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BLALOCK WALTERS, P. A, SAVINGS PLAN 401k Plan overview

Plan NameBLALOCK WALTERS, P. A, SAVINGS PLAN
Plan identification number 002

BLALOCK WALTERS, P. A, SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BLALOCK WALTERS, P.A. has sponsored the creation of one or more 401k plans.

Company Name:BLALOCK WALTERS, P.A.
Employer identification number (EIN):591950976
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about BLALOCK WALTERS, P.A.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1979-11-28
Company Identification Number: 646387
Legal Registered Office Address: 802-11TH STREET WEST

BRADENTON

33505

More information about BLALOCK WALTERS, P.A.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BLALOCK WALTERS, P. A, SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01MARTIN FORBES2022-07-26 MARTIN FORBES2022-07-26
0022020-01-01MARTIN FORBES2021-07-31 MARTIN FORBES2021-07-31
0022019-01-01MARTIN FORBES2020-06-30
0022018-01-01MARTIN FORBES2019-07-08 MARTIN FORBES2019-07-08
0022017-01-01MARTIN FORBES2018-06-19
0022016-01-01MARTIN FORBES2017-08-10 MARTIN FORBES2017-08-10
0022015-01-01MARTIN FORBES2016-07-22 MARTIN FORBES2016-07-22
0022015-01-01MARTIN FORBES2016-07-19 MARTIN FORBES2016-07-19
0022014-01-01CLIFFORD WALTER
0022013-01-01CLIFFORD WALTERS CLIFFORD WALTERS2014-07-18
0022012-01-01CLIFFORD WALTERS
0022011-01-01CLIFFORD WALTERS
0022010-01-01CLIFFORD L. WALTERS2011-06-21 CLIFFORD L. WALTERS2011-06-21

Plan Statistics for BLALOCK WALTERS, P. A, SAVINGS PLAN

401k plan membership statisitcs for BLALOCK WALTERS, P. A, SAVINGS PLAN

Measure Date Value
2014: BLALOCK WALTERS, P. A, SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0142
Total number of active participants reported on line 7a of the Form 55002014-01-0138
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-015
Total of all active and inactive participants2014-01-0143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0143
Number of participants with account balances2014-01-0142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: BLALOCK WALTERS, P. A, SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0146
Total number of active participants reported on line 7a of the Form 55002013-01-0137
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-016
Total of all active and inactive participants2013-01-0143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0143
Number of participants with account balances2013-01-0142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: BLALOCK WALTERS, P. A, SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0138
Total number of active participants reported on line 7a of the Form 55002012-01-0139
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-017
Total of all active and inactive participants2012-01-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0146
Number of participants with account balances2012-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: BLALOCK WALTERS, P. A, SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0135
Total number of active participants reported on line 7a of the Form 55002011-01-0133
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-014
Total of all active and inactive participants2011-01-0137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0137
Number of participants with account balances2011-01-0135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on BLALOCK WALTERS, P. A, SAVINGS PLAN

Measure Date Value
2014 : BLALOCK WALTERS, P. A, SAVINGS PLAN 2014 401k financial data
Total income from all sources2014-12-31$900,308
Expenses. Total of all expenses incurred2014-12-31$166,997
Benefits paid (including direct rollovers)2014-12-31$166,486
Total plan assets at end of year2014-12-31$7,479,310
Total plan assets at beginning of year2014-12-31$6,745,999
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$363,894
Expenses. Other expenses not covered elsewhere2014-12-31$511
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$408,673
Net income (gross income less expenses)2014-12-31$733,311
Net plan assets at end of year (total assets less liabilities)2014-12-31$7,479,310
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$6,745,999
Assets. Value of participant loans2014-12-31$106,755
Total contributions received or receivable from employer(s)2014-12-31$127,741
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : BLALOCK WALTERS, P. A, SAVINGS PLAN 2013 401k financial data
Total income from all sources2013-12-31$1,504,842
Expenses. Total of all expenses incurred2013-12-31$179,663
Benefits paid (including direct rollovers)2013-12-31$151,017
Total plan assets at end of year2013-12-31$6,745,999
Total plan assets at beginning of year2013-12-31$5,420,820
Value of fidelity bond covering the plan2013-12-31$450,000
Total contributions received or receivable from participants2013-12-31$335,764
Expenses. Other expenses not covered elsewhere2013-12-31$340
Other income received2013-12-31$1,062,579
Net income (gross income less expenses)2013-12-31$1,325,179
Net plan assets at end of year (total assets less liabilities)2013-12-31$6,745,999
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$5,420,820
Assets. Value of participant loans2013-12-31$112,004
Total contributions received or receivable from employer(s)2013-12-31$106,499
Value of corrective distributions2013-12-31$28,306
2012 : BLALOCK WALTERS, P. A, SAVINGS PLAN 2012 401k financial data
Total income from all sources2012-12-31$1,042,347
Expenses. Total of all expenses incurred2012-12-31$36,833
Benefits paid (including direct rollovers)2012-12-31$4,557
Total plan assets at end of year2012-12-31$5,420,820
Total plan assets at beginning of year2012-12-31$4,415,306
Value of fidelity bond covering the plan2012-12-31$450,000
Total contributions received or receivable from participants2012-12-31$330,933
Expenses. Other expenses not covered elsewhere2012-12-31$105
Contributions received from other sources (not participants or employers)2012-12-31$63,016
Other income received2012-12-31$544,194
Net income (gross income less expenses)2012-12-31$1,005,514
Net plan assets at end of year (total assets less liabilities)2012-12-31$5,420,820
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$4,415,306
Assets. Value of participant loans2012-12-31$130,313
Total contributions received or receivable from employer(s)2012-12-31$104,204
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$32,171
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : BLALOCK WALTERS, P. A, SAVINGS PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total income from all sources2011-12-31$1,031,800
Expenses. Total of all expenses incurred2011-12-31$648,634
Benefits paid (including direct rollovers)2011-12-31$569,036
Total plan assets at end of year2011-12-31$4,415,306
Total plan assets at beginning of year2011-12-31$4,032,140
Value of fidelity bond covering the plan2011-12-31$450,000
Total contributions received or receivable from participants2011-12-31$282,694
Expenses. Other expenses not covered elsewhere2011-12-31$20,308
Contributions received from other sources (not participants or employers)2011-12-31$135,156
Other income received2011-12-31$518,452
Net income (gross income less expenses)2011-12-31$383,166
Net plan assets at end of year (total assets less liabilities)2011-12-31$4,415,306
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$4,032,140
Assets. Value of participant loans2011-12-31$118,681
Total contributions received or receivable from employer(s)2011-12-31$95,498
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$59,290
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0

Form 5500 Responses for BLALOCK WALTERS, P. A, SAVINGS PLAN

2014: BLALOCK WALTERS, P. A, SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: BLALOCK WALTERS, P. A, SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: BLALOCK WALTERS, P. A, SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: BLALOCK WALTERS, P. A, SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-826257
Policy instance 1
Insurance contract or identification numberGA-826257
Number of Individuals Covered42
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $15,082
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,082
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY INS SERVICES INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-826257
Policy instance 1
Insurance contract or identification numberGA-826257
Number of Individuals Covered42
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $12,576
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $12,576
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY INS SVCS INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-826257
Policy instance 1
Insurance contract or identification numberGA-826257
Number of Individuals Covered39
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $5,912
Total amount of fees paid to insurance companyUSD $91
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,912
Insurance broker organization code?3
Amount paid for insurance broker fees66
Additional information about fees paid to insurance brokerSALES/MARKETING
Insurance broker nameMORGANSTANLEY SMITHBARNEY LLC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-826257
Policy instance 1
Insurance contract or identification numberGA-826257
Number of Individuals Covered35
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $19,745
Total amount of fees paid to insurance companyUSD $17
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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