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COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 401k Plan overview

Plan NameCOMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN
Plan identification number 001

COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. has sponsored the creation of one or more 401k plans.

Company Name:COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC.
Employer identification number (EIN):591940256
NAIC Classification:624100
NAIC Description: Individual and Family Services

Additional information about COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1978-11-27
Company Identification Number: 745062
Legal Registered Office Address: 4266 SUNBEAM ROAD

JACKSONVILLE

32257

More information about COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01CARLOS BOSQUE
0012017-01-01CARLOS BOSQUE
0012017-01-01CARLOS BOSQUE
0012016-01-01
0012015-01-01
0012015-01-01
0012014-01-01
0012014-01-01
0012013-01-01CARLOS BOSQUE
0012012-01-01CARLOS BOSQUE
0012011-01-01CARLOS BOSQUE
0012010-01-01CARLOS BOSQUE CARLOS BOOSQUE2011-10-11
0012009-01-01CARLOS BOSQUE CARLOS BOSQUE2010-10-07
0012009-01-01CARLOS BOSQUE CARLOS BOSQUE2010-10-07
0012009-01-01CARLOS BOSQUE
0012009-01-01 CARLOS BOSQUE2010-10-07
0012009-01-01 CARLOS BOSQUE2010-10-07

Plan Statistics for COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN

401k plan membership statisitcs for COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN

Measure Date Value
2019: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,155
Total number of active participants reported on line 7a of the Form 55002019-01-01951
Number of retired or separated participants receiving benefits2019-01-0110
Number of other retired or separated participants entitled to future benefits2019-01-01272
Total of all active and inactive participants2019-01-011,233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-011,235
Number of participants with account balances2019-01-011,104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0165
2018: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,103
Total number of active participants reported on line 7a of the Form 55002018-01-01919
Number of retired or separated participants receiving benefits2018-01-019
Number of other retired or separated participants entitled to future benefits2018-01-01226
Total of all active and inactive participants2018-01-011,154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-011,155
Number of participants with account balances2018-01-011,046
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0174
2017: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,120
Total number of active participants reported on line 7a of the Form 55002017-01-01949
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-01149
Total of all active and inactive participants2017-01-011,100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,100
Number of participants with account balances2017-01-01987
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0134
2016: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,047
Total number of active participants reported on line 7a of the Form 55002016-01-01943
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01157
Total of all active and inactive participants2016-01-011,100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,100
Number of participants with account balances2016-01-011,018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0136
2015: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01943
Total number of active participants reported on line 7a of the Form 55002015-01-01887
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01160
Total of all active and inactive participants2015-01-011,047
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,047
Number of participants with account balances2015-01-01970
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0148
2014: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01969
Total number of active participants reported on line 7a of the Form 55002014-01-01828
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01115
Total of all active and inactive participants2014-01-01943
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01943
Number of participants with account balances2014-01-01877
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0191
2013: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,118
Total number of active participants reported on line 7a of the Form 55002013-01-01860
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01109
Total of all active and inactive participants2013-01-01969
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01969
Number of participants with account balances2013-01-01911
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0173
2012: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,020
Total number of active participants reported on line 7a of the Form 55002012-01-01886
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01229
Total of all active and inactive participants2012-01-011,115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-013
Total participants2012-01-011,118
Number of participants with account balances2012-01-011,037
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0161
2011: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01679
Total number of active participants reported on line 7a of the Form 55002011-01-01872
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01148
Total of all active and inactive participants2011-01-011,020
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,020
Number of participants with account balances2011-01-01910
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0142
2010: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01933
Total number of active participants reported on line 7a of the Form 55002010-01-01573
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01106
Total of all active and inactive participants2010-01-01679
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01679
Number of participants with account balances2010-01-01613
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0122
2009: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01887
Total number of active participants reported on line 7a of the Form 55002009-01-01696
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01103
Total of all active and inactive participants2009-01-01799
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01799
Number of participants with account balances2009-01-01632
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0129

Financial Data on COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN

Measure Date Value
2019 : COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$9,714,316
Total of all expenses incurred2019-12-31$4,207,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,045,925
Expenses. Certain deemed distributions of participant loans2019-12-31$20,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,573,642
Value of total assets at end of year2019-12-31$34,378,097
Value of total assets at beginning of year2019-12-31$28,871,272
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$140,906
Total interest from all sources2019-12-31$67,969
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$567,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$567,343
Administrative expenses professional fees incurred2019-12-31$24,800
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,061,266
Participant contributions at end of year2019-12-31$482,096
Participant contributions at beginning of year2019-12-31$360,649
Participant contributions at end of year2019-12-31$75,232
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$165,034
Administrative expenses (other) incurred2019-12-31$96,106
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,506,825
Value of net assets at end of year (total assets less liabilities)2019-12-31$34,378,097
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$28,871,272
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$20,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$30,677,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$25,312,556
Value of interest in pooled separate accounts at end of year2019-12-31$2,485,707
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,524,138
Interest on participant loans2019-12-31$55,447
Interest earned on other investments2019-12-31$12,522
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$608,310
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$673,929
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,461,870
Net investment gain/loss from pooled separate accounts2019-12-31$43,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,347,342
Employer contributions (assets) at end of year2019-12-31$49,567
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,045,925
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2019-12-31560747981
2018 : COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$2,206,297
Total of all expenses incurred2018-12-31$3,893,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,754,888
Expenses. Certain deemed distributions of participant loans2018-12-31$8,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,598,246
Value of total assets at end of year2018-12-31$28,871,272
Value of total assets at beginning of year2018-12-31$30,558,569
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$130,646
Total interest from all sources2018-12-31$43,879
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$529,673
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$529,673
Administrative expenses professional fees incurred2018-12-31$8,000
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,050,530
Participant contributions at end of year2018-12-31$360,649
Participant contributions at beginning of year2018-12-31$221,712
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$284,097
Administrative expenses (other) incurred2018-12-31$97,646
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,687,297
Value of net assets at end of year (total assets less liabilities)2018-12-31$28,871,272
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$30,558,569
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$25,312,556
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$26,529,124
Value of interest in pooled separate accounts at end of year2018-12-31$2,524,138
Value of interest in pooled separate accounts at beginning of year2018-12-31$889,994
Interest on participant loans2018-12-31$19,820
Interest earned on other investments2018-12-31$24,059
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$673,929
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,917,739
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,986,148
Net investment gain/loss from pooled separate accounts2018-12-31$20,647
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,263,619
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,754,888
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2018-12-31560747981
2017 : COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$7,579,654
Total of all expenses incurred2017-12-31$2,734,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,718,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,557,488
Value of total assets at end of year2017-12-31$30,558,569
Value of total assets at beginning of year2017-12-31$25,713,474
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$16,315
Total interest from all sources2017-12-31$281,203
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$247,059
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$247,059
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,998,615
Participant contributions at end of year2017-12-31$221,712
Participant contributions at beginning of year2017-12-31$204,714
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$396,877
Administrative expenses (other) incurred2017-12-31$16,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,845,095
Value of net assets at end of year (total assets less liabilities)2017-12-31$30,558,569
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$25,713,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$26,529,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$21,929,578
Value of interest in pooled separate accounts at end of year2017-12-31$889,994
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$9,689
Interest earned on other investments2017-12-31$271,514
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,917,739
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,579,182
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,492,273
Net investment gain/loss from pooled separate accounts2017-12-31$1,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,161,996
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,718,244
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2017-12-31560747981
2016 : COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,001,674
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,572,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,554,205
Value of total corrective distributions2016-12-31$2,401
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,686,481
Value of total assets at end of year2016-12-31$25,713,474
Value of total assets at beginning of year2016-12-31$23,284,731
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$16,325
Total interest from all sources2016-12-31$59,538
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$302,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$302,994
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,079,765
Participant contributions at end of year2016-12-31$204,714
Participant contributions at beginning of year2016-12-31$211,360
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$442,806
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$17,789
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,428,743
Value of net assets at end of year (total assets less liabilities)2016-12-31$25,713,474
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$23,284,731
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$21,929,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$19,374,387
Interest on participant loans2016-12-31$9,010
Interest earned on other investments2016-12-31$50,528
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,579,182
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,681,195
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$952,661
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,163,910
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,554,205
Contract administrator fees2016-12-31$16,325
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2016-12-31560747981
2015 : COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$3,219,134
Total of all expenses incurred2015-12-31$1,194,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,130,090
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,163,011
Value of total assets at end of year2015-12-31$23,284,731
Value of total assets at beginning of year2015-12-31$21,260,358
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$64,671
Total interest from all sources2015-12-31$61,142
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,554,202
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,554,202
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,857,548
Participant contributions at end of year2015-12-31$211,360
Participant contributions at beginning of year2015-12-31$218,609
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$244,067
Other income not declared elsewhere2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$17,789
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,024,373
Value of net assets at end of year (total assets less liabilities)2015-12-31$23,284,731
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$21,260,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$19,374,387
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$17,666,271
Interest on participant loans2015-12-31$10,275
Interest earned on other investments2015-12-31$50,867
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,681,195
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$3,375,478
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,559,221
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,061,396
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,130,090
Contract administrator fees2015-12-31$64,671
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2015-12-31560747981
2014 : COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$3,720,793
Total of all expenses incurred2014-12-31$2,780,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,683,580
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,895,989
Value of total assets at end of year2014-12-31$21,260,358
Value of total assets at beginning of year2014-12-31$20,320,391
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$97,246
Total interest from all sources2014-12-31$62,922
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$924,417
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$924,417
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,706,221
Participant contributions at end of year2014-12-31$218,609
Participant contributions at beginning of year2014-12-31$152,181
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$185,955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$939,967
Value of net assets at end of year (total assets less liabilities)2014-12-31$21,260,358
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$20,320,391
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$17,666,271
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$16,274,663
Interest on participant loans2014-12-31$6,228
Interest earned on other investments2014-12-31$56,694
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$3,375,478
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$3,893,547
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-162,535
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,003,813
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,683,580
Contract administrator fees2014-12-31$97,246
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2014-12-31560747981
2013 : COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,262,129
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,666,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,591,831
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,949,450
Value of total assets at end of year2013-12-31$20,320,391
Value of total assets at beginning of year2013-12-31$16,724,391
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$74,298
Total interest from all sources2013-12-31$71,938
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$525,968
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$525,968
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,746,716
Participant contributions at end of year2013-12-31$152,181
Participant contributions at beginning of year2013-12-31$111,580
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$184,459
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,596,000
Value of net assets at end of year (total assets less liabilities)2013-12-31$20,320,391
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$16,724,391
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$16,274,663
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$12,558,217
Interest on participant loans2013-12-31$5,550
Interest earned on other investments2013-12-31$66,388
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$105
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$105
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$3,893,547
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,054,489
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,714,773
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,018,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,591,831
Contract administrator fees2013-12-31$74,298
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2013-12-31560747981
2012 : COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,092,581
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,329,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,272,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,745,749
Value of total assets at end of year2012-12-31$16,724,391
Value of total assets at beginning of year2012-12-31$13,960,960
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$56,808
Total interest from all sources2012-12-31$112,179
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$132,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$132,771
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,617,746
Participant contributions at end of year2012-12-31$111,580
Participant contributions at beginning of year2012-12-31$101,009
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$159,051
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,763,431
Value of net assets at end of year (total assets less liabilities)2012-12-31$16,724,391
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,960,960
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$12,558,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$9,119,537
Interest on participant loans2012-12-31$14,990
Interest earned on other investments2012-12-31$97,178
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$105
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$11
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,054,489
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,740,414
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,101,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$968,952
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,272,342
Contract administrator fees2012-12-31$56,808
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2012-12-31560747981
2011 : COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,882,557
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,020,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$926,686
Expenses. Certain deemed distributions of participant loans2011-12-31$41,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,931,439
Value of total assets at end of year2011-12-31$13,960,960
Value of total assets at beginning of year2011-12-31$12,099,255
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$52,895
Total interest from all sources2011-12-31$145,897
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$200,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$200,714
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,526,826
Participant contributions at end of year2011-12-31$101,009
Participant contributions at beginning of year2011-12-31$167,289
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$559,369
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,861,705
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,960,960
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$12,099,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$9,119,537
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,339,320
Interest on participant loans2011-12-31$10,105
Interest earned on other investments2011-12-31$135,749
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$43
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,740,414
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$4,592,646
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-395,493
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$845,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$926,686
Contract administrator fees2011-12-31$52,895
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DIXON HUGHES GOODMAN LLP
Accountancy firm EIN2011-12-31560747981
2010 : COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,908,223
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$551,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$512,611
Expenses. Certain deemed distributions of participant loans2010-12-31$25,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,905,340
Value of total assets at end of year2010-12-31$12,099,255
Value of total assets at beginning of year2010-12-31$9,742,034
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$12,477
Total interest from all sources2010-12-31$149,411
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31No
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,080,499
Participant contributions at end of year2010-12-31$167,289
Participant contributions at beginning of year2010-12-31$129,619
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$28,425
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,357,221
Value of net assets at end of year (total assets less liabilities)2010-12-31$12,099,255
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,742,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,339,320
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,521,262
Interest on participant loans2010-12-31$4,989
Interest earned on other investments2010-12-31$144,422
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$4,592,646
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$4,091,153
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$853,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$796,416
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$512,611
Contract administrator fees2010-12-31$12,477
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DIXON HUGHES PLLC
Accountancy firm EIN2010-12-31560747981

Form 5500 Responses for COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN

2019: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: COMMUNITY HOSPICE OF NORTHEAST FLORIDA, INC. 403(B) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069876
Policy instance 1
Insurance contract or identification numberTA069876
Number of Individuals Covered1076
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65485
Policy instance 2
Insurance contract or identification number65485
Number of Individuals Covered64
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $409
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $368
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65485
Policy instance 3
Insurance contract or identification number65485
Number of Individuals Covered72
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $512
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $464
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069876
Policy instance 2
Insurance contract or identification numberTA069876
Number of Individuals Covered1019
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract numberTA069876
Policy instance 1
Insurance contract or identification numberTA069876
Number of Individuals Covered1019
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract numberTA069876
Policy instance 2
Insurance contract or identification numberTA069876
Number of Individuals Covered987
Insurance policy start date2017-09-27
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-09-26
Total amount of commissions paid to insurance brokerUSD $6,712
Total amount of fees paid to insurance companyUSD $2,505
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,712
Insurance broker organization code?3
Amount paid for insurance broker fees2505
Insurance broker nameNEWPORT GROUP
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069876
Policy instance 3
Insurance contract or identification numberTA069876
Number of Individuals Covered987
Insurance policy start date2017-09-27
Insurance policy end date2017-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1000
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $5,552
Total amount of fees paid to insurance companyUSD $2,575
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,552
Insurance broker organization code?3
Amount paid for insurance broker fees2575
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameVERISIGHT
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65485
Policy instance 2
Insurance contract or identification number65485
Number of Individuals Covered100
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $502
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $441
Insurance broker organization code?3
Insurance broker nameMICHAEL CAIRA
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65485
Policy instance 2
Insurance contract or identification number65485
Number of Individuals Covered258
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,253
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $885
Insurance broker organization code?3
Insurance broker nameDIANE CRAFTS
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered905
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $4,883
Total amount of fees paid to insurance companyUSD $2,238
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,883
Insurance broker organization code?3
Amount paid for insurance broker fees2238
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameVERISIGHT
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65485
Policy instance 2
Insurance contract or identification number65485
Number of Individuals Covered280
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $1,993
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,229
Insurance broker organization code?3
Insurance broker nameDIANE CRAFTS
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered952
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $31,292
Total amount of fees paid to insurance companyUSD $20,726
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31,292
Amount paid for insurance broker fees4190
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameVERISIGHT
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered943
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $18,788
Total amount of fees paid to insurance companyUSD $14,458
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,788
Amount paid for insurance broker fees2214
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameVERISIGHT
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65485
Policy instance 2
Insurance contract or identification number65485
Number of Individuals Covered308
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $1,568
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $989
Insurance broker organization code?3
Insurance broker nameGERALD TYSON
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65485
Policy instance 2
Insurance contract or identification number65485
Number of Individuals Covered354
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1,081
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered775
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $15,845
Total amount of fees paid to insurance companyUSD $12,150
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65485
Policy instance 1
Insurance contract or identification number65485
Number of Individuals Covered659
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $25,844
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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