CARTERET MANAGEMENT CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CARTERET MANAGEMENT CORPORATION 401(K) PLAN
Measure | Date | Value |
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2022 : CARTERET MANAGEMENT CORPORATION 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $3,475 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $9,286 |
Total income from all sources (including contributions) | 2022-12-31 | $-47,814 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $19,859 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $11,348 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $64,624 |
Value of total assets at end of year | 2022-12-31 | $665,261 |
Value of total assets at beginning of year | 2022-12-31 | $738,745 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $8,511 |
Total interest from all sources | 2022-12-31 | $1,248 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $45,158 |
Participant contributions at end of year | 2022-12-31 | $14,884 |
Participant contributions at beginning of year | 2022-12-31 | $17,925 |
Participant contributions at end of year | 2022-12-31 | $0 |
Participant contributions at beginning of year | 2022-12-31 | $3,033 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,442 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $3,475 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $9,286 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-67,673 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $661,786 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $729,459 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $582,087 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $632,565 |
Interest on participant loans | 2022-12-31 | $341 |
Interest earned on other investments | 2022-12-31 | $907 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $68,290 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $79,474 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-113,686 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $18,024 |
Employer contributions (assets) at end of year | 2022-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $5,748 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $11,348 |
Contract administrator fees | 2022-12-31 | $8,511 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2022-12-31 | 621532536 |
2021 : CARTERET MANAGEMENT CORPORATION 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $9,286 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $58,149 |
Total income from all sources (including contributions) | 2021-12-31 | $152,018 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $37,630 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $30,615 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $65,233 |
Value of total assets at end of year | 2021-12-31 | $738,745 |
Value of total assets at beginning of year | 2021-12-31 | $673,220 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $7,015 |
Total interest from all sources | 2021-12-31 | $1,114 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $44,214 |
Participant contributions at end of year | 2021-12-31 | $17,925 |
Participant contributions at beginning of year | 2021-12-31 | $2,204 |
Participant contributions at end of year | 2021-12-31 | $3,033 |
Participant contributions at beginning of year | 2021-12-31 | $22,256 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $9,286 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $58,149 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $114,388 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $729,459 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $615,071 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $632,565 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $599,358 |
Interest on participant loans | 2021-12-31 | $279 |
Interest earned on other investments | 2021-12-31 | $835 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $79,474 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $41,915 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $85,671 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $21,019 |
Employer contributions (assets) at end of year | 2021-12-31 | $5,748 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $7,487 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $30,615 |
Contract administrator fees | 2021-12-31 | $7,015 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2021-12-31 | 621532536 |
2020 : CARTERET MANAGEMENT CORPORATION 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $58,149 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $35,502 |
Total income from all sources (including contributions) | 2020-12-31 | $231,051 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $55,968 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $48,086 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $154,303 |
Value of total assets at end of year | 2020-12-31 | $673,220 |
Value of total assets at beginning of year | 2020-12-31 | $475,490 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $7,882 |
Total interest from all sources | 2020-12-31 | $916 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $120,716 |
Participant contributions at end of year | 2020-12-31 | $2,204 |
Participant contributions at beginning of year | 2020-12-31 | $5,017 |
Participant contributions at end of year | 2020-12-31 | $22,256 |
Participant contributions at beginning of year | 2020-12-31 | $13,583 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $58,149 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $35,502 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $175,083 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $615,071 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $439,988 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $599,358 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $406,128 |
Interest on participant loans | 2020-12-31 | $226 |
Interest earned on other investments | 2020-12-31 | $690 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $41,915 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $44,128 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $75,832 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $33,587 |
Employer contributions (assets) at end of year | 2020-12-31 | $7,487 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $6,634 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $48,086 |
Contract administrator fees | 2020-12-31 | $7,882 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2020-12-31 | 621532536 |
2019 : CARTERET MANAGEMENT CORPORATION 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $35,502 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $17,728 |
Total income from all sources (including contributions) | 2019-12-31 | $208,079 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $119,895 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $114,493 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $134,254 |
Value of total assets at end of year | 2019-12-31 | $475,490 |
Value of total assets at beginning of year | 2019-12-31 | $369,532 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $5,402 |
Total interest from all sources | 2019-12-31 | $890 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $105,148 |
Participant contributions at end of year | 2019-12-31 | $5,017 |
Participant contributions at beginning of year | 2019-12-31 | $1,340 |
Participant contributions at end of year | 2019-12-31 | $13,583 |
Participant contributions at beginning of year | 2019-12-31 | $4,423 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $35,502 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $17,728 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $88,184 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $439,988 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $351,804 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $406,128 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $318,521 |
Interest on participant loans | 2019-12-31 | $165 |
Interest earned on other investments | 2019-12-31 | $725 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $44,128 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $43,525 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $72,935 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $29,106 |
Employer contributions (assets) at end of year | 2019-12-31 | $6,634 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $1,723 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $114,493 |
Contract administrator fees | 2019-12-31 | $5,402 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2019-12-31 | 621532536 |
2018 : CARTERET MANAGEMENT CORPORATION 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $17,728 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $13,358 |
Total income from all sources (including contributions) | 2018-12-31 | $80,005 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $117,176 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $112,323 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $103,091 |
Value of total assets at end of year | 2018-12-31 | $369,532 |
Value of total assets at beginning of year | 2018-12-31 | $402,333 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $4,853 |
Total interest from all sources | 2018-12-31 | $1,373 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $77,421 |
Participant contributions at end of year | 2018-12-31 | $1,340 |
Participant contributions at beginning of year | 2018-12-31 | $0 |
Participant contributions at end of year | 2018-12-31 | $4,423 |
Participant contributions at beginning of year | 2018-12-31 | $3,537 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $17,728 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $13,358 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-37,171 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $351,804 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $388,975 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $318,521 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $278,591 |
Interest on participant loans | 2018-12-31 | $29 |
Interest earned on other investments | 2018-12-31 | $1,344 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $43,525 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $118,731 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-24,459 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $25,670 |
Employer contributions (assets) at end of year | 2018-12-31 | $1,723 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $1,474 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $112,323 |
Contract administrator fees | 2018-12-31 | $4,853 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2018-12-31 | 621532536 |
2017 : CARTERET MANAGEMENT CORPORATION 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $13,358 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $127,502 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $94,376 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $90,195 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $89,495 |
Value of total assets at end of year | 2017-12-31 | $402,333 |
Value of total assets at beginning of year | 2017-12-31 | $355,849 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $4,181 |
Total interest from all sources | 2017-12-31 | $2,271 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $67,275 |
Participant contributions at end of year | 2017-12-31 | $0 |
Participant contributions at beginning of year | 2017-12-31 | $36,292 |
Participant contributions at end of year | 2017-12-31 | $3,537 |
Participant contributions at beginning of year | 2017-12-31 | $2,810 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $13,358 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $33,126 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $388,975 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $355,849 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $278,591 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $203,963 |
Interest on participant loans | 2017-12-31 | $785 |
Interest earned on other investments | 2017-12-31 | $1,486 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $118,731 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $111,911 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $35,736 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $22,220 |
Employer contributions (assets) at end of year | 2017-12-31 | $1,474 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $873 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $90,195 |
Contract administrator fees | 2017-12-31 | $4,181 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2017-12-31 | 621532536 |
2016 : CARTERET MANAGEMENT CORPORATION 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $91,810 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $38,403 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $34,418 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $74,933 |
Value of total assets at end of year | 2016-12-31 | $355,849 |
Value of total assets at beginning of year | 2016-12-31 | $302,442 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $3,985 |
Total interest from all sources | 2016-12-31 | $2,177 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $55,630 |
Participant contributions at end of year | 2016-12-31 | $36,292 |
Participant contributions at beginning of year | 2016-12-31 | $20,275 |
Participant contributions at end of year | 2016-12-31 | $2,810 |
Participant contributions at beginning of year | 2016-12-31 | $1,242 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $53,407 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $355,849 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $302,442 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $203,963 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $174,214 |
Interest on participant loans | 2016-12-31 | $649 |
Interest earned on other investments | 2016-12-31 | $1,528 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $111,911 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $106,226 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $14,700 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $19,303 |
Employer contributions (assets) at end of year | 2016-12-31 | $873 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $485 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $34,418 |
Contract administrator fees | 2016-12-31 | $3,985 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2016-12-31 | 621532536 |
2015 : CARTERET MANAGEMENT CORPORATION 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $48,578 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $9,486 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $6,266 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $46,468 |
Value of total assets at end of year | 2015-12-31 | $302,442 |
Value of total assets at beginning of year | 2015-12-31 | $263,350 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $3,220 |
Total interest from all sources | 2015-12-31 | $2,075 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $33,363 |
Participant contributions at end of year | 2015-12-31 | $20,275 |
Participant contributions at beginning of year | 2015-12-31 | $29,893 |
Participant contributions at end of year | 2015-12-31 | $1,242 |
Participant contributions at beginning of year | 2015-12-31 | $1,208 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $39,092 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $302,442 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $263,350 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $174,214 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $127,919 |
Interest on participant loans | 2015-12-31 | $458 |
Interest earned on other investments | 2015-12-31 | $1,617 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $106,226 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $103,852 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $35 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $13,105 |
Employer contributions (assets) at end of year | 2015-12-31 | $485 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $478 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $6,266 |
Contract administrator fees | 2015-12-31 | $3,220 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2015-12-31 | 621532536 |
2014 : CARTERET MANAGEMENT CORPORATION 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $54,059 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $16,769 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $14,269 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $42,056 |
Value of total assets at end of year | 2014-12-31 | $263,350 |
Value of total assets at beginning of year | 2014-12-31 | $226,060 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $2,500 |
Total interest from all sources | 2014-12-31 | $2,512 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $29,800 |
Participant contributions at end of year | 2014-12-31 | $29,893 |
Participant contributions at beginning of year | 2014-12-31 | $26,296 |
Participant contributions at end of year | 2014-12-31 | $1,208 |
Participant contributions at beginning of year | 2014-12-31 | $871 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $37,290 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $263,350 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $226,060 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $127,919 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $96,897 |
Interest on participant loans | 2014-12-31 | $881 |
Interest earned on other investments | 2014-12-31 | $1,631 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $103,852 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $101,604 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $9,491 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $12,256 |
Employer contributions (assets) at end of year | 2014-12-31 | $478 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $392 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $14,269 |
Contract administrator fees | 2014-12-31 | $2,500 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2014-12-31 | 621532536 |
2013 : CARTERET MANAGEMENT CORPORATION 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $46,238 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $42,568 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $40,033 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $35,075 |
Value of total assets at end of year | 2013-12-31 | $226,060 |
Value of total assets at beginning of year | 2013-12-31 | $222,390 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $2,535 |
Total interest from all sources | 2013-12-31 | $3,021 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $24,440 |
Participant contributions at end of year | 2013-12-31 | $26,296 |
Participant contributions at beginning of year | 2013-12-31 | $32,536 |
Participant contributions at end of year | 2013-12-31 | $871 |
Participant contributions at beginning of year | 2013-12-31 | $839 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $3,670 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $226,060 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $222,390 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $101,604 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $119,875 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $96,897 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $68,797 |
Interest on participant loans | 2013-12-31 | $1,156 |
Interest earned on other investments | 2013-12-31 | $1,865 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $8,142 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $10,635 |
Employer contributions (assets) at end of year | 2013-12-31 | $392 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $343 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $40,033 |
Contract administrator fees | 2013-12-31 | $2,535 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2013-12-31 | 621532536 |
2012 : CARTERET MANAGEMENT CORPORATION 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total transfer of assets to this plan | 2012-12-31 | $323,291 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $16,427 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $117,328 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $115,342 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $12,480 |
Value of total assets at end of year | 2012-12-31 | $222,390 |
Value of total assets at beginning of year | 2012-12-31 | $0 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,986 |
Total interest from all sources | 2012-12-31 | $2,906 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | No |
If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $8,948 |
Participant contributions at end of year | 2012-12-31 | $32,536 |
Participant contributions at beginning of year | 2012-12-31 | $0 |
Participant contributions at end of year | 2012-12-31 | $839 |
Participant contributions at beginning of year | 2012-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $-100,901 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $222,390 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $0 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $119,875 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $68,797 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $0 |
Interest on participant loans | 2012-12-31 | $470 |
Interest earned on other investments | 2012-12-31 | $2,436 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $1,041 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $3,532 |
Employer contributions (assets) at end of year | 2012-12-31 | $343 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $115,342 |
Contract administrator fees | 2012-12-31 | $1,986 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2012-12-31 | 621532536 |