CRAMER, JOHNSON, WIGGINS & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.
Additional information about CRAMER, JOHNSON, WIGGINS & ASSOCIATES, INC.
Submission information for form 5500 for 401k plan CRAMER, JOHNSON, WIGGINS & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2011 : CRAMER, JOHNSON, WIGGINS & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-1,418 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-1,418 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $28,042 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $22,737 |
| Total income from all sources (including contributions) | 2011-12-31 | $634,866 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $1,350,397 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,292,571 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $763,922 |
| Value of total assets at end of year | 2011-12-31 | $11,563,434 |
| Value of total assets at beginning of year | 2011-12-31 | $12,273,660 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $57,826 |
| Total interest from all sources | 2011-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $302,351 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2011-12-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $302,351 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $582,071 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $28,042 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $22,737 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-715,531 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $11,535,392 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $12,250,923 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $12,133 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $6,559,191 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $6,975,535 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $3,770,165 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $4,138,479 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $1,234,078 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $1,136,015 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $23,631 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-466,676 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $16,881 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $19,806 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $181,851 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,292,571 |
| Contract administrator fees | 2011-12-31 | $45,693 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2011-12-31 | 410746749 |
| 2010 : CRAMER, JOHNSON, WIGGINS & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $4,206 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $4,206 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,136,073 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $995,789 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $935,336 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $862,126 |
| Value of total assets at end of year | 2010-12-31 | $12,273,660 |
| Value of total assets at beginning of year | 2010-12-31 | $11,133,376 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $60,453 |
| Total interest from all sources | 2010-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $272,145 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $272,145 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $626,282 |
| Participant contributions at beginning of year | 2010-12-31 | $43,613 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $44,008 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,140,284 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $12,273,660 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $11,133,376 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $42,868 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $6,975,535 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $8,480,634 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $4,138,479 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $1,381,908 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $1,136,015 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $1,179,550 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $23,631 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $19,425 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $494,663 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $464,227 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $38,706 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $191,836 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $28,246 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $935,336 |
| Contract administrator fees | 2010-12-31 | $17,585 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | LARSONALLEN LLP |
| Accountancy firm EIN | 2010-12-31 | 410746749 |
