401k Plan data: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN plan

SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 401k Plan overview

Plan Name	SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN
Plan identification number	003

SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SCHORNER & ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name: SCHORNER & ASSOCIATES

Employer identification number (EIN): 592193886

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2016-01-01 JAMES A SCHORNER 2017-06-13 JAMES A SCHORNER 2017-06-13
003 2015-01-01 JAMES A SCHORNER
003 2014-01-01 JAMES A SCHORNER
003 2013-06-01 JUDITH A SCORNER JUDITH A SCHORNER 2014-07-15
003 2012-06-01 JUDY SCHORNER
003 2011-06-01 JUDY SCHORNER
003 2010-06-01 JUDITH A SCHORNER
003 2009-06-01 JUDY SCHORNER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2016-01-01	JAMES A SCHORNER	2017-06-13	JAMES A SCHORNER	2017-06-13
003	2015-01-01	JAMES A SCHORNER
003	2014-01-01	JAMES A SCHORNER
003	2013-06-01	JUDITH A SCORNER		JUDITH A SCHORNER	2014-07-15
003	2012-06-01	JUDY SCHORNER
003	2011-06-01	JUDY SCHORNER
003	2010-06-01	JUDITH A SCHORNER
003	2009-06-01	JUDY SCHORNER

Plan Statistics for SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN

401k plan membership statisitcs for SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN

Measure Date Value
2015: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1
Number of participants with account balances 2015-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 2
Number of participants with account balances 2014-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2013 401k membership
Total participants, beginning-of-year 2013-06-01 6
Total number of active participants reported on line 7a of the Form 5500 2013-06-01 5
Number of retired or separated participants receiving benefits 2013-06-01 0
Number of other retired or separated participants entitled to future benefits 2013-06-01 1
Total of all active and inactive participants 2013-06-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-06-01 0
Total participants 2013-06-01 6
Number of participants with account balances 2013-06-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-06-01 0
2012: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2012 401k membership
Total participants, beginning-of-year 2012-06-01 3
Total number of active participants reported on line 7a of the Form 5500 2012-06-01 5
Number of retired or separated participants receiving benefits 2012-06-01 0
Number of other retired or separated participants entitled to future benefits 2012-06-01 0
Total of all active and inactive participants 2012-06-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-06-01 0
Total participants 2012-06-01 5
Number of participants with account balances 2012-06-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-06-01 0
2011: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2011 401k membership
Total participants, beginning-of-year 2011-06-01 3
Total number of active participants reported on line 7a of the Form 5500 2011-06-01 5
Number of retired or separated participants receiving benefits 2011-06-01 0
Number of other retired or separated participants entitled to future benefits 2011-06-01 0
Total of all active and inactive participants 2011-06-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-06-01 0
Total participants 2011-06-01 5
Number of participants with account balances 2011-06-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-06-01 0
2010: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2010 401k membership
Total participants, beginning-of-year 2010-06-01 5
Total number of active participants reported on line 7a of the Form 5500 2010-06-01 3
Number of retired or separated participants receiving benefits 2010-06-01 0
Number of other retired or separated participants entitled to future benefits 2010-06-01 0
Total of all active and inactive participants 2010-06-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-06-01 0
Total participants 2010-06-01 3
Number of participants with account balances 2010-06-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-06-01 0
2009: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2009 401k membership
Total participants, beginning-of-year 2009-06-01 4
Total number of active participants reported on line 7a of the Form 5500 2009-06-01 5
Number of retired or separated participants receiving benefits 2009-06-01 0
Number of other retired or separated participants entitled to future benefits 2009-06-01 0
Total of all active and inactive participants 2009-06-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-06-01 0
Total participants 2009-06-01 5
Number of participants with account balances 2009-06-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-06-01 0

Measure	Date	Value
2015: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1
Number of participants with account balances	2015-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	2
Number of participants with account balances	2014-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2013 401k membership
Total participants, beginning-of-year	2013-06-01	6
Total number of active participants reported on line 7a of the Form 5500	2013-06-01	5
Number of retired or separated participants receiving benefits	2013-06-01	0
Number of other retired or separated participants entitled to future benefits	2013-06-01	1
Total of all active and inactive participants	2013-06-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-06-01	0
Total participants	2013-06-01	6
Number of participants with account balances	2013-06-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-06-01	0
2012: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2012 401k membership
Total participants, beginning-of-year	2012-06-01	3
Total number of active participants reported on line 7a of the Form 5500	2012-06-01	5
Number of retired or separated participants receiving benefits	2012-06-01	0
Number of other retired or separated participants entitled to future benefits	2012-06-01	0
Total of all active and inactive participants	2012-06-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-06-01	0
Total participants	2012-06-01	5
Number of participants with account balances	2012-06-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-06-01	0
2011: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2011 401k membership
Total participants, beginning-of-year	2011-06-01	3
Total number of active participants reported on line 7a of the Form 5500	2011-06-01	5
Number of retired or separated participants receiving benefits	2011-06-01	0
Number of other retired or separated participants entitled to future benefits	2011-06-01	0
Total of all active and inactive participants	2011-06-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-06-01	0
Total participants	2011-06-01	5
Number of participants with account balances	2011-06-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-06-01	0
2010: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2010 401k membership
Total participants, beginning-of-year	2010-06-01	5
Total number of active participants reported on line 7a of the Form 5500	2010-06-01	3
Number of retired or separated participants receiving benefits	2010-06-01	0
Number of other retired or separated participants entitled to future benefits	2010-06-01	0
Total of all active and inactive participants	2010-06-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-06-01	0
Total participants	2010-06-01	3
Number of participants with account balances	2010-06-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-06-01	0
2009: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2009 401k membership
Total participants, beginning-of-year	2009-06-01	4
Total number of active participants reported on line 7a of the Form 5500	2009-06-01	5
Number of retired or separated participants receiving benefits	2009-06-01	0
Number of other retired or separated participants entitled to future benefits	2009-06-01	0
Total of all active and inactive participants	2009-06-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-06-01	0
Total participants	2009-06-01	5
Number of participants with account balances	2009-06-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-06-01	0

Financial Data on SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN

Measure	Date	Value
2015 : SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$-12,505
Expenses. Total of all expenses incurred	2015-12-31	$18,294
Benefits paid (including direct rollovers)	2015-12-31	$18,294
Total plan assets at end of year	2015-12-31	$453,674
Total plan assets at beginning of year	2015-12-31	$484,473
Total contributions received or receivable from participants	2015-12-31	$5,400
Other income received	2015-12-31	$-23,802
Net income (gross income less expenses)	2015-12-31	$-30,799
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$453,674
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$484,473
Total contributions received or receivable from employer(s)	2015-12-31	$5,897
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$18,294
2014 : SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$3,443
Expenses. Total of all expenses incurred	2014-12-31	$60,732
Benefits paid (including direct rollovers)	2014-12-31	$60,732
Total plan assets at end of year	2014-12-31	$484,473
Total plan assets at beginning of year	2014-12-31	$541,762
Total contributions received or receivable from participants	2014-12-31	$31,737
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$-39,597
Net income (gross income less expenses)	2014-12-31	$-57,289
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$484,473
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$541,762
Assets. Value of participant loans	2014-12-31	$0
Total contributions received or receivable from employer(s)	2014-12-31	$11,303
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
2013 : SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$74,140
Expenses. Total of all expenses incurred	2013-12-31	$297
Benefits paid (including direct rollovers)	2013-12-31	$297
Total plan assets at end of year	2013-12-31	$541,762
Total plan assets at beginning of year	2013-12-31	$467,919
Total contributions received or receivable from participants	2013-12-31	$16,124
Other income received	2013-12-31	$58,016
Net income (gross income less expenses)	2013-12-31	$73,843
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$541,762
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$467,919
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0
Total income from all sources	2013-05-31	$100,789
Expenses. Total of all expenses incurred	2013-05-31	$0
Benefits paid (including direct rollovers)	2013-05-31	$0
Total plan assets at end of year	2013-05-31	$467,919
Total plan assets at beginning of year	2013-05-31	$367,130
Total contributions received or receivable from participants	2013-05-31	$12,594
Expenses. Other expenses not covered elsewhere	2013-05-31	$0
Contributions received from other sources (not participants or employers)	2013-05-31	$0
Other income received	2013-05-31	$53,027
Net income (gross income less expenses)	2013-05-31	$100,789
Net plan assets at end of year (total assets less liabilities)	2013-05-31	$467,919
Net plan assets at beginning of year (total assets less liabilities)	2013-05-31	$367,130
Assets. Value of participant loans	2013-05-31	$0
Total contributions received or receivable from employer(s)	2013-05-31	$35,168
Value of certain deemed distributions of participant loans	2013-05-31	$0
Value of corrective distributions	2013-05-31	$0
2012 : SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2012 401k financial data
Total income from all sources	2012-05-31	$44,827
Expenses. Total of all expenses incurred	2012-05-31	$85,416
Benefits paid (including direct rollovers)	2012-05-31	$85,416
Total plan assets at end of year	2012-05-31	$364,959
Total plan assets at beginning of year	2012-05-31	$405,548
Total contributions received or receivable from participants	2012-05-31	$35,334
Expenses. Other expenses not covered elsewhere	2012-05-31	$0
Contributions received from other sources (not participants or employers)	2012-05-31	$5,194
Other income received	2012-05-31	$4,299
Net income (gross income less expenses)	2012-05-31	$-40,589
Net plan assets at end of year (total assets less liabilities)	2012-05-31	$364,959
Net plan assets at beginning of year (total assets less liabilities)	2012-05-31	$405,548
Assets. Value of participant loans	2012-05-31	$0
Total contributions received or receivable from employer(s)	2012-05-31	$0
Value of certain deemed distributions of participant loans	2012-05-31	$0
Value of corrective distributions	2012-05-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-05-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-05-31	$0
Minimum employer required contribution for this plan year	2012-05-31	$0
Amount contributed by the employer to the plan for this plan year	2012-05-31	$0
2011 : SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2011 401k financial data
Total income from all sources	2011-05-31	$64,094
Expenses. Total of all expenses incurred	2011-05-31	$175,932
Benefits paid (including direct rollovers)	2011-05-31	$175,932
Total plan assets at end of year	2011-05-31	$405,548
Total plan assets at beginning of year	2011-05-31	$517,386
Total contributions received or receivable from participants	2011-05-31	$24,251
Expenses. Other expenses not covered elsewhere	2011-05-31	$0
Contributions received from other sources (not participants or employers)	2011-05-31	$0
Other income received	2011-05-31	$30,997
Net income (gross income less expenses)	2011-05-31	$-111,838
Net plan assets at end of year (total assets less liabilities)	2011-05-31	$405,548
Net plan assets at beginning of year (total assets less liabilities)	2011-05-31	$517,386
Assets. Value of participant loans	2011-05-31	$0
Total contributions received or receivable from employer(s)	2011-05-31	$8,846
Value of certain deemed distributions of participant loans	2011-05-31	$0
Value of corrective distributions	2011-05-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-05-31	$0
Funding deficiency by the employer to the plan for this plan year	2011-05-31	$0
Minimum employer required contribution for this plan year	2011-05-31	$0
Amount contributed by the employer to the plan for this plan year	2011-05-31	$0

Form 5500 Responses for SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN

2015: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2013 form 5500 responses
2013-06-01	Type of plan entity	Single employer plan
2013-06-01	Submission has been amended	No
2013-06-01	This submission is the final filing	No
2013-06-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-06-01	Plan is a collectively bargained plan	No
2013-06-01	Plan funding arrangement – Trust	Yes
2013-06-01	Plan benefit arrangement - Trust	Yes
2012: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2012 form 5500 responses
2012-06-01	Type of plan entity	Single employer plan
2012-06-01	Submission has been amended	No
2012-06-01	This submission is the final filing	No
2012-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-06-01	Plan is a collectively bargained plan	No
2012-06-01	Plan funding arrangement – Trust	Yes
2012-06-01	Plan benefit arrangement - Trust	Yes
2011: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2011 form 5500 responses
2011-06-01	Type of plan entity	Single employer plan
2011-06-01	Submission has been amended	No
2011-06-01	This submission is the final filing	No
2011-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-06-01	Plan is a collectively bargained plan	No
2011-06-01	Plan funding arrangement – Trust	Yes
2011-06-01	Plan benefit arrangement - Trust	Yes
2010: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2010 form 5500 responses
2010-06-01	Type of plan entity	Single employer plan
2010-06-01	Submission has been amended	No
2010-06-01	This submission is the final filing	No
2010-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-06-01	Plan is a collectively bargained plan	No
2010-06-01	Plan funding arrangement – Trust	Yes
2010-06-01	Plan benefit arrangement - Trust	Yes
2009: SCHORNER & ASSOCIATES 401(K) SAFE HARBOR PLAN 2009 form 5500 responses
2009-06-01	Type of plan entity	Single employer plan
2009-06-01	Submission has been amended	No
2009-06-01	This submission is the final filing	No
2009-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-06-01	Plan is a collectively bargained plan	No
2009-06-01	Plan funding arrangement – Trust	Yes
2009-06-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SCHORNER & ASSOCIATES
Employer identification number (EIN):	592193886
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers