472
Total number of active participants reported on line 7a of the Form 55002013-01-01409
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0173
Total of all active and inactive participants2013-01-01483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01485
Number of participants with account balances2013-01-01417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01442
Total number of active participants reported on line 7a of the Form 55002012-01-01407
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-0156
Total of all active and inactive participants2012-01-01465
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-017
Total participants2012-01-01472
Number of participants with account balances2012-01-01382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0113
2011: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01488
Total number of active participants reported on line 7a of the Form 55002011-01-01375
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0162
Total of all active and inactive participants2011-01-01438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-01442
Number of participants with account balances2011-01-01387
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0118
2009: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01688
Total number of active participants reported on line 7a of the Form 55002009-01-01383
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-01273
Total of all active and inactive participants2009-01-01658
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01660
Number of participants with account balances2009-01-01623
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0182

Financial Data on UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN

Measure Date Value
2021 : UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2021 401k financial data
Total transfer of assets to this plan2021-12-31$9,578,241
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$12,929
Total income from all sources (including contributions)2021-12-31$9,643,830
Total of all expenses incurred2021-12-31$3,016,465
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,832,018
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,646,090
Value of total assets at end of year2021-12-31$37,230,441
Value of total assets at beginning of year2021-12-31$21,011,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$184,447
Total interest from all sources2021-12-31$38,814
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,988,945
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,988,945
Administrative expenses professional fees incurred2021-12-31$184,447
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,351,563
Participant contributions at end of year2021-12-31$868,608
Participant contributions at beginning of year2021-12-31$630,517
Participant contributions at end of year2021-12-31$8,258
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$2,310,873
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,387,594
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$238,492
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$12,929
Total non interest bearing cash at end of year2021-12-31$9,472
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,627,365
Value of net assets at end of year (total assets less liabilities)2021-12-31$37,217,512
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$21,011,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$34,033,230
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$18,735,327
Interest on participant loans2021-12-31$38,814
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$8,988
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$8,988
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$969,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,056,035
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$249,480
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,832,018
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HARDING, SHYMANSKI AND CO. PSC
Accountancy firm EIN2021-12-31351346211
2020 : UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2020 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$67,532
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$67,532
Total income from all sources (including contributions)2019-12-31$4,804,279
Total income from all sources (including contributions)2019-12-31$4,804,279
Total of all expenses incurred2019-12-31$1,605,418
Total of all expenses incurred2019-12-31$1,605,418
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,417,178
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,417,178
Expenses. Certain deemed distributions of participant loans2019-12-31$19,611
Expenses. Certain deemed distributions of participant loans2019-12-31$19,611
Value of total corrective distributions2019-12-31$81,965
Value of total corrective distributions2019-12-31$81,965
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,201,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,201,872
Value of total assets at end of year2019-12-31$15,566,722
Value of total assets at end of year2019-12-31$15,566,722
Value of total assets at beginning of year2019-12-31$12,300,329
Value of total assets at beginning of year2019-12-31$12,300,329
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$86,664
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$86,664
Total interest from all sources2019-12-31$20,673
Total interest from all sources2019-12-31$20,673
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$330,902
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$330,902
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$330,902
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$330,902
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,883,925
Contributions received from participants2019-12-31$1,883,925
Participant contributions at end of year2019-12-31$446,201
Participant contributions at end of year2019-12-31$446,201
Participant contributions at beginning of year2019-12-31$344,053
Participant contributions at beginning of year2019-12-31$344,053
Participant contributions at end of year2019-12-31$998
Participant contributions at end of year2019-12-31$998
Participant contributions at beginning of year2019-12-31$732
Participant contributions at beginning of year2019-12-31$732
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,147,155
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,147,155
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$1,135,636
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$1,135,636
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$123,201
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$123,201
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$67,532
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$67,532
Administrative expenses (other) incurred2019-12-31$1,550
Administrative expenses (other) incurred2019-12-31$1,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,198,861
Value of net income/loss2019-12-31$3,198,861
Value of net assets at end of year (total assets less liabilities)2019-12-31$15,499,190
Value of net assets at end of year (total assets less liabilities)2019-12-31$15,499,190
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,300,329
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,300,329
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$13,761,313
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$13,761,313
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,650,281
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,650,281
Interest on participant loans2019-12-31$20,673
Interest on participant loans2019-12-31$20,673
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$16,272
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$16,272
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$6,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$6,589
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$6,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$6,589
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,250,832
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,250,832
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$194,746
Contributions received in cash from employer2019-12-31$194,746
Employer contributions (assets) at end of year2019-12-31$194,783
Employer contributions (assets) at end of year2019-12-31$194,783
Employer contributions (assets) at beginning of year2019-12-31$163,038
Employer contributions (assets) at beginning of year2019-12-31$163,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,417,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,417,178
Contract administrator fees2019-12-31$85,114
Contract administrator fees2019-12-31$85,114
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MARCUM LLP
Accountancy firm name2019-12-31MARCUM LLP
Accountancy firm EIN2019-12-31111986323
Accountancy firm EIN2019-12-31111986323
2018 : UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2018 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$767
Total income from all sources (including contributions)2018-12-31$1,088,952
Total of all expenses incurred2018-12-31$500,324
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$399,984
Expenses. Certain deemed distributions of participant loans2018-12-31$13,845
Value of total corrective distributions2018-12-31$11,325
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,895,297
Value of total assets at end of year2018-12-31$12,300,329
Value of total assets at beginning of year2018-12-31$11,712,468
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$75,170
Total interest from all sources2018-12-31$15,170
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$456,025
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$456,025
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,541,912
Participant contributions at end of year2018-12-31$344,053
Participant contributions at beginning of year2018-12-31$318,068
Participant contributions at end of year2018-12-31$732
Participant contributions at beginning of year2018-12-31$334
Assets. Other investments not covered elsewhere at end of year2018-12-31$1,135,636
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$1,007,059
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$190,348
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$767
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$588,628
Value of net assets at end of year (total assets less liabilities)2018-12-31$12,300,329
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$11,711,701
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$75,170
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$10,650,281
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$10,271,148
Income. Interest from loans (other than to participants)2018-12-31$15,170
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$6,589
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$6,380
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$6,380
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,277,540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$163,037
Employer contributions (assets) at end of year2018-12-31$163,038
Employer contributions (assets) at beginning of year2018-12-31$109,479
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$399,984
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SCEARCE, SATCHER & JUNG P.A.
Accountancy firm EIN2018-12-31591935870
2017 : UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$767
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,030,688
Total of all expenses incurred2017-12-31$1,015,532
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$928,201
Expenses. Certain deemed distributions of participant loans2017-12-31$20,703
Value of total corrective distributions2017-12-31$4,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,548,603
Value of total assets at end of year2017-12-31$11,712,468
Value of total assets at beginning of year2017-12-31$9,696,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$62,219
Total interest from all sources2017-12-31$13,206
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$309,407
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$309,407
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Administrative expenses professional fees incurred2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,299,181
Participant contributions at end of year2017-12-31$318,068
Participant contributions at beginning of year2017-12-31$268,872
Participant contributions at end of year2017-12-31$334
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$1,007,059
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$805,701
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$143,443
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$767
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Administrative expenses (other) incurred2017-12-31$751
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,015,156
Value of net assets at end of year (total assets less liabilities)2017-12-31$11,711,701
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$9,696,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Investment advisory and management fees2017-12-31$61,468
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$10,271,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,518,670
Interest on participant loans2017-12-31$13,206
Income. Interest from US Government securities2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$6,380
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,159,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Assets. Value of employer real property at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$105,979
Employer contributions (assets) at end of year2017-12-31$109,479
Employer contributions (assets) at beginning of year2017-12-31$103,302
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$928,201
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$0
Contract administrator fees2017-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SCEARCE, SATCHER & JUNG P.A.
Accountancy firm EIN2017-12-31591935870
2016 : UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,079,691
Total of all expenses incurred2016-12-31$425,398
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$377,183
Expenses. Certain deemed distributions of participant loans2016-12-31$1,162
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,452,133
Value of total assets at end of year2016-12-31$9,696,545
Value of total assets at beginning of year2016-12-31$8,042,252
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$47,053
Total interest from all sources2016-12-31$9,586
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$243,729
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$243,729
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,153,613
Participant contributions at end of year2016-12-31$268,872
Participant contributions at beginning of year2016-12-31$239,108
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$805,701
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,157
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$195,218
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$226
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,654,293
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,696,545
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,042,252
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Investment advisory and management fees2016-12-31$46,827
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,518,670
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,684,715
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$9,530
Interest earned on other investments2016-12-31$0
Value of interest in master investment trust accounts at beginning of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$26,647
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$26,647
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$56
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$374,243
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at beginning of year2016-12-31$0
Assets. Value of employer real property at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$103,302
Employer contributions (assets) at end of year2016-12-31$103,302
Employer contributions (assets) at beginning of year2016-12-31$90,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$377,183
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SCEARCE, SATCHER & JUNG P.A.
Accountancy firm EIN2016-12-31591935870
2015 : UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,131,914
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$704,021
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$672,821
Expenses. Certain deemed distributions of participant loans2015-12-31$1,886
Value of total corrective distributions2015-12-31$3,238
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,124,039
Value of total assets at end of year2015-12-31$8,042,252
Value of total assets at beginning of year2015-12-31$7,614,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$26,076
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$9,299
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$252,773
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$252,773
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,014,888
Participant contributions at end of year2015-12-31$239,108
Participant contributions at beginning of year2015-12-31$223,309
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,157
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$17,271
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$49,086
Administrative expenses (other) incurred2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$427,893
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,042,252
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,614,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Investment advisory and management fees2015-12-31$26,076
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,684,715
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$6,654,912
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$9,068
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in master investment trust accounts at end of year2015-12-31$0
Value of interest in master investment trust accounts at beginning of year2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$353,567
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$26,647
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$313,701
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$313,701
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$231
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Asset value of US Government securities at end of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-303,283
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$0
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Assets. Value of employer real property at end of year2015-12-31$0
Assets. Value of employer real property at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$91,880
Employer contributions (assets) at end of year2015-12-31$90,625
Employer contributions (assets) at beginning of year2015-12-31$68,870
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$672,821
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Contract administrator fees2015-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SCEARCE, SATCHER & JUNG P.A.
Accountancy firm EIN2015-12-31591935870
2014 : UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,224,371
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,182,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,157,941
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$7,750
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$836,724
Value of total assets at end of year2014-12-31$7,614,359
Value of total assets at beginning of year2014-12-31$7,572,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$17,048
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$11,096
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$486,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$486,558
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$742,838
Participant contributions at end of year2014-12-31$223,309
Participant contributions at beginning of year2014-12-31$307,408
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$25,016
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$17,048
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$41,632
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,614,359
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,572,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$6,654,912
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,687,086
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$11,076
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$353,567
Value of interest in common/collective trusts at beginning of year2014-12-31$359,011
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$313,701
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$219,222
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$219,222
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$20
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-113,186
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$3,179
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$68,870
Employer contributions (assets) at end of year2014-12-31$68,870
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,157,941
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SCEARCE, SATCHER & JUNG P.A.
Accountancy firm EIN2014-12-31591935870
2013 : UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,633,875
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$763,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$729,278
Expenses. Certain deemed distributions of participant loans2013-12-31$703
Value of total corrective distributions2013-12-31$18,075
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$500,470
Value of total assets at end of year2013-12-31$7,572,727
Value of total assets at beginning of year2013-12-31$6,702,656
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$15,748
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$13,376
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$469,013
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$469,013
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$429,587
Participant contributions at end of year2013-12-31$307,408
Participant contributions at beginning of year2013-12-31$335,575
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$64,989
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$15,748
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$870,071
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,572,727
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,702,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,687,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,884,633
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$13,356
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$359,011
Value of interest in common/collective trusts at beginning of year2013-12-31$292,637
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$219,222
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$189,811
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$189,811
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$20
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$650,312
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$704
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$5,894
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$729,278
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SCEARCE, SATCHER & JUNG P.A.
Accountancy firm EIN2013-12-31591935870
2012 : UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,100,982
Total of all expenses incurred2012-12-31$314,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$300,122
Value of total corrective distributions2012-12-31$8,708
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$387,725
Value of total assets at end of year2012-12-31$6,702,656
Value of total assets at beginning of year2012-12-31$5,915,898
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$5,394
Total interest from all sources2012-12-31$12,237
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$154,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$154,343
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$368,530
Participant contributions at end of year2012-12-31$335,575
Participant contributions at beginning of year2012-12-31$259,367
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$19,195
Administrative expenses (other) incurred2012-12-31$5,394
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$786,758
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,702,656
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,915,898
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,884,633
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,134,964
Interest on participant loans2012-12-31$12,218
Value of interest in common/collective trusts at end of year2012-12-31$292,637
Value of interest in common/collective trusts at beginning of year2012-12-31$339,054
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$189,811
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$182,513
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$182,513
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$19
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$544,043
Net investment gain or loss from common/collective trusts2012-12-31$2,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$300,122
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SCEARCE, SATCHER & JUNG P.A.
Accountancy firm EIN2012-12-31591935870
2011 : UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$216,107
Total loss/gain on sale of assets2011-12-31$-5,156
Total of all expenses incurred2011-12-31$493,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$467,530
Value of total corrective distributions2011-12-31$14,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$375,913
Value of total assets at end of year2011-12-31$5,915,898
Value of total assets at beginning of year2011-12-31$6,193,379
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$11,369
Total interest from all sources2011-12-31$13,328
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$129,336
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$129,336
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$366,163
Participant contributions at end of year2011-12-31$259,367
Participant contributions at beginning of year2011-12-31$308,097
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$15,846
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$9,750
Administrative expenses (other) incurred2011-12-31$11,369
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-277,481
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,915,898
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,193,379
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,134,964
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,449,962
Interest on participant loans2011-12-31$13,312
Value of interest in common/collective trusts at end of year2011-12-31$339,054
Value of interest in common/collective trusts at beginning of year2011-12-31$208,680
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$182,513
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$210,794
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$210,794
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$16
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-308,052
Net investment gain or loss from common/collective trusts2011-12-31$10,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$467,530
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$10,690
Aggregate carrying amount (costs) on sale of assets2011-12-31$15,846
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SCEARCE, SATCHER & JUNG, P.A.
Accountancy firm EIN2011-12-31591935870
2010 : UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-3,846
Total unrealized appreciation/depreciation of assets2010-12-31$-3,846
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,066,137
Total of all expenses incurred2010-12-31$851,321
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$813,754
Value of total corrective distributions2010-12-31$29,700
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$376,120
Value of total assets at end of year2010-12-31$6,193,379
Value of total assets at beginning of year2010-12-31$5,978,563
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$7,867
Total interest from all sources2010-12-31$16,641
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$118,173
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$118,173
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$363,054
Participant contributions at end of year2010-12-31$308,097
Participant contributions at beginning of year2010-12-31$331,842
Assets. Other investments not covered elsewhere at end of year2010-12-31$15,846
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$17,267
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$12,910
Administrative expenses (other) incurred2010-12-31$7,867
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$214,816
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,193,379
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,978,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,449,962
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,116,635
Interest on participant loans2010-12-31$16,607
Value of interest in common/collective trusts at end of year2010-12-31$208,680
Value of interest in common/collective trusts at beginning of year2010-12-31$203,509
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$210,794
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$309,310
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$309,310
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$34
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$552,092
Net investment gain or loss from common/collective trusts2010-12-31$6,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$813,754
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SCEARCE, SATCHER & JUNG P.A.
Accountancy firm EIN2010-12-31591935870
2009 : UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN

2021: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UNIVERSAL ENGINEERING SCIENCES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number372585-01
Policy instance 1
Insurance contract or identification number372585-01
Number of Individuals Covered199
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number372585-01
Policy instance 1
Insurance contract or identification number372585-01
Number of Individuals Covered177
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number68322
Policy instance 1
Insurance contract or identification number68322
Number of Individuals Covered176
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number68322
Policy instance 1
Insurance contract or identification number68322
Number of Individuals Covered148
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number68322
Policy instance 1
Insurance contract or identification number68322
Number of Individuals Covered153
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number68322
Policy instance 1
Insurance contract or identification number68322
Number of Individuals Covered124
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
TRANSAMERICA (National Association of Insurance Commissioners NAIC id number: 52411 )
Policy contract number0969900845
Policy instance 1
Insurance contract or identification number0969900845
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of fees paid to insurance companyUSD $816
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA (National Association of Insurance Commissioners NAIC id number: 52411 )
Policy contract number0969900845
Policy instance 1
Insurance contract or identification number0969900845
Number of Individuals Covered6
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of fees paid to insurance companyUSD $2,425
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Amount paid for insurance broker fees2425
Additional information about fees paid to insurance brokerPREMIUMS
Insurance broker organization code?3
Insurance broker nameTRANSAMERICA LIFE INSURANCE COMPANY

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